Section 462.10 Definitions
Terms defined in Section 16-128B of the Public Utilities Act
shall have the same meaning for purposes of this Part as they have under Section
16-128B of the Public Utilities Act, unless further defined in this Part. The following
terms, when used in this Part, shall have the meaning ascribed to them in this
Section.
"Act" means the Public
Utilities Act [220 ILCS 5].
"Applicant" means an
entity seeking to be an installer as defined in this Part that files an
application with the Commission requesting certification pursuant to Section
16-128B of the Act.
"Best's financial size
category" refers to a numerical value that A.M. Best Company or its
successor assigns to an insurance company based on the amount of that insurance
company's policyholders' surplus and reserve funds.
"Best's rating" refers
to a rating from A.M. Best Company or its successor that provides an overall
opinion of an insurance company's ability to meet its obligations to
policyholders.
"Certificate holder"
means an entity that has received certification pursuant to this Part.
"Commercial general liability
insurance" means insurance that covers suits against the insured for
personal injury and property damages.
"Commission" means the
Illinois Commerce Commission.
"Company", when used
in connection with a public utility, means any corporation, company,
limited liability company, association, joint stock company or association,
firm, partnership or individual, their lessees, trustees, or receivers appointed
by any court whatsoever, owning, holding, operating, controlling or managing
such a public utility, but not municipal corporations. "Company",
when used other than in connection with a public utility, includes any
corporation, company, limited liability company, association, joint stock
company or association, firm or partnership, but does not include municipal
corporations. [220 ILCS 5/3-112]
"Corporation"
means any corporation, company, limited liability company, association,
joint stock company or association, but not municipal corporations. [220
ILCS 5/3-113]
"Directly supervised"
means that there is a qualified person on-site available for consultation and
review of the installation energy efficiency measures performed by apprentices.
"Electric utility" means
a public utility, as defined in Section 3-105 of the Act, that has a
franchise, license, permit or right to furnish or sell electricity to retail
customers within a service area. [220 ILCS 5/3-105 and 16-102.]
"Energy efficiency"
means measures that reduce the amount of electricity or natural gas required to
achieve a given end use. "Energy efficiency" also includes measures
that reduce the total Btus of electricity and natural gas needed to meet the
end use or uses. [20 ILCS 3855/1-10]
"Entity" means a company
or corporation or person or limited liability partnership that is involved in
the business of performing installations of an energy efficiency measure or
measures.
"Installer" means an
entity that performs installations.
"Installation" means
connecting, in accordance with applicable building and electrical codes, the
conductors, connectors and all associated fittings, devices or apparatuses
mounted at the premises that are directly involved in delivering energy from
the premises' electrical wiring to the energy efficiency measure. Installation
does not include making electrical connections using Class 2 circuits as
described in the NEC.
"Insurance Code" means
the Illinois Insurance Code [215 ILCS 5].
"NEC" means the National
Electrical Code adopted by the National Fire Protection Association, Inc., 1
Batterymarch Park, Quincy, MA 02169 (NFPA 70), effective August 24, 2016.
"Person" means an
individual, firm, limited liability company or co-partnership [220 ILCS
5/3-114].
"Premises and operations
insurance" means coverage that pays for bodily injury or property damage
that occurs on an entity's premises or as a result of an entity's business
operations.
"Products and completed
operations insurance" means coverage that pays for bodily injury and
property damage that occurs away from an entity's business premises and is
caused by the entity's products or completed work.
"Qualified person" means
an individual who performs installations and who has either satisfactorily
completed at least five installations, or has completed an apprenticeship as a
journeyman electrician from a USDOL Registered Electrician Apprenticeship and
Training Program, or graduated with a certificate or degree related to the
duties of an installer granted by a regionally accredited educational institution.
"Rules of Practice"
means the Commission's Rules of Practice (83 Ill. Adm. Code 200).
"Self-Installer" means
an individual who performs installations on premises owned or occupied by the
individual or an employee who performs installations on premises owned or
occupied by that employee's employer.
"Surplus Line Association of
Illinois" means an organization of Illinois surplus line producers created
by Section 445.1 of the Insurance Code.
"USDOL certification of
satisfactory completion" means that person has received a nationally
recognized and portable Certificate of Completion from a United States
Department of Labor (USDOL) registered apprenticeship program.
"USDOL-registered electrician
apprenticeship program" means an electrician apprenticeship training
program that is certified by USDOL.
