SB0539 Re-EnrolledLRB102 04041 RJF 14057 b

1    AN ACT concerning State government.
 
2    Be it enacted by the People of the State of Illinois,
3represented in the General Assembly:
 
4    Section 5. The Illinois Governmental Ethics Act is amended
5by changing Sections 1-109, 1-110, 2-101, 4A-102, 4A-103,
64A-107, and 4A-108 and by adding Sections 1-102.5, 1-104.3,
71-104.4, 1-104.5, 1-105.2, 1-105.3, 1-105.5, 1-105.6, 1-105.7,
81-112.5, 1-113.6, 1-113.7, and 3A-50 as follows:
 
9    (5 ILCS 420/1-102.5 new)
10    Sec. 1-102.5. "Asset" means, for the purposes of Sections
114A-102 and 4A-103, an item that is owned and has monetary
12value. For the purposes of Sections 4A-102 and 4A-103, assets
13include, but are not limited to: stocks, bonds, sector mutual
14funds, sector exchange traded funds, commodity futures,
15investment real estate, beneficial interests in trusts,
16business interests, and partnership interests. For the
17purposes of Sections 4A-102 and 4A-103, assets do not include:
18personal residences; personal vehicles; savings or checking
19accounts; bonds, notes, or securities issued by any branch of
20federal, state, or local government; Medicare benefits;
21inheritances or bequests, other than beneficial interests in
22trusts; diversified funds; annuities; pensions (including
23government pensions); retirement accounts; college savings

 

 

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1plans that are qualified tuition plans; qualified
2tax-advantaged savings programs that allow individuals to save
3for disability-related expenses; or tangible personal
4property.
 
5    (5 ILCS 420/1-104.3 new)
6    Sec. 1-104.3. "Creditor" means, for the purposes of
7Sections 4A-102 and 4A-103, an individual, organization, or
8other business entity to whom money or its equivalent is owed,
9no matter whether that obligation is secured or unsecured,
10except that if a filer makes a loan to members of his or her
11family, then that filer does not, by making such a loan, become
12a creditor of that individual for the purposes of Sections
134A-102 and 4A-103 of this Act.
 
14    (5 ILCS 420/1-104.4 new)
15    Sec. 1-104.4. "Debt" means, for the purposes of Sections
164A-102 and 4A-103, any money or monetary obligation owed at
17any time during the preceding calendar year to an individual,
18company, or other organization, other than a loan that is from
19a financial institution, government agency, or business entity
20and that is granted on terms made available to the general
21public. For the purposes of Sections 4A-102 and 4A-103, "debt"
22includes, but is not limited to: personal loans from friends
23or business associates, business loans made outside the
24lender's regular course of business, and loans made at below

 

 

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1market rates. For the purposes of Sections 4A-102 and 4A-103,
2"debt" does not include: (i) debts to or from financial
3institutions or government entities, such as mortgages,
4student loans, credit card debts, or loans secured by
5automobiles, household furniture, or appliances, as long as
6those loans were made on terms available to the general public
7and do not exceed the purchase price of the items securing
8them; (ii) debts to or from a political committee registered
9with the Illinois State Board of Elections or political
10committees, principal campaign committees, or authorized
11committees registered with the Federal Election Commission; or
12(iii) a loan from a member of the filer's family not known by
13the filer to be registered to lobby under the Lobbyist
14Registration Act.
 
15    (5 ILCS 420/1-104.5 new)
16    Sec. 1-104.5. "Diversified funds" means investment
17products, such as mutual funds, exchange traded funds, or unit
18investment trusts, that invest in a wide variety of securities
19across multiple sectors or asset classes. "Diversified funds"
20does not include sector funds.
 
21    (5 ILCS 420/1-105.2 new)
22    Sec. 1-105.2. "Economic relationship" means, for the
23purposes of Sections 4A-102 and 4A-103, any joint or shared
24ownership interests in businesses and creditor-debtor

 

 

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1relationships with third parties, other than commercial
2lending institutions, where: (a) the filer is entitled to
3receive (i) more than 7.5% of the total distributable income,
4or (ii) an amount in excess of the salary of the Governor; or
5(b) the filer together with his or her spouse or minor children
6is entitled to receive (i) more than 15%, in the aggregate, of
7the total distributable income, or (ii) an amount in excess of
82 times the salary of the Governor.
 
9    (5 ILCS 420/1-105.3 new)
10    Sec. 1-105.3. "Family" means, for the purposes of Sections
114A-102 and 4A-103, a filer's spouse, children, step-children,
12parents, step-parents, siblings, step-siblings,
13half-siblings, sons-in-law, daughters-in-law, grandparents,
14and grandchildren, as well as the parents and grandparents of
15the filer's spouse, and any person living with the filer.
 
16    (5 ILCS 420/1-105.5 new)
17    Sec. 1-105.5. "Filer" means, for the purposes of Sections
184A-102 and 4A-103, a person required to file a statement of
19economic interests pursuant to this Act.
 
20    (5 ILCS 420/1-105.6 new)
21    Sec. 1-105.6. "Income" means, for the purposes of Sections
224A-102 and 4A-103, pension income and any income from whatever
23source derived, required to be reported on the filer's federal

 

 

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1income tax return, including, but not limited to: compensation
2received for services rendered or to be rendered (as required
3to be reported on any Internal Revenue Service forms,
4including, but not limited to, Forms W-2, 1099, or K-1);
5earnings or capital gains from the sale of assets; profit;
6interest or dividend income from all assets; revenue from
7leases and rentals, royalties, prizes, awards, or barter;
8forgiveness of debt; and earnings derived from annuities or
9trusts other than testamentary trusts. "Income" does not
10include compensation earned for service in the position that
11necessitates the filing of the statement of economic
12interests, or investment or interest returns on items excluded
13from the definition of "asset", or income from the sale of a
14personal residence or personal vehicle.
 
15    (5 ILCS 420/1-105.7 new)
16    Sec. 1-105.7. "Investment real estate" means any real
17property, other than a filer's personal residences, purchased
18to produce a profit, whether from income or resale. Investment
19real estate may be described by the city and state where the
20real estate is located.
 
21    (5 ILCS 420/1-109)  (from Ch. 127, par. 601-109)
22    Sec. 1-109. "Lobbying" means engaging in activities that
23require registration under the Lobbyist Registration
24Act promoting or opposing in any manner the passage by the

 

 

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1General Assembly of any legislative matter affecting the
2interests of any individual, association or corporation as
3distinct from those of the people of the State as a whole.
4(Source: Laws 1967, p. 3401.)
 
5    (5 ILCS 420/1-110)  (from Ch. 127, par. 601-110)
6    Sec. 1-110. "Lobbyist" means an individual who is required
7to be registered to engage in lobbying activities pursuant to
8the Lobbyist Registration Act any person required to be
9registered under "An Act concerning lobbying and providing a
10penalty for violation thereof", approved July 10, 1957, as
11amended.
12(Source: Laws 1967, p. 3401.)
 
13    (5 ILCS 420/1-112.5 new)
14    Sec. 1-112.5. "Personal residence" means, for the purposes
15of Sections 4A-102 and 4A-103, a filer's primary home
16residence and any residential real property held by the filer
17and used by the filer for residential rather than commercial
18or income generating purposes.
 
19    (5 ILCS 420/1-113.6 new)
20    Sec. 1-113.6. "Sector funds" means mutual funds or
21exchange traded funds invested in a particular industry or
22business.
 

 

 

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1    (5 ILCS 420/1-113.7 new)
2    Sec. 1-113.7. "Spouse" means a party to a marriage, a
3party to a civil union, or a registered domestic partner.
 
4    (5 ILCS 420/2-101)  (from Ch. 127, par. 602-101)
5    Sec. 2-101. Government official lobbying.
6    (a) No legislator may engage in promoting or opposing in
7any manner the passage by the General Assembly of any
8legislative matter affecting the interests of any individual,
9association, or corporation as distinct from those of the
10people of the State as a whole lobbying, as that term is
11defined in Section 1-109, if he or she accepts compensation
12specifically attributable to such lobbying, other than that
13provided by law for members of the General Assembly. Nothing
14in this Section prohibits a legislator from lobbying without
15compensation.
16    No legislator or executive branch constitutional officer
17shall engage in compensated lobbying of the governing body of
18a municipality, county, or township, or an official thereof,
19on behalf of any lobbyist or lobbying entity that is
20registered to lobby the General Assembly or the executive
21branch of the State of Illinois.
22    (b) No elected or appointed county executive or
23legislative official shall engage in compensated lobbying of
24the governing body of a county, municipality, township, the
25General Assembly, a State executive branch office or agency,

 

 

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1or an official thereof, on behalf of any lobbyist or lobbying
2entity that is registered to lobby the county in which the
3official is elected or appointed.
4    (c) No elected or appointed municipal executive or
5legislative official shall engage in compensated lobbying of
6the governing body of a county, municipality, township, the
7General Assembly, a State executive branch office or agency,
8or an official thereof, on behalf of any lobbyist or lobbying
9entity that is registered to lobby the municipality in which
10the official is elected or appointed.
11    (d) No elected or appointed township executive or
12legislative official shall engage in compensated lobbying of
13the governing body of a county, municipality, township, the
14General Assembly, a State executive branch office or agency,
15or an official thereof, on behalf of any lobbyist or lobbying
16entity that is registered to lobby the township in which the
17official is elected or appointed.
18    (e) No elected or appointed municipal executive or
19legislative official shall engage in compensated lobbying of
20the governing body of a county, municipality, or township, the
21General Assembly, a State executive branch office or agency,
22or an official thereof, on behalf of any lobbyist or lobbying
23entity if the person is an elected or appointed municipal
24executive or legislative official from a municipality exempted
25by the preemption provision of Section 11.2 of the Lobbyist
26Registration Act.

 

 

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1    (f) A violation of this Section shall constitute a Class A
2misdemeanor.
3(Source: P.A. 77-2830.)
 
4    (5 ILCS 420/3A-50 new)
5    Sec. 3A-50. Appointee political activity.
6    (a) No person who is appointed to an affected office
7shall: (i) serve as an officer of a candidate political
8committee; or (ii) be a candidate who is designated as the
9candidate to be supported by a candidate political committee.
10    (b) A person appointed to an affected office who is either
11an officer of a candidate political committee or a candidate
12who is designated as the candidate to be supported by a
13candidate political committee shall within 30 days after
14confirmation by the Senate: (i) resign as an officer of the
15candidate political committee; (ii) have his or her name
16removed as the candidate to be supported by a candidate
17political committee; (iii) notify the State Board of Elections
18of the person's intent to convert the candidate political
19committee to a limited activity committee under Section 9-1.8
20of the Election Code and complete the transition to a limited
21activity committee within 60 days after confirmation; or (iv)
22dissolve the candidate political committee. A person appointed
23to an affected office who is in violation of this subsection
24(b) on the effective date of this amendatory Act of the 102nd
25General Assembly must come into compliance within 30 days

 

 

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1after the effective date of this amendatory Act of the 102nd
2General Assembly.
3    (c) As used in this Section:
4    "Affected office" means any office in which the appointee
5receives any form of compensation, other than the
6reimbursement of expenses, and whose appointment requires
7advice and consent of the Senate.
8    "Candidate political committee" has the meaning given to
9that term in Section 9-1.8 of the Election Code in which the
10person subject to confirmation by the Senate is designated as
11the candidate to be supported by the candidate political
12committee under Section 9-2 of the Code.
 
13    (5 ILCS 420/4A-102)  (from Ch. 127, par. 604A-102)
14    Sec. 4A-102. The statement of economic interests required
15by this Article shall include the economic interests of the
16person making the statement as provided in this Section.
17    (a) The interest (if constructively controlled by the
18person making the statement) of a spouse or any other party,
19shall be considered to be the same as the interest of the
20person making the statement. Campaign receipts shall not be
21included in this statement. The following interests shall be
22listed by all persons required to file:
23        (1) each asset that has a value of more than $10,000 as
24    of the end of the preceding calendar year and is: (i) held
25    in the filer's name, (ii) held jointly by the filer with

 

 

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1    his or her spouse, or (iii) held jointly by the filer with
2    his or her minor child or children. For a beneficial
3    interest in a trust, the value is based on the total value
4    of the assets either subject to the beneficial interest,
5    or from which income is to be derived for the benefit of
6    the beneficial interest, regardless of whether any
7    distributions have been made for the benefit of the
8    beneficial interest;
9        (2) excluding the income from the position that
10    requires the filing of a statement of economic interests
11    under this Act, each source of income in excess of $7,500
12    during the preceding calendar year (as required to be
13    reported on the filer's federal income tax return covering
14    the preceding calendar year) for the filer and his or her
15    spouse and, if the sale or transfer of an asset produced
16    more than $7,500 in capital gains during the preceding
17    calendar year, the transaction date on which that asset
18    was sold or transferred;
19        (3) each creditor of a debt in excess of $10,000 that,
20    during the preceding calendar year, was: (i) owed by the
21    filer, (ii) owed jointly by the filer with his or her
22    spouse or (iii) owed jointly by the filer with his or her
23    minor child or children;
24        (4) the name of each unit of government of which the
25    filer or his or her spouse was an employee, contractor, or
26    office holder during the preceding calendar year other

 

 

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1    than the unit or units of government in relation to which
2    the person is required to file and the title of the
3    position or nature of the contractual services;
4        (5) each person known to the filer to be registered as
5    a lobbyist with any unit of government in the State of
6    Illinois: (i) with whom the filer maintains an economic
7    relationship, or (ii) who is a member of the filer's
8    family; and
9        (6) each source and type of gift or gifts, or
10    honorarium or honoraria, valued singly or in the aggregate
11    in excess of $500 that was received during the preceding
12    calendar year, excluding any gift or gifts from a member
13    of the filer's family that was not known to the filer to be
14    registered as a lobbyist with any unit of government in
15    the State of Illinois.
16    For the purposes of this Section, the unit of local
17government in relation to which a person is required to file
18under item (e) of Section 4A-101.5 shall be the unit of local
19government that contributes to the pension fund of which such
20person is a member of the board.
21    (b) Beginning December 1, 2025, and for every 5 years
22thereafter, the Secretary of State shall adjust the amounts
23specified under this Section that prompt disclosure under this
24Act for purposes of inflation as determined by the Consumer
25Price Index for All Urban Consumers as issued by the United
26States Department of Labor and rounded to the nearest $100.

