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Sen. Don Harmon
Filed: 10/29/2009
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| AMENDMENT TO HOUSE BILL 5
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| AMENDMENT NO. ______. Amend House Bill 5, AS AMENDED, by |
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| replacing everything after the enacting clause with the |
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| following:
|
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| "Section 5. The Secretary of State Act is amended by |
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| changing Section 14 as follows: |
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| (15 ILCS 305/14) |
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| Sec. 14. Inspector General. |
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| (a) The Secretary of State must, with the advice and |
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| consent of the Senate,
appoint an Inspector General for the |
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| purpose of detection, deterrence, and
prevention of fraud,
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| corruption, mismanagement, gross or aggravated misconduct, or |
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| misconduct
that may be criminal in nature in the Office of the |
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| Secretary of State. The
Inspector General shall serve a 5-year |
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| term.
If no successor is appointed and qualified upon the
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| expiration of the Inspector General's term, the Office of |
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| Inspector General is
deemed vacant and the powers and duties |
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| under this Section may be exercised
only by an appointed and |
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| qualified interim Inspector General until a successor
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| Inspector General is appointed and qualified.
If the General |
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| Assembly is not in session when a vacancy in the Office of
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| Inspector General occurs, the Secretary of State may appoint an |
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| interim
Inspector General whose term shall expire 2 weeks after |
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| the next
regularly scheduled session day of the Senate. |
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| (b) The Inspector General shall have the following |
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| qualifications: |
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| (1) has not been convicted of any felony under the laws |
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| of this State,
another State, or the United States; |
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| (2) has earned a baccalaureate degree from an |
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| institution of higher
education; and |
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| (3) has either (A) 5 or more years of service with a |
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| federal, State, or
local law enforcement agency, at least 2 |
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| years of which have been in a
progressive investigatory |
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| capacity; (B) 5 or more years of service as a
federal, |
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| State, or local prosecutor; or (C) 5 or more years of |
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| service as a
senior manager or executive of a federal, |
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| State, or local
agency. |
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| (c) The Inspector General may review, coordinate, and |
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| recommend methods and
procedures to increase the integrity of |
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| the Office of the Secretary of State.
The duties of the |
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| Inspector General shall
supplement and not supplant the duties |
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| of the Chief Auditor for the Secretary
of State's Office or any |
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| other Inspector General that may be authorized by law.
The |
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| Inspector General must report directly to the Secretary
of |
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| State. |
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| (d) In addition to the authority otherwise provided by this |
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| Section, but
only when investigating the Office of the |
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| Secretary of State, its employees, or
their actions for
fraud, |
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| corruption, mismanagement, gross or aggravated misconduct, or
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| misconduct that may be criminal in nature, the Inspector |
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| General is
authorized: |
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| (1) To have access to all records, reports, audits, |
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| reviews, documents,
papers, recommendations, or other |
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| materials available that relate to programs
and operations |
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| with respect to which the Inspector General has |
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| responsibilities
under this Section. |
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| (2) To make any investigations and reports relating to |
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| the administration
of the programs and operations of the |
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| Office of the Secretary of State that
are, in the judgment |
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| of the Inspector General, necessary or desirable. |
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| (3) To request any information or assistance that may |
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| be necessary for
carrying out the duties and |
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| responsibilities provided by this Section from any
local, |
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| State, or federal governmental agency or unit thereof. |
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| (4) To require by subpoena the
appearance of witnesses |
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| and the production of all information, documents,
reports, |
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| answers, records, accounts, papers, and other data and |
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| documentary
evidence necessary in the performance of the |
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| functions assigned by this
Section, with the exception of |
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| subsection (c) and with the exception of records
of a labor
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| organization authorized and recognized under the Illinois |
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| Public Labor
Relations
Act to be the exclusive bargaining |
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| representative of employees of the Secretary
of State, |
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| including, but not limited to, records of representation of |
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| employees
and
the negotiation of collective bargaining |
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| agreements. A subpoena may be issued
under
this paragraph |
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| (4) only by the
Inspector General and not by members of the |
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| Inspector General's staff.
