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| 1 | AN ACT concerning regulation. | |||||||||||||||||||
| 2 | Be it enacted by the People of the State of Illinois, | |||||||||||||||||||
| 3 | represented in the General Assembly: | |||||||||||||||||||
| 4 | Section 5. The Nursing Home Care Act is amended by | |||||||||||||||||||
| 5 | changing Section 3-702 as follows: | |||||||||||||||||||
| 6 | (210 ILCS 45/3-702) (from Ch. 111 1/2, par. 4153-702) | |||||||||||||||||||
| 7 | Sec. 3-702. (a) A person who believes that this Act or a | |||||||||||||||||||
| 8 | rule promulgated under this Act may have been violated may | |||||||||||||||||||
| 9 | request an investigation. The request may be submitted to the | |||||||||||||||||||
| 10 | Department in writing, by telephone, by electronic means, or | |||||||||||||||||||
| 11 | by personal visit. An oral complaint shall be reduced to | |||||||||||||||||||
| 12 | writing by the Department. The Department shall make | |||||||||||||||||||
| 13 | available, through its website and upon request, information | |||||||||||||||||||
| 14 | regarding the oral and phone intake processes and the list of | |||||||||||||||||||
| 15 | questions that will be asked of the complainant. The | |||||||||||||||||||
| 16 | Department shall request information identifying the | |||||||||||||||||||
| 17 | complainant, including the name, address, and telephone | |||||||||||||||||||
| 18 | number, to help enable appropriate follow-up. The Department | |||||||||||||||||||
| 19 | shall act on such complaints via on-site visits or other | |||||||||||||||||||
| 20 | methods deemed appropriate to handle the complaints with or | |||||||||||||||||||
| 21 | without such identifying information, as otherwise provided | |||||||||||||||||||
| 22 | under this Section. The complainant shall be informed that | |||||||||||||||||||
| 23 | compliance with such request is not required to satisfy the | |||||||||||||||||||
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| 1 | procedures for filing a complaint under this Act. The | ||||||
| 2 | Department must notify complainants that complaints with less | ||||||
| 3 | information provided are far more difficult to respond to and | ||||||
| 4 | investigate. | ||||||
| 5 | (b) The substance of the complaint shall be provided in | ||||||
| 6 | writing to the licensee, owner, or administrator no earlier | ||||||
| 7 | than at the commencement of an on-site inspection of the | ||||||
| 8 | facility which takes place pursuant to the complaint. | ||||||
| 9 | (c) The Department shall not disclose the name of the | ||||||
| 10 | complainant unless the complainant consents in writing to the | ||||||
| 11 | disclosure or the investigation results in a judicial | ||||||
| 12 | proceeding, or unless disclosure is essential to the | ||||||
| 13 | investigation. The complainant shall be given the opportunity | ||||||
| 14 | to withdraw the complaint before disclosure. Upon the request | ||||||
| 15 | of the complainant, the Department may permit the complainant | ||||||
| 16 | or a representative of the complainant to accompany the person | ||||||
| 17 | making the on-site inspection of the facility. | ||||||
| 18 | (d) Upon receipt of a complaint, the Department shall | ||||||
| 19 | determine whether this Act or a rule promulgated under this | ||||||
| 20 | Act has been or is being violated. The Department shall | ||||||
| 21 | investigate all complaints alleging abuse or neglect within 7 | ||||||
| 22 | days after the receipt of the complaint except that complaints | ||||||
| 23 | of abuse or neglect which indicate that a resident's life or | ||||||
| 24 | safety is in imminent danger shall be investigated within 24 | ||||||
| 25 | hours after receipt of the complaint. All other complaints | ||||||
| 26 | shall be investigated within 30 days after the receipt of the | ||||||
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| 1 | complaint, except that, during a statewide public health | ||||||
| 2 | emergency, as defined in the Illinois Emergency Management | ||||||
| 3 | Agency Act, all other complaints shall be investigated within | ||||||
| 4 | appropriate time frames to the extent feasible. The Department | ||||||
| 5 | employees investigating a complaint shall conduct a brief, | ||||||
| 6 | informal exit conference with the facility to alert its | ||||||
| 7 | administration of any suspected serious deficiency that poses | ||||||
| 8 | a direct threat to the health, safety, or welfare of a resident | ||||||
| 9 | to enable an immediate correction for the alleviation or | ||||||
| 10 | elimination of such threat. Such information and findings | ||||||
| 11 | discussed in the brief exit conference shall become a part of | ||||||
| 12 | the investigating record but shall not in any way constitute | ||||||
| 13 | an official or final notice of violation as provided under | ||||||
| 14 | Section 3-301. All complaints shall be classified as "an | ||||||
| 15 | invalid report", "a valid report", or "an undetermined | ||||||
| 16 | report". For any complaint classified as "a valid report", the | ||||||
| 17 | Department must determine within 30 working days after any | ||||||
| 18 | Department employee enters a facility to begin an on-site | ||||||
| 19 | inspection if any rule or provision of this Act has been or is | ||||||
| 20 | being violated. | ||||||
| 21 | (d-1) The Department shall, whenever possible, combine an | ||||||
| 22 | on-site investigation of a complaint in a facility with other | ||||||
| 23 | inspections in order to avoid duplication of inspections. | ||||||
| 24 | (e) In all cases, the Department shall inform the | ||||||
| 25 | complainant of its findings within 10 days of its | ||||||