 

 

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1The Secretary shall publish this information on the official
2website of the Secretary of State, and make changes to the
3statement of economic interests form to be completed for the
4following year.
5    (c) The Secretary of State shall develop and make publicly
6available on his or her website written guidance relating to
7the completion and filing of the statement of economic
8interests upon which a filer may reasonably and in good faith
9rely.
10The interest (if constructively controlled by the person
11making the statement) of a spouse or any other party, shall be
12considered to be the same as the interest of the person making
13the statement. Campaign receipts shall not be included in this
14statement.
15        (a) The following interests shall be listed by all
16    persons required to file:
17            (1) The name, address and type of practice of any
18        professional organization or individual professional
19        practice in which the person making the statement was
20        an officer, director, associate, partner or
21        proprietor, or served in any advisory capacity, from
22        which income in excess of $1200 was derived during the
23        preceding calendar year;
24            (2) The nature of professional services (other
25        than services rendered to the unit or units of
26        government in relation to which the person is required

 

 

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1        to file) and the nature of the entity to which they
2        were rendered if fees exceeding $5,000 were received
3        during the preceding calendar year from the entity for
4        professional services rendered by the person making
5        the statement.
6            (3) The identity (including the address or legal
7        description of real estate) of any capital asset from
8        which a capital gain of $5,000 or more was realized in
9        the preceding calendar year.
10            (4) The name of any unit of government which has
11        employed the person making the statement during the
12        preceding calendar year other than the unit or units
13        of government in relation to which the person is
14        required to file.
15            (5) The name of any entity from which a gift or
16        gifts, or honorarium or honoraria, valued singly or in
17        the aggregate in excess of $500, was received during
18        the preceding calendar year.
19        (b) The following interests shall also be listed by
20    persons listed in items (a) through (f), item (l), item
21    (n), and item (p) of Section 4A-101:
22            (1) The name and instrument of ownership in any
23        entity doing business in the State of Illinois, in
24        which an ownership interest held by the person at the
25        date of filing is in excess of $5,000 fair market value
26        or from which dividends of in excess of $1,200 were

 

 

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1        derived during the preceding calendar year. (In the
2        case of real estate, location thereof shall be listed
3        by street address, or if none, then by legal
4        description). No time or demand deposit in a financial
5        institution, nor any debt instrument need be listed;
6            (2) Except for professional service entities, the
7        name of any entity and any position held therein from
8        which income of in excess of $1,200 was derived during
9        the preceding calendar year, if the entity does
10        business in the State of Illinois. No time or demand
11        deposit in a financial institution, nor any debt
12        instrument need be listed.
13            (3) The identity of any compensated lobbyist with
14        whom the person making the statement maintains a close
15        economic association, including the name of the
16        lobbyist and specifying the legislative matter or
17        matters which are the object of the lobbying activity,
18        and describing the general type of economic activity
19        of the client or principal on whose behalf that person
20        is lobbying.
21        (c) The following interests shall also be listed by
22    persons listed in items (a) through (c) and item (e) of
23    Section 4A-101.5:
24            (1) The name and instrument of ownership in any
25        entity doing business with a unit of local government
26        in relation to which the person is required to file if

 

 

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1        the ownership interest of the person filing is greater
2        than $5,000 fair market value as of the date of filing
3        or if dividends in excess of $1,200 were received from
4        the entity during the preceding calendar year. (In the
5        case of real estate, location thereof shall be listed
6        by street address, or if none, then by legal
7        description). No time or demand deposit in a financial
8        institution, nor any debt instrument need be listed.
9            (2) Except for professional service entities, the
10        name of any entity and any position held therein from
11        which income in excess of $1,200 was derived during
12        the preceding calendar year if the entity does
13        business with a unit of local government in relation
14        to which the person is required to file. No time or
15        demand deposit in a financial institution, nor any
16        debt instrument need be listed.
17            (3) The name of any entity and the nature of the
18        governmental action requested by any entity which has
19        applied to a unit of local government in relation to
20        which the person must file for any license, franchise
21        or permit for annexation, zoning or rezoning of real
22        estate during the preceding calendar year if the
23        ownership interest of the person filing is in excess
24        of $5,000 fair market value at the time of filing or if
25        income or dividends in excess of $1,200 were received
26        by the person filing from the entity during the

 

 

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1        preceding calendar year.
2    For the purposes of this Section, the unit of local
3government in relation to which a person required to file
4under item (e) of Section 4A-101.5 shall be the unit of local
5government that contributes to the pension fund of which such
6person is a member of the board.
7(Source: P.A. 101-221, eff. 8-9-19.)
 
8    (5 ILCS 420/4A-103)  (from Ch. 127, par. 604A-103)
9    Sec. 4A-103. The statement of economic interests required
10by this Article to be filed with the Secretary of State or
11county clerk shall be filled in by typewriting or hand
12printing, shall be verified, dated, and signed by the person
13making the statement and shall contain substantially the
14following:
 
15
STATEMENT OF ECONOMIC INTERESTS

 
16INSTRUCTIONS:
17    You may find the following documents helpful to you in
18completing this form:
19        (1) federal income tax returns, including any related
20    schedules, attachments, and forms; and
21        (2) investment and brokerage statements.
22    To complete this form, you do not need to disclose
23specific amounts or values or report interests relating either

 

 

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1to political committees registered with the Illinois State
2Board of Elections or to political committees, principal
3campaign committees, or authorized committees registered with
4the Federal Election Commission.
5    The information you disclose will be available to the
6public.
7    You must answer all 6 questions. Certain questions will
8ask you to report any applicable assets or debts held in, or
9payable to, your name; held jointly by, or payable to, you with
10your spouse; or held jointly by, or payable to, you with your
11minor child. If you have any concerns about whether an
12interest should be reported, please consult your department's
13ethics officer, if applicable.
14    Please ensure that the information you provide is complete
15and accurate. If you need more space than the form allows,
16please attach additional pages for your response. If you are
17subject to the State Officials and Employees Ethics Act, your
18ethics officer must review your statement of economic
19interests before you file it. Failure to complete the
20statement in good faith and within the prescribed deadline may
21subject you to fines, imprisonment, or both.
 
22BASIC INFORMATION:
23Name:........................................................
24Job title:...................................................
25Office, department, or agency that requires you to file this

 

 

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1form:........................................................
2Other offices, departments, or agencies that require you to
3file a Statement of Economic Interests form: ................
4Full mailing address:........................................
5Preferred e-mail address (optional):.........................
 
6QUESTIONS:
7    1. If you have any single asset that was worth more than
8$10,000 as of the end of the preceding calendar year and is
9held in, or payable to, your name, held jointly by, or payable
10to, you with your spouse, or held jointly by, or payable to,
11you with your minor child, list such assets below. In the case
12of investment real estate, list the city and state where the
13investment real estate is located. If you do not have any such
14assets, list "none" below.
15.............................................................
16.............................................................
17.............................................................
18.............................................................
19.............................................................
20    2. Excluding the position for which you are required to
21file this form, list the source of any income in excess of
22$7,500 required to be reported during the preceding calendar
23year. If you sold an asset that produced more than $7,500 in
24capital gains in the preceding calendar year, list the name of
25the asset and the transaction date on which the sale or

 

 

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1transfer took place. If you had no such sources of income or
2assets, list "none" below.
 
3Source of Income / Name of Date Sold (if applicable)
4Asset
5............................... ...............................
6............................... ...............................
7............................... ...............................
8    3. Excluding debts incurred on terms available to the
9general public, such as mortgages, student loans, and credit
10card debts, if you owed any single debt in the preceding
11calendar year exceeding $10,000, list the creditor of the debt
12below. If you had no such debts, list "none" below.
13    List the creditor for all applicable debts owed by you,
14owed jointly by you with your spouse, or owed jointly by you
15with your minor child. In addition to the types of debts listed
16above, you do not need to report any debts to or from financial
17institutions or government agencies, such as debts secured by
18automobiles, household furniture or appliances, as long as the
19debt was made on terms available to the general public, debts
20to members of your family, or debts to or from a political
21committee registered with the Illinois State Board of
22Elections or any political committee, principal campaign
23committee, or authorized committee registered with the Federal
24Election Commission.
25.............................................................

 

 

SB0539 Re-Enrolled- 21 -LRB102 04041 RJF 14057 b

1.............................................................
2.............................................................
3.............................................................
4    4. List the name of each unit of government of which you or
5your spouse were an employee, contractor, or office holder
6during the preceding calendar year other than the unit or
7units of government in relation to which the person is
8required to file and the title of the position or nature of the
9contractual services.
 
10Name of Unit of GovernmentTitle or Nature of Services
11............................... ...............................
12............................... ...............................
13............................... ...............................
14    5. If you maintain an economic relationship with a
15lobbyist or if a member of your family is known to you to be a
16lobbyist registered with any unit of government in the State
17of Illinois, list the name of the lobbyist below and identify
18the nature of your relationship with the lobbyist. If you do
19not have an economic relationship with a lobbyist or a family
20member known to you to be a lobbyist registered with any unit
21of government in the State of Illinois, list "none" below.
 
22Name of LobbyistRelationship to Filer
23............................... ...............................
24............................... ...............................

 

 

SB0539 Re-Enrolled- 22 -LRB102 04041 RJF 14057 b

1............................... ...............................
2    6. List the name of each person, organization, or entity
3that was the source of a gift or gifts, or honorarium or
4honoraria, valued singly or in the aggregate in excess of $500
5received during the preceding calendar year and the type of
6gift or gifts, or honorarium or honoraria, excluding any gift
7or gifts from a member of your family that was not known to be
8a lobbyist registered with any unit of government in the State
9of Illinois. If you had no such gifts, list "none" below.
10.............................................................
11.............................................................
12.............................................................
 
13VERIFICATION:
14    "I declare that this statement of economic interests
15(including any attachments) has been examined by me and to the
16best of my knowledge and belief is a true, correct and complete
17statement of my economic interests as required by the Illinois
18Governmental Ethics Act. I understand that the penalty for
19willfully filing a false or incomplete statement is a fine not
20to exceed $2,500 or imprisonment in a penal institution other
21than the penitentiary not to exceed one year, or both fine and
22imprisonment."
23Printed Name of Filer:.......................................
24Date:........................................................
25Signature:...................................................
 

 

 

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1If this statement of economic interests requires ethics
2officer review prior to filing, the applicable ethics officer
3must complete the following:
 
4CERTIFICATION OF ETHICS OFFICER REVIEW:
5    "In accordance with law, as Ethics Officer, I reviewed
6this statement of economic interests prior to its filing."
 
7Printed Name of Ethics Officer:..............................
8Date:........................................................
9Signature:...................................................
10Preferred e-mail address (optional):.........................
11
STATEMENT OF ECONOMIC INTEREST
12
(TYPE OR HAND PRINT)
13.............................................................
14(name)
15.............................................................
16(each office or position of employment for which this
17statement is filed)
18.............................................................
19(full mailing address)
20GENERAL DIRECTIONS:
21    The interest (if constructively controlled by the person
22making the statement) of a spouse or any other party, shall be
23considered to be the same as the interest of the person making

 

 

SB0539 Re-Enrolled- 24 -LRB102 04041 RJF 14057 b

1the statement.
2    Campaign receipts shall not be included in this statement.
3    If additional space is needed, please attach supplemental
4listing.
5    1. List the name and instrument of ownership in any entity
6doing business in the State of Illinois, in which the
7ownership interest held by the person at the date of filing is
8in excess of $5,000 fair market value or from which dividends
9in excess of $1,200 were derived during the preceding calendar
10year. (In the case of real estate, location thereof shall be
11listed by street address, or if none, then by legal
12description.) No time or demand deposit in a financial
13institution, nor any debt instrument need be listed.
14Business EntityInstrument of Ownership
15..............................................................
16..............................................................
17..............................................................
18..............................................................
19    2. List the name, address and type of practice of any
20professional organization in which the person making the
21statement was an officer, director, associate, partner or
22proprietor or served in any advisory capacity, from which
23income in excess of $1,200 was derived during the preceding
24calendar year.
25NameAddressType of Practice
26.............................................................

 

 

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1.............................................................
2.............................................................
3    3. List the nature of professional services rendered
4(other than to the State of Illinois) to each entity from which
5income exceeding $5,000 was received for professional services
6rendered during the preceding calendar year by the person
7making the statement.
8.............................................................
9.............................................................
10    4. List the identity (including the address or legal
11description of real estate) of any capital asset from which a
12capital gain of $5,000 or more was realized during the
13preceding calendar year.
14.............................................................
15.............................................................
16    5. List the identity of any compensated lobbyist with whom
17the person making the statement maintains a close economic
18association, including the name of the lobbyist and specifying
19the legislative matter or matters which are the object of the
20lobbying activity, and describing the general type of economic
21activity of the client or principal on whose behalf that
22person is lobbying.
23LobbyistLegislative MatterClient or Principal
24.............................................................
25.............................................................
26    6. List the name of any entity doing business in the State

 

 

SB0539 Re-Enrolled- 26 -LRB102 04041 RJF 14057 b

1of Illinois from which income in excess of $1,200 was derived
2during the preceding calendar year other than for professional
3services and the title or description of any position held in
4that entity. (In the case of real estate, location thereof
5shall be listed by street address, or if none, then by legal
6description). No time or demand deposit in a financial
7institution nor any debt instrument need be listed.
8EntityPosition Held
9..............................................................
10..............................................................
11..............................................................
12    7. List the name of any unit of government which employed
13the person making the statement during the preceding calendar
14year other than the unit or units of government in relation to
15which the person is required to file.
16.............................................................
17.............................................................
18    8. List the name of any entity from which a gift or gifts,
19or honorarium or honoraria, valued singly or in the aggregate
20in excess of $500, was received during the preceding calendar
21year.
22.............................................................
23VERIFICATION:
24    "I declare that this statement of economic interests
25(including any accompanying schedules and statements) has been
26examined by me and to the best of my knowledge and belief is a

 

 

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1true, correct and complete statement of my economic interests
2as required by the Illinois Governmental Ethics Act. I
3understand that the penalty for willfully filing a false or
4incomplete statement shall be a fine not to exceed $1,000 or
5imprisonment in a penal institution other than the
6penitentiary not to exceed one year, or both fine and
7imprisonment."
8................ ..........................................
9(date of filing) (signature of person making the statement)
10(Source: P.A. 95-173, eff. 1-1-08.)
 
11    (5 ILCS 420/4A-107)  (from Ch. 127, par. 604A-107)
12    Sec. 4A-107. Any person required to file a statement of
13economic interests under this Article who willfully files a
14false or incomplete statement shall be guilty of a Class A
15misdemeanor; provided, a filer's statement made in reasonable,
16good faith reliance on the guidance provided by the Secretary
17of State pursuant to Section 4A-102 or his or her ethics
18officer shall not constitute a willful false or incomplete
19statement.
20    Except when the fees and penalties for late filing have
21been waived under Section 4A-105, failure to file a statement
22within the time prescribed shall result in ineligibility for,
23or forfeiture of, office or position of employment, as the
24case may be; provided, however, that if the notice of failure
25to file a statement of economic interests provided in Section

 

 

SB0539 Re-Enrolled- 28 -LRB102 04041 RJF 14057 b

14A-105 of this Act is not given by the Secretary of State or
2the county clerk, as the case may be, no forfeiture shall
3result if a statement is filed within 30 days of actual notice
4of the failure to file. The Secretary of State shall provide
5the Attorney General with the names of persons who failed to
6file a statement. The county clerk shall provide the State's
7Attorney of the county of the entity for which the filing of
8statement of economic interest is required with the name of
9persons who failed to file a statement.
10    The Attorney General, with respect to offices or positions
11described in items (a) through (f) and items (j), (l), (n), and
12(p) of Section 4A-101 of this Act, or the State's Attorney of
13the county of the entity for which the filing of statements of
14economic interests is required, with respect to offices or
15positions described in items (a) through (e) of Section
164A-101.5, shall bring an action in quo warranto against any
17person who has failed to file by either May 31 or June 30 of
18any given year and for whom the fees and penalties for late
19filing have not been waived under Section 4A-105.
20(Source: P.A. 101-221, eff. 8-9-19.)
 
