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| | 103RD GENERAL ASSEMBLY
State of Illinois
2023 and 2024 HB4249 Introduced 1/16/2024, by Rep. Terra Costa Howard SYNOPSIS AS INTRODUCED: | | 20 ILCS 105/4.04 | from Ch. 23, par. 6104.04 |
| Amends the Illinois Act on Aging. In a provision requiring a long term care facility to permit the Office of State Long Term Care Ombudsman to examine and copy a resident's clinical and other records, includes access to facility incident reports. In the definition of "access", changes "express written consent" to "express consent". |
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| | A BILL FOR |
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1 | | AN ACT concerning State government. |
2 | | Be it enacted by the People of the State of Illinois, |
3 | | represented in the General Assembly: |
4 | | Section 5. The Illinois Act on the Aging is amended by |
5 | | changing Section 4.04 as follows: |
6 | | (20 ILCS 105/4.04) (from Ch. 23, par. 6104.04) |
7 | | (Text of Section after amendment by P.A. 103-329 ) |
8 | | Sec. 4.04. Long Term Care Ombudsman Program. The purpose |
9 | | of the Long Term Care Ombudsman Program is to ensure that older |
10 | | persons and persons with disabilities receive quality |
11 | | services. This is accomplished by providing advocacy services |
12 | | for residents of long term care facilities and participants |
13 | | receiving home care and community-based care. Managed care is |
14 | | increasingly becoming the vehicle for delivering health and |
15 | | long-term services and supports to seniors and persons with |
16 | | disabilities, including dual eligible participants. The |
17 | | additional ombudsman authority will allow advocacy services to |
18 | | be provided to Illinois participants for the first time and |
19 | | will produce a cost savings for the State of Illinois by |
20 | | supporting the rebalancing efforts of the Patient Protection |
21 | | and Affordable Care Act. |
22 | | (a) Long Term Care Ombudsman Program. The Department shall |
23 | | establish a Long Term Care Ombudsman Program, through the |
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1 | | Office of State Long Term Care Ombudsman ("the Office"), in |
2 | | accordance with the provisions of the Older Americans Act of |
3 | | 1965, as now or hereafter amended. The Long Term Care |
4 | | Ombudsman Program is authorized, subject to sufficient |
5 | | appropriations, to advocate on behalf of older persons and |
6 | | persons with disabilities residing in their own homes or |
7 | | community-based settings, relating to matters which may |
8 | | adversely affect the health, safety, welfare, or rights of |
9 | | such individuals. |
10 | | (b) Definitions. As used in this Section, unless the |
11 | | context requires otherwise: |
12 | | (1) "Access" means the right to: |
13 | | (i) Enter any long term care facility or assisted |
14 | | living or shared housing establishment or supportive |
15 | | living facility; |
16 | | (ii) Communicate privately and without restriction |
17 | | with any resident, regardless of age, who consents to |
18 | | the communication; |
19 | | (iii) Seek consent to communicate privately and |
20 | | without restriction with any participant or resident, |
21 | | regardless of age; |
22 | | (iv) Inspect and copy the clinical and other |
23 | | records of a participant or resident, regardless of |
24 | | age, with the express written consent of the |
25 | | participant or resident; |
26 | | (v) Observe all areas of the long term care |
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1 | | facility or supportive living facilities, assisted |
2 | | living or shared housing establishment except the |
3 | | living area of any resident who protests the |
4 | | observation; and |
5 | | (vi) Subject to permission of the participant or |
6 | | resident requesting services or his or her |
7 | | representative, enter a home or community-based |
8 | | setting. |
9 | | (2) "Long Term Care Facility" means (i) any facility |
10 | | as defined by Section 1-113 of the Nursing Home Care Act, |
11 | | as now or hereafter amended; (ii) any skilled nursing |
12 | | facility or a nursing facility which meets the |
13 | | requirements of Section 1819(a), (b), (c), and (d) or |
14 | | Section 1919(a), (b), (c), and (d) of the Social Security |
15 | | Act, as now or hereafter amended (42 U.S.C. 1395i-3(a), |
16 | | (b), (c), and (d) and 42 U.S.C. 1396r(a), (b), (c), and |
17 | | (d)); (iii) any facility as defined by Section 1-113 of |
18 | | the ID/DD Community Care Act, as now or hereafter amended; |
19 | | (iv) any facility as defined by Section 1-113 of MC/DD |
20 | | Act, as now or hereafter amended; and (v) any facility |
21 | | licensed under Section 4-105 or 4-201 of the Specialized |
22 | | Mental Health Rehabilitation Act of 2013, as now or |
23 | | hereafter amended. |
24 | | (2.5) "Assisted living establishment" and "shared |
25 | | housing establishment" have the meanings given those terms |
26 | | in Section 10 of the Assisted Living and Shared Housing |
