TITLE 38: FINANCIAL INSTITUTIONS
CHAPTER I: DEPARTMENT OF FINANCIAL AND PROFESSIONAL REGULATION
PART 170 CONSUMER LEGAL FUNDING ACT
SECTION 170.71 PERMANENT FILE


 

Section 170.71  Permanent File

 

Each licensee must maintain a permanent file which includes the following:

 

a)         A copy of all correspondence sent to or received from the Department within the past 24 months.

 

b)         A copy of the last two examination exception reports and any related correspondence.

 

c)         A copy of all complaints received from consumers or consumers’ attorneys and the resolution of all such complaints.