21    (5 ILCS 420/4A-108)
22    Sec. 4A-108. Internet-based systems of filing.
23    (a) Notwithstanding any other provision of this Act or any
24other law, the Secretary of State and county clerks are
25authorized to institute an Internet-based system for the

 

 

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1filing of statements of economic interests in their offices.
2With respect to county clerk systems, the determination to
3institute such a system shall be in the sole discretion of the
4county clerk and shall meet the requirements set out in this
5Section. With respect to a Secretary of State system, the
6determination to institute such a system shall be in the sole
7discretion of the Secretary of State and shall meet the
8requirements set out in this Section and those Sections of the
9State Officials and Employees Ethics Act requiring ethics
10officer review prior to filing. The system shall be capable of
11allowing an ethics officer to approve a statement of economic
12interests and shall include a means to amend a statement of
13economic interests. When this Section does not modify or
14remove the requirements set forth elsewhere in this Article,
15those requirements shall apply to any system of Internet-based
16filing authorized by this Section. When this Section does
17modify or remove the requirements set forth elsewhere in this
18Article, the provisions of this Section shall apply to any
19system of Internet-based filing authorized by this Section.
20    (b) In any system of Internet-based filing of statements
21of economic interests instituted by the Secretary of State or
22a county clerk:
23        (1) Any filing of an Internet-based statement of
24    economic interests shall be the equivalent of the filing
25    of a verified, written statement of economic interests as
26    required by Section 4A-101 or 4A-101.5 and the equivalent

 

 

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1    of the filing of a verified, dated, and signed statement
2    of economic interests as required by Section 4A-103
3    4A-104.
4        (2) The Secretary of State and county clerks who
5    institute a system of Internet-based filing of statements
6    of economic interests shall establish a password-protected
7    website to receive the filings of such statements. A
8    website established under this Section shall set forth and
9    provide a means of responding to the items set forth in
10    Section 4A-103 4A-102 that are required of a person who
11    files a statement of economic interests with that officer.
12    A website established under this Section shall set forth
13    and provide a means of generating a printable receipt page
14    acknowledging filing.
15        (3) The times for the filing of statements of economic
16    interests set forth in Section 4A-105 shall be followed in
17    any system of Internet-based filing of statements of
18    economic interests; provided that a candidate for elective
19    office who is required to file a statement of economic
20    interests in relation to his or her candidacy pursuant to
21    Section 4A-105(a) shall receive a written or printed
22    receipt for his or her filing.
23        A candidate filing for Governor, Lieutenant Governor,
24    Attorney General, Secretary of State, Treasurer,
25    Comptroller, State Senate, or State House of
26    Representatives, Supreme Court Justice, appellate court

 

 

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1    judge, circuit court judge, or judicial retention shall
2    not use the Internet to file his or her statement of
3    economic interests, but shall file his or her statement of
4    economic interests in a written or printed form and shall
5    receive a written or printed receipt for his or her
6    filing. Annually, the duly appointed ethics officer for
7    each legislative caucus shall certify to the Secretary of
8    State whether his or her caucus members will file their
9    statements of economic interests electronically or in a
10    written or printed format for that year. If the ethics
11    officer for a caucus certifies that the statements of
12    economic interests shall be written or printed, then
13    members of the General Assembly of that caucus shall not
14    use the Internet to file his or her statement of economic
15    interests, but shall file his or her statement of economic
16    interests in a written or printed form and shall receive a
17    written or printed receipt for his or her filing. If no
18    certification is made by an ethics officer for a
19    legislative caucus, or if a member of the General Assembly
20    is not affiliated with a legislative caucus, then the
21    affected member or members of the General Assembly may
22    file their statements of economic interests using the
23    Internet.
24        (4) In the first year of the implementation of a
25    system of Internet-based filing of statements of economic
26    interests, each person required to file such a statement

 

 

SB0539 Re-Enrolled- 32 -LRB102 04041 RJF 14057 b

1    is to be notified in writing of his or her obligation to
2    file his or her statement of economic interests by way of
3    the Internet-based system. If access to the website web
4    site requires a code or password, this information shall
5    be included in the notice prescribed by this paragraph.
6        (5) When a person required to file a statement of
7    economic interests has supplied the Secretary of State or
8    a county clerk, as applicable, with an email address for
9    the purpose of receiving notices under this Article by
10    email, a notice sent by email to the supplied email
11    address shall be the equivalent of a notice sent by first
12    class mail, as set forth in Section 4A-106 or 4A-106.5. A
13    person who has supplied such an email address shall notify
14    the Secretary of State or county clerk, as applicable,
15    when his or her email address changes or if he or she no
16    longer wishes to receive notices by email.
17        (6) If any person who is required to file a statement
18    of economic interests and who has chosen to receive
19    notices by email fails to file his or her statement by May
20    10, then the Secretary of State or county clerk, as
21    applicable, shall send an additional email notice on that
22    date, informing the person that he or she has not filed and
23    describing the penalties for late filing and failing to
24    file. This notice shall be in addition to other notices
25    provided for in this Article.
26        (7) The Secretary of State and each county clerk who

 

 

SB0539 Re-Enrolled- 33 -LRB102 04041 RJF 14057 b

1    institutes a system of Internet-based filing of statements
2    of economic interests may also institute an Internet-based
3    process for the filing of the list of names and addresses
4    of persons required to file statements of economic
5    interests by the chief administrative officers that must
6    file such information with the Secretary of State or
7    county clerk, as applicable, pursuant to Section 4A-106 or
8    4A-106.5. Whenever the Secretary of State or a county
9    clerk institutes such a system under this paragraph, every
10    chief administrative officer must use the system to file
11    this information.
12        (8) The Secretary of State and any county clerk who
13    institutes a system of Internet-based filing of statements
14    of economic interests shall post the contents of such
15    statements filed with him or her available for inspection
16    and copying on a publicly accessible website. Such
17    postings shall not include the addresses or signatures of
18    the filers.
19(Source: P.A. 100-1041, eff. 1-1-19; 101-221, eff. 8-9-19;
20revised 9-12-19.)
 
21    (5 ILCS 420/4A-104 rep.)
22    Section 10. The Illinois Governmental Ethics Act is
23amended by repealing Section 4A-104 on January 1, 2022.
 
24    Section 15. The State Officials and Employees Ethics Act

 

 

SB0539 Re-Enrolled- 34 -LRB102 04041 RJF 14057 b

1is amended by changing Sections 5-40, 5-45, 20-20, 20-95,
225-5, 25-10, 25-15, 25-20, and 25-85 as follows:
 
3    (5 ILCS 430/5-40)
4    Sec. 5-40. Fundraising during session in Sangamon County.
5Except as provided in this Section, any executive branch
6constitutional officer, any candidate for an executive branch
7constitutional office, any member of the General Assembly, any
8candidate for the General Assembly, any political caucus of
9the General Assembly, or any political committee on behalf of
10any of the foregoing may not hold a political fundraising
11function in Sangamon County on any day the legislature is in
12session or the day immediately prior to such day. This Section
13does not apply to a political fundraising function scheduled
14at least 14 days in advance of a day the legislature is in
15special session or the day immediately prior to such day (i)
16during the period beginning February 1 and ending on the later
17of the actual adjournment dates of either house of the spring
18session and (ii) during fall veto session. For purposes of
19this Section, the legislature is not considered to be in
20session on a day that is solely a perfunctory session day or on
21a day when only a committee is meeting.
22    During the period beginning June 1 and ending on the first
23day of fall veto session each year, this Section does not apply
24to (i) a member of the General Assembly whose legislative or
25representative district is entirely within Sangamon County or

 

 

SB0539 Re-Enrolled- 35 -LRB102 04041 RJF 14057 b

1(ii) a candidate for the General Assembly from that
2legislative or representative district.
3(Source: P.A. 96-555, eff. 8-18-09.)
 
4    (5 ILCS 430/5-45)
5    Sec. 5-45. Procurement; revolving door prohibition.
6    (a) No former officer, member, or State employee, or
7spouse or immediate family member living with such person,
8shall, within a period of one year immediately after
9termination of State employment, knowingly accept employment
10or receive compensation or fees for services from a person or
11entity if the officer, member, or State employee, during the
12year immediately preceding termination of State employment,
13participated personally and substantially in the award or
14fiscal administration of State contracts, or the issuance of
15State contract change orders, with a cumulative value of
16$25,000 or more to the person or entity, or its parent or
17subsidiary.
18    (a-5) No officer, member, or spouse or immediate family
19member living with such person shall, during the officer or
20member's term in office or within a period of 2 years
21immediately leaving office, hold an ownership interest, other
22than a passive interest in a publicly traded company, in any
23gaming license under the Illinois Gambling Act, the Video
24Gaming Act, the Illinois Horse Racing Act of 1975, or the
25Sports Wagering Act. Any member of the General Assembly or

 

 

SB0539 Re-Enrolled- 36 -LRB102 04041 RJF 14057 b

1spouse or immediate family member living with such person who
2has an ownership interest, other than a passive interest in a
3publicly traded company, in any gaming license under the
4Illinois Gambling Act, the Illinois Horse Racing Act of 1975,
5the Video Gaming Act, or the Sports Wagering Act at the time of
6the effective date of this amendatory Act of the 101st General
7Assembly shall divest himself or herself of such ownership
8within one year after the effective date of this amendatory
9Act of the 101st General Assembly. No State employee who works
10for the Illinois Gaming Board or Illinois Racing Board or
11spouse or immediate family member living with such person
12shall, during State employment or within a period of 2 years
13immediately after termination of State employment, hold an
14ownership interest, other than a passive interest in a
15publicly traded company, in any gaming license under the
16Illinois Gambling Act, the Video Gaming Act, the Illinois
17Horse Racing Act of 1975, or the Sports Wagering Act.
18    (a-10) This subsection (a-10) applies on and after June
1925, 2021. No officer, member, or spouse or immediate family
20member living with such person, shall, during the officer or
21member's term in office or within a period of 2 years
22immediately after leaving office, hold an ownership interest,
23other than a passive interest in a publicly traded company, in
24any cannabis business establishment which is licensed under
25the Cannabis Regulation and Tax Act. Any member of the General
26Assembly or spouse or immediate family member living with such

 

 

SB0539 Re-Enrolled- 37 -LRB102 04041 RJF 14057 b

1person who has an ownership interest, other than a passive
2interest in a publicly traded company, in any cannabis
3business establishment which is licensed under the Cannabis
4Regulation and Tax Act at the time of the effective date of
5this amendatory Act of the 101st General Assembly shall divest
6himself or herself of such ownership within one year after the
7effective date of this amendatory Act of the 101st General
8Assembly.
9    No State employee who works for any State agency that
10regulates cannabis business establishment license holders who
11participated personally and substantially in the award of
12licenses under the Cannabis Regulation and Tax Act or a spouse
13or immediate family member living with such person shall,
14during State employment or within a period of 2 years
15immediately after termination of State employment, hold an
16ownership interest, other than a passive interest in a
17publicly traded company, in any cannabis license under the
18Cannabis Regulation and Tax Act.
19    (b) No former officer of the executive branch or State
20employee of the executive branch with regulatory or licensing
21authority, or spouse or immediate family member living with
22such person, shall, within a period of one year immediately
23after termination of State employment, knowingly accept
24employment or receive compensation or fees for services from a
25person or entity if the officer or State employee, during the
26year immediately preceding termination of State employment,

 

 

SB0539 Re-Enrolled- 38 -LRB102 04041 RJF 14057 b

1participated personally and substantially in making a
2regulatory or licensing decision that directly applied to the
3person or entity, or its parent or subsidiary.
4    (b-5) Beginning January 1, 2022, no former officer of the
5executive branch shall engage in activities at the State level
6that require registration under the Lobbyist Registration Act
7during the term of which he or she was elected or appointed
8until 6 months after leaving office.
9    (b-7) Beginning the second Wednesday in January of 2023,
10no former member shall engage in activities at the State level
11that require registration under the Lobbyist Registration Act
12in a General Assembly of which he or she was a member until 6
13months after leaving office.
14    (c) Within 6 months after the effective date of this
15amendatory Act of the 96th General Assembly, each executive
16branch constitutional officer and legislative leader, the
17Auditor General, and the Joint Committee on Legislative
18Support Services shall adopt a policy delineating which State
19positions under his or her jurisdiction and control, by the
20nature of their duties, may have the authority to participate
21personally and substantially in the award or fiscal
22administration of State contracts or in regulatory or
23licensing decisions. The Governor shall adopt such a policy
24for all State employees of the executive branch not under the
25jurisdiction and control of any other executive branch
26constitutional officer.

 

 

SB0539 Re-Enrolled- 39 -LRB102 04041 RJF 14057 b

1    The policies required under subsection (c) of this Section
2shall be filed with the appropriate ethics commission
3established under this Act or, for the Auditor General, with
4the Office of the Auditor General.
5    (d) Each Inspector General shall have the authority to
6determine that additional State positions under his or her
7jurisdiction, not otherwise subject to the policies required
8by subsection (c) of this Section, are nonetheless subject to
9the notification requirement of subsection (f) below due to
10their involvement in the award or fiscal administration of
11State contracts or in regulatory or licensing decisions.
12    (e) The Joint Committee on Legislative Support Services,
13the Auditor General, and each of the executive branch
14constitutional officers and legislative leaders subject to
15subsection (c) of this Section shall provide written
16notification to all employees in positions subject to the
17policies required by subsection (c) or a determination made
18under subsection (d): (1) upon hiring, promotion, or transfer
19into the relevant position; and (2) at the time the employee's
20duties are changed in such a way as to qualify that employee.
21An employee receiving notification must certify in writing
22that the person was advised of the prohibition and the
23requirement to notify the appropriate Inspector General in
24subsection (f).
25    (f) Any State employee in a position subject to the
26policies required by subsection (c) or to a determination

 

 

SB0539 Re-Enrolled- 40 -LRB102 04041 RJF 14057 b

1under subsection (d), but who does not fall within the
2prohibition of subsection (h) below, who is offered non-State
3employment during State employment or within a period of one
4year immediately after termination of State employment shall,
5prior to accepting such non-State employment, notify the
6appropriate Inspector General. Within 10 calendar days after
7receiving notification from an employee in a position subject
8to the policies required by subsection (c), such Inspector
9General shall make a determination as to whether the State
10employee is restricted from accepting such employment by
11subsection (a) or (b). In making a determination, in addition
12to any other relevant information, an Inspector General shall
13assess the effect of the prospective employment or
14relationship upon decisions referred to in subsections (a) and
15(b), based on the totality of the participation by the former
16officer, member, or State employee in those decisions. A
17determination by an Inspector General must be in writing,
18signed and dated by the Inspector General, and delivered to
19the subject of the determination within 10 calendar days or
20the person is deemed eligible for the employment opportunity.
21For purposes of this subsection, "appropriate Inspector
22General" means (i) for members and employees of the
23legislative branch, the Legislative Inspector General; (ii)
24for the Auditor General and employees of the Office of the
25Auditor General, the Inspector General provided for in Section
2630-5 of this Act; and (iii) for executive branch officers and

 

 

SB0539 Re-Enrolled- 41 -LRB102 04041 RJF 14057 b

1employees, the Inspector General having jurisdiction over the
2officer or employee. Notice of any determination of an
3Inspector General and of any such appeal shall be given to the
4ultimate jurisdictional authority, the Attorney General, and
5the Executive Ethics Commission.
6    (g) An Inspector General's determination regarding
7restrictions under subsection (a) or (b) may be appealed to
8the appropriate Ethics Commission by the person subject to the
9decision or the Attorney General no later than the 10th
10calendar day after the date of the determination.
11    On appeal, the Ethics Commission or Auditor General shall
12seek, accept, and consider written public comments regarding a
13determination. In deciding whether to uphold an Inspector
14General's determination, the appropriate Ethics Commission or
15Auditor General shall assess, in addition to any other
16relevant information, the effect of the prospective employment
17or relationship upon the decisions referred to in subsections
18(a) and (b), based on the totality of the participation by the
19former officer, member, or State employee in those decisions.
20The Ethics Commission shall decide whether to uphold an
21Inspector General's determination within 10 calendar days or
22the person is deemed eligible for the employment opportunity.
23    (h) The following officers, members, or State employees
24shall not, within a period of one year immediately after
25termination of office or State employment, knowingly accept
26employment or receive compensation or fees for services from a

 

 

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1person or entity if the person or entity or its parent or
2subsidiary, during the year immediately preceding termination
3of State employment, was a party to a State contract or
4contracts with a cumulative value of $25,000 or more involving
5the officer, member, or State employee's State agency, or was
6the subject of a regulatory or licensing decision involving
7the officer, member, or State employee's State agency,
8regardless of whether he or she participated personally and
9substantially in the award or fiscal administration of the
10State contract or contracts or the making of the regulatory or
11licensing decision in question:
12        (1) members or officers;
13        (2) members of a commission or board created by the
14    Illinois Constitution;
15        (3) persons whose appointment to office is subject to
16    the advice and consent of the Senate;
17        (4) the head of a department, commission, board,
18    division, bureau, authority, or other administrative unit
19    within the government of this State;
20        (5) chief procurement officers, State purchasing
21    officers, and their designees whose duties are directly
22    related to State procurement;
23        (6) chiefs of staff, deputy chiefs of staff, associate
24    chiefs of staff, assistant chiefs of staff, and deputy
25    governors, or any other position that holds an equivalent
26    level of managerial oversight;

 

 

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1        (7) employees of the Illinois Racing Board; and
2        (8) employees of the Illinois Gaming Board.
3    (i) For the purposes of this Section, with respect to
4officers or employees of a regional transit board, as defined
5in this Act, the phrase "person or entity" does not include:
6(i) the United States government, (ii) the State, (iii)
7municipalities, as defined under Article VII, Section 1 of the
8Illinois Constitution, (iv) units of local government, as
9defined under Article VII, Section 1 of the Illinois
10Constitution, or (v) school districts.
11(Source: P.A. 101-31, eff. 6-28-19; 101-593, eff. 12-4-19.)
 
