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96TH GENERAL ASSEMBLY
State of Illinois
2009 and 2010 SB2542
Introduced 1/12/2010, by Sen. A. J. Wilhelmi SYNOPSIS AS INTRODUCED: |
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Creates the Uniform Athlete Agents Act. Requires agents for student
athletes
to
register with the Department of Professional Regulation and establishes
registration
procedures, criteria, and requirements for these athlete agents. Provides that
all information required by the Department of any applicant for registration,
except financial information, is a public record. Authorizes the Department to
issue a
temporary registration while a registration application or renewal of
registration is pending.
Provides disciplinary grounds.
Establishes requirements for agency contracts subject to the
Act.
Requires both the athlete agent and the student-athlete to promptly notify the
appropriate
educational institution after the contract is entered into. Provides
an educational institution
damaged by a violation of the Act with a civil remedy against the involved
athlete agent
and the student athlete. Establishes record-keeping requirements for athlete
agents.
Prohibits athlete agents from engaging in specified conduct,
subject to
criminal and administrative penalties. Includes other provisions.
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CORRECTIONAL BUDGET AND IMPACT NOTE ACT MAY APPLY | |
FISCAL NOTE ACT MAY APPLY |
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A BILL FOR
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SB2542 |
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LRB096 16372 ASK 31636 b |
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| AN ACT concerning athlete agents.
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| Be it enacted by the People of the State of Illinois,
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| represented in the General Assembly:
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| Section 1. Short title. This Act may be cited as the |
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| Uniform Athlete
Agents
Act.
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| Section 2. Definitions. In this Act:
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| (1) "Agency contract" means an agreement in which a |
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| student-athlete
authorizes a person to negotiate or |
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| solicit on behalf of the student-athlete a
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| professional-sports-services contract or an endorsement |
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| contract.
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| (2) "Athlete agent" means an individual who enters into |
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| an agency contract
with
a
student-athlete or, directly or |
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| indirectly, recruits or solicits a
student-athlete to |
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| enter into an
agency contract. The term includes an |
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| individual who represents to the public
that the individual
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| is an athlete agent. The term does not include a spouse, |
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| parent, sibling,
grandparent, or
guardian of the |
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| student-athlete or an individual acting solely on behalf of |
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| a
professional sports
team or professional sports |
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| organization.
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| (3) "Athletic director" means an individual |
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| responsible for administering
the overall
athletic program |
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LRB096 16372 ASK 31636 b |
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| of an educational institution or, if an educational
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| institution has separately
administered athletic programs |
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| for male students and female students, the
athletic program |
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| for
males or the athletic program for females, as |
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| appropriate.
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| (4) "Contact" means a communication, direct or |
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| indirect, between an
athlete
agent and a
student-athlete, |
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| to recruit or solicit the student-athlete to enter into an
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| agency contract.
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| (4.5) "Department" means the Department of Financial |
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| and Professional Regulation.
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| (4.6) "Secretary" means the Secretary of the |
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| Department of Financial and Professional Regulation.
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| (5) "Endorsement contract" means an agreement under |
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| which a
student-athlete is
employed or receives |
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| consideration to use on behalf of the other party any
value |
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| that the student-athlete may have because of publicity, |
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| reputation,
following, or fame obtained
because of |
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| athletic
ability or performance.
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| (6) "Intercollegiate sport" means a sport played at the |
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| collegiate level
for
which
eligibility requirements for |
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| participation by a student-athlete are established
by a |
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| national
association for the promotion or regulation of |
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| collegiate athletics.
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| (7) "Person" means an individual, corporation, |
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| business trust, estate,
trust,
partnership,
limited |
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SB2542 |
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LRB096 16372 ASK 31636 b |
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| liability company, association, joint venture, government; |
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| governmental
subdivision,
agency, or instrumentality; |
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| public corporation, or any other legal or
commercial |
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| entity.
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| (8) "Professional-sports-services contract" means an |
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| agreement under which
an
individual is employed, or agrees |
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| to render services, as a player on a
professional sports |
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| team,
with a professional sports organization, or as a |
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| professional athlete.
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| (9) "Record" means information that is inscribed on a |
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| tangible medium or
that
is stored
in an electronic or other |
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| medium and is retrievable in perceivable form.
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| (10) "Registration" means registration as an athlete |
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| agent pursuant to
this
Act.