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1 | | Act. |
2 | | (2.7) "Supportive living facility" means a facility |
3 | | established under Section 5-5.01a of the Illinois Public |
4 | | Aid Code. |
5 | | (2.8) "Community-based setting" means any place of |
6 | | abode other than an individual's private home. |
7 | | (3) "State Long Term Care Ombudsman" means any person |
8 | | employed by the Department to fulfill the requirements of |
9 | | the Office of State Long Term Care Ombudsman as required |
10 | | under the Older Americans Act of 1965, as now or hereafter |
11 | | amended, and Departmental policy. |
12 | | (3.1) "Ombudsman" means any designated representative |
13 | | of the State Long Term Care Ombudsman Program; provided |
14 | | that the representative, whether he is paid for or |
15 | | volunteers his ombudsman services, shall be qualified and |
16 | | designated by the Office to perform the duties of an |
17 | | ombudsman as specified by the Department in rules and in |
18 | | accordance with the provisions of the Older Americans Act |
19 | | of 1965, as now or hereafter amended. |
20 | | (4) "Participant" means an older person aged 60 or |
21 | | over or an adult with a disability aged 18 through 59 who |
22 | | is eligible for services under any of the following: |
23 | | (i) A medical assistance waiver administered by |
24 | | the State. |
25 | | (ii) A managed care organization providing care |
26 | | coordination and other services to seniors and persons |
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1 | | with disabilities. |
2 | | (5) "Resident" means an older person aged 60 or over |
3 | | or an adult with a disability aged 18 through 59 who |
4 | | resides in a long-term care facility. |
5 | | (c) Ombudsman; rules. The Office of State Long Term Care |
6 | | Ombudsman shall be composed of at least one full-time |
7 | | ombudsman and shall include a system of designated regional |
8 | | long term care ombudsman programs. Each regional program shall |
9 | | be designated by the State Long Term Care Ombudsman as a |
10 | | subdivision of the Office and any representative of a regional |
11 | | program shall be treated as a representative of the Office. |
12 | | The Department, in consultation with the Office, shall |
13 | | promulgate administrative rules in accordance with the |
14 | | provisions of the Older Americans Act of 1965, as now or |
15 | | hereafter amended, to establish the responsibilities of the |
16 | | Department and the Office of State Long Term Care Ombudsman |
17 | | and the designated regional Ombudsman programs. The |
18 | | administrative rules shall include the responsibility of the |
19 | | Office and designated regional programs to investigate and |
20 | | resolve complaints made by or on behalf of residents of long |
21 | | term care facilities, supportive living facilities, and |
22 | | assisted living and shared housing establishments, and |
23 | | participants residing in their own homes or community-based |
24 | | settings, including the option to serve residents and |
25 | | participants under the age of 60, relating to actions, |
26 | | inaction, or decisions of providers, or their representatives, |
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1 | | of such facilities and establishments, of public agencies, or |
2 | | of social services agencies, which may adversely affect the |
3 | | health, safety, welfare, or rights of such residents and |
4 | | participants. The Office and designated regional programs may |
5 | | represent all residents and participants, but are not required |
6 | | by this Act to represent persons under 60 years of age, except |
7 | | to the extent required by federal law. When necessary and |
8 | | appropriate, representatives of the Office shall refer |
9 | | complaints to the appropriate regulatory State agency. The |
10 | | Department, in consultation with the Office, shall cooperate |
11 | | with the Department of Human Services and other State agencies |
12 | | in providing information and training to designated regional |
13 | | long term care ombudsman programs about the appropriate |
14 | | assessment and treatment (including information about |
15 | | appropriate supportive services, treatment options, and |
16 | | assessment of rehabilitation potential) of the participants |
17 | | they serve. |
18 | | The State Long Term Care Ombudsman and all other |
19 | | ombudsmen, as defined in paragraph (3.1) of subsection (b) |
20 | | must submit to background checks under the Health Care Worker |
21 | | Background Check Act and receive training, as prescribed by |
22 | | the Illinois Department on Aging, before visiting facilities, |
23 | | private homes, or community-based settings. The training must |
24 | | include information specific to assisted living |
25 | | establishments, supportive living facilities, shared housing |
26 | | establishments, private homes, and community-based settings |
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1 | | and to the rights of residents and participants guaranteed |