12    (5 ILCS 430/20-20)
13    Sec. 20-20. Duties of the Executive Inspectors General. In
14addition to duties otherwise assigned by law, each Executive
15Inspector General shall have the following duties:
16        (1) To receive and investigate allegations of
17    violations of this Act. An investigation may not be
18    initiated more than one year after the most recent act of
19    the alleged violation or of a series of alleged violations
20    except where there is reasonable cause to believe that
21    fraudulent concealment has occurred. To constitute
22    fraudulent concealment sufficient to toll this limitations
23    period, there must be an affirmative act or representation
24    calculated to prevent discovery of the fact that a
25    violation or other wrongful act has occurred. The

 

 

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1    Executive Inspector General shall have the discretion to
2    determine the appropriate means of investigation as
3    permitted by law.
4        (2) To request information relating to an
5    investigation from any person when the Executive Inspector
6    General deems that information necessary in conducting an
7    investigation.
8        (3) To issue subpoenas to compel the attendance of
9    witnesses for the purposes of testimony and production of
10    documents and other items for inspection and copying and
11    to make service of those subpoenas and subpoenas issued
12    under item (7) of Section 20-15.
13        (4) To submit reports as required by this Act.
14        (5) To file pleadings in the name of the Executive
15    Inspector General with the Executive Ethics Commission,
16    through the Attorney General, as provided in this Article
17    if the Attorney General finds that reasonable cause exists
18    to believe that a violation has occurred.
19        (6) To assist and coordinate the ethics officers for
20    State agencies under the jurisdiction of the Executive
21    Inspector General and to work with those ethics officers.
22        (7) To participate in or conduct, when appropriate,
23    multi-jurisdictional investigations.
24        (8) To request, as the Executive Inspector General
25    deems appropriate, from ethics officers of State agencies
26    under his or her jurisdiction, reports or information on

 

 

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1    (i) the content of a State agency's ethics training
2    program and (ii) the percentage of new officers and
3    employees who have completed ethics training.
4        (9) To review hiring and employment files of each
5    State agency within the Executive Inspector General's
6    jurisdiction to ensure compliance with Rutan v. Republican
7    Party of Illinois, 497 U.S. 62 (1990), and with all
8    applicable employment laws.
9        (10) To establish a policy that ensures the
10    appropriate handling and correct recording of all
11    investigations conducted by the Office, and to ensure that
12    the policy is accessible via the Internet in order that
13    those seeking to report those allegations are familiar
14    with the process and that the subjects of those
15    allegations are treated fairly.
16        (11) To post information to the Executive Inspector
17    General's website explaining to complainants and subjects
18    of an investigation the legal limitations on the Executive
19    Inspector General's ability to provide information to them
20    and a general overview of the investigation process.
21(Source: P.A. 100-588, eff. 6-8-18.)
 
22    (5 ILCS 430/20-95)
23    Sec. 20-95. Exemptions.
24    (a) Documents generated by an ethics officer under this
25Act, except Section 5-50, are exempt from the provisions of

 

 

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1the Freedom of Information Act.
2    (b) Any allegations and related documents submitted to an
3Executive Inspector General and any pleadings and related
4documents brought before the Executive Ethics Commission are
5exempt from the provisions of the Freedom of Information Act
6so long as the Executive Ethics Commission does not make a
7finding of a violation of this Act. If the Executive Ethics
8Commission finds that a violation has occurred, the entire
9record of proceedings before the Commission, the decision and
10recommendation, and the response from the agency head or
11ultimate jurisdictional authority to the Executive Ethics
12Commission are not exempt from the provisions of the Freedom
13of Information Act but information contained therein that is
14otherwise exempt from the Freedom of Information Act must be
15redacted before disclosure as provided in the Freedom of
16Information Act. A summary report released by the Executive
17Ethics Commission under Section 20-52 is a public record, but
18information redacted by the Executive Ethics Commission shall
19not be part of the public record.
20    (c) Meetings of the Commission are exempt from the
21provisions of the Open Meetings Act.
22    (d) Unless otherwise provided in this Act, all
23investigatory files and reports of the Office of an Executive
24Inspector General, other than monthly reports required under
25Section 20-85, are confidential and privileged, are exempt
26from disclosure under the Freedom of Information Act, and

 

 

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1shall not be divulged to any person or agency, except as
2necessary (i) to a law enforcement authority, (ii) to the
3ultimate jurisdictional authority, (iii) to the Executive
4Ethics Commission, (iv) to another Inspector General appointed
5pursuant to this Act, or (v) to an Inspector General appointed
6or employed by a Regional Transit Board in accordance with
7Section 75-10.
8(Source: P.A. 96-555, eff. 8-18-09; 96-1528, eff. 7-1-11.)
 
9    (5 ILCS 430/25-5)
10    Sec. 25-5. Legislative Ethics Commission.
11    (a) The Legislative Ethics Commission is created.
12    (b) The Legislative Ethics Commission shall consist of 8
13commissioners appointed 2 each by the President and Minority
14Leader of the Senate and the Speaker and Minority Leader of the
15House of Representatives.
16    The terms of the initial commissioners shall commence upon
17qualification. Each appointing authority shall designate one
18appointee who shall serve for a 2-year term running through
19June 30, 2005. Each appointing authority shall designate one
20appointee who shall serve for a 4-year term running through
21June 30, 2007. The initial appointments shall be made within
2260 days after the effective date of this Act.
23    After the initial terms, commissioners shall serve for
244-year terms commencing on July 1 of the year of appointment
25and running through June 30 of the fourth following year.

 

 

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1Commissioners may be reappointed to one or more subsequent
2terms.
3    A vacancy shall occur upon a commissioner's death,
4resignation, removal, disqualification, termination of
5legislative service in the house or caucus of the appointing
6authority, or other inability to act. Vacancies occurring
7other than at the end of a term shall be filled by the
8appointing authority only for the balance of the term of the
9commissioner whose office is vacant.
10    Terms shall run regardless of whether the position is
11filled.
12    (c) The appointing authorities shall appoint commissioners
13who have experience holding governmental office or employment
14and may appoint commissioners who are members of the General
15Assembly as well as commissioners from the general public. A
16commissioner who is a member of the General Assembly must
17recuse himself or herself from participating in any matter
18relating to any investigation or proceeding in which he or she
19is the subject or is a complainant. A person is not eligible to
20serve as a commissioner if that person (i) has been convicted
21of a felony or a crime of dishonesty or moral turpitude, (ii)
22is, or was within the preceding 12 months, engaged in
23activities that require registration under the Lobbyist
24Registration Act, (iii) is a relative of the appointing
25authority, (iv) is a State officer or employee other than a
26member of the General Assembly, or (v) is a candidate for

 

 

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1statewide office, federal office, or judicial office.
2    (c-5) If a commissioner is required to recuse himself or
3herself from participating in a matter as provided in
4subsection (c), the recusal shall create a temporary vacancy
5for the limited purpose of consideration of the matter for
6which the commissioner recused himself or herself, and the
7appointing authority for the recusing commissioner shall make
8a temporary appointment to fill the vacancy for consideration
9of the matter for which the commissioner recused himself or
10herself.
11    (d) The Legislative Ethics Commission shall have
12jurisdiction over current and former members of the General
13Assembly regarding events occurring during a member's term of
14office and current and former State employees regarding events
15occurring during any period of employment where the State
16employee's ultimate jurisdictional authority is (i) a
17legislative leader, (ii) the Senate Operations Commission, or
18(iii) the Joint Committee on Legislative Support Services. The
19Legislative Ethics Commission shall have jurisdiction over
20complainants and respondents in violation of subsection (d) of
21Section 25-90. The jurisdiction of the Commission is limited
22to matters arising under this Act.
23    An officer or executive branch State employee serving on a
24legislative branch board or commission remains subject to the
25jurisdiction of the Executive Ethics Commission and is not
26subject to the jurisdiction of the Legislative Ethics

 

 

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1Commission.
2    (e) The Legislative Ethics Commission must meet, either in
3person or by other technological means, monthly or as often as
4necessary. At the first meeting of the Legislative Ethics
5Commission, the commissioners shall choose from their number a
6chairperson and other officers that they deem appropriate. The
7terms of officers shall be for 2 years commencing July 1 and
8running through June 30 of the second following year. Meetings
9shall be held at the call of the chairperson or any 3
10commissioners. Official action by the Commission shall require
11the affirmative vote of 5 commissioners, and a quorum shall
12consist of 5 commissioners. Commissioners shall receive no
13compensation but may be reimbursed for their reasonable
14expenses actually incurred in the performance of their duties.
15    (f) No commissioner, other than a commissioner who is a
16member of the General Assembly, or employee of the Legislative
17Ethics Commission may during his or her term of appointment or
18employment:
19        (1) become a candidate for any elective office;
20        (2) hold any other elected or appointed public office
21    except for appointments on governmental advisory boards or
22    study commissions or as otherwise expressly authorized by
23    law;
24        (3) be actively involved in the affairs of any
25    political party or political organization; or
26        (4) advocate for the appointment of another person to

 

 

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1    an appointed or elected office or position or actively
2    participate in any campaign for any elective office.
3    (f-5) No commissioner who is a member of the General
4Assembly may be a candidate for statewide office, federal
5office, or judicial office. If a commissioner who is a member
6of the General Assembly files petitions to be a candidate for a
7statewide office, federal office, or judicial office, he or
8she shall be deemed to have resigned from his or her position
9as a commissioner on the date his or her name is certified for
10the ballot by the State Board of Elections or local election
11authority and his or her position as a commissioner shall be
12deemed vacant. Such person may not be reappointed to the
13Commission during any time he or she is a candidate for
14statewide office, federal office, or judicial office.
15    (g) An appointing authority may remove a commissioner only
16for cause.
17    (h) The Legislative Ethics Commission shall appoint an
18Executive Director subject to the approval of at least 3 of the
194 legislative leaders. The compensation of the Executive
20Director shall be as determined by the Commission. The
21Executive Director of the Legislative Ethics Commission may
22employ, subject to the approval of at least 3 of the 4
23legislative leaders, and determine the compensation of staff,
24as appropriations permit.
25    (i) In consultation with the Legislative Inspector
26General, the Legislative Ethics Commission may develop

 

 

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1comprehensive training for members and employees under its
2jurisdiction that includes, but is not limited to, sexual
3harassment, employment discrimination, and workplace civility.
4The training may be recommended to the ultimate jurisdictional
5authorities and may be approved by the Commission to satisfy
6the sexual harassment training required under Section 5-10.5
7or be provided in addition to the annual sexual harassment
8training required under Section 5-10.5. The Commission may
9seek input from governmental agencies or private entities for
10guidance in developing such training.
11(Source: P.A. 100-588, eff. 6-8-18; 101-81, eff. 7-12-19;
12101-221, eff. 8-9-19; 101-617, eff. 12-20-19.)
 
13    (5 ILCS 430/25-10)
14    Sec. 25-10. Office of Legislative Inspector General.
15    (a) The independent Office of the Legislative Inspector
16General is created. The Office shall be under the direction
17and supervision of the Legislative Inspector General and shall
18be a fully independent office with its own appropriation.
19    (b) The Legislative Inspector General shall be appointed
20without regard to political affiliation and solely on the
21basis of integrity and demonstrated ability. The Legislative
22Ethics Commission shall diligently search out qualified
23candidates for Legislative Inspector General and shall make
24recommendations to the General Assembly. The Legislative
25Inspector General may serve in a full-time, part-time, or

 

 

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1contractual capacity.
2    The Legislative Inspector General shall be appointed by a
3joint resolution of the Senate and the House of
4Representatives, which may specify the date on which the
5appointment takes effect. A joint resolution, or other
6document as may be specified by the Joint Rules of the General
7Assembly, appointing the Legislative Inspector General must be
8certified by the Speaker of the House of Representatives and
9the President of the Senate as having been adopted by the
10affirmative vote of three-fifths of the members elected to
11each house, respectively, and be filed with the Secretary of
12State. The appointment of the Legislative Inspector General
13takes effect on the day the appointment is completed by the
14General Assembly, unless the appointment specifies a later
15date on which it is to become effective.
16    The Legislative Inspector General shall have the following
17qualifications:
18        (1) has not been convicted of any felony under the
19    laws of this State, another state, or the United States;
20        (2) has earned a baccalaureate degree from an
21    institution of higher education; and
22        (3) has 5 or more years of cumulative service (A) with
23    a federal, State, or local law enforcement agency, at
24    least 2 years of which have been in a progressive
25    investigatory capacity; (B) as a federal, State, or local
26    prosecutor; (C) as a senior manager or executive of a

 

 

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1    federal, State, or local agency; (D) as a member, an
2    officer, or a State or federal judge; or (E) representing
3    any combination of items (A) through (D).
4    The Legislative Inspector General may not be a relative of
5a commissioner.
6    The term of the initial Legislative Inspector General
7shall commence upon qualification and shall run through June
830, 2008.
9    After the initial term, the Legislative Inspector General
10shall serve for 5-year terms commencing on July 1 of the year
11of appointment and running through June 30 of the fifth
12following year. The Legislative Inspector General may be
13reappointed to one or more subsequent terms. Terms shall run
14regardless of whether the position is filled.
15    (b-5) A vacancy occurring other than at the end of a term
16shall be filled in the same manner as an appointment only for
17the balance of the term of the Legislative Inspector General
18whose office is vacant. Within 7 days of the Office becoming
19vacant or receipt of a Legislative Inspector General's
20prospective resignation, the vacancy shall be publicly posted
21on the Commission's website, along with a description of the
22requirements for the position and where applicants may apply.
23    Within 45 days of the vacancy, the Commission shall
24designate an Acting Legislative Inspector General who shall
25serve until the vacancy is filled. The Commission shall file
26the designation in writing with the Secretary of State.

 

 

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1    Within 60 days prior to the end of the term of the
2Legislative Inspector General or within 30 days of the
3occurrence of a vacancy in the Office of the Legislative
4Inspector General, the Legislative Ethics Commission shall
5establish a four-member search committee within the Commission
6for the purpose of conducting a search for qualified
7candidates to serve as Legislative Inspector General. The
8Speaker of the House of Representatives, Minority Leader of
9the House, Senate President, and Minority Leader of the Senate
10shall each appoint one member to the search committee. A
11member of the search committee shall be either a retired judge
12or former prosecutor and may not be a member or employee of the
13General Assembly or a registered lobbyist. If the Legislative
14Ethics Commission wishes to recommend that the Legislative
15Inspector General be re-appointed, a search committee does not
16need to be appointed.
17    The search committee shall conduct a search for qualified
18candidates, accept applications, and conduct interviews. The
19search committee shall recommend up to 3 candidates for
20Legislative Inspector General to the Legislative Ethics
21Commission. The search committee shall be disbanded upon an
22appointment of the Legislative Inspector General. Members of
23the search committee are not entitled to compensation but
24shall be entitled to reimbursement of reasonable expenses
25incurred in connection with the performance of their duties.
26    Within 30 days after June 8, 2018 (the effective date of

 

 

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1Public Act 100-588) this amendatory Act of the 100th General
2Assembly, the Legislative Ethics Commission shall create a
3search committee in the manner provided for in this subsection
4to recommend up to 3 candidates for Legislative Inspector
5General to the Legislative Ethics Commission by October 31,
62018.
7    If a vacancy exists and the Commission has not appointed
8an Acting Legislative Inspector General, either the staff of
9the Office of the Legislative Inspector General, or if there
10is no staff, the Executive Director, shall advise the
11Commission of all open investigations and any new allegations
12or complaints received in the Office of the Inspector General.
13These reports shall not include the name of any person
14identified in the allegation or complaint, including, but not
15limited to, the subject of and the person filing the
16allegation or complaint. Notification shall be made to the
17Commission on a weekly basis unless the Commission approves of
18a different reporting schedule.
19    If the Office of the Inspector General is vacant for 6
20months or more beginning on or after January 1, 2019, and the
21Legislative Ethics Commission has not appointed an Acting
22Legislative Inspector General, all complaints made to the
23Legislative Inspector General or the Legislative Ethics
24Commission shall be directed to the Inspector General for the
25Auditor General, and he or she shall have the authority to act
26as provided in subsection (c) of this Section and Section

 

 

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125-20 of this Act, and shall be subject to all laws and rules
2governing a Legislative Inspector General or Acting
3Legislative Inspector General. The authority for the Inspector
4General of the Auditor General under this paragraph shall
5terminate upon appointment of a Legislative Inspector General
6or an Acting Legislative Inspector General.
7    (c) The Legislative Inspector General shall have
8jurisdiction over the current and former members of the
9General Assembly regarding events occurring during a member's
10term of office and current and former State employees
11regarding events occurring during any period of employment
12where the State employee's ultimate jurisdictional authority
13is (i) a legislative leader, (ii) the Senate Operations
14Commission, or (iii) the Joint Committee on Legislative
15Support Services.
16    The jurisdiction of each Legislative Inspector General is
17to investigate allegations of violations of this Act,
18violations of other related laws and rules regarding events
19related to the member's or employee's public duties or use of
20State office, employment, or resources, or fraud, waste,
21abuse, mismanagement, misconduct, nonfeasance, misfeasance, or
22malfeasance related to the member's or employee's public
23duties or use of State office, employment, or resources. The
24jurisdiction shall not include violations of the Rules of the
25House of Representatives or the Senate , or violations of this
26Act or violations of other related laws and rules.

