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| 1 | AN ACT concerning regulation. | |||||||||||||||||||
| 2 | Be it enacted by the People of the State of Illinois, | |||||||||||||||||||
| 3 | represented in the General Assembly: | |||||||||||||||||||
| 4 | Section 1. Findings. The General Assembly finds that: | |||||||||||||||||||
| 5 | (1) responsible scientific research into artificial | |||||||||||||||||||
| 6 | intelligence applications for mental health care serves | |||||||||||||||||||
| 7 | the public interest by potentially expanding access to | |||||||||||||||||||
| 8 | evidence-based treatment for underserved populations; | |||||||||||||||||||
| 9 | (2) academic research conducted under rigorous | |||||||||||||||||||
| 10 | institutional oversight, with appropriate safeguards and | |||||||||||||||||||
| 11 | ethical review, is categorically distinct from unregulated | |||||||||||||||||||
| 12 | commercial artificial intelligence therapy services | |||||||||||||||||||
| 13 | marketed directly to consumers; | |||||||||||||||||||
| 14 | (3) Illinois has a compelling interest in maintaining | |||||||||||||||||||
| 15 | its position as a leader in responsible health care | |||||||||||||||||||
| 16 | innovation while protecting patients from harm; and | |||||||||||||||||||
| 17 | (4) research exemptions with appropriate safeguards | |||||||||||||||||||
| 18 | can advance scientific knowledge without compromising the | |||||||||||||||||||
| 19 | consumer protection objectives of the original Act. | |||||||||||||||||||
| 20 | Section 2. Purpose. The purpose of this Act is to amend the | |||||||||||||||||||
| 21 | Wellness and Oversight for Psychological Resources Act to | |||||||||||||||||||
| 22 | establish a limited exemption for bona fide clinical research | |||||||||||||||||||
| 23 | conducted at academic medical centers, while maintaining the | |||||||||||||||||||
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| 1 | Act's core consumer protections against unregulated artificial | ||||||
| 2 | intelligence therapy services. | ||||||
| 3 | Section 5. The Wellness and Oversight for Psychological | ||||||
| 4 | Resources Act is amended by adding Section 20.1 as follows: | ||||||
| 5 | (225 ILCS 155/20.1 new) | ||||||
| 6 | Sec. 20.1. Artificial intelligence-assisted therapy; | ||||||
| 7 | qualified research programs. | ||||||
| 8 | (a) As used in this Section, "qualified research program" | ||||||
| 9 | means a program of clinical research that satisfies all the | ||||||
| 10 | following criteria: | ||||||
| 11 | (1) The research is conducted by or under the | ||||||
| 12 | supervision of an academic medical center that: | ||||||
| 13 | (A) is affiliated with an accredited medical | ||||||
| 14 | school or university; | ||||||
| 15 | (B) operates under a valid hospital license issued | ||||||
| 16 | by the Department of Public Health; and | ||||||
| 17 | (C) maintains accreditation by the Joint | ||||||
| 18 | Commission or an equivalent national accrediting body. | ||||||
| 19 | (2) The research protocol has received approval from | ||||||
| 20 | an Institutional Review Board (IRB) registered with the | ||||||
| 21 | United States Department of Health and Human Services | ||||||
| 22 | Office for Human Research Protections and the IRB: | ||||||
| 23 | (A) has determined that the research satisfies | ||||||
| 24 | federal regulations for the protection of human | ||||||
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| 1 | subjects under 45 CFR Part 46; | ||||||
| 2 | (B) conducts a continuing review of the research | ||||||
| 3 | at intervals appropriate to the degree of risk, but no | ||||||
| 4 | less than annually; and | ||||||
| 5 | (C) has specific expertise or consultation in | ||||||
| 6 | mental health research, artificial intelligence | ||||||
| 7 | applications, and research ethics. | ||||||
| 8 | (3) All artificial intelligence systems used in the | ||||||
| 9 | research: | ||||||
| 10 | (A) are designed and operated in compliance with | ||||||
| 11 | the Health Insurance Portability and Accountability | ||||||
| 12 | Act (HIPAA) and all applicable federal and State | ||||||
| 13 | privacy regulations; | ||||||
