TITLE 14: COMMERCE
SUBTITLE A: REGULATION OF BUSINESS CHAPTER I: SECRETARY OF STATE PART 130 REGULATIONS UNDER ILLINOIS SECURITIES LAW OF 1953 SECTION 130.1120 HEARINGS
Section 130.1120 Hearings
The sequence to be followed for each contested case is as follows:
a) Pre-Hearing Conference – Optional. The purposes of which are set out in Section 130.1118 of this Part; and
b) Hearings
1) Preliminary matters – Motions, attempts to narrow issues or limit evidence;
2) Opening Statements – The party initiating the hearing proceeds first;
3) Case in Chief – Evidence and witnesses are presented by the party initiating the hearing. As a witness' testimony is completed, he or she is subject to cross-examination;
4) Defense (including affirmative defense) – Evidence and witnesses may be presented by the opposing parties;
5) Rebuttal;
6) Closing Statements – The party bearing the burden of proof proceeds first, then the opposing party, then a final reply by the party bearing the burden of proof; and
7) Hearing Officer's Report consisting of: a statement of matters officially noticed, proposed findings of fact, proposed conclusions of law, and proposed recommendation as to disposition by the hearing officer.
(Source: Added at 14 Ill. Reg. 5188, effective March 26, 1990) |