 

 

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1    The Legislative Inspector General shall have jurisdiction
2over complainants in violation of subsection (e) of Section
325-63 of this Act.
4    (d) The compensation of the Legislative Inspector General
5shall be the greater of an amount (i) determined by the
6Commission or (ii) by joint resolution of the General Assembly
7passed by a majority of members elected in each chamber.
8Subject to Section 25-45 of this Act, the Legislative
9Inspector General has full authority to organize the Office of
10the Legislative Inspector General, including the employment
11and determination of the compensation of staff, such as
12deputies, assistants, and other employees, as appropriations
13permit. Employment of staff is subject to the approval of at
14least 3 of the 4 legislative leaders.
15    (e) No Legislative Inspector General or employee of the
16Office of the Legislative Inspector General may, during his or
17her term of appointment or employment:
18        (1) become a candidate for any elective office;
19        (2) hold any other elected or appointed public office
20    except for appointments on governmental advisory boards or
21    study commissions or as otherwise expressly authorized by
22    law;
23        (3) be actively involved in the affairs of any
24    political party or political organization; or
25        (4) actively participate in any campaign for any
26    elective office.

 

 

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1    A full-time Legislative Inspector General shall not engage
2in the practice of law or any other business, employment, or
3vocation.
4    In this subsection an appointed public office means a
5position authorized by law that is filled by an appointing
6authority as provided by law and does not include employment
7by hiring in the ordinary course of business.
8    (e-1) No Legislative Inspector General or employee of the
9Office of the Legislative Inspector General may, for one year
10after the termination of his or her appointment or employment:
11        (1) become a candidate for any elective office;
12        (2) hold any elected public office; or
13        (3) hold any appointed State, county, or local
14    judicial office.
15    (e-2) The requirements of item (3) of subsection (e-1) may
16be waived by the Legislative Ethics Commission.
17    (f) The Commission may remove the Legislative Inspector
18General only for cause. At the time of the removal, the
19Commission must report to the General Assembly the
20justification for the removal.
21(Source: P.A. 100-588, eff. 6-8-18; 101-221, eff. 8-9-19;
22revised 9-12-19.)
 
23    (5 ILCS 430/25-15)
24    Sec. 25-15. Duties of the Legislative Ethics Commission.
25In addition to duties otherwise assigned by law, the

 

 

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1Legislative Ethics Commission shall have the following duties:
2        (1) To promulgate rules governing the performance of
3    its duties and the exercise of its powers and governing
4    the investigations of the Legislative Inspector General;
5    except that, the Legislative Ethics Commission shall adopt
6    no rule requiring the Legislative Inspector General to
7    seek the Commission's advance approval before commencing
8    any investigation authorized under this Article. Any
9    existing rule, as of the effective date of this amendatory
10    Act of the 102nd General Assembly, requiring the
11    Legislative Inspector General to seek the Commission's
12    advance approval before commencing any investigation is
13    void. The rules shall be available on the Commission's
14    website and any proposed changes to the rules must be made
15    available to the public on the Commission's website no
16    less than 7 days before the adoption of the changes. Any
17    person shall be given an opportunity to provide written or
18    oral testimony before the Commission in support of or
19    opposition to proposed rules.
20        (2) To conduct administrative hearings and rule on
21    matters brought before the Commission only upon the
22    receipt of pleadings filed by the Legislative Inspector
23    General and not upon its own prerogative, but may appoint
24    special Legislative Inspectors General as provided in
25    Section 25-21. Any other allegations of misconduct
26    received by the Commission from a person other than the

 

 

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1    Legislative Inspector General shall be referred to the
2    Office of the Legislative Inspector General.
3        (3) To prepare and publish manuals and guides and,
4    working with the Office of the Attorney General, oversee
5    training of employees under its jurisdiction that explains
6    their duties.
7        (4) To prepare public information materials to
8    facilitate compliance, implementation, and enforcement of
9    this Act.
10        (5) To submit reports as required by this Act.
11        (6) To the extent authorized by this Act, to make
12    rulings, issue recommendations, and impose administrative
13    fines, if appropriate, in connection with the
14    implementation and interpretation of this Act. The powers
15    and duties of the Commission are limited to matters
16    clearly within the purview of this Act.
17        (7) To issue subpoenas with respect to matters pending
18    before the Commission, subject to the provisions of this
19    Article and in the discretion of the Commission, to compel
20    the attendance of witnesses for purposes of testimony and
21    the production of documents and other items for inspection
22    and copying.
23        (8) To appoint special Legislative Inspectors General
24    as provided in Section 25-21.
25        (9) To conspicuously display on the Commission's
26    website the procedures for reporting a violation of this

 

 

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1    Act, including how to report violations via email or
2    online.
3        (10) To conspicuously display on the Commission's
4    website any vacancies within the Office of the Legislative
5    Inspector General.
6        (11) To appoint an Acting Legislative Inspector
7    General in the event of a vacancy in the Office of the
8    Legislative Inspector General.
9(Source: P.A. 100-554, eff. 11-16-17; 100-588, eff. 6-8-18.)
 
10    (5 ILCS 430/25-20)
11    Sec. 25-20. Duties of the Legislative Inspector General.
12In addition to duties otherwise assigned by law, the
13Legislative Inspector General shall have the following duties:
14        (1) To receive and investigate, without advance
15    approval of the Legislative Ethics Commission, allegations
16    of violations of this Act and other wrongful acts within
17    his or her jurisdiction based on a complaint. Except as
18    otherwise provided in paragraph (1.5), an investigation
19    may not be initiated more than one year after the alleged
20    wrongful act or the most recent act of a series of alleged
21    wrongful acts based on the same wrongful conduct except if
22    there is reasonable cause to believe that fraudulent
23    concealment has occurred allegations of violations of this
24    Act. Except as otherwise provided in paragraph (1.5), an
25    investigation may not be initiated more than one year

 

 

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1    after the most recent act of the alleged violation or of a
2    series of alleged violations except where there is
3    reasonable cause to believe that fraudulent concealment
4    has occurred. To constitute fraudulent concealment
5    sufficient to toll this limitations period, there must be
6    an affirmative act or representation calculated to prevent
7    discovery of the fact that a violation or other wrongful
8    act has occurred. The Legislative Inspector General shall
9    have the discretion to determine the appropriate means of
10    investigation as permitted by law.
11        (1.5) Notwithstanding any provision of law to the
12    contrary, the Legislative Inspector General, whether
13    appointed by the Legislative Ethics Commission or the
14    General Assembly, may initiate an investigation based on
15    information provided to the Office of the Legislative
16    Inspector General or the Legislative Ethics Commission
17    during the period from December 1, 2014 through November
18    3, 2017. Any investigation initiated under this paragraph
19    (1.5) must be initiated within one year after the
20    effective date of this amendatory Act of the 100th General
21    Assembly.
22        Notwithstanding any provision of law to the contrary,
23    the Legislative Inspector General, through the Attorney
24    General, shall have the authority to file a complaint
25    related to any founded violations that occurred during the
26    period December 1, 2014 through November 3, 2017 to the

 

 

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1    Legislative Ethics Commission, and the Commission shall
2    have jurisdiction to conduct administrative hearings
3    related to any pleadings filed by the Legislative
4    Inspector General, provided the complaint is filed with
5    the Commission no later than 6 months after the summary
6    report is provided to the Attorney General in accordance
7    with subsection (c) of Section 25-50.
8        (2) To request information relating to an
9    investigation from any person when the Legislative
10    Inspector General deems that information necessary in
11    conducting an investigation.
12        (3) To issue subpoenas, with the advance approval of
13    the Commission, to compel the attendance of witnesses for
14    the purposes of testimony and production of documents and
15    other items for inspection and copying and to make service
16    of those subpoenas and subpoenas issued under item (7) of
17    Section 25-15.
18        (4) To submit reports as required by this Act.
19        (5) To file pleadings in the name of the Legislative
20    Inspector General with the Legislative Ethics Commission,
21    through the Attorney General, as provided in this Article
22    if the Attorney General finds that reasonable cause exists
23    to believe that a violation has occurred.
24        (6) To assist and coordinate the ethics officers for
25    State agencies under the jurisdiction of the Legislative
26    Inspector General and to work with those ethics officers.

 

 

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1        (7) To participate in or conduct, when appropriate,
2    multi-jurisdictional investigations.
3        (8) To request, as the Legislative Inspector General
4    deems appropriate, from ethics officers of State agencies
5    under his or her jurisdiction, reports or information on
6    (i) the content of a State agency's ethics training
7    program and (ii) the percentage of new officers and
8    employees who have completed ethics training.
9        (9) To establish a policy that ensures the appropriate
10    handling and correct recording of all investigations of
11    allegations and to ensure that the policy is accessible
12    via the Internet in order that those seeking to report
13    those allegations are familiar with the process and that
14    the subjects of those allegations are treated fairly.
15        (10) To post information to the Legislative Inspector
16    General's website explaining to complainants and subjects
17    of an investigation the legal limitations on the
18    Legislative Inspector General's ability to provide
19    information to them and a general overview of the
20    investigation process.
21(Source: P.A. 100-553, eff. 11-16-17; 100-588, eff. 6-8-18.)
 
22    (5 ILCS 430/25-85)
23    Sec. 25-85. Quarterly reports by the Legislative Inspector
24General. The Legislative Inspector General shall submit
25quarterly reports of claims within his or her jurisdiction

 

 

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1filed with the Office of the Legislative Inspector General to
2the General Assembly and the Legislative Ethics Commission, on
3dates determined by the Legislative Ethics Commission,
4indicating:
5        (1) the total number of allegations received since the
6    date of the last report and the total number of
7    allegations received since the date of the last report by
8    category of claim;
9        (2) the total number of investigations initiated since
10    the date of the last report and the total number of
11    investigations initiated since the date of the last report
12    by category of claim;
13        (3) the total number of investigations concluded since
14    the date of the last report and the total number of
15    investigations concluded since the date of the last report
16    by category of claim;
17        (4) the total number of investigations pending as of
18    the reporting date and the total number of investigations
19    pending as of the reporting date by category of claim;
20        (5) the total number of summary reports complaints
21    forwarded to the Attorney General pursuant to subsection
22    (c) of Section 25-50 since the date of the last report;
23        (6) the total number of actions filed with the
24    Legislative Ethics Commission since the date of the last
25    report, the total number of actions pending before the
26    Legislative Ethics Commission as of the reporting date,

 

 

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1    the total number of actions filed with the Legislative
2    Ethics Commission since the date of the last report by
3    category of claim, and the total number of actions pending
4    before the Legislative Ethics Commission as of the
5    reporting date by category of claim;
6        (7) the number of allegations referred to any law
7    enforcement agency since the date of the last report;
8        (8) the total number of allegations referred to
9    another investigatory body since the date of the last
10    report; and
11        (9) the cumulative number of each of the foregoing for
12    the current calendar year.
13    For the purposes of this Section, "category of claim"
14shall include discrimination claims, harassment claims, sexual
15harassment claims, retaliation claims, gift ban claims,
16prohibited political activity claims, revolving door
17prohibition claims, and other, miscellaneous, or
18uncharacterized claims.
19    The quarterly report shall be available on the website of
20the Legislative Inspector General.
21(Source: P.A. 100-588, eff. 6-8-18.)
 
22    Section 20. The Election Code is amended by changing
23Sections 1A-14, 9-1.8, and 9-8.5 and by adding Section 9-3.5
24as follows:
 

 

 

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1    (10 ILCS 5/1A-14)  (from Ch. 46, par. 1A-14)
2    Sec. 1A-14. Political activity by members of the State
3Board of Elections.
4    (a) No member of the State Board of Elections may become a
5candidate for nomination for, or election to, or accept
6appointment to or hold any other remunerative public office or
7public employment or any office in a political party. No
8member of the State Board of Elections shall: (i) contribute,
9either financially or in services or goods or any other way, to
10any political committee; (ii) serve as an officer of any
11political committee; or (iii) be a candidate who is designated
12as the candidate to be supported by a candidate political
13committee.
14    (b) A member of the State Board of Elections who is either
15an officer of a political committee or a candidate who is
16designated as the candidate to be supported by a candidate
17political committee shall within 30 days after confirmation by
18the Senate: (i) resign as an officer of the political
19committee; (ii) have his or her name removed as the candidate
20to be supported by a political committee; (iii) notify the
21Board of the member's intent to convert the political
22committee to a limited activity committee under Section 9-1.8,
23and complete the transition to a limited activity committee
24within 60 days after confirmation; or (iv) dissolve the
25committee. A member of the State Board of Elections who is in
26violation of this subsection (b) on the effective date of this

 

 

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1amendatory Act of the 102nd General Assembly must come into
2compliance within 30 days after the effective date of this
3amendatory Act of the 102nd General Assembly.
4    (c) Violation of any prohibition in this Section shall
5disqualify a member of the Board and a vacancy is thereby
6created. A vacancy also exists upon the occurrence of any of
7the events enumerated in Section 25-2 of this Act as in the
8case of an elective office.
9    (d) As used in this Section, "political committee"
10includes both the meaning provided in Section 9-1.8 of this
11Code and the meaning provided in 52 U.S.C. 30101.
12(Source: P.A. 80-1178.)
 
13    (10 ILCS 5/9-1.8)   (from Ch. 46, par. 9-1.8)
14    Sec. 9-1.8. Political committees.
15    (a) "Political committee" includes a candidate political
16committee, a political party committee, a political action
17committee, a ballot initiative committee, and an independent
18expenditure committee.
19    (b) "Candidate political committee" means the candidate
20himself or herself or any natural person, trust, partnership,
21corporation, or other organization or group of persons
22designated by the candidate that accepts contributions or
23makes expenditures during any 12-month period in an aggregate
24amount exceeding $5,000 on behalf of the candidate.
25    (c) "Political party committee" means the State central

 

 

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1committee of a political party, a county central committee of
2a political party, a legislative caucus committee, or a
3committee formed by a ward or township committeeperson of a
4political party. For purposes of this Article, a "legislative
5caucus committee" means a committee established for the
6purpose of electing candidates to the General Assembly by the
7person elected President of the Senate, Minority Leader of the
8Senate, Speaker of the House of Representatives, Minority
9Leader of the House of Representatives, or a committee
10established by 5 or more members of the same caucus of the
11Senate or 10 or more members of the same caucus of the House of
12Representatives.
13    (d) "Political action committee" means any natural person,
14trust, partnership, committee, association, corporation, or
15other organization or group of persons, other than a
16candidate, political party, candidate political committee, or
17political party committee, that accepts contributions or makes
18expenditures during any 12-month period in an aggregate amount
19exceeding $5,000 on behalf of or in opposition to a candidate
20or candidates for public office. "Political action committee"
21includes any natural person, trust, partnership, committee,
22association, corporation, or other organization or group of
23persons, other than a candidate, political party, candidate
24political committee, or political party committee, that makes
25electioneering communications during any 12-month period in an
26aggregate amount exceeding $5,000 related to any candidate or

 

 

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1candidates for public office.
2    (e) "Ballot initiative committee" means any natural
3person, trust, partnership, committee, association,
4corporation, or other organization or group of persons that
5accepts contributions or makes expenditures during any
612-month period in an aggregate amount exceeding $5,000 in
7support of or in opposition to any question of public policy to
8be submitted to the electors. "Ballot initiative committee"
9includes any natural person, trust, partnership, committee,
10association, corporation, or other organization or group of
11persons that makes electioneering communications during any
1212-month period in an aggregate amount exceeding $5,000
13related to any question of public policy to be submitted to the
14voters. The $5,000 threshold applies to any contributions or
15expenditures received or made with the purpose of securing a
16place on the ballot for, advocating the defeat or passage of,
17or engaging in electioneering communication regarding the
18question of public policy, regardless of the method of
19initiation of the question of public policy and regardless of
20whether petitions have been circulated or filed with the
21appropriate office or whether the question has been adopted
22and certified by the governing body.
23    (f) "Independent expenditure committee" means any trust,
24partnership, committee, association, corporation, or other
25organization or group of persons formed for the exclusive
26purpose of making independent expenditures during any 12-month

 

 

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1period in an aggregate amount exceeding $5,000 in support of
2or in opposition to (i) the nomination for election, election,
3retention, or defeat of any public official or candidate or
4(ii) any question of public policy to be submitted to the
5electors. "Independent expenditure committee" also includes
6any trust, partnership, committee, association, corporation,
7or other organization or group of persons that makes
8electioneering communications that are not made in connection,
9consultation, or concert with or at the request or suggestion
10of a public official or candidate, a public official's or
11candidate's designated political committee or campaign, or an
12agent or agents of the public official, candidate, or
13political committee or campaign during any 12-month period in
14an aggregate amount exceeding $5,000 related to (i) the
15nomination for election, election, retention, or defeat of any
16public official or candidate or (ii) any question of public
17policy to be submitted to the voters.
18    (g) "Limited activity committee" means a political
19committee for which a person who is nominated to a position
20that is subject to confirmation by the Senate, including a
21member of the State Board of Elections, is either an officer or
22a candidate the committee has designated to support.
23(Source: P.A. 100-1027, eff. 1-1-19.)
 