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| (11) "State" means a State of the United States, the |
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| District of Columbia,
Puerto Rico,
the United States Virgin |
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| Islands, or any territory or insular possession
subject to |
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| the jurisdiction
of the United States.
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| (12) "Student-athlete" means an individual who engages |
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| in, is eligible to
engage in, or
may be eligible in the |
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| future to engage in, any intercollegiate sport. If an
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| individual is
permanently ineligible to participate in a |
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| particular intercollegiate sport,
the individual is not a
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| student-athlete for purposes of that sport.
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| Section 2.1. Powers and duties of the Department. The |
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LRB096 16372 ASK 31636 b |
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| Department may exercise the following powers and duties
subject |
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| to the provisions of this Act:
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| (1) To prescribe forms of application for certificates |
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| of registration.
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| (2) To pass upon the qualifications of applicants for |
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| certificates of
registration and issue certificates of |
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| registration to those found to be
fit and qualified.
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| (3) To conduct hearings on proceedings to revoke, |
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| suspend, or otherwise
discipline or to refuse to issue or |
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| renew certificates of registration.
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| (4) To formulate rules when required for the
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| administration and enforcement of this Act.
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| Section 3. Service of process; subpoenas.
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| (a) By acting as an athlete agent in this State, a |
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| nonresident individual
appoints
the Department as the |
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| individual's agent for service
of process in
any civil action |
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| in this
State related to the individual's acting as an athlete |
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| agent in this State.
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| (b) The Department may issue subpoenas for any material
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| that
is
relevant to the administration of this Act.
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| Section 4. Athlete agents; registration required; void
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| contracts.
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| (a) Except as otherwise provided in subsection (b), an |
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| individual may not
act
as
an athlete agent in this State |
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LRB096 16372 ASK 31636 b |
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| without holding a certificate of registration
under Section 6 |
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| or 8.
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| (b) Before being issued a certificate of registration, an |
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| individual may act
as
an
athlete agent in this state for all |
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| purposes except signing an agency contract,
if:
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| (1) a student-athlete or another person acting on |
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| behalf of the
student-athlete initiates communication with |
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| the individual; and
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| (2) within seven days after an initial act as an |
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| athlete agent, the
individual
submits an application for |
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| registration as an athlete agent in this State.
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| (c) An agency contract resulting from conduct in violation |
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| of this Section
is
void
and the athlete agent shall return any |
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| consideration received under the
contract.
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| Section 5. Registration as athlete agent; form;
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| requirements.
An applicant for registration shall submit an |
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| application for
registration
to the
Department in a form |
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| prescribed by the
Department.
An application filed under
this |
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| Section is a public record. The application must be in the name |
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| of an
individual and, except
as otherwise provided in |
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| subsection (b), signed or otherwise authenticated by
the |
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| applicant under
penalty of perjury and state or contain:
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| (1) the name of the applicant and the address of the |
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| applicant's principal
place of business;
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| (2) the name of the applicant's business or employer, |
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LRB096 16372 ASK 31636 b |
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| if applicable;
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| (3) any business or occupation engaged in by the |
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| applicant for the five
years next preceding the date of |
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| submission of the application;
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| (4) a description of the applicant's:
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| (A) formal training as an athlete agent;
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| (B) practical experience as an athlete agent; and
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| (C) educational background relating to the |
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| applicant's activities as
an athlete agent;
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| (5) the names and addresses of three individuals not |
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| related to the
applicant who are willing to serve as |
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| references;
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| (6) the name, sport, and last known team for each |
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| individual for whom the
applicant acted as an athlete agent |
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| during the five years next preceding the
date of submission |
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| of
the application;
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| (7) the names and addresses of all persons who are:
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| (A) with respect to the athlete agent's business if |
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| it is not a
corporation, the partners, members, |
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| officers, managers, associates, or
profit-sharers of |
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| the
business; and
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| (B) with respect to a corporation employing the |
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| athlete agent, the
officers, directors, and any |
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| shareholder of the corporation having an interest
of |
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| five percent or
greater;
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| (8) whether the applicant or any person named pursuant |
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| to paragraph (7)
has been convicted of a crime that, if |
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| committed in this State, would be a
crime involving moral
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| turpitude or a felony, and identify the crime;
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| (9) whether there has been any administrative or |
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| judicial determination
that the applicant or any person |
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| named pursuant to paragraph (7) has made a
false, |
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| misleading,
deceptive, or fraudulent representation;
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| (10) any instance in which the conduct of the applicant |
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| or any person
named pursuant to paragraph (7) resulted in |
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| the imposition of a sanction,
suspension, or
declaration of |
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| ineligibility to participate in an interscholastic or
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| intercollegiate athletic event on a
student-athlete or |
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| educational institution;
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| (11) any sanction, suspension, or disciplinary action |
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| taken against the
applicant or any person named pursuant to |
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| paragraph (7) arising out of
occupational or
professional |
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| conduct; and
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| (12) whether there has been any denial of an |
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| application for, suspension
or
revocation of, or refusal to |
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| renew, the registration or licensure of the
applicant or |
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| any person
named pursuant to paragraph (7) as an athlete |
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| agent in any State.