"Voltage optimization
measures" means measures that optimize the voltage at points on the
electric distribution voltage system and thereby reduce consumption by electric
customers' end use devices.
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TITLE 83: PUBLIC UTILITIES
CHAPTER I: ILLINOIS COMMERCE COMMISSION SUBCHAPTER c: ELECTRIC UTILITIES PART 462
CERTIFICATION FOR ENERGY EFFICIENCY INSTALLERS
SECTION 462.20 APPLICABILITY
Section 462.20 Applicability
After January 1, 2018, with the exception of a self-installer,
all installers in the State of Illinois shall be subject to certification by
the Commission under this Part.
 | TITLE 83: PUBLIC UTILITIES
CHAPTER I: ILLINOIS COMMERCE COMMISSION SUBCHAPTER c: ELECTRIC UTILITIES PART 462
CERTIFICATION FOR ENERGY EFFICIENCY INSTALLERS
SECTION 462.30 APPLICATION PROCEDURES
Section 462.30 Application Procedures
a) The
applicant shall file its application for certification under this Part and
provide all information required by this Part.
b) Contents
of documents filed by applicants shall be consistent with Subpart B of the
Rules of Practice.
c) Applications
for certification shall be submitted with the applicable fee payment (see
Section 462.110).
d) Applications
for certification under this Part shall be filed with the Chief Clerk of the
Commission and shall be verified pursuant to Section 200.130 of the Rules of
Practice. Applications by a corporation shall be verified by a corporate
officer.
e) An
entity may complete the certification process after completing an installation.
 | TITLE 83: PUBLIC UTILITIES
CHAPTER I: ILLINOIS COMMERCE COMMISSION SUBCHAPTER c: ELECTRIC UTILITIES PART 462
CERTIFICATION FOR ENERGY EFFICIENCY INSTALLERS
SECTION 462.40 REQUIRED APPLICATION INFORMATION
Section 462.40 Required Application Information
Applications for certification under this Part shall contain
the following information:
a) The
applicant's name (including d/b/a, if any), street address, telephone number,
facsimile number, website and e-mail address. The applicant shall provide the
business name as it appears on its Illinois Secretary of State's registration,
including any and all assumed business names. This information shall be kept
current and any change shall be filed with the Chief Clerk of the Commission
within 15 days after the change occurs.
b) Contact
information, including names, addresses, telephone numbers, facsimile numbers
and e-mail addresses, for persons or entities responsible for issues related to
processing the application.
c) Applicant's
Federal Employer Identification Number (FEIN) or Taxpayer Identification Number
(TIN), as applicable.
d) A
certification that the applicant will comply with informational and reporting
requirements established by this Part.
e) A
statement that the applicant agrees to accept service by electronic means as
provided for in Section 200.1050 of the Rules of Practice.
f) An
applicant shall have in force, and provide proof that it has in force, general
liability insurance that shall remain in effect for a period of not less than
one year.
1) The
applicant shall have commercial general liability insurance, which is comprised
of premises and operations insurance and products and complete operations
insurance, with a coverage limit of at least $100,000 per occurrence and
$300,000 aggregate limits for bodily injury.
2) In
addition, the applicant shall have property damage insurance with limits of at
least $25,000 or shall have a policy with a single limit for bodily injury and
property damage of at least $300,000 per occurrence and $300,000 aggregate
limits.
3) The
commercial general liability insurance must be maintained with an insurance
company whose Best's rating is A- or better and whose Best's financial size category
is VII or larger:
A) that
is either authorized to transact business in Illinois; or
B) whose
contract of insurance is issued pursuant to Section 445 or 445a of the
Insurance Code and countersigned by the Surplus Line Association of Illinois or
its successor.
4) The
applicant shall provide a certificate of insurance as part of its application
for certification. If the applicant renews or makes changes in its insurance
coverage, the insurance coverage must be continuous and without interruption. The
certificate of insurance and the insurance policies shall contain a provision
that coverage afforded under the policies shall not be cancelled, allowed to
expire, or subjected to a reduction in the limits in any manner unless at least
30 days' prior written notice (10 days' notice in the case of nonpayment of
premium) has been given to the Commission. The applicant shall file a copy of
the additional or replacement certificate of insurance with the Chief Clerk of
the Commission and provide a copy to the "Policy Division – EE Installer
Insurance Compliance" or its successor at least 15 days in advance of the
effective date of the certificate of insurance. The filing shall include a
cover letter that explains the purpose of the filing and shall be identified by
the name of the applicant as it appears in the most recent Commission order
granting the EE Installer certification.