A person duly
subpoenaed for |
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| testimony, documents, or other items who neglects or |
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| refuses to
testify or produce documents or other items |
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| under the requirements of the
subpoena shall be subject to |
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| punishment as
may be determined by a court of competent |
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| jurisdiction, unless (i) the
testimony, documents, or |
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| other items are covered by the attorney-client
privilege or
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| any other privilege or right recognized by law or (ii) the |
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| testimony,
documents, or other items concern the |
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| representation of employees and the
negotiation of |
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| collective bargaining agreements by a labor
organization |
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| authorized and recognized under the Illinois Public
Labor |
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| Relations Act to be the exclusive bargaining |
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| representative of
employees of the Secretary of State. |
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| Nothing in this Section limits a
person's right to |
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| protection against self-incrimination under the Fifth
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| Amendment of the United States Constitution or Article I, |
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| Section 10,
of the Constitution of the State of Illinois. |
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| (5) To have direct and prompt access to the Secretary |
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| of State for any
purpose pertaining to the performance of |
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| functions and responsibilities under
this Section. |
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| (d-5) In addition to the authority otherwise provided by |
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| this Section, the Secretary of State Inspector General shall |
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| have jurisdiction to investigate complaints and allegations of |
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| wrongdoing by any person or entity related to the Lobbyist |
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| Registration Act. When investigating those complaints and |
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| allegations, the Inspector General is authorized: |
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| (1) To have access to all records, reports, audits, |
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| reviews, documents, papers, recommendations, or other |
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| materials available that relate to programs and operations |
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| with respect to which the Inspector General has |
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| responsibilities under this Section. |
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| (2) To request any information or assistance that may |
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| be necessary for carrying out the duties and |
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| responsibilities provided by this Section from any local, |
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| State, or federal governmental agency or unit thereof. |
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| (3) To require by subpoena the appearance of witnesses |
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| and the production of all information, documents, reports, |
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| answers, records, accounts, papers, and other data and |
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| documentary evidence necessary in the performance of the |
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| functions assigned by this Section. A subpoena may be |
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| issued under this paragraph (3) only by the Inspector |
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| General and not by members of the Inspector General's |
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| staff. A person duly subpoenaed for testimony, documents, |
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| or other items who neglects or refuses to testify or |
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| produce documents or other items under the requirements of |
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| the subpoena shall be subject to punishment as may be |
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| determined by a court of competent jurisdiction, unless the |
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| testimony, documents, or other items are covered by the |
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| attorney-client privilege or any other privilege or right |
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| recognized by law. Nothing in this Section limits a |
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| person's right to protection against self-incrimination |
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| under the Fifth Amendment of the United States Constitution |
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| or Section 10 of Article I of the Constitution of the State |
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| of Illinois. |
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| (4) To have direct and prompt access to the Secretary |
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| of State for any purpose pertaining to the performance of |
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| functions and responsibilities under this Section.
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| (e) The Inspector General may receive and investigate |
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| complaints or
information from an employee of the Secretary of |
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| State concerning the possible
existence of an activity |
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| constituting a violation of law, rules, or
regulations; |
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| mismanagement; abuse of authority; or substantial and specific
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| danger to the public health and safety. Any person
who |
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| knowingly files a
false
complaint or files a complaint with |
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| reckless disregard for the truth or the
falsity
of the facts |
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| underlying the complaint may be subject to discipline as set |
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| forth
in the rules of the Department of Personnel of the |
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| Secretary of State or the Inspector General may refer the |
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| matter to a State's Attorney or the Attorney General . |
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| The Inspector General may not, after receipt of a complaint |
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| or information, disclose the
identity of the source
without the |
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| consent of the source, unless the
Inspector General determines |
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| that
disclosure of the identity is reasonable and necessary for |
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| the furtherance of
the
investigation. |
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| Any employee who has the authority to recommend or
approve |
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| any personnel action or to direct others to recommend or |
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| approve any
personnel action may not, with respect to that |
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| authority, take or threaten to
take any action against any |
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| employee as a reprisal for making a
complaint or disclosing |
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| information to the Inspector General, unless the
complaint was |
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| made or the information disclosed with the knowledge that it |
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| was
false or with willful disregard for its truth or falsity. |
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| (f) The Inspector General must adopt rules, in accordance |
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| with the
provisions of the Illinois Administrative Procedure |
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| Act, establishing minimum
requirements for initiating, |
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| conducting, and completing investigations. The
rules must |
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| establish criteria for determining, based upon the nature of |
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| the
allegation, the appropriate method of investigation, which |
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| may include, but is
not limited to, site visits, telephone |
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| contacts, personal interviews, or
requests for written |
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| responses. The rules must also clarify how the Office of
the |
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| Inspector General shall interact with other local, State, and |
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| federal law
enforcement investigations. |
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| Any employee of the Secretary of State subject to |
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| investigation or inquiry
by the Inspector General or any agent |
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| or representative of the Inspector
General concerning |
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| misconduct that is criminal in nature shall have the right
to |
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| be notified of the right to remain silent
during the |
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| investigation or inquiry and the right to be represented in the
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| investigation or inquiry by an attorney or a representative of |
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| a labor
organization that is
the exclusive collective |
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| bargaining representative of employees of the
Secretary of |
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| State.