2 | | under the corresponding Acts and administrative rules. |
3 | | (c-5) Consumer Choice Information Reports. The Office |
4 | | shall: |
5 | | (1) In collaboration with the Attorney General, create |
6 | | a Consumer Choice Information Report form to be completed |
7 | | by all licensed long term care facilities to aid |
8 | | Illinoisans and their families in making informed choices |
9 | | about long term care. The Office shall create a Consumer |
10 | | Choice Information Report for each type of licensed long |
11 | | term care facility. The Office shall collaborate with the |
12 | | Attorney General and the Department of Human Services to |
13 | | create a Consumer Choice Information Report form for |
14 | | facilities licensed under the ID/DD Community Care Act or |
15 | | the MC/DD Act. |
16 | | (2) Develop a database of Consumer Choice Information |
17 | | Reports completed by licensed long term care facilities |
18 | | that includes information in the following consumer |
19 | | categories: |
20 | | (A) Medical Care, Services, and Treatment. |
21 | | (B) Special Services and Amenities. |
22 | | (C) Staffing. |
23 | | (D) Facility Statistics and Resident Demographics. |
24 | | (E) Ownership and Administration. |
25 | | (F) Safety and Security. |
26 | | (G) Meals and Nutrition. |
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1 | | (H) Rooms, Furnishings, and Equipment. |
2 | | (I) Family, Volunteer, and Visitation Provisions. |
3 | | (3) Make this information accessible to the public, |
4 | | including on the Internet by means of a hyperlink on the |
5 | | Office's World Wide Web home page. Information about |
6 | | facilities licensed under the ID/DD Community Care Act or |
7 | | the MC/DD Act shall be made accessible to the public by the |
8 | | Department of Human Services, including on the Internet by |
9 | | means of a hyperlink on the Department of Human Services' |
10 | | "For Customers" website. |
11 | | (4) Have the authority, with the Attorney General, to |
12 | | verify that information provided by a facility is |
13 | | accurate. |
14 | | (5) Request a new report from any licensed facility |
15 | | whenever it deems necessary. |
16 | | (6) Include in the Office's Consumer Choice |
17 | | Information Report for each type of licensed long term |
18 | | care facility additional information on each licensed long |
19 | | term care facility in the State of Illinois, including |
20 | | information regarding each facility's compliance with the |
21 | | relevant State and federal statutes, rules, and standards; |
22 | | customer satisfaction surveys; and information generated |
23 | | from quality measures developed by the Centers for |
24 | | Medicare and Medicaid Services. |
25 | | (d) Access and visitation rights. |
26 | | (1) In accordance with subparagraphs (A) and (E) of |
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1 | | paragraph (3) of subsection (c) of Section 1819 and |
2 | | subparagraphs (A) and (E) of paragraph (3) of subsection |
3 | | (c) of Section 1919 of the Social Security Act, as now or |
4 | | hereafter amended (42 U.S.C. 1395i-3 (c)(3)(A) and (E) and |
5 | | 42 U.S.C. 1396r (c)(3)(A) and (E)), and Section 712 of the |
6 | | Older Americans Act of 1965, as now or hereafter amended |
7 | | (42 U.S.C. 3058f), a long term care facility, supportive |
8 | | living facility, assisted living establishment, and shared |
9 | | housing establishment must: |
10 | | (i) permit immediate access to any resident, |
11 | | regardless of age, by a designated ombudsman; |
12 | | (ii) permit representatives of the Office, with |
13 | | the permission of the resident, the resident's legal |
14 | | representative, or the resident's legal guardian, to |
15 | | examine and copy a resident's clinical and other |
16 | | records including facility incident reports , |
17 | | regardless of the age of the resident, and if a |
18 | | resident is unable to consent to such review, and has |
19 | | no legal guardian, permit representatives of the |
20 | | Office appropriate access, as defined by the |
21 | | Department, in consultation with the Office, in |
22 | | administrative rules, to the resident's records; and |
23 | | (iii) permit a representative of the Program to |
24 | | communicate privately and without restriction with any |
25 | | participant who consents to the communication |
26 | | regardless of the consent of, or withholding of |
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1 | | consent by, a legal guardian or an agent named in a |
2 | | power of attorney executed by the participant. |
3 | | (2) Each long term care facility, supportive living |
4 | | facility, assisted living establishment, and shared |
5 | | housing establishment shall display, in multiple, |
6 | | conspicuous public places within the facility accessible |
7 | | to both visitors and residents and in an easily readable |
8 | | format, the address and phone number of the Office of the |
9 | | Long Term Care Ombudsman, in a manner prescribed by the |
10 | | Office. |
11 | | (e) Immunity. An ombudsman or any representative of the |