 | TITLE 83: PUBLIC UTILITIES
CHAPTER I: ILLINOIS COMMERCE COMMISSION SUBCHAPTER c: ELECTRIC UTILITIES PART 462
CERTIFICATION FOR ENERGY EFFICIENCY INSTALLERS
SECTION 462.50 CERTIFICATION REQUIREMENTS
Section 462.50 Certification Requirements
An applicant shall be certified if it certifies that:
a) It
will remain in compliance with all applicable laws and regulations and
Commission rules and orders including, but not limited to, the requirements of
Sections 16-128(a) and 16-128B of the Act and this Part.
b) It
will ensure that its employees, agents or contractors that install energy
efficiency measures, or the employees, agents or contractors of any entity,
agent or contractor with which it has contracted to perform those functions
within the State of Illinois, shall:
1) Comply
with applicable building and electrical codes, including those contained in the
NEC; and
2) Comply
with the energy efficiency measure manufacturer's installation instructions.
c) It
will comply with applicable municipal licensing and bonding requirements to do
business in the State of Illinois.
d) Every
installation of an energy efficiency measure will only be performed by:
1) a
qualified person;
2) a person
licensed as an electrical contractor in at least one municipality in the State
of Illinois who is not a qualified person, provided he/she is directly
supervised by a qualified person; or
3) a
person enrolled in either an apprenticeship as a journeyman electrician from a USDOL
Registered Electrician Apprenticeship and Training Program or certificate or
degree program accredited by an educational institute related to the duties of
an installer that, upon satisfactory completion, will meet the requirement to
become a qualified person, provided he/she is directly supervised by a
qualified person.
e) It is licensed to do
business in the State of Illinois.
 | TITLE 83: PUBLIC UTILITIES
CHAPTER I: ILLINOIS COMMERCE COMMISSION SUBCHAPTER c: ELECTRIC UTILITIES PART 462
CERTIFICATION FOR ENERGY EFFICIENCY INSTALLERS
SECTION 462.60 CERTIFICATIONS CONDITIONED UPON COMPLIANCE
Section 462.60 Certifications Conditioned Upon
Compliance
Each certification issued to an applicant is conditioned
upon compliance with the provisions of this Part and Sections 16-128(a) and
16-128B of the Act. Violation of this Part or the Act makes the installer
subject to penalties, including certificate suspension, revocation, fines or a
combination of sanctions.
ADMINISTRATIVE CODE TITLE 83: PUBLIC UTILITIES CHAPTER I: ILLINOIS COMMERCE COMMISSION SUBCHAPTER c: ELECTRIC UTILITIES PART 462 CERTIFICATION FOR ENERGY EFFICIENCY INSTALLERS SECTION 462.70 ANNUAL RECERTIFICATION AND REPORTING
Section 462.70 Annual Recertification and Reporting
a) A
certificate holder shall recertify annually to remain in good standing with the
Commission. Recertification involves submitting a Recertification Report that
includes the information required by subsection (c).
b) By
June 1 of each year, each certificate holder shall submit a Recertification
Report identified with the name of the certificate holder as it appears in the
most recent Commission order granting certification under this Part. The report
shall be filed with the Chief Clerk of the Commission and shall be verified by
a corporate officer pursuant to Section 200.130 of the Rules of Practice.
c) The Recertification
Report shall contain the following information:
1) A
statement certifying that the certificate holder continues to maintain the
required qualifications for the service authority granted in its certificate;
2) A
statement confirming the certificate holder's continuing compliance with all
requirements set forth in this Part and Sections 16-128(a) and 16-128B of the
Act;
3) The
number of energy efficiency measure installations that a certificate-holder
installed classified as residential or commercial during the prior calendar
year; and
4) The name,
telephone number, email address and mailing address of at least one person
designated by the certificate holder to address questions pertaining to the
report.
d) The report shall not
contain customer identifying information.
e) A
certificate holder that does not submit a Recertification Report within 30 days
after the June 1 annual recertification date is subject to suspension or
revocation of its certificate.