Any investigation or inquiry by the Inspector General or |
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| any agent or
representative of the Inspector General must be |
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| conducted with an awareness of
the provisions of a collective |
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| bargaining agreement that applies to the
employees
of the |
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| Secretary of State and with an awareness of the rights of the |
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| employees
as set forth in State and federal law and applicable |
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| judicial decisions. Any
recommendations for discipline or any |
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| action taken
against any employee by the
Inspector General or |
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| any representative or agent of the Inspector General must
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| comply with the provisions of the collective bargaining |
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| agreement that applies
to the employee. |
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| (g) On or before January 1 of each year, the Inspector |
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| General shall report
to the President of the Senate, the |
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| Minority Leader of the Senate, the Speaker
of the House of |
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| Representatives, and the Minority Leader of the House of
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| Representatives on the types of investigations and the |
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| activities undertaken by
the Office of the Inspector General |
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| during the previous calendar year. |
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| (Source: P.A. 96-555, eff. 1-1-10.) |
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| Section 10. The Lobbyist Registration Act is amended by |
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| changing Sections 2, 3, 3.1, 4.5, 5, 6, 7, 11, and 11.3 as |
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| follows: |
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| (25 ILCS 170/2) (from Ch. 63, par. 172) |
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| Sec. 2. Definitions. As used in this Act, unless the |
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| context otherwise
requires: |
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| (a) "Person" means any individual, firm, partnership, |
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| committee,
association, corporation, or any other organization |
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| or group of persons. |
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| (b) "Expenditure" means a payment, distribution, loan, |
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| advance, deposit,
or gift of money or anything of value, and |
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| includes a contract, promise, or
agreement, whether or not |
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| legally enforceable, to make an expenditure, for
the ultimate |
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| purpose of influencing executive, legislative, or |
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| administrative
action, other than compensation as defined in |
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| subsection (d). |
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| (c) "Official" means: |
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| (1) the Governor, Lieutenant Governor, Secretary of |
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| State, Attorney
General, State Treasurer, and State |
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| Comptroller; |
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| (2) Chiefs of Staff for officials described in item |
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| (1); |
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| (3) Cabinet members of any elected constitutional |
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| officer, including
Directors, Assistant Directors and |
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| Chief Legal Counsel or General Counsel; |
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| (4) Members of the General Assembly ; and . |
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| (5) Members of any board, commission, or authority |
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| authorized or created by law or by executive order of the |
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| Governor. |
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| (d) "Compensation" means any money, thing of value or |
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| financial benefits
received or to be received in return for |
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| services rendered or to be
rendered, for lobbying as defined in |
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| subsection (e). |
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| Monies paid to members of the General Assembly by the State |
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| as
remuneration for performance of their Constitutional and |
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| statutory duties
as members of the General Assembly shall not |
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| constitute compensation as
defined by this Act. |
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| (e) "Lobby" and "lobbying"
means any communication with an |
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| official of the
executive or legislative branch of State |
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| government as defined in subsection
(c) for the ultimate |
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| purpose of influencing any executive, legislative, or
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| administrative action. |
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| (f) "Influencing" means any communication, action, |
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| reportable
expenditure as prescribed in Section 6 or other |
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| means used to promote,
support, affect, modify, oppose or delay |
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| any executive, legislative or
administrative action or to |
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| promote goodwill with officials as defined in
subsection (c). |
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| (g) "Executive action" means the proposal, drafting, |
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| development,
consideration, amendment, adoption, approval, |
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| promulgation, issuance,
modification, rejection or |
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| postponement by a State entity of a rule,
regulation, order, |
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| decision, determination, contractual arrangement, purchasing
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| agreement or other quasi-legislative or quasi-judicial action |
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| or proceeding. |
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| (h) "Legislative action" means the development, drafting, |
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| introduction,
consideration, modification, adoption, |
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| rejection, review, enactment, or passage
or defeat of any bill, |
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| amendment, resolution, report, nomination,
administrative rule |
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| or other matter by either house of the General Assembly or
a |
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| committee thereof, or by a legislator. Legislative action also |
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| means the
action of the Governor in approving or vetoing any |
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| bill or portion thereof, and
the action of the Governor or any |
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| agency in the development of a proposal for
introduction in the |
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| legislature. |
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| (i) "Administrative action" means the execution or |
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| rejection of any rule,
regulation, legislative rule, standard, |
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| fee, rate, contractual arrangement,
purchasing agreement or |
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| other delegated legislative or quasi-legislative action
to be |
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| taken or withheld by any executive agency, department, board or
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| commission of the State. |
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| (j) "Lobbyist" means any natural person who undertakes to |
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| lobby State government
as provided in subsection (e). |
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| (k) "Lobbying entity" means any entity that hires, retains, |
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| employs, or compensates a natural person to lobby State |
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| government as provided in subsection (e).