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| (b) An individual who has submitted an application for, and |
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| holds a certificate of, registration or licensure as an athlete |
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| agent in another State, may submit a copy of the application |
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| and certificate in lieu of submitting an application in the |
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LRB096 16372 ASK 31636 b |
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| form prescribed pursuant to subsection (a). The Secretary of |
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| State shall accept the application and the certificate from the |
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| other State as an application for registration in this State if |
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| the application to the other State:
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| (1) was submitted in the other State within six months |
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| next preceding the submission of the application in this |
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| State and the applicant certifies that the information |
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| contained in the application is current;
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| (2) contains information substantially similar to or |
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| more comprehensive than that required in an application |
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| submitted in this State; and
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| (3) was signed by the applicant under penalty of |
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| perjury.
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| Section 5.5. Public records.
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| (a) All information required by the Department of any |
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| applicant
for registration shall be a public record, except |
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| financial information.
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| (b) If a registrant changes his or her name style, address, |
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| or
employment from that which appears on his or her current |
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| registration,
he or she shall notify the Department of the |
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| change within 30 days after
it occurs.
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| (c) All public records of the Department, when duly |
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| certified by
the Secretary, shall be received as prima facie |
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| evidence in any State
administrative or judicial proceedings.
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| Section 6. Certificate of registration; issuance or |
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| denial;
renewal.
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| (a) Except as otherwise provided in subsection (b), the
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| Department
shall
issue a certificate of registration to an |
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| individual who complies with Section
5(a) or whose
application |
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| has been accepted under Section 5(b).
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| (b) The Department may refuse to issue a certificate of
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| registration if the
Department determines that the applicant |
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| has engaged in conduct
that has a significant
adverse effect on |
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| the applicant's fitness to act as an athlete agent. In
making |
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| the determination,
the Department may consider whether the |
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| applicant has:
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| (1) been convicted of a crime that, if committed in |
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| this State, would be
a
crime involving moral turpitude or a |
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| felony;
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| (2) made a materially false, misleading, deceptive, or |
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| fraudulent
representation in the application or as an |
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| athlete agent;
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| (3) engaged in conduct that would disqualify the |
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| applicant from serving in
a fiduciary capacity;
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| (4) engaged in conduct prohibited by Section 14;
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| (5) had a registration or licensure as an athlete agent |
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| suspended,
revoked,
or denied or been refused renewal of |
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| registration or licensure as an athlete
agent in any State;
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| (6) engaged in conduct the consequence of which was |
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| that a sanction,
suspension, or declaration of |
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LRB096 16372 ASK 31636 b |
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| ineligibility to participate in an
interscholastic or |
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| intercollegiate
athletic event was imposed on a |
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| student-athlete or educational institution; or
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| (7) engaged in conduct that significantly adversely |
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| reflects on the
applicant's credibility, honesty, or |
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| integrity.
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| (c) In making a determination under subsection (b), the
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| Department
shall
consider:
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| (1) how recently the conduct occurred;
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| (2) the nature of the conduct and the context in which |
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| it occurred; and
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| (3) any other relevant conduct of the applicant.
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| (d) An athlete agent may apply to renew a registration by |
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| submitting an
application for renewal in a form prescribed by |
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| the Department.
An application filed
under this Section is a |
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| public record. The application for renewal must be
signed by |
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| the
applicant under penalty of perjury and must contain current |
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| information on all
matters required in
an original |
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| registration.