(Source:
Amended at 49 Ill. Reg. 14948, effective November 5, 2025)
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 | TITLE 83: PUBLIC UTILITIES
CHAPTER I: ILLINOIS COMMERCE COMMISSION SUBCHAPTER c: ELECTRIC UTILITIES PART 462
CERTIFICATION FOR ENERGY EFFICIENCY INSTALLERS
SECTION 462.80 COMPLAINT PROCEDURES
Section 462.80 Complaint Procedures
Complaints shall be filed in conformance with Sections
200.160 and 200.170 of the Rules of Practice and 83 Ill. Adm. Code 280.170.
The complaint shall comply with the Rules of Practice.
 | TITLE 83: PUBLIC UTILITIES
CHAPTER I: ILLINOIS COMMERCE COMMISSION SUBCHAPTER c: ELECTRIC UTILITIES PART 462
CERTIFICATION FOR ENERGY EFFICIENCY INSTALLERS
SECTION 462.90 COMMISSION OVERSIGHT
Section 462.90 Commission Oversight
a) Upon
complaint or on the Commission's own motion, the Commission may investigate any
and all activities subject to this Part or Sections 16-128(a) and 16-128B of
the Act, including violations of this Part or of those statutes.
b) If,
after notice and hearing, the Commission determines that an entity is
performing the work of an installer without completing Commission certification
despite being notified by the Staff of the Commission to complete the installer
certification process, the Commission shall issue penalties for noncompliance.
c) If,
after notice and a hearing, the Commission determines that a certificate holder
has not submitted a Recertification Report within 130 days after the June 1
date established under Section 462.70, or pursuant to findings related to
subsection (a) or (b) of this Section, the Commission may revoke the
certification of the certificate holder.
 | TITLE 83: PUBLIC UTILITIES
CHAPTER I: ILLINOIS COMMERCE COMMISSION SUBCHAPTER c: ELECTRIC UTILITIES PART 462
CERTIFICATION FOR ENERGY EFFICIENCY INSTALLERS
SECTION 462.100 MAINTENANCE OF RECORDS
Section 462.100 Maintenance of Records
The applicant or certificate holder shall agree to adopt and
follow rules and procedures ensuring that documentation regarding installations
is retained for a period of not less than 3 calendar years after the calendar
year in which it was created. These records shall be made available to the Commission,
upon request, on a confidential and proprietary basis.
ADMINISTRATIVE CODE TITLE 83: PUBLIC UTILITIES CHAPTER I: ILLINOIS COMMERCE COMMISSION SUBCHAPTER c: ELECTRIC UTILITIES PART 462 CERTIFICATION FOR ENERGY EFFICIENCY INSTALLERS SECTION 462.110 FEES
Section 462.110 Fees
a) The following fees shall
apply:
1) Application for
certification $100
2) Annual recertification None
3) Returned check fee $25
4) (Blank)
b) All fees are
nonrefundable.
c) All
fees under this Part shall be paid by certified check, cashier's check or money
order made payable to "Illinois Commerce Commission/EE Installer
Certification". Each payment shall be accompanied by documentation
identifying what fee is being paid, the applicant's or certificate holder's
name, address and FEIN/TIN.
(Source:
Amended at 49 Ill. Reg. 14948, effective November 5, 2025)
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 | TITLE 83: PUBLIC UTILITIES
CHAPTER I: ILLINOIS COMMERCE COMMISSION SUBCHAPTER c: ELECTRIC UTILITIES PART 462
CERTIFICATION FOR ENERGY EFFICIENCY INSTALLERS
SECTION 462.120 OBLIGATIONS OF ELECTRIC UTILITIES
Section 462.120 Obligations of Electric Utilities
a) Except
as provided in subsection (b), an electric utility shall not issue to a retail
customer a rebate or other energy efficiency incentive greater than $300 for
the installation of an energy efficiency measure covered by this Part, unless
the electric utility receives from the customer:
1) a
certification that the person installing the energy efficiency measure covered
by this Part was a self-installer; or
2) evidence
that the energy efficiency measure covered by this Part was installed by an
entity certified under this Part that is in good standing with the Commission.
b) An
electric utility subject to the requirements of this Part shall be permitted to
petition the Commission for an increase in the initial $300 value identified in
subsection (a). The petition shall be supported by data or analyses supporting
the proposed new value and shall be granted upon good cause being shown by the
utility. If, after notice and hearing, the Commission approves a new threshold
value, then the value established in subsection (a) shall no longer apply.
c) Notwithstanding
anything to the contrary, for purposes of this Part, an "energy efficiency
measure covered by this Part" does not include a measure installed on or
before December 31, 2017, regardless of when the incentive or rebate
application is submitted.
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