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| (l) "Authorized agent" means the person designated by an |
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| entity or lobbyist registered under this Act as the person |
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| responsible for submission and retention of reports required |
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| under this Act. |
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| (Source: P.A. 96-555, eff. 1-1-10.) |
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| (25 ILCS 170/3) (from Ch. 63, par. 173) |
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| Sec. 3. Persons required to register. |
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| (a) Except as provided in Section
9, any natural
person |
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| who, for compensation or otherwise,
undertakes to lobby, or any
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| person or entity who employs another person for the purposes
of |
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| lobbying, shall register with the Secretary of State as |
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| provided in this Act, unless that person or entity qualifies |
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| for one or more of the following exemptions. |
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| (1) Persons or entities who, for the purpose of |
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| influencing any executive, legislative, or administrative |
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| action and who do not make expenditures that are reportable |
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| pursuant to Section 6, appear without compensation or |
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| promise thereof only as witnesses before committees of the |
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| House and Senate for the purpose of explaining or arguing |
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| for or against the passage of or action upon any |
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| legislation then pending before those committees, or who |
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| seek without compensation or promise thereof the approval |
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| or veto of any legislation by the Governor. |
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| (1.4) A unit of local government or a school district. |
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| (1.5) An elected or appointed official or an employee |
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| of a unit of local government or school district who, in |
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| the scope of his or her public office or employment, seeks |
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| to influence executive, legislative, or administrative |
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| action exclusively on behalf of that unit of local |
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| government or school district. |
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| (2) Persons or entities who own, publish, or are |
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| employed by a newspaper or other regularly published |
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| periodical, or who own or are employed by a radio station, |
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| television station, or other bona fide news medium that in |
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| the ordinary course of business disseminates news, |
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| editorial or other comment, or paid advertisements that |
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| directly urge the passage or defeat of legislation. This |
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| exemption is not applicable to such an individual insofar |
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| as he or she receives additional compensation or expenses |
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| from some source other than the bona fide news medium for |
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| the purpose of influencing executive, legislative, or |
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| administrative action. This exemption does not apply to |
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| newspapers and periodicals owned by or published by trade |
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| associations and not-for-profit corporations engaged |
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| primarily in endeavors other than dissemination of news. |
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| (3) Persons or entities performing professional |
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| services in drafting bills or in advising and rendering |
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| opinions to clients as to the construction and effect of |
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| proposed or pending legislation when those professional |
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| services are not otherwise, directly or indirectly, |
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| connected with executive, legislative, or administrative |
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| action. |
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| (4) Persons or entities who are employees of |
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| departments, divisions, or agencies of State government |
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| and who appear before committees of the House and Senate |
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| for the purpose of explaining how the passage of or action |
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| upon any legislation then pending before those committees |
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| will affect those departments, divisions, or agencies of |
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| State government. |
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| (5) Employees of the General Assembly, legislators, |
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| legislative agencies, and legislative commissions who, in |
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| the course of their official duties only, engage in |
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| activities that otherwise qualify as lobbying. |
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| (6) Persons or entities in possession of technical |
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| skills and knowledge relevant to certain areas of |
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| executive, legislative, or administrative actions, whose |
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| skills and knowledge would be helpful to officials when |
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| considering those actions, whose activities are limited to |
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| making occasional appearances for or communicating on |
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| behalf of a registrant, and who do not make expenditures |
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| that are reportable pursuant to Section 6 even though |
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| receiving expense reimbursement for those occasional |
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| appearances. |
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| (7) Any full-time employee of a bona fide church or |
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| religious organization who represents that organization |
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| solely for the purpose of protecting the right of the |
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| members thereof to practice the religious doctrines of that |
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| church or religious organization, or any such bona fide |
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| church or religious organization. |
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| (8) Persons or entities that who receive no |
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| compensation other than reimbursement for expenses of up to |
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| $500 per year while engaged in lobbying State government, |
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| unless those persons make expenditures that are reportable |
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| under Section 6. |
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| (9) Any attorney or group or firm of attorneys in the |
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| course of representing a client in any administrative or |
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| judicial proceeding, or any witness providing testimony in |
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| any administrative or judicial proceeding, in which ex |
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| parte communications are not allowed and who does not make |
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| expenditures that are reportable pursuant to Section 6. |
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| (10) Persons or entities who, in the scope of their |
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| employment as a vendor, offer or solicit an official for |
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| the purchase of any goods or services when (1) the |
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| solicitation is limited to either an oral inquiry or |
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| written advertisements and informative literature; or (2) |
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| the goods and services are subject to competitive bidding |
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| requirements of the Illinois Procurement Code; or (3) the |
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| goods and services are for sale at a cost not to exceed |
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| $5,000; and (4) the persons or entities do not make |
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| expenditures that are reportable under Section 6.
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| (b) It is a violation of this Act to engage in lobbying or |
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| to employ any
person for the purpose of lobbying who is not |
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| registered with the Office of the
Secretary of State, except |
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| upon condition that the person register and the
person does in |
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| fact register within 2 business days after being employed or |
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| retained for lobbying services. |
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| (c) The Secretary may require a person or entity claiming |
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| an exemption under this Section to certify the person or entity |
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| is not required to register under this Act. |
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| (Source: P.A. 96-555, eff. 1-1-10.) |
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| (25 ILCS 170/3.1) |
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| Sec. 3.1. Prohibition on serving on boards and commissions.
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| Notwithstanding any other law of this State, on and after |
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| February 1, 2004,
but not before that date, a person required |
12 |
| to be registered
under this Act, his or her spouse, and his or |
13 |
| her immediate family members
living with that person may not
|
14 |
| serve on a board, commission, authority, or task force |
15 |
| authorized or created
by State law or by executive order of the |
16 |
| Governor if the lobbyist is engaged in the same subject area as |
17 |
| defined in Section 5(c-6) as the board or commission , as |
18 |
| disclosed on the registration or entity report ; except that |
19 |
| this
restriction does not apply to any of the
following:
|
20 |
| (1) a registered lobbyist, his or her spouse, or any |
21 |
| immediate family
member living with the registered |
22 |
| lobbyist, who is serving in an elective
public office, |
23 |
| whether
elected or appointed to fill a vacancy; and
|
24 |
| (2) a registered lobbyist, his or her spouse, or any |
25 |
| immediate family
member living with the registered |
|
|
|
09600HB0005sam002 |
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|
1 |
| lobbyist, who is serving on a State
advisory body
that |
2 |
| makes nonbinding recommendations to an agency of State |
3 |
| government
but does not make binding recommendations or |
4 |
| determinations or take any
other substantive action.