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| (e) An individual who has submitted an application for |
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| renewal of
registration
or
licensure in another State, in lieu |
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| of submitting an application for renewal in
the form prescribed
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| pursuant to subsection (d), may file a copy of the application |
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| for renewal and
a valid certificate
of registration or |
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| licensure from the other State. The Department
shall accept the
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| application for renewal from the other State as an application |
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LRB096 16372 ASK 31636 b |
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| for renewal in
this State if the
application to the other |
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| State:
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| (1) was submitted in the other State within six months |
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| next preceding the
filing in this State and the applicant |
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| certifies the information contained in
the application for
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| renewal is current;
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| (2) contains information substantially similar to or |
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| more comprehensive
than that required in an application for |
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| renewal submitted in this State; and
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| (3) was signed by the applicant under penalty of |
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| perjury.
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| (f) A certificate of registration or a renewal of a |
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| registration is valid
for
2
years.
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| Section 7. Suspension, revocation, or refusal to renew
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| registration.
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| (a) The Department may suspend, revoke, or refuse to renew |
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| a
registration for conduct that would have justified denial of |
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| registration
under Section 6(b).
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| (b) The Department may deny, suspend, revoke, or refuse to
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| renew
a
certificate of registration or licensure only after |
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| proper notice and an
opportunity for a hearing.
The Illinois |
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| Administrative Procedure Act applies to this Act.
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| Section 8. Temporary registration.
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| (a) The Department may issue a
temporary certificate of |
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| registration while an application for registration or
renewal |
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| of
registration is pending.
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| (b) A temporary certificate shall be issued by the |
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| Department to
an individual who holds a certificate, |
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| registration, or license as an
athlete agent in another State |
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| and submits a copy of the certificate,
registration, or license |
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| in lieu of submitting an application in the
form prescribed |
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| pursuant to Section 5.
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| (c) A temporary certificate issued pursuant to subsection |
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| (b) of this
Section shall be valid for 30 days or until such |
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| time as the Department
receives an application in accordance |
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| with Section 5.
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| (d) A temporary certificate shall be considered as issued |
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| upon the
Department's receipt of a copy of a certificate in |
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| accordance with
subsection (b) of this Section.
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| Section 8.5. Expiration of registration.
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| (a) Registrations shall expire at midnight on June 30 of |
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| each
odd-numbered year.
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| (b) Failure to renew a registration prior to its expiration
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| shall cause the registration to become nonrenewed and it shall |
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| be
unlawful thereafter for the registrant to engage, offer to |
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| engage, or
hold himself or herself out as engaging as a |
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| registered athlete agent
under the registration unless the |
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| registration is restored or reissued
as defined by rule.
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| Section 9. Fees.
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| (a) The initial application fee for a certificate shall be |
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| fixed
by the Department by rule.
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| (b) All other fees not set forth in this Act shall be fixed |
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| by
rule.
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| (c) If an applicant for initial registration applies for |
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| licensure
during the second half of the biennial period, he or |
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| she shall be
required to pay only one-half of the amount fixed |
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| by the Department for
initial application.
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| (d) Any change of a registration that requires the issuance |
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| of a
new registration shall be completed on a form required by |
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| the Department
and accompanied by a $10 handling fee.
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| (e) All fees and fines collected under this Act shall be |
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| deposited
into the General Professions Dedicated Fund.
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| Section 10. Required form of contract.
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| (a) An agency contract must be in a record, signed or |
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| otherwise
authenticated
by
the parties.
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| (b) An agency contract must state or contain:
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| (1) the amount and method of calculating the |
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| consideration to be paid by
the student-athlete for |
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| services to be provided by the athlete agent under the
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| contract and any
other consideration the athlete agent has |
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| received or will receive from any
other source for
entering |
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| into the contract or for providing the services;
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| (2) the name of any person not listed in the |
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LRB096 16372 ASK 31636 b |
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| application for registration
or
renewal of registration |
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| who will be compensated because the student-athlete
signed |
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| the agency
contract;
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| (3) a description of any expenses that the |
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| student-athlete agrees to
reimburse;
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| (4) a description of the services to be provided to the |
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| student-athlete;
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| (5) the duration of the contract; and
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| (6) the date of execution.