| 14 | (B) undergo documented safety testing to identify | ||||||
| 15 | and mitigate potential harms before use with human | ||||||
| 16 | research participants; | ||||||
| 17 | (C) include real-time monitoring mechanisms to | ||||||
| 18 | detect and respond to crisis situations, harmful | ||||||
| 19 | content, or therapeutic errors; and | ||||||
| 20 | (D) are used only as adjuncts to, and not | ||||||
| 21 | replacements for, services provided by licensed mental | ||||||
| 22 | health professionals. | ||||||
| 23 | (4) All research participants: | ||||||
| 24 | (A) must provide informed consent that | ||||||
| 25 | specifically describes the use of artificial | ||||||
| 26 | intelligence, the experimental nature of the | ||||||
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| 1 | intervention, potential risks and benefits, and | ||||||
| 2 | alternatives to participation; | ||||||
| 3 | (B) are informed in writing of the participants' | ||||||
| 4 | right to withdraw from the research at any time | ||||||
| 5 | without penalty; | ||||||
| 6 | (C) receive information about how to access | ||||||
| 7 | licensed mental health professionals outside the | ||||||
| 8 | research context; and | ||||||
| 9 | (D) have access to licensed mental health | ||||||
| 10 | professionals who can intervene if safety concerns | ||||||
| 11 | arise during the research. | ||||||
| 12 | (5) The research program maintains: | ||||||
| 13 | (A) a data safety monitoring plan appropriate to | ||||||
| 14 | the level of risk; | ||||||
| 15 | (B) procedures for reporting adverse events to the | ||||||
| 16 | IRB and, where applicable, to federal oversight | ||||||
| 17 | agencies; | ||||||
| 18 | (C) documentation of all protocol modifications | ||||||
| 19 | and safety incidents; and | ||||||
| 20 | (D) plans for dissemination of research findings | ||||||
| 21 | through peer-reviewed scientific publications or | ||||||
| 22 | presentations. | ||||||
| 23 | (6) The primary purpose of the research program is to | ||||||
| 24 | generate generalizable scientific knowledge about the | ||||||
| 25 | safety, efficacy, or implementation of artificial | ||||||
| 26 | intelligence applications in mental health care, rather | ||||||
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| 1 | than to provide routine clinical services or to market | ||||||
| 2 | commercial products. | ||||||
| 3 | (b) The prohibitions under Section 20 of this Act shall | ||||||
| 4 | not apply to artificial intelligence-assisted therapy or | ||||||
| 5 | psychotherapy services provided exclusively within a qualified | ||||||
| 6 | research program, subject to the requirements and limitations | ||||||
| 7 | specified in this Section. | ||||||
| 8 | (c) A licensed professional participating in a qualified | ||||||
| 9 | research program shall: | ||||||
| 10 | (1) maintain an active, unrestricted license in good | ||||||
| 11 | standing as required under Illinois law; | ||||||
| 12 | (2) receive training specific to the artificial | ||||||
| 13 | intelligence systems used in the research, including the | ||||||
| 14 | artificial intelligence systems' capabilities, | ||||||
| 15 | limitations, and potential risks; | ||||||
| 16 | (3) maintain ultimate clinical responsibility for all | ||||||
| 17 | care provided to research participants; | ||||||
| 18 | (4) be available to intervene when safety concerns | ||||||
| 19 | arise or when the artificial intelligence system's | ||||||
| 20 | performance is inadequate; and | ||||||
| 21 | (5) document the licensed professional's supervision | ||||||
| 22 | and oversight activities in accordance with the research | ||||||
| 23 | protocol. | ||||||
| 24 | (d) Academic medical centers shall register qualified | ||||||
| 25 | research programs in existence on the effective date of this | ||||||
| 26 | amendatory Act of the 104th General Assembly within 90 days | ||||||
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| 1 | after the effective date of this amendatory Act of the 104th | ||||||
| 2 | General Assembly. | ||||||
| 3 | (e) The exemption under this Section shall apply only to | ||||||