|
5 |
| (Source: P.A. 96-555, eff. 1-1-10.) |
6 |
| (25 ILCS 170/4.5) |
7 |
| Sec. 4.5. Ethics training. Each natural person required to |
8 |
| register as a lobbyist under this Act must complete a program |
9 |
| of ethics training provided by the Secretary of State. A |
10 |
| natural person registered under this Act must complete the |
11 |
| training program within 30 days after registration or renewal |
12 |
| under this Act during each calendar year the person remains |
13 |
| registered . If the Secretary of State uses the ethics training |
14 |
| developed in accordance with Section 5-10 of the State |
15 |
| Officials and Employees Ethics Act, that training must be |
16 |
| expanded to include appropriate information about the |
17 |
| requirements, responsibilities, and opportunities imposed by |
18 |
| or arising under this Act, including reporting requirements. |
19 |
| The Secretary of State shall adopt rules for the |
20 |
| implementation of this Section. |
21 |
| (Source: P.A. 96-555, eff. 1-1-10.) |
22 |
| (25 ILCS 170/5) |
23 |
| Sec. 5. Lobbyist registration and disclosure. Every |
24 |
| natural person and every entity required to
register under this |
|
|
|
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LRB096 02844 JAM 30627 a |
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|
1 |
| Act Section 3 shall
before any service
is performed which |
2 |
| requires the natural person or entity to register, but in any |
3 |
| event not
later than 2 business days after being employed or |
4 |
| retained, and on or before
each
January 31 and July 31 |
5 |
| thereafter, file in the Office of the
Secretary of State a |
6 |
| statement in a format prescribed by the Secretary of State |
7 |
| containing the
following
information
with respect to each |
8 |
| person or entity
employing or retaining the natural person or |
9 |
| entity required to register:
|
10 |
| (a) The registrant's name, permanent address, e-mail
|
11 |
| address, if any,
fax
number, if any, business telephone |
12 |
| number, and temporary address, if the
registrant has a |
13 |
| temporary address while lobbying.
|
14 |
| (a-5) If the registrant is an organization or business |
15 |
| entity, the
information required under subsection (a) for |
16 |
| each natural person associated with the
registrant who will |
17 |
| be lobbying,
regardless of whether lobbying is a |
18 |
| significant part of his or her duties.
|
19 |
| (b) The name and address of the client or clients |
20 |
| person or persons employing or retaining
the registrant to |
21 |
| perform such services or on whose behalf the registrant |
22 |
| appears.
|
23 |
| (c) A brief description of the executive, legislative, |
24 |
| or administrative
action in reference to which such service |
25 |
| is to be rendered.
|
26 |
| (c-5) Each executive and legislative branch agency the |
|
|
|
09600HB0005sam002 |
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|
1 |
| registrant
expects
to lobby during the registration |
2 |
| period.
|
3 |
| (c-6) The nature of the client's business, by |
4 |
| indicating all
of the following categories that apply: (1) |
5 |
| banking and financial services, (2)
manufacturing, (3) |
6 |
| education, (4) environment, (5) healthcare, (6)
insurance, |
7 |
| (7) community interests, (8) labor, (9) public relations or
|
8 |
| advertising, (10) marketing or sales, (11) hospitality, |
9 |
| (12) engineering,
(13) information or technology products |
10 |
| or services, (14) social services,
(15) public utilities, |
11 |
| (16) racing or wagering, (17) real estate or
construction, |
12 |
| (18) telecommunications, (19) trade or professional
|
13 |
| association, (20) travel or tourism, (21) transportation, |
14 |
| (22) agriculture, and (23) (22) other
(setting forth the |
15 |
| nature of that other business).
|
16 |
| Every natural person and every entity required to register |
17 |
| under this Act shall annually submit the registration required |
18 |
| by this Section on or before each January 31. The registrant |
19 |
| has a continuing duty to report any substantial change or |
20 |
| addition to the information contained in the registration. must |
21 |
| file an amendment to the statement within 14 calendar
days
to |
22 |
| report any substantial change or addition to the information |
23 |
| previously
filed, except that a registrant must file an |
24 |
| amendment to the statement to
disclose a new agreement to |
25 |
| retain the registrant for lobbying services
before any service |
26 |
| is performed which requires the person to register, but in
any |
|
|
|
09600HB0005sam002 |
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LRB096 02844 JAM 30627 a |
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|
1 |
| event not later than 2 business days after entering into the |
2 |
| retainer
agreement.