24    (10 ILCS 5/9-3.5 new)
25    Sec. 9-3.5. Candidate political committee restrictions.

 

 

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1    (a) A person who is nominated to an affected office shall
2not: (i) serve as an officer of a candidate political
3committee that is designated to support or oppose that person
4as a candidate; or (ii) be a candidate who is designated as the
5candidate to be supported by a candidate political committee.
6    (b) Within 30 days after appointment, the person shall:
7(i) dissolve the candidate political committee; (ii) resign as
8an officer of the candidate political committee; (iii) have
9his or her name removed as the candidate to be supported by the
10candidate political committee; or (iv) notify the Board of the
11person's intent to convert the candidate political committee
12to a limited activity candidate political committee.
13    (c) As used in this Section, "affected office" has the
14meaning provided in subsection (c) of Section 3A-50 of the
15Illinois Governmental Ethics Act.
 
16    (10 ILCS 5/9-8.5)
17    Sec. 9-8.5. Limitations on campaign contributions.
18    (a) It is unlawful for a political committee to accept
19contributions except as provided in this Section.
20    (b) During an election cycle, a candidate political
21committee may not accept contributions with an aggregate value
22over the following: (i) $5,000 from any individual, (ii)
23$10,000 from any corporation, labor organization, or
24association, or (iii) $50,000 from a candidate political
25committee or political action committee. A candidate political

 

 

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1committee may accept contributions in any amount from a
2political party committee except during an election cycle in
3which the candidate seeks nomination at a primary election.
4During an election cycle in which the candidate seeks
5nomination at a primary election, a candidate political
6committee may not accept contributions from political party
7committees with an aggregate value over the following: (i)
8$200,000 for a candidate political committee established to
9support a candidate seeking nomination to statewide office,
10(ii) $125,000 for a candidate political committee established
11to support a candidate seeking nomination to the Senate, the
12Supreme Court or Appellate Court in the First Judicial
13District, or an office elected by all voters in a county with
141,000,000 or more residents, (iii) $75,000 for a candidate
15political committee established to support a candidate seeking
16nomination to the House of Representatives, the Supreme Court
17or Appellate Court for a Judicial District other than the
18First Judicial District, an office elected by all voters of a
19county of fewer than 1,000,000 residents, and municipal and
20county offices in Cook County other than those elected by all
21voters of Cook County, and (iv) $50,000 for a candidate
22political committee established to support the nomination of a
23candidate to any other office. A candidate political committee
24established to elect a candidate to the General Assembly may
25accept contributions from only one legislative caucus
26committee. A candidate political committee may not accept

 

 

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1contributions from a ballot initiative committee or from an
2independent expenditure committee.
3    (c) During an election cycle, a political party committee
4may not accept contributions with an aggregate value over the
5following: (i) $10,000 from any individual, (ii) $20,000 from
6any corporation, labor organization, or association, or (iii)
7$50,000 from a political action committee. A political party
8committee may accept contributions in any amount from another
9political party committee or a candidate political committee,
10except as provided in subsection (c-5). Nothing in this
11Section shall limit the amounts that may be transferred
12between a political party committee established under
13subsection (a) of Section 7-8 of this Code and an affiliated
14federal political committee established under the Federal
15Election Code by the same political party. A political party
16committee may not accept contributions from a ballot
17initiative committee or from an independent expenditure
18committee. A political party committee established by a
19legislative caucus may not accept contributions from another
20political party committee established by a legislative caucus.
21    (c-5) During the period beginning on the date candidates
22may begin circulating petitions for a primary election and
23ending on the day of the primary election, a political party
24committee may not accept contributions with an aggregate value
25over $50,000 from a candidate political committee or political
26party committee. A political party committee may accept

 

 

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1contributions in any amount from a candidate political
2committee or political party committee if the political party
3committee receiving the contribution filed a statement of
4nonparticipation in the primary as provided in subsection
5(c-10). The Task Force on Campaign Finance Reform shall study
6and make recommendations on the provisions of this subsection
7to the Governor and General Assembly by September 30, 2012.
8This subsection becomes inoperative on July 1, 2013 and
9thereafter no longer applies.
10    (c-10) A political party committee that does not intend to
11make contributions to candidates to be nominated at a general
12primary election or consolidated primary election may file a
13Statement of Nonparticipation in a Primary Election with the
14Board. The Statement of Nonparticipation shall include a
15verification signed by the chairperson and treasurer of the
16committee that (i) the committee will not make contributions
17or coordinated expenditures in support of or opposition to a
18candidate or candidates to be nominated at the general primary
19election or consolidated primary election (select one) to be
20held on (insert date), (ii) the political party committee may
21accept unlimited contributions from candidate political
22committees and political party committees, provided that the
23political party committee does not make contributions to a
24candidate or candidates to be nominated at the primary
25election, and (iii) failure to abide by these requirements
26shall deem the political party committee in violation of this

 

 

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1Article and subject the committee to a fine of no more than
2150% of the total contributions or coordinated expenditures
3made by the committee in violation of this Article. This
4subsection becomes inoperative on July 1, 2013 and thereafter
5no longer applies.
6    (d) During an election cycle, a political action committee
7may not accept contributions with an aggregate value over the
8following: (i) $10,000 from any individual, (ii) $20,000 from
9any corporation, labor organization, political party
10committee, or association, or (iii) $50,000 from a political
11action committee or candidate political committee. A political
12action committee may not accept contributions from a ballot
13initiative committee or from an independent expenditure
14committee.
15    (e) A ballot initiative committee may accept contributions
16in any amount from any source, provided that the committee
17files the document required by Section 9-3 of this Article and
18files the disclosure reports required by the provisions of
19this Article.
20    (e-5) An independent expenditure committee may accept
21contributions in any amount from any source, provided that the
22committee files the document required by Section 9-3 of this
23Article and files the disclosure reports required by the
24provisions of this Article.
25    (e-10) A limited activity committee shall not accept
26contributions, except that the officer or a candidate the

 

 

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1committee has designated to support may contribute personal
2funds in order to pay for maintenance expenses. A limited
3activity committee may only make expenditures that are: (i)
4necessary for maintenance of the committee; (ii) for rent or
5lease payments until the end of the lease in effect at the time
6the officer or candidate is confirmed by the Senate; (iii)
7contributions to 501(c)(3) charities; or (iv) returning
8contributions to original contributors.
9    (f) Nothing in this Section shall prohibit a political
10committee from dividing the proceeds of joint fundraising
11efforts; provided that no political committee may receive more
12than the limit from any one contributor, and provided that an
13independent expenditure committee may not conduct joint
14fundraising efforts with a candidate political committee or a
15political party committee.
16    (g) On January 1 of each odd-numbered year, the State
17Board of Elections shall adjust the amounts of the
18contribution limitations established in this Section for
19inflation as determined by the Consumer Price Index for All
20Urban Consumers as issued by the United States Department of
21Labor and rounded to the nearest $100. The State Board shall
22publish this information on its official website.
23    (h) Self-funding candidates. If a public official, a
24candidate, or the public official's or candidate's immediate
25family contributes or loans to the public official's or
26candidate's political committee or to other political

 

 

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1committees that transfer funds to the public official's or
2candidate's political committee or makes independent
3expenditures for the benefit of the public official's or
4candidate's campaign during the 12 months prior to an election
5in an aggregate amount of more than (i) $250,000 for statewide
6office or (ii) $100,000 for all other elective offices, then
7the public official or candidate shall file with the State
8Board of Elections, within one day, a Notification of
9Self-funding that shall detail each contribution or loan made
10by the public official, the candidate, or the public
11official's or candidate's immediate family. Within 2 business
12days after the filing of a Notification of Self-funding, the
13notification shall be posted on the Board's website and the
14Board shall give official notice of the filing to each
15candidate for the same office as the public official or
16candidate making the filing, including the public official or
17candidate filing the Notification of Self-funding. Notice
18shall be sent via first class mail to the candidate and the
19treasurer of the candidate's committee. Notice shall also be
20sent by e-mail to the candidate and the treasurer of the
21candidate's committee if the candidate and the treasurer, as
22applicable, have provided the Board with an e-mail address.
23Upon posting of the notice on the Board's website, all
24candidates for that office, including the public official or
25candidate who filed a Notification of Self-funding, shall be
26permitted to accept contributions in excess of any

 

 

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1contribution limits imposed by subsection (b). If a public
2official or candidate filed a Notification of Self-funding
3during an election cycle that includes a general primary
4election or consolidated primary election and that public
5official or candidate is nominated, all candidates for that
6office, including the nominee who filed the notification of
7self-funding, shall be permitted to accept contributions in
8excess of any contribution limit imposed by subsection (b) for
9the subsequent election cycle. For the purposes of this
10subsection, "immediate family" means the spouse, parent, or
11child of a public official or candidate.
12    (h-5) If a natural person or independent expenditure
13committee makes independent expenditures in support of or in
14opposition to the campaign of a particular public official or
15candidate in an aggregate amount of more than (i) $250,000 for
16statewide office or (ii) $100,000 for all other elective
17offices in an election cycle, as reported in a written
18disclosure filed under subsection (a) of Section 9-8.6 or
19subsection (e-5) of Section 9-10, then the State Board of
20Elections shall, within 2 business days after the filing of
21the disclosure, post the disclosure on the Board's website and
22give official notice of the disclosure to each candidate for
23the same office as the public official or candidate for whose
24benefit or detriment the natural person or independent
25expenditure committee made independent expenditures. Upon
26posting of the notice on the Board's website, all candidates

 

 

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1for that office in that election, including the public
2official or candidate for whose benefit or detriment the
3natural person or independent expenditure committee made
4independent expenditures, shall be permitted to accept
5contributions in excess of any contribution limits imposed by
6subsection (b).
7    (h-10) If the State Board of Elections receives
8notification or determines that a natural person or persons,
9an independent expenditure committee or committees, or
10combination thereof has made independent expenditures in
11support of or in opposition to the campaign of a particular
12public official or candidate in an aggregate amount of more
13than (i) $250,000 for statewide office or (ii) $100,000 for
14all other elective offices in an election cycle, then the
15Board shall, within 2 business days after discovering the
16independent expenditures that, in the aggregate, exceed the
17threshold set forth in (i) and (ii) of this subsection, post
18notice of this fact on the Board's website and give official
19notice to each candidate for the same office as the public
20official or candidate for whose benefit or detriment the
21independent expenditures were made. Notice shall be sent via
22first class mail to the candidate and the treasurer of the
23candidate's committee. Notice shall also be sent by e-mail to
24the candidate and the treasurer of the candidate's committee
25if the candidate and the treasurer, as applicable, have
26provided the Board with an e-mail address. Upon posting of the

 

 

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1notice on the Board's website, all candidates of that office
2in that election, including the public official or candidate
3for whose benefit or detriment the independent expenditures
4were made, may accept contributions in excess of any
5contribution limits imposed by subsection (b).
6    (i) For the purposes of this Section, a corporation, labor
7organization, association, or a political action committee
8established by a corporation, labor organization, or
9association may act as a conduit in facilitating the delivery
10to a political action committee of contributions made through
11dues, levies, or similar assessments and the political action
12committee may report the contributions in the aggregate,
13provided that: (i) contributions made through dues, levies, or
14similar assessments paid by any natural person, corporation,
15labor organization, or association in a calendar year may not
16exceed the limits set forth in this Section; (ii) the
17corporation, labor organization, association, or a political
18action committee established by a corporation, labor
19organization, or association facilitating the delivery of
20contributions maintains a list of natural persons,
21corporations, labor organizations, and associations that paid
22the dues, levies, or similar assessments from which the
23contributions comprising the aggregate amount derive; and
24(iii) contributions made through dues, levies, or similar
25assessments paid by any natural person, corporation, labor
26organization, or association that exceed $500 in a quarterly

 

 

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1reporting period shall be itemized on the committee's
2quarterly report and may not be reported in the aggregate. A
3political action committee facilitating the delivery of
4contributions or receiving contributions shall disclose the
5amount of contributions made through dues delivered or
6received and the name of the corporation, labor organization,
7association, or political action committee delivering the
8contributions, if applicable. On January 1 of each
9odd-numbered year, the State Board of Elections shall adjust
10the amounts of the contribution limitations established in
11this subsection for inflation as determined by the Consumer
12Price Index for All Urban Consumers as issued by the United
13States Department of Labor and rounded to the nearest $100.
14The State Board shall publish this information on its official
15website.
16    (j) A political committee that receives a contribution or
17transfer in violation of this Section shall dispose of the
18contribution or transfer by returning the contribution or
19transfer, or an amount equal to the contribution or transfer,
20to the contributor or transferor or donating the contribution
21or transfer, or an amount equal to the contribution or
22transfer, to a charity. A contribution or transfer received in
23violation of this Section that is not disposed of as provided
24in this subsection within 30 days after the Board sends
25notification to the political committee of the excess
26contribution by certified mail shall escheat to the General

 

 

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1Revenue Fund and the political committee shall be deemed in
2violation of this Section and subject to a civil penalty not to
3exceed 150% of the total amount of the contribution.
4    (k) For the purposes of this Section, "statewide office"
5means the Governor, Lieutenant Governor, Attorney General,
6Secretary of State, Comptroller, and Treasurer.
7    (l) This Section is repealed if and when the United States
8Supreme Court invalidates contribution limits on committees
9formed to assist candidates, political parties, corporations,
10associations, or labor organizations established by or
11pursuant to federal law.
12(Source: P.A. 97-766, eff. 7-6-12; 98-115, eff. 7-29-13.)
 