| 26 | determination unless otherwise indicated by the complainant, | ||||||
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| 1 | and the complainant may direct the Department to send a copy of | ||||||
| 2 | such findings to another person. The Department's findings may | ||||||
| 3 | include comments or documentation provided by either the | ||||||
| 4 | complainant or the licensee pertaining to the complaint. The | ||||||
| 5 | Department shall also notify the facility of such findings | ||||||
| 6 | within 10 days of the determination, but the name of the | ||||||
| 7 | complainant or residents shall not be disclosed in this notice | ||||||
| 8 | to the facility. The notice of such findings shall include a | ||||||
| 9 | copy of the written determination; the correction order, if | ||||||
| 10 | any; the warning notice, if any; the inspection report; or the | ||||||
| 11 | State licensure form on which the violation is listed. | ||||||
| 12 | (f) A written determination, correction order, or warning | ||||||
| 13 | notice concerning a complaint, together with the facility's | ||||||
| 14 | response, shall be available for public inspection, but the | ||||||
| 15 | name of the complainant or resident shall not be disclosed | ||||||
| 16 | without his consent. | ||||||
| 17 | (g) A complainant who is dissatisfied with the | ||||||
| 18 | determination or investigation by the Department may request a | ||||||
| 19 | hearing under Section 3-703. The facility shall be given | ||||||
| 20 | notice of any such hearing and may participate in the hearing | ||||||
| 21 | as a party. If a facility requests a hearing under Section | ||||||
| 22 | 3-703 which concerns a matter covered by a complaint, the | ||||||
| 23 | complainant shall be given notice and may participate in the | ||||||
| 24 | hearing as a party. A request for a hearing by either a | ||||||
| 25 | complainant or a facility shall be submitted in writing to the | ||||||
| 26 | Department within 30 days after the mailing of the | ||||||
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| 1 | Department's findings as described in subsection (e) of this | ||||||
| 2 | Section. Upon receipt of the request the Department shall | ||||||
| 3 | conduct a hearing as provided under Section 3-703. | ||||||
| 4 | (g-5) The Department shall conduct an annual review of all | ||||||
| 5 | survey activity from the preceding fiscal year and make a | ||||||
| 6 | report concerning the complaint and survey process. The report | ||||||
| 7 | shall include, but not be limited to: | ||||||
| 8 | (1) the total number of complaints received; | ||||||
| 9 | (2) the breakdown of 24-hour, 7-day, and 30-day | ||||||
| 10 | complaints; | ||||||
| 11 | (3) the breakdown of anonymous and non-anonymous | ||||||
| 12 | complaints; | ||||||
| 13 | (4) the number of complaints that were substantiated | ||||||
| 14 | versus unsubstantiated; | ||||||
| 15 | (5) the total number of substantiated complaints that | ||||||
| 16 | were completed in the time frame determined under | ||||||
| 17 | subsection (d); | ||||||
| 18 | (6) the total number of informal dispute resolutions | ||||||
| 19 | requested; | ||||||
| 20 | (7) the total number of informal dispute resolution | ||||||
| 21 | requests approved; | ||||||
| 22 | (8) the total number of informal dispute resolutions | ||||||
| 23 | that were overturned or reduced in severity; | ||||||
| 24 | (9) the total number of authorized nursing home | ||||||
| 25 | surveyor positions within the Department; | ||||||
| 26 | (10) (9) the total number of filled nursing home | ||||||
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| 1 | surveyor positions nurse surveyors hired during the | ||||||
| 2 | calendar year; | ||||||
| 3 | (11) (10) the total number of vacant nursing home | ||||||
| 4 | surveyor positions nurse surveyors who left Department | ||||||
| 5 | employment; | ||||||
| 6 | (12) (11) the average length of tenure for nursing | ||||||
| 7 | home nurse surveyors employed by the Department at the | ||||||
| 8 | time the report is created; | ||||||
| 9 | (13) any additional information the Department deems | ||||||
| 10 | relevant regarding nursing home surveyor recruitment, | ||||||
| 11 | retention, or workload; | ||||||
| 12 | (14) (12) the total number of times the Department | ||||||
| 13 | imposed discretionary denial of payment within 15 days of | ||||||
| 14 | notice and within 2 days of notice as well as the number of | ||||||
| 15 | times the discretionary denial of payment took effect; and | ||||||
| 16 | (15) (13) any other complaint information requested by | ||||||
| 17 | the Long-Term Care Facility Advisory Board created under | ||||||
| 18 | Section 2-204 of this Act or the Illinois Long-Term Care | ||||||
| 19 | Council created under Section 4.04a of the Illinois Act on | ||||||
| 20 | the Aging. | ||||||
| 21 | This report shall be provided to the Long-Term Care | ||||||
| 22 | Facility Advisory Board, the Illinois Long-Term Care Council, | ||||||
| 23 | and the General Assembly. The Long-Term Care Facility Advisory | ||||||
| 24 | Board and the Illinois Long-Term Care Council shall review the | ||||||
| 25 | report and suggest any changes deemed necessary to the | ||||||
| 26 | Department for review and action, including how to investigate | ||||||
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| 1 | and substantiate anonymous complaints. | ||||||
| 2 | (h) Any person who knowingly transmits a false report to | ||||||
| 3 | the Department commits the offense of disorderly conduct under | ||||||
| 4 | subsection (a)(8) of Section 26-1 of the Criminal Code of | ||||||
| 5 | 2012. | ||||||
| 6 | (Source: P.A. 102-432, eff. 8-20-21; 102-947, eff. 1-1-23; | ||||||
| 7 | 103-1, eff. 4-27-23; 103-154, eff. 6-30-23.) | ||||||