|
3 |
| The Secretary of State shall make all filed statements and |
4 |
| amendments to statements publicly available by means of a |
5 |
| searchable database that is accessible through the World Wide |
6 |
| Web. The Secretary of State shall provide all software |
7 |
| necessary to comply with this provision to all natural persons |
8 |
| and entities required to file. The Secretary of State shall |
9 |
| implement a plan to provide computer access and assistance to |
10 |
| natural persons and entities required to file electronically. |
11 |
| All natural persons
and entities required to register under |
12 |
| this Act shall remit a single, annual, and
nonrefundable $1,000 |
13 |
| registration fee. Each natural person individual required to |
14 |
| register
under this Act shall submit, on an annual basis, a |
15 |
| picture of the registrant. A registrant may, in lieu of |
16 |
| submitting a
picture on an annual basis, authorize the |
17 |
| Secretary of State to use any photo
identification available in |
18 |
| any database maintained by the Secretary of State
for other |
19 |
| purposes. Of each registration fee collected for registrations |
20 |
| on
or after July 1, 2003, $50 shall be deposited into the |
21 |
| Lobbyist
Registration Administration Fund for administration |
22 |
| and enforcement
of this
Act and is intended to be used to |
23 |
| implement and maintain
electronic
filing of
reports under this |
24 |
| Act, the next
$100 shall be deposited into the Lobbyist
|
25 |
| Registration Administration Fund for administration and |
26 |
| enforcement of this
Act, and any balance shall be deposited |
|
|
|
09600HB0005sam002 |
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|
1 |
| into the General Revenue Fund, except that amounts resulting |
2 |
| from the fee increase of this amendatory Act of the 96th |
3 |
| General Assembly shall be deposited into the Lobbyist |
4 |
| Registration Administration Fund to be used for the costs of |
5 |
| monitoring compliance reviewing and investigating allegations |
6 |
| of violations of this Act.
|
7 |
| (Source: P.A. 96-555, eff. 1-1-10.) |
8 |
| (25 ILCS 170/6) (from Ch. 63, par. 176) |
9 |
| Sec. 6. Reports. |
10 |
| (a) Lobbyist reports. Except as otherwise provided in this |
11 |
| Section, every lobbyist registered under this Act who is solely |
12 |
| employed by a lobbying entity
shall file an affirmation, |
13 |
| verified under
oath pursuant to Section 1-109 of the Code of |
14 |
| Civil Procedure, with
the
Secretary of
State attesting to the |
15 |
| accuracy of any reports filed pursuant to subsection (b) as |
16 |
| those reports pertain to work performed by the lobbyist. Any |
17 |
| lobbyist registered under this Act who is not solely employed |
18 |
| by a lobbying entity shall personally file reports required of |
19 |
| lobbying entities pursuant to subsection (b). A lobbyist may, |
20 |
| if authorized so to do by a lobbying entity by whom he or she is |
21 |
| employed or retained, file lobbying entity reports pursuant to |
22 |
| subsection (b) provided that the lobbying entity may delegate |
23 |
| the filing of the lobbying entity report to only one lobbyist |
24 |
| in any reporting period.
|
25 |
| (b) Lobbying entity reports. Every Except as otherwise |
|
|
|
09600HB0005sam002 |
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LRB096 02844 JAM 30627 a |
|
|
1 |
| provided in this Section, every lobbying entity registered |
2 |
| under this Act shall report expenditures related to lobbying. |
3 |
| The report shall itemize each individual expenditure or |
4 |
| transaction
and shall include the name of the official on whose |
5 |
| behalf the
expenditure
was made, the name of the client if the |
6 |
| expenditure was made on behalf of a client on whose behalf the |
7 |
| expenditure was made, if applicable , the
total amount of the |
8 |
| expenditure, a description of the expenditure, the address and |
9 |
| location of the expenditure if the expenditure was for an |
10 |
| intangible item such as lodging, the date on which the |
11 |
| expenditure occurred and
the subject matter of the lobbying |
12 |
| activity, if any.
Each expenditure required to be reported |
13 |
| shall include all expenses made for or on behalf of an official |
14 |
| or his or her immediate family member living with the official. |
15 |
| (b-1) The report shall include any change or addition to |
16 |
| the client list information, required in Section 5 for |
17 |
| registration, since the last report, including the names and |
18 |
| addresses of all clients who retained the lobbying entity |
19 |
| together with an itemized description for each client of the |
20 |
| following: (1) lobbying regarding executive action, including |
21 |
| the name of any executive agency lobbied and the subject |
22 |
| matter; (2) lobbying regarding legislative action, including |
23 |
| the General Assembly and any other agencies lobbied and the |
24 |
| subject matter; and (3) lobbying regarding administrative |
25 |
| action, including the agency lobbied and the subject matter. |
26 |
| Registrants who made no reportable expenditures during a |
|
|
|
09600HB0005sam002 |
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LRB096 02844 JAM 30627 a |
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|
1 |
| reporting period shall file a report stating that no |
2 |
| expenditures were incurred.
|
3 |
| (b-2) Expenditures attributable to lobbying officials |
4 |
| shall be listed and reported
according to the following |
5 |
| categories:
|
6 |
| (1) travel and lodging on behalf of others , including, |
7 |
| but not limited to, all travel and living accommodations |
8 |
| made for or on behalf of State officials in the State |
9 |
| capital during sessions of the General Assembly .
|
10 |
| (2) meals, beverages and other entertainment.
|
11 |
| (3) gifts (indicating which, if any, are on the basis |
12 |
| of personal friendship).
|
13 |
| (4) honoraria.
|
14 |
| (5) any other thing or service of value not listed |
15 |
| under categories (1) through (4), setting forth a |
16 |
| description of the expenditure.