13    Section 25. The General Assembly Compensation Act is
14amended by changing Section 1 as follows:
 
15    (25 ILCS 115/1)  (from Ch. 63, par. 14)
16    Sec. 1. Each member of the General Assembly shall receive
17an annual salary of $28,000 or as set by the Compensation
18Review Board, whichever is greater. The following named
19officers, committee chairmen and committee minority spokesmen
20shall receive additional amounts per year for their services
21as such officers, committee chairmen and committee minority
22spokesmen respectively, as set by the Compensation Review
23Board or, as follows, whichever is greater: Beginning the
24second Wednesday in January 1989, the Speaker and the minority

 

 

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1leader of the House of Representatives and the President and
2the minority leader of the Senate, $16,000 each; the majority
3leader in the House of Representatives $13,500; 5 assistant
4majority leaders and 5 assistant minority leaders in the
5Senate, $12,000 each; 6 assistant majority leaders and 6
6assistant minority leaders in the House of Representatives,
7$10,500 each; 2 Deputy Majority leaders in the House of
8Representatives $11,500 each; and 2 Deputy Minority leaders in
9the House of Representatives, $11,500 each; the majority
10caucus chairman and minority caucus chairman in the Senate,
11$12,000 each; and beginning the second Wednesday in January,
121989, the majority conference chairman and the minority
13conference chairman in the House of Representatives, $10,500
14each; beginning the second Wednesday in January, 1989, the
15chairman and minority spokesman of each standing committee of
16the Senate, except the Rules Committee, the Committee on
17Committees, and the Committee on Assignment of Bills, $6,000
18each; and beginning the second Wednesday in January, 1989, the
19chairman and minority spokesman of each standing and select
20committee of the House of Representatives, $6,000 each; and
21beginning fiscal year 2020, the majority leader in the Senate,
22an amount equal to the majority leader in the House. A member
23who serves in more than one position as an officer, committee
24chairman, or committee minority spokesman shall receive only
25one additional amount based on the position paying the highest
26additional amount. Prior to the 103rd General Assembly, the

 

 

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1The compensation provided for in this Section to be paid per
2year to members of the General Assembly, including the
3additional sums payable per year to officers of the General
4Assembly shall be paid in 12 equal monthly installments. The
5first such installment is payable on January 31, 1977. All
6subsequent equal monthly installments are payable on the last
7working day of the month. Prior to the 103rd General Assembly,
8a A member who has held office any part of a month is entitled
9to compensation for an entire month.
10    Beginning with the 103rd General Assembly, the
11compensation provided for in this Section to be paid per year
12to members of the General Assembly, including additional sums
13payable per year to officers of the General Assembly, shall be
14paid bi-monthly. Members who resign before completing the
15entire term in office shall be compensated on a prorated
16basis. Members completing the term of a vacancy shall be
17compensated on a prorated basis.
18    Mileage shall be paid at the rate of 20 cents per mile
19before January 9, 1985, and at the mileage allowance rate in
20effect under regulations promulgated pursuant to 5 U.S.C.
215707(b)(2) beginning January 9, 1985, for the number of actual
22highway miles necessarily and conveniently traveled by the
23most feasible route to be present upon convening of the
24sessions of the General Assembly by such member in each and
25every trip during each session in going to and returning from
26the seat of government, to be computed by the Comptroller. A

 

 

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1member traveling by public transportation for such purposes,
2however, shall be paid his actual cost of that transportation
3instead of on the mileage rate if his cost of public
4transportation exceeds the amount to which he would be
5entitled on a mileage basis. No member may be paid, whether on
6a mileage basis or for actual costs of public transportation,
7for more than one such trip for each week the General Assembly
8is actually in session. Each member shall also receive an
9allowance of $36 per day for lodging and meals while in
10attendance at sessions of the General Assembly before January
119, 1985; beginning January 9, 1985, such food and lodging
12allowance shall be equal to the amount per day permitted to be
13deducted for such expenses under the Internal Revenue Code;
14however, beginning May 31, 1995, no allowance for food and
15lodging while in attendance at sessions is authorized for
16periods of time after the last day in May of each calendar
17year, except (i) if the General Assembly is convened in
18special session by either the Governor or the presiding
19officers of both houses, as provided by subsection (b) of
20Section 5 of Article IV of the Illinois Constitution or (ii) if
21the General Assembly is convened to consider bills vetoed,
22item vetoed, reduced, or returned with specific
23recommendations for change by the Governor as provided in
24Section 9 of Article IV of the Illinois Constitution. For
25fiscal year 2011 and for session days in fiscal years 2012,
262013, 2014, 2015, 2016, 2017, 2018, and 2019 only (i) the

 

 

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1allowance for lodging and meals is $111 per day and (ii)
2mileage for automobile travel shall be reimbursed at a rate of
3$0.39 per mile.
4    Notwithstanding any other provision of law to the
5contrary, beginning in fiscal year 2012, travel reimbursement
6for General Assembly members on non-session days shall be
7calculated using the guidelines set forth by the Legislative
8Travel Control Board, except that fiscal year 2012, 2013,
92014, 2015, 2016, 2017, 2018, and 2019 mileage reimbursement
10is set at a rate of $0.39 per mile.
11    If a member dies having received only a portion of the
12amount payable as compensation, the unpaid balance shall be
13paid to the surviving spouse of such member, or, if there be
14none, to the estate of such member.
15(Source: P.A. 100-25, eff. 7-26-17; 100-587, eff. 6-4-18;
16101-10, eff. 6-5-19; revised 7-17-19.)
 
17    Section 30. The Lobbyist Registration Act is amended by
18changing Sections 2, 3, 4.5, 4.7, 5, 6, 8, and 11.2 as follows:
 
19    (25 ILCS 170/2)  (from Ch. 63, par. 172)
20    Sec. 2. Definitions. As used in this Act, unless the
21context otherwise requires:
22    (a) "Person" means any individual, firm, partnership,
23committee, association, corporation, or any other organization
24or group of persons.

 

 

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1    (b) "Expenditure" means a payment, distribution, loan,
2advance, deposit, or gift of money or anything of value, and
3includes a contract, promise, or agreement, whether or not
4legally enforceable, to make an expenditure, for the ultimate
5purpose of influencing executive, legislative, or
6administrative action, other than compensation as defined in
7subsection (d).
8    (c) "Official" means:
9        (1) the Governor, Lieutenant Governor, Secretary of
10    State, Attorney General, State Treasurer, and State
11    Comptroller;
12        (2) Chiefs of Staff for officials described in item
13    (1), the Deputy Governor, the Deputy Secretary of State,
14    the Deputy Attorney General, the Deputy Treasurer, and the
15    Deputy Comptroller;
16        (3) Cabinet members of any elected constitutional
17    officer, including Directors, Assistant Directors and
18    Chief Legal Counsel or General Counsel;
19        (4) Members of the General Assembly; and
20        (5) Members of any board, commission, authority, or
21    task force of the State authorized or created by State law
22    or by executive order of the Governor; .
23        (6) Mayors, presidents, aldermen, commissioners, and
24    trustees of a city, village, or town;
25        (7) County board members and countywide elected
26    officials;

 

 

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1        (8) Township board members and township elected
2    officials; and
3        (9) Members of any board, commission, authority, or
4    task force created by a local ordinance or order of a mayor
5    or village or town president.
6    (d) "Compensation" means any money, thing of value or
7financial benefits received or to be received in return for
8services rendered or to be rendered, for lobbying or as a
9consultant as defined in subsection (e).
10    Monies paid to members of the General Assembly by the
11State as remuneration for performance of their Constitutional
12and statutory duties as members of the General Assembly shall
13not constitute compensation as defined by this Act.
14    (e) "Lobby" and "lobbying" means to communicate, including
15the soliciting of others to communicate, any communication
16with an official of the executive or legislative branch of
17State government as defined in subsection (c) for the ultimate
18purpose of influencing any executive, legislative, or
19administrative action at the State, municipal, county, or
20township government level. Soliciting of others to communicate
21shall not include (i) the making of a grant by an organization
22recognized as tax exempt under Section 501(c)(3) of the
23Internal Revenue Code made in accordance with Section 4945 and
24the regulations thereunder or (ii) a communication by an
25organization recognized as tax exempt under Section 501(c)(3)
26or 501(c)(5) of the Internal Revenue Code to the public or a

 

 

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1segment thereof or to its members to communicate with
2legislators, executives, or administrators with respect to a
3proposed action by the legislature, executive, or
4administrator.
5    (f) "Influencing" means any communication, action,
6reportable expenditure as prescribed in Section 6 or other
7means used to promote, support, affect, modify, oppose or
8delay any executive, legislative or administrative action or
9to promote goodwill with officials as defined in subsection
10(c).
11    (g) "Executive action" means the proposal, drafting,
12development, consideration, amendment, adoption, approval,
13promulgation, issuance, modification, rejection or
14postponement by a State, municipal, county, or township
15government entity of a rule, regulation, order, decision,
16determination, contractual arrangement, purchasing agreement
17or other quasi-legislative or quasi-judicial action or
18proceeding.
19    (h) "Legislative action" means the development, drafting,
20introduction, consideration, modification, adoption,
21rejection, review, enactment, or passage or defeat of any
22bill, amendment, resolution, ordinance, report, nomination,
23administrative rule or other matter by either house of the
24General Assembly or a committee thereof, or by a legislator,
25by the legislative body of a municipality, county, or
26township, or by an alderman, trustee, or township board

 

 

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1member. Legislative action also means the action of the
2Governor, mayor, or village or township board president, or
3county executive in approving or vetoing any bill, ordinance,
4or resolution or portion thereof, and the action of such
5officials the Governor or any agency under their jurisdiction
6in the development of a legislative proposal for introduction
7in the legislature.
8    (i) "Administrative action" means the execution or
9rejection of any rule, regulation, legislative rule, standard,
10fee, rate, contractual arrangement, purchasing agreement or
11other delegated legislative or quasi-legislative action to be
12taken or withheld by any executive agency, department, board
13or commission of the State, municipal, county, or township.
14    (j) "Lobbyist" means any natural person who undertakes to
15lobby State, municipal, county, or township government as
16provided in subsection (e).
17    (k) "Lobbying entity" means any entity that hires,
18retains, employs, or compensates a natural person to lobby
19State, municipal, county, or township government as provided
20in subsection (e).
21    (l) "Authorized agent" means the person designated by an
22entity or lobbyist registered under this Act as the person
23responsible for submission and retention of reports required
24under this Act.
25    (m) "Client" means any person or entity that provides
26compensation to a lobbyist to lobby State, municipal, county,

 

 

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1or township government as provided in subsection (e) of this
2Section.
3    (n) "Client registrant" means a client who is required to
4register under this Act.
5    (o) "Unit of local government" has the meaning ascribed to
6it in Section 1 of Article VII of the Illinois Constitution and
7also includes school districts and community college
8districts.
9    (p) "Consultant" means any natural person or entity who,
10for compensation, provides advisory services, including but
11not limited to, rendering opinions on or developing strategies
12for lobbying or influencing, to a lobbyist or lobbying entity
13for the ultimate purpose of influencing any executive,
14legislative, or administrative action. "Consultant" does not
15include (i) an employee of the lobbyist or lobbying entity or
16(ii) an attorney or law firm providing legal services,
17including drafting legislation or advising and rendering
18opinions to clients as to the construction and legal effect of
19proposed or pending legislation or any executive, legislative,
20or administrative action.
21(Source: P.A. 101-595, eff. 12-5-19.)
 
22    (25 ILCS 170/3)  (from Ch. 63, par. 173)
23    Sec. 3. Persons required to register.
24    (a) Except as provided in Section 9, any natural person
25who, for compensation or otherwise, undertakes to lobby, or

 

 

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1any person or entity who employs or compensates another person
2for the purposes of lobbying, shall register with the
3Secretary of State as provided in this Act, unless that person
4or entity qualifies for one or more of the following
5exemptions.
6        (1) Persons or entities who, for the purpose of
7    influencing any executive, legislative, or administrative
8    action and who do not make expenditures that are
9    reportable pursuant to Section 6, appear without
10    compensation or promise thereof only as witnesses before a
11    legislative committee committees of the House and Senate
12    for the purpose of explaining or arguing for or against
13    the passage of or action upon any legislation, ordinance,
14    or regulation then pending before the committee those
15    committees, or who seek without compensation or promise
16    thereof the approval or veto of any legislation or
17    ordinance by the Governor.
18        (1.4) A unit of local government, State government, or
19    agencies, departments, commissions, boards, or task forces
20    thereof or a school district.
21        (1.5) An elected or appointed official or an employee
22    of a unit of local government or school district who, in
23    the scope of his or her public office or employment, seeks
24    to influence executive, legislative, or administrative
25    action exclusively on behalf of that unit of local
26    government or school district.

 

 

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1        (2) Persons or entities who own, publish, or are
2    employed by a newspaper or other regularly published
3    periodical, or who own or are employed by a radio station,
4    television station, or other bona fide news medium that in
5    the ordinary course of business disseminates news,
6    editorial or other comment, or paid advertisements that
7    directly urge the passage or defeat of legislation. This
8    exemption is not applicable to such an individual insofar
9    as he or she receives additional compensation or expenses
10    from some source other than the bona fide news medium for
11    the purpose of influencing executive, legislative, or
12    administrative action. This exemption does not apply to
13    newspapers and periodicals owned by or published by trade
14    associations and not-for-profit corporations engaged
15    primarily in endeavors other than dissemination of news.
16        (3) Persons or entities performing professional
17    services in drafting bills or in advising and rendering
18    opinions to clients as to the construction and effect of
19    proposed or pending legislation when those professional
20    services are not otherwise, directly or indirectly,
21    connected with executive, legislative, or administrative
22    action.
23        (4) Persons or entities who are employees of
24    departments, divisions, or agencies of State or local
25    government and who appear before committees of the House
26    and Senate for the purpose of explaining how the

 

 

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1    executive, legislative, or administrative action passage
2    of or action upon any legislation then pending before
3    those committees will affect those departments, divisions,
4    or agencies of State or local government.
5        (5) Employees of the General Assembly, legislators,
6    legislative agencies, and legislative commissions who, in
7    the course of their official duties only, engage in
8    activities that otherwise qualify as lobbying. Legislators
9    whose activities are limited to occasional communications
10    with an official of a unit of local government on behalf of
11    their employer in the ordinary course of their non-public
12    employment where (1) the primary duties of the employment
13    are not to influence executive, legislative, or
14    administrative action and (2) the legislator does not make
15    any expenditures that are reportable pursuant to Section
16    6.
17        (6) Persons or entities in possession of technical
18    skills and knowledge relevant to certain areas of
19    executive, legislative, or administrative actions, whose
20    skills and knowledge would be helpful to officials when
21    considering those actions, whose activities are limited to
22    making occasional appearances for or communicating on
23    behalf of a registrant, and who do not make expenditures
24    that are reportable pursuant to Section 6 even though
25    receiving expense reimbursement for those occasional
26    appearances.

 

 

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1        (7) Any full-time employee of a bona fide church or
2    religious organization who represents that organization
3    solely for the purpose of protecting the right of the
4    members thereof to practice the religious doctrines of
5    that church or religious organization, or any such bona
6    fide church or religious organization.
7        (8) Persons or entities that receive no compensation
8    other than reimbursement for expenses of up to $500 per
9    year while engaged in lobbying State government, unless
10    those persons make expenditures that are reportable under
11    Section 6.
12        (9) Any attorney or group or firm of attorneys (1) in
13    connection with the practice of law or (2) in the course of
14    representing a client in relation to any administrative,
15    or judicial, quasi-judicial proceeding, or any witness
16    providing testimony in any administrative, or judicial, or
17    quasi-judicial proceeding, in which ex parte
18    communications are not allowed and who does not make
19    expenditures that are reportable pursuant to Section 6.
20        (9.5) Any attorney or group or firm of attorneys in
21    the course of representing a client in an administrative
22    or executive action involving a contractual or purchasing
23    arrangement and who does not make expenditures that are
24    reportable pursuant to Section 6.
25        (10) Persons or entities who, in the scope of their
26    employment as a vendor, offer or solicit an official for

 

 

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1    the purchase of any goods or services when (1) the
2    solicitation is limited to either an oral inquiry or
3    written advertisements and informative literature; or (2)
4    the goods and services are subject to competitive bidding
5    requirements of the Illinois Procurement Code; or (3) the
6    goods and services are for sale at a cost not to exceed
7    $5,000; and (4) the persons or entities do not make
8    expenditures that are reportable under Section 6.
9    (a-5) If, in the course of providing services as a
10consultant, the consultant communicates with an official on
11behalf of the lobbyist or lobbying entity for the ultimate
12purpose of influencing any executive, legislative, or
13administrative action, or makes an expenditure on behalf of or
14benefiting an official, the consultant shall register as a
15lobbyist within 2 business days of engaging in the
16communication with the official or making the expenditure
17benefiting the official.
18    (b) It is a violation of this Act to engage in lobbying or
19to employ any person for the purpose of lobbying who is not
20registered with the Office of the Secretary of State, except
21upon condition that the person register and the person does in
22fact register within 2 business days after being employed or
23retained for lobbying services.
24    (c) The Secretary shall promulgate a rule establishing a
25list of the entities required to register under this Act,
26including the name of each board, commission, authority, or

 

 

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1task force. The Secretary may require a person or entity
2claiming an exemption under this Section to certify the person
3or entity is not required to register under this Act. Nothing
4prohibits the Secretary from rejecting a certification and
5requiring a person or entity to register.
6(Source: P.A. 96-555, eff. 1-1-10; 96-1358, eff. 7-28-10.)
 