12 | | Office participating in the good faith performance of his or |
13 | | her official duties shall have immunity from any liability |
14 | | (civil, criminal or otherwise) in any proceedings (civil, |
15 | | criminal or otherwise) brought as a consequence of the |
16 | | performance of his official duties. |
17 | | (f) Business offenses. |
18 | | (1) No person shall: |
19 | | (i) Intentionally prevent, interfere with, or |
20 | | attempt to impede in any way any representative of the |
21 | | Office in the performance of his official duties under |
22 | | this Act and the Older Americans Act of 1965; or |
23 | | (ii) Intentionally retaliate, discriminate |
24 | | against, or effect reprisals against any long term |
25 | | care facility resident or employee for contacting or |
26 | | providing information to any representative of the |
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1 | | Office. |
2 | | (2) A violation of this Section is a business offense, |
3 | | punishable by a fine not to exceed $501. |
4 | | (3) The State Long Term Care Ombudsman shall notify |
5 | | the State's Attorney of the county in which the long term |
6 | | care facility, supportive living facility, or assisted |
7 | | living or shared housing establishment is located, or the |
8 | | Attorney General, of any violations of this Section. |
9 | | (g) Confidentiality of records and identities. The |
10 | | Department shall establish procedures for the disclosure by |
11 | | the State Ombudsman or the regional ombudsmen entities of |
12 | | files maintained by the program. The procedures shall provide |
13 | | that the files and records may be disclosed only at the |
14 | | discretion of the State Long Term Care Ombudsman or the person |
15 | | designated by the State Ombudsman to disclose the files and |
16 | | records, and the procedures shall prohibit the disclosure of |
17 | | the identity of any complainant, resident, participant, |
18 | | witness, or employee of a long term care provider unless: |
19 | | (1) the complainant, resident, participant, witness, |
20 | | or employee of a long term care provider or his or her |
21 | | legal representative consents to the disclosure and the |
22 | | consent is in writing; |
23 | | (2) the complainant, resident, participant, witness, |
24 | | or employee of a long term care provider gives consent |
25 | | orally; and the consent is documented contemporaneously in |
26 | | writing in accordance with such requirements as the |
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1 | | Department shall establish; or |
2 | | (3) the disclosure is required by court order. |
3 | | (h) Legal representation. The Attorney General shall |
4 | | provide legal representation to any representative of the |
5 | | Office against whom suit or other legal action is brought in |
6 | | connection with the performance of the representative's |
7 | | official duties, in accordance with the State Employee |
8 | | Indemnification Act. |
9 | | (i) Treatment by prayer and spiritual means. Nothing in |
10 | | this Act shall be construed to authorize or require the |
11 | | medical supervision, regulation or control of remedial care or |
12 | | treatment of any resident in a long term care facility |
13 | | operated exclusively by and for members or adherents of any |
14 | | church or religious denomination the tenets and practices of |
15 | | which include reliance solely upon spiritual means through |
16 | | prayer for healing. |
17 | | (j) The Long Term Care Ombudsman Fund is created as a |
18 | | special fund in the State treasury to receive moneys for the |
19 | | express purposes of this Section. All interest earned on |
20 | | moneys in the fund shall be credited to the fund. Moneys |
21 | | contained in the fund shall be used to support the purposes of |
22 | | this Section. |
23 | | (k) Each Regional Ombudsman may, in accordance with rules |
24 | | promulgated by the Office, establish a multi-disciplinary team |
25 | | to act in an advisory role for the purpose of providing |
26 | | professional knowledge and expertise in handling complex |
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1 | | abuse, neglect, and advocacy issues involving participants. |
2 | | Each multi-disciplinary team may consist of one or more |
3 | | volunteer representatives from any combination of at least 7 |
4 | | members from the following professions: banking or finance; |
5 | | disability care; health care; pharmacology; law; law |
6 | | enforcement; emergency responder; mental health care; clergy; |
7 | | coroner or medical examiner; substance abuse; domestic |
8 | | violence; sexual assault; or other related fields. To support |
9 | | multi-disciplinary teams in this role, law enforcement |
10 | | agencies and coroners or medical examiners shall supply |
11 | | records as may be requested in particular cases. The Regional |
12 | | Ombudsman, or his or her designee, of the area in which the |
13 | | multi-disciplinary team is created shall be the facilitator of |
14 | | the multi-disciplinary team. |
15 | | (Source: P.A. 102-1033, eff. 1-1-23; 103-329, eff. 1-1-24.) |