The category travel and |
17 |
| lodging includes, but is not limited to, all travel and |
18 |
| living accommodations made for or on behalf of State |
19 |
| officials in the State capital during sessions of the |
20 |
| General Assembly.
|
21 |
| (b-3) Expenditures incurred for hosting receptions, |
22 |
| benefits and other large
gatherings held for purposes of |
23 |
| goodwill or otherwise to influence executive,
legislative or |
24 |
| administrative action to which there are 25 or more State
|
25 |
| officials invited shall be reported listing only the total |
26 |
| amount of
the
expenditure, the date of the event, and the |
|
|
|
09600HB0005sam002 |
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LRB096 02844 JAM 30627 a |
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|
1 |
| estimated number of officials in
attendance.
|
2 |
| (b-5) A gift or honorarium returned or reimbursed to the |
3 |
| registrant shall not be included in the report unless the |
4 |
| registrant informed the official, contemporaneously with the |
5 |
| receipt of the gift or honorarium, that the gift or honorarium |
6 |
| is a reportable expenditure pursuant to this Act. Any official |
7 |
| included on a report may contest the disclosure of a gift or |
8 |
| honorarium by submitting a letter to the registrant and |
9 |
| Secretary of State. Each individual expenditure required to be |
10 |
| reported shall include all
expenses made for or on behalf of |
11 |
| State officials and their immediate family members.
|
12 |
| (b-7) Matters excluded from reports. The following items |
13 |
| need not be included in the report: |
14 |
| (1) Reasonable and bona fide expenditures made by the |
15 |
| registrant
who is a member of a legislative or State study |
16 |
| commission or committee while
attending and participating |
17 |
| in meetings and hearings of such commission or
committee |
18 |
| need not be reported .
|
19 |
| (2) Reasonable and bona fide expenditures made by the |
20 |
| registrant for personal
sustenance, lodging, travel, |
21 |
| office expenses and clerical or support staff
need not be |
22 |
| reported .
|
23 |
| (3) Salaries, fees, and other compensation paid to
the |
24 |
| registrant
for the
purposes of lobbying
need not be
|
25 |
| reported .
|
26 |
| (4) Any contributions required to be reported under |
|
|
|
09600HB0005sam002 |
- 25 - |
LRB096 02844 JAM 30627 a |
|
|
1 |
| Article 9 of the Election
Code need not be reported .
|
2 |
| A gift or honorarium returned or reimbursed to the |
3 |
| registrant within 10
days after the official receives a copy of |
4 |
| a report pursuant to Section 6.5
shall not be included in the |
5 |
| final report unless the registrant informed the
official, |
6 |
| contemporaneously with the receipt of the gift or honorarium, |
7 |
| that
the gift or honorarium is a reportable expenditure |
8 |
| pursuant to this Act.
|
9 |
| (c)
A registrant who terminates employment or duties which |
10 |
| required him to
register under this Act shall give the |
11 |
| Secretary of State, within 30 days after
the date of such |
12 |
| termination, written notice of such termination and shall
|
13 |
| include therewith a report of the expenditures described |
14 |
| herein, covering the
period of time since the filing of his |
15 |
| last report to the date of termination
of employment. Such |
16 |
| notice and report shall be final and relieve such
registrant of |
17 |
| further reporting under this Act, unless and until he later |
18 |
| takes
employment or assumes duties requiring him to again |
19 |
| register under this Act.
|
20 |
| (d) Failure to file any such report within the time |
21 |
| designated or the
reporting of incomplete information shall |
22 |
| constitute a violation of this Act.
|
23 |
| A registrant shall preserve for a period of 2 years all |
24 |
| receipts and records
used in preparing reports under this Act.
|
25 |
| (e) Within 30 days after a filing deadline or as provided |
26 |
| by rule, the lobbyist shall notify each
official on whose |
|
|
|
09600HB0005sam002 |
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LRB096 02844 JAM 30627 a |
|
|
1 |
| behalf an expenditure has been reported. Notification shall
|
2 |
| include the name of the registrant, the total amount of the |
3 |
| expenditure, a description of the expenditure, the
date on |
4 |
| which the expenditure occurred, and the subject matter of the |
5 |
| lobbying
activity.
|
6 |
| (f) A report for the period beginning January 1, 2010 and |
7 |
| ending on June 30, 2010 shall be filed on July 15, 2010. |
8 |
| Beginning July 1, 2010, reports shall be filed semi-monthly as |
9 |
| follows: (i) for the period beginning the first day of the |
10 |
| month through the 15th day of the month, the report shall be |
11 |
| filed on the 20th day of the month and (ii) for the period |
12 |
| beginning on the 16th day of the month through the last day of |
13 |
| the month, the report shall be filed on the 5th day of the |
14 |
| following month. Lobbyist and lobbying entity reports shall be |
15 |
| filed weekly when the General Assembly is in session and |
16 |
| monthly otherwise, in accordance with rules the Secretary of |
17 |
| State shall adopt for the implementation of this subsection. A |
18 |
| report filed under this Act is due in the Office of the |
19 |
| Secretary of State no later than the close of business on the |
20 |
| date on which it is required to be filed. |
21 |
| (g) All reports filed under this Act shall be filed in a |
22 |
| format or on forms prescribed by the Secretary of State.