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| (c) An agency contract must contain, in close proximity to |
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| the signature of
the
student-athlete, a conspicuous notice in |
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| boldface type in capital letters
stating:
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| WARNING TO STUDENT-ATHLETE
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| IF YOU SIGN THIS CONTRACT:
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| (1) YOU MAY LOSE YOUR ELIGIBILITY TO COMPETE AS A |
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| STUDENT-ATHLETE IN YOUR
SPORT;
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| (2) IF YOU HAVE AN ATHLETIC DIRECTOR, WITHIN 72 HOURS |
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| AFTER
ENTERING INTO THIS CONTRACT OR BEFORE YOUR NEXT |
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| SCHEDULED ATHLETIC EVENT,
WHICHEVER OCCURS FIRST, BOTH YOU |
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| AND YOUR ATHLETE AGENT
MUST NOTIFY YOUR ATHLETIC DIRECTOR; |
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| AND
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| (3) YOU MAY CANCEL THIS CONTRACT WITHIN 14 DAYS AFTER |
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| SIGNING
IT. CANCELLATION OF THIS CONTRACT MAY NOT REINSTATE |
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| YOUR
ELIGIBILITY.
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| (d) An agency contract that does not conform to this |
26 |
| Section is voidable by
the
student-athlete. If a |
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SB2542 |
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LRB096 16372 ASK 31636 b |
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| student-athlete voids an agency contract, the
student-athlete |
2 |
| is not required
to pay any consideration under the contract or |
3 |
| to return any consideration
received from the
athlete agent to |
4 |
| induce the student-athlete to enter into the contract.
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| (e) The athlete agent shall give a record of the signed or |
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| otherwise
authenticated
agency contract to the student-athlete |
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| at the time of execution.
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| Section 11. Notice to educational institution.
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| (a) Within 72 hours after entering into an agency contract |
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| or before the
next
scheduled athletic event in which the |
11 |
| student-athlete may participate,
whichever occurs first, the
|
12 |
| athlete agent shall give notice in a record of the existence of |
13 |
| the contract to
the athletic director
of the educational |
14 |
| institution at which the student-athlete is enrolled or the
|
15 |
| athlete agent has
reasonable grounds to believe the |
16 |
| student-athlete intends to enroll.
|
17 |
| (b) Within 72 hours after entering into an agency contract |
18 |
| or before the
next
athletic event in which the student-athlete |
19 |
| may participate, whichever occurs
first, the student-athlete |
20 |
| shall inform the athletic director of the
educational |
21 |
| institution at
which the student-athlete
is enrolled that he or |
22 |
| she has entered into an agency contract.
|
23 |
| Section 12. Student-athlete's right to cancel.
|
24 |
| (a) A student-athlete may cancel an agency contract by |
|
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1 |
| giving notice of the
cancellation to the athlete agent in a |
2 |
| record within 14 days after the contract
is signed.
|
3 |
| (b) A student-athlete may not waive the right to cancel an |
4 |
| agency contract.
|
5 |
| (c) If a student-athlete cancels an agency contract, the |
6 |
| student-athlete is
not
required to pay any consideration under |
7 |
| the contract or to return any
consideration received from
the |
8 |
| athlete agent to induce the student-athlete to enter into the |
9 |
| contract.
|
10 |
| Section 13. Required records.
|
11 |
| (a) An athlete agent shall retain the following records for |
12 |
| a period of 5
years:
|
13 |
| (1) the name and address of each individual represented |
14 |
| by the
athlete
agent;
|
15 |
| (2) any agency contract entered into by the athlete |
16 |
| agent; and
|
17 |
| (3) any direct costs incurred by the athlete agent in |
18 |
| the recruitment or
solicitation of a student-athlete to |
19 |
| enter into an agency contract.
|
20 |
| (b) Records required by subsection (a) to be retained are |
21 |
| open to inspection
by
the Department during normal business |
22 |
| hours.
|
23 |
| Section 14. Prohibited conduct.
|
24 |
| (a) An athlete agent, with the intent to induce a |
|
|
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1 |
| student-athlete to enter
into
an
agency contract, may not:
|
2 |
| (1) give any materially false or misleading |
3 |
| information or make a
materially false promise or |
4 |
| representation;
|
5 |
| (2) furnish anything of value to a student-athlete |
6 |
| before the
student-athlete
enters into the agency |
7 |
| contract; or
|
8 |
| (3) furnish anything of value to any individual other |
9 |
| than the
student-athlete or another registered athlete |
10 |
| agent.
|
11 |
| (b) An athlete agent may not intentionally:
|
12 |
| (1) initiate contact with a student-athlete unless |
13 |
| registered under this
Act;
|
14 |
| (2) refuse or fail to retain or permit inspection of |
15 |