7    (25 ILCS 170/4.5)
8    Sec. 4.5. Ethics training. Each natural person required to
9register as a lobbyist under this Act must complete a program
10of ethics training provided by the Secretary of State. A
11natural person registered under this Act must complete the
12training program before no later than 30 days after
13registration or renewal is deemed complete under this Act. If
14the Secretary of State uses the ethics training developed in
15accordance with Section 5-10 of the State Officials and
16Employees Ethics Act, that training must be expanded to
17include appropriate information about the requirements,
18responsibilities, and opportunities imposed by or arising
19under this Act, including reporting requirements.
20    The Secretary of State shall adopt rules for the
21implementation of this Section.
22(Source: P.A. 96-555, eff. 1-1-10; 96-1358, eff. 7-28-10.)
 
23    (25 ILCS 170/4.7)
24    Sec. 4.7. Prohibition on sexual harassment.

 

 

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1    (a) All persons have the right to work in an environment
2free from sexual harassment. All persons subject to this Act
3shall refrain from sexual harassment of any person.
4    (b) (Blank). Until January 1, 2020, each natural person
5required to register as a lobbyist under this Act must
6complete, at least annually, a sexual harassment training
7program provided by the Secretary of State. A natural person
8registered under this Act must complete the training program
9no later than 30 days after registration or renewal under this
10Act. This requirement does not apply to a lobbying entity or a
11client that hires a lobbyist that (i) does not have employees
12of the lobbying entity or client registered as lobbyists, or
13(ii) does not have an actual presence in Illinois.
14    (b-5) Each Beginning January 1, 2020, each natural person
15required to register as a lobbyist under this Act must
16complete, at least annually, a harassment and discrimination
17prevention training program provided by the Secretary of
18State. A natural person registered under this Act must
19complete the training program before no later than 30 days
20after registration or renewal is deemed complete under this
21Act. This requirement does not apply to a lobbying entity or a
22client that hires a lobbyist that (i) does not have employees
23of the lobbying entity or client registered as lobbyists, or
24(ii) does not have an actual presence in Illinois. For the
25purposes of this subsection, "unlawful discrimination" and
26"harassment" mean unlawful discrimination and harassment

 

 

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1prohibited under Section 2-102 of the Illinois Human Rights
2Act.
3    (c) Before registration or renewal is deemed complete
4under this Act No later than January 1, 2018, each natural
5person and any entity required to register under this Act
6shall have a written sexual harassment policy that shall
7include, at a minimum: (i) a prohibition on sexual harassment;
8(ii) details on how an individual can report an allegation of
9sexual harassment, including options for making a confidential
10report to a supervisor, ethics officer, Inspector General, or
11the Department of Human Rights; (iii) a prohibition on
12retaliation for reporting sexual harassment allegations,
13including availability of whistleblower protections under the
14State Officials and Employee Ethics Act, the Whistleblower
15Act, and the Illinois Human Rights Act; and (iv) the
16consequences of a violation of the prohibition on sexual
17harassment and the consequences for knowingly making a false
18report.
19    (d) For purposes of this Act, "sexual harassment" means
20any unwelcome sexual advances or requests for sexual favors or
21any conduct of a sexual nature when: (i) submission to such
22conduct is made either explicitly or implicitly a term or
23condition of an individual's employment; (ii) submission to or
24rejection of such conduct by an individual is used as the basis
25for employment decisions affecting such individual; or (iii)
26such conduct has the purpose or effect of substantially

 

 

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1interfering with an individual's work performance or creating
2an intimidating, hostile, or offensive working environment.
3For the purposes of this definition, the phrase "working
4environment" is not limited to a physical location an employee
5is assigned to perform his or her duties and does not require
6an employment relationship.
7    (e) The Secretary of State shall adopt rules for the
8implementation of this Section. In order to provide for the
9expeditious and timely implementation of this Section, the
10Secretary of State shall adopt emergency rules under
11subsection (z) of Section 5-45 of the Illinois Administrative
12Procedure Act for the implementation of this Section no later
13than 60 days after the effective date of this amendatory Act of
14the 100th General Assembly.
15(Source: P.A. 100-554, eff. 11-16-17; 101-221, eff. 8-9-19.)
 
16    (25 ILCS 170/5)
17    Sec. 5. Lobbyist registration and disclosure. Every
18natural person and every entity required to register under
19this Act shall before any service is performed which requires
20the natural person or entity to register, but in any event not
21later than 2 business days after being employed or retained,
22file in the Office of the Secretary of State a statement in a
23format prescribed by the Secretary of State containing the
24following information with respect to each person or entity
25employing, retaining, or benefitting from the services of the

 

 

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1natural person or entity required to register:
2        (a) The registrant's name, permanent address, e-mail
3    address, if any, fax number, if any, business telephone
4    number, and temporary address, if the registrant has a
5    temporary address while lobbying.
6        (a-5) If the registrant is an entity, the information
7    required under subsection (a) for each natural person
8    associated with the registrant who will be lobbying,
9    regardless of whether lobbying is a significant part of
10    his or her duties.
11        (b) The name and address of the client or clients
12    employing or retaining the registrant to perform such
13    services or on whose behalf the registrant appears. If the
14    client employing or retaining the registrant is a client
15    registrant, the statement shall also include the name and
16    address of the client or clients of the client registrant
17    on whose behalf the registrant will be or anticipates
18    performing services.
19        (b-5) If the registrant employs or retains a
20    sub-registrant, the statement shall include the name and
21    address of the sub-registrant and identify the client or
22    clients of the registrant on whose behalf the
23    sub-registrant will be or is anticipated to be performing
24    services.
25        (b-7) If the registrant retains a consultant, the
26    statement shall include the name and address of the

 

 

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1    consultant and identify the client or clients and each
2    executive and legislative branch agency for which the
3    consultant is to provide advisory services.
4        (c) For those identified under subsections (b), (b-5),
5    and (b-7), a A brief description of the executive,
6    legislative, or administrative action in reference to
7    which such service is to be rendered.
8        (c-5) Each executive and legislative branch agency of
9    the State and each unit of local government the registrant
10    expects to lobby during the registration period.
11        (c-6) The nature of the client's business, by
12    indicating all of the following categories that apply: (1)
13    banking and financial services, (2) manufacturing, (3)
14    education, (4) environment, (5) healthcare, (6) insurance,
15    (7) community interests, (8) labor, (9) public relations
16    or advertising, (10) marketing or sales, (11) hospitality,
17    (12) engineering, (13) information or technology products
18    or services, (14) social services, (15) public utilities,
19    (16) racing or wagering, (17) real estate or construction,
20    (18) telecommunications, (19) trade or professional
21    association, (20) travel or tourism, (21) transportation,
22    (22) agriculture, and (23) other (setting forth the nature
23    of that other business).
24        (d) A confirmation that the registrant has a sexual
25    harassment policy as required by Section 4.7, that such
26    policy shall be made available to any individual within 2

 

 

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1    business days upon written request (including electronic
2    requests), that any person may contact the authorized
3    agent of the registrant to report allegations of sexual
4    harassment, and that the registrant recognizes the
5    Inspector General has jurisdiction to review any
6    allegations of sexual harassment alleged against the
7    registrant or lobbyists hired by the registrant.
8        (e) (Blank). Each unit of local government in this
9    State for which the registrant is or expects to be
10    required to register to lobby the local government during
11    the registration period. "Lobby" shall have the meaning
12    ascribed to it by the relevant unit of local government.
13        (f) Each elected or appointed public office in this
14    State to be held by the registrant at any time during the
15    registration period.
16    Every natural person and every entity required to register
17under this Act shall annually submit the registration required
18by this Section on or before each January 31. The registrant
19has a continuing duty to report any substantial change or
20addition to the information contained in the registration. A
21registrant who retains a consultant shall file an amended
22registration before any consulting services are performed, but
23in any event not later than 2 business days after the
24consultant is retained, setting forth the information required
25in subsections (b-7) and (c) of this Section. Registrants
26registered as of the effective date of this amendatory Act of

 

 

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1the 101st General Assembly shall update their registration to
2add the information required under subsections (b-5), (e), and
3(f), if applicable, within 30 days after the effective date of
4this amendatory Act of the 101st General Assembly.
5    The Secretary of State shall make all filed statements and
6amendments to statements publicly available by means of a
7searchable database that is accessible through the World Wide
8Web. The Secretary of State shall provide all software
9necessary to comply with this provision to all natural persons
10and entities required to file. The Secretary of State shall
11implement a plan to provide computer access and assistance to
12natural persons and entities required to file electronically.
13    All natural persons and entities required to register
14under this Act shall remit a single, annual, and nonrefundable
15$300 registration fee. Each natural person required to
16register under this Act shall submit, on an annual basis, a
17picture of the registrant. A registrant may, in lieu of
18submitting a picture on an annual basis, authorize the
19Secretary of State to use any photo identification available
20in any database maintained by the Secretary of State for other
21purposes. Each registration fee collected for registrations on
22or after January 1, 2010 shall be deposited into the Lobbyist
23Registration Administration Fund for administration and
24enforcement of this Act.
25(Source: P.A. 100-554, eff. 11-16-17; 101-595, eff. 12-5-19.)
 

 

 

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1    (25 ILCS 170/6)  (from Ch. 63, par. 176)
2    Sec. 6. Reports.
3    (a) Lobbyist reports. Except as otherwise provided in this
4Section, every lobbyist registered under this Act who is
5solely employed by a lobbying entity shall file an
6affirmation, verified under oath pursuant to Section 1-109 of
7the Code of Civil Procedure, with the Secretary of State
8attesting to the accuracy of any reports filed pursuant to
9subsection (b) as those reports pertain to work performed by
10the lobbyist. Any lobbyist registered under this Act who is
11not solely employed by a lobbying entity shall personally file
12reports required of lobbying entities pursuant to subsection
13(b). A lobbyist may, if authorized so to do by a lobbying
14entity by whom he or she is employed or retained, file lobbying
15entity reports pursuant to subsection (b) provided that the
16lobbying entity may delegate the filing of the lobbying entity
17report to only one lobbyist in any reporting period.
18    (b) Lobbying entity reports. Every lobbying entity
19registered under this Act shall report expenditures related to
20lobbying, including any expenditures made by a consultant in
21performing services for the lobbying entity. The report shall
22itemize each individual expenditure or transaction and shall
23include the name of the official on whose behalf the
24expenditure was made, the name of the client if the
25expenditure was made on behalf of a client, the total amount of
26the expenditure, a description of the expenditure, the vendor

 

 

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1or purveyor to whom the expenditure was made (including the
2address or location of the expenditure), the date on which the
3expenditure occurred and the subject matter of the lobbying
4activity, if any. For those expenditures made on behalf of a
5client, if the client is a client registrant, the report shall
6also include the name and address of the client or clients of
7the client registrant or the official or officials on whose
8behalf the expenditure ultimately was made. Each expenditure
9required to be reported shall include all expenses made for or
10on behalf of an official or his or her immediate family member
11living with the official.
12    (b-1) The report shall include any change or addition to
13the client list information, required in Section 5 for
14registration, since the last report, including the names and
15addresses of all clients who retained the lobbying entity
16together with an itemized description for each client of the
17following: (1) lobbying regarding executive action, including
18the name of any executive agency lobbied and the subject
19matter; (2) lobbying regarding legislative action, including
20the General Assembly and any other agencies lobbied and the
21subject matter; and (3) lobbying regarding administrative
22action, including the agency lobbied and the subject matter.
23Registrants who made no reportable expenditures during a
24reporting period shall file a report stating that no
25expenditures were incurred.
26    (b-2) Expenditures attributable to lobbying officials

 

 

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1shall be listed and reported according to the following
2categories:
3        (1) Travel and lodging on behalf of others, including,
4    but not limited to, all travel and living accommodations
5    made for or on behalf of State officials during sessions
6    of the General Assembly.
7        (2) Meals, beverages and other entertainment.
8        (3) Gifts (indicating which, if any, are on the basis
9    of personal friendship).
10        (4) Honoraria.
11        (5) Any other thing or service of value not listed
12    under categories (1) through (4), setting forth a
13    description of the expenditure. The category travel and
14    lodging includes, but is not limited to, all travel and
15    living accommodations made for or on behalf of State
16    officials in the State capital during sessions of the
17    General Assembly.
18    (b-3) Expenditures incurred for hosting receptions,
19benefits and other large gatherings held for purposes of
20goodwill or otherwise to influence executive, legislative or
21administrative action to which there are 25 or more State
22officials invited shall be reported listing only the total
23amount of the expenditure, the date of the event, and the
24estimated number of officials in attendance.
25    (b-7) Matters excluded from reports. The following items
26need not be included in the report:

 

 

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1        (1) Reasonable and bona fide expenditures made by the
2    registrant who is a member of a legislative or State study
3    commission or committee while attending and participating
4    in meetings and hearings of such commission or committee.
5        (2) Reasonable and bona fide expenditures made by the
6    registrant for personal sustenance, lodging, travel,
7    office expenses and clerical or support staff.
8        (3) Salaries, fees, and other compensation paid to the
9    registrant for the purposes of lobbying.
10        (4) Any contributions required to be reported under
11    Article 9 of the Election Code.
12        (5) Expenditures made by a registrant on behalf of an
13    official that are returned or reimbursed prior to the
14    deadline for submission of the report.
15    (c) A registrant who terminates employment or duties which
16required him to register under this Act shall give the
17Secretary of State, within 30 days after the date of such
18termination, written notice of such termination and shall
19include therewith a report of the expenditures described
20herein, covering the period of time since the filing of his
21last report to the date of termination of employment. Such
22notice and report shall be final and relieve such registrant
23of further reporting under this Act, unless and until he later
24takes employment or assumes duties requiring him to again
25register under this Act.
26    (d) Failure to file any such report within the time

 

 

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1designated or the reporting of incomplete information shall
2constitute a violation of this Act.
3    A registrant shall preserve for a period of 2 years all
4receipts and records used in preparing reports under this Act.
5    (e) Within 30 days after a filing deadline or as provided
6by rule, the lobbyist shall notify each official on whose
7behalf an expenditure has been reported. Notification shall
8include the name of the registrant, the total amount of the
9expenditure, a description of the expenditure, the date on
10which the expenditure occurred, and the subject matter of the
11lobbying activity.
12    (f) A report for the period beginning January 1, 2010 and
13ending on June 30, 2010 shall be filed no later than July 15,
142010, and a report for the period beginning July 1, 2010 and
15ending on December 31, 2010 shall be filed no later than
16January 15, 2011. Beginning January 1, 2011, reports shall be
17filed semi-monthly as follows: (i) for the period beginning
18the first day of the month through the 15th day of the month,
19the report shall be filed no later than the 20th day of the
20month and (ii) for the period beginning on the 16th day of the
21month through the last day of the month, the report shall be
22filed no later than the 5th day of the following month. A
23report filed under this Act is due in the Office of the
24Secretary of State no later than the close of business on the
25date on which it is required to be filed.
26    (g) All reports filed under this Act shall be filed in a

 

 

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1format or on forms prescribed by the Secretary of State.
2(Source: P.A. 98-459, eff. 1-1-14.)
 
3    (25 ILCS 170/8)  (from Ch. 63, par. 178)
4    Sec. 8. Contingent fees prohibited. No person shall retain
5or employ another to lobby or provide services as a consultant
6with respect to any legislative, executive, or administrative
7action for compensation contingent in whole or in part upon
8the outcome of the action and no person shall accept any such
9employment or render any such service for compensation
10contingent upon the outcome of the legislative, executive, or
11administrative action.
12(Source: P.A. 93-889, eff. 8-9-04.)
 
13    (25 ILCS 170/11.2)
14    Sec. 11.2. Preemption Local regulation. Other than a
15municipality with a population over 500,000, no unit of local
16government, including a home rule unit, may regulate lobbying
17in a manner inconsistent with this Act, and all existing laws
18and ordinances that are inconsistent with this Act are hereby
19superseded. This Section is a limitation of home rule powers
20under subsections (h) and (i) of Section 6 of Article VII of
21the Illinois Constitution. A unit of local government or
22school district may adopt an ordinance or resolution
23regulating lobbying activities with that unit of local
24government or school district that imposes requirements

 

 

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1similar to those imposed by this Act.
2(Source: P.A. 88-187.)
 
3    Section 99. Effective date. This Act takes effect January
41, 2022.