|
23 |
| (Source: P.A. 96-555, eff. 1-1-10.) |
24 |
| (25 ILCS 170/7) (from Ch. 63, par. 177) |
25 |
| Sec. 7. Duties of the Secretary of State.
|
|
|
|
09600HB0005sam002 |
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LRB096 02844 JAM 30627 a |
|
|
1 |
| (a) It shall be the duty of the Secretary of State to |
2 |
| provide appropriate
forms for the registration and reporting of |
3 |
| information required by this
Act and to keep such registrations |
4 |
| and reports on file in his office for 3
years from the date of |
5 |
| filing. He shall also provide and maintain a
register with |
6 |
| appropriate blanks and indexes so that the information
required |
7 |
| in Sections 5 and 6 of this Act may be accordingly entered. |
8 |
| Such
records shall be considered public information and open to |
9 |
| public
inspection.
|
10 |
| (b) Within 5 business 10 days after a filing deadline, the |
11 |
| Secretary of State shall notify
persons he determines are |
12 |
| required to file but have failed to do so.
|
13 |
| (c) The Secretary of State shall provide adequate software |
14 |
| to the persons required to file under this Act, and all |
15 |
| registrations, reports, statements, and amendments required to |
16 |
| be filed shall be filed electronically.
The Secretary of
State |
17 |
| shall promptly make all filed reports publicly available by |
18 |
| means of a
searchable database that is accessible through the |
19 |
| World Wide Web. The
Secretary of State shall provide all |
20 |
| software necessary to comply with this
provision to all persons |
21 |
| required to file. The Secretary of State shall
implement a plan |
22 |
| to provide computer access and assistance to persons
required |
23 |
| to file electronically. |
24 |
| (d) The Not later than 12 months after the effective date |
25 |
| of this amendatory Act of
the 93rd General Assembly, the |
26 |
| Secretary of State shall include registrants'
pictures when |
|
|
|
09600HB0005sam002 |
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LRB096 02844 JAM 30627 a |
|
|
1 |
| publishing
or posting on his or her website the information |
2 |
| required in Section 5.
|
3 |
| (e) The Secretary of State shall receive and investigate |
4 |
| allegations of violations of this Act. Any employee of the |
5 |
| Secretary of State who receives an allegation shall immediately |
6 |
| transmit it to the Secretary of State Inspector General.
|
7 |
| (Source: P.A. 96-555, eff. 1-1-10.) |
8 |
| (25 ILCS 170/11) (from Ch. 63, par. 181) |
9 |
| Sec. 11. Enforcement. |
10 |
| (a) The Secretary of State Inspector General appointed |
11 |
| under Section 14 of the Secretary of State Act shall initiate |
12 |
| investigations of violations of this Act upon receipt of an |
13 |
| allegation. If the Inspector General finds credible evidence of |
14 |
| a violation, he or she shall make the information available to |
15 |
| the public and transmit copies of the evidence to the alleged |
16 |
| violator. If the violator does not correct the violation within |
17 |
| 30 calendar days, the Inspector General shall transmit the full |
18 |
| record of the investigation to any appropriate State's Attorney |
19 |
| or to the Attorney General.
However, if the violator is working |
20 |
| in conjunction with the Inspector General to correct the |
21 |
| violation, the Inspector General may extend this time period |
22 |
| for an additional 30 calendar days. |
23 |
| (b) Any violation of this Act may be prosecuted in the |
24 |
| county where the
offense is committed or in Sangamon County. In |
25 |
| addition to the State's
Attorney of the appropriate county, the |
|
|
|
09600HB0005sam002 |
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LRB096 02844 JAM 30627 a |
|
|
1 |
| Attorney General of Illinois also
is authorized to prosecute |
2 |
| any violation of this Act. |
3 |
| (Source: P.A. 96-555, eff. 1-1-10.) |
4 |
| (25 ILCS 170/11.3) |
5 |
| Sec. 11.3. Compensation from a State agency. It is a |
6 |
| violation of this Act for a person registered or required to be |
7 |
| registered under this Act to accept or agree to accept |
8 |
| compensation from a State agency for the purpose of lobbying |
9 |
| legislative action. |
10 |
| This Section does not apply to compensation (i) that is a |
11 |
| portion of the salary of a full-time employee of a State agency |
12 |
| whose responsibility or authority includes, but is not limited |
13 |
| to, lobbying executive, legislative, or administrative action |
14 |
| or (ii) to an individual who is contractually retained by a |
15 |
| State agency that is not listed in Section 5-15 of the Civil |
16 |
| Administrative Code of Illinois. |
17 |
| For the purpose of this Section, "State agency" is defined |
18 |
| as in the Civil Administrative Code of Illinois State Auditing |
19 |
| Act . |
20 |
| (Source: P.A. 96-555, eff. 1-1-10.) |
21 |
| (25 ILCS 170/6.5 rep.) |
22 |
| Section 15. The Lobbyist Registration Act is amended by |
23 |
| repealing Section 6.5 as of July 1, 2010.
|