| 4 | services provided within the context of an approved research | ||||||
| 5 | protocol and shall not extend to: | ||||||
| 6 | (1) clinical services marketed or provided outside a | ||||||
| 7 | research context; | ||||||
| 8 | (2) services provided primarily for revenue generation | ||||||
| 9 | rather than scientific inquiry; and | ||||||
| 10 | (3) services provided without active IRB approval and | ||||||
| 11 | oversight. | ||||||
| 12 | (f) An academic medical center shall not: | ||||||
| 13 | (1) advertise artificial intelligence therapy services | ||||||
| 14 | to the general public as routine clinical services; | ||||||
| 15 | (2) use the exemption under this Section to circumvent | ||||||
| 16 | licensing requirements for commercial therapy services; | ||||||
| 17 | and | ||||||
| 18 | (3) charge research participants fees beyond those | ||||||
| 19 | disclosed in and permitted by the IRB-approved research | ||||||
| 20 | protocol. | ||||||
| 21 | (g) An academic medical center conducting a qualified | ||||||
| 22 | research program shall: | ||||||
| 23 | (1) register such programs with the Department within | ||||||
| 24 | 30 days after IRB approval; | ||||||
| 25 | (2) provide annual reports to the Department | ||||||
| 26 | summarizing the number of research participants, any | ||||||
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| 1 | serious adverse events, any protocol modifications, and | ||||||
| 2 | any scientific findings; and | ||||||
| 3 | (3) notify the Department within 10 business days of | ||||||
| 4 | any IRB suspension or termination of a research protocol. | ||||||
| 5 | (h) Research participants shall not be denied access to | ||||||
| 6 | standard care as a condition of participating in research | ||||||
| 7 | involving artificial intelligence-assisted therapy. | ||||||
| 8 | (i) The Department shall comply with the following | ||||||
| 9 | requirements: | ||||||
| 10 | (1) maintain a public registry of qualified research | ||||||
| 11 | programs operating under this Section; | ||||||
| 12 | (2) develop forms and procedures for registration and | ||||||
| 13 | annual reporting; and | ||||||
| 14 | (3) coordinate with relevant professional licensing | ||||||
| 15 | boards to ensure compliance with this Section. | ||||||
| 16 | (j) Any academic medical center or licensed professional | ||||||
| 17 | found to have misrepresented a commercial service as | ||||||
| 18 | qualifying for the exemption under this Section, or to have | ||||||
| 19 | otherwise violated the requirements of this Section, is | ||||||
| 20 | subject to the following: | ||||||
| 21 | (1) immediate loss of exemption status for the program | ||||||
| 22 | in question; | ||||||
| 23 | (2) civil penalties under Section 30; | ||||||
| 24 | (3) referral to the appropriate licensing boards for | ||||||
| 25 | professional discipline; and | ||||||
| 26 | (4) prohibition from seeking exemption status for new | ||||||
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| 1 | research programs for a period of not less than 2 years. | ||||||
| 2 | (k) No later than July 1, 2029, the Department shall | ||||||
| 3 | submit a report to the General Assembly evaluating the | ||||||
| 4 | following: | ||||||
| 5 | (1) the number and nature of research programs that | ||||||
| 6 | have operated under the exemption under this Section; | ||||||
| 7 | (2) any reported adverse events or safety concerns; | ||||||
| 8 | (3) scientific findings regarding the safety and | ||||||
| 9 | efficacy of artificial intelligence applications in mental | ||||||
| 10 | health care; and | ||||||
| 11 | (4) recommendations regarding whether the exemption | ||||||
| 12 | under this Section should be continued, modified, or | ||||||
| 13 | allowed to expire. | ||||||
| 14 | (l) Nothing in this Section shall limit the authority of | ||||||
| 15 | professional licensing boards to discipline licensed | ||||||
| 16 | professionals for violations of professional standards of | ||||||
| 17 | care. | ||||||
| 18 | (m) The provisions of this Section are severable under | ||||||
| 19 | Section 1.31 of the Statute on Statutes. | ||||||
| 20 | (n) This Section is repealed on January 1, 2030. | ||||||