Securities offered or sold under the Uniform |
|
Limited Offering Exemption Pursuant to |
|
Section 4.D of the Act................................................................................. |
$100 |
Securities offered or sold under the Uniform Limited Offering Exemption pursuant to subsection T of Section 4 of this Act................
| $100 |
Registration and renewal of a dealer........................................................................ |
$300 |
Registration and renewal of a registered Internet portal..........................................................
| $300 |
Registration and renewal of an investment adviser............................................................... |
$200 |
Federal covered investment adviser notification |
|
filing and annual notification filing....................................................................... |
$200 |
Registration and renewal of a salesperson.................................................................... |
$75 |
Registration and renewal of an investment adviser |
|
representative and a federal covered |
|
investment adviser representative......................................................................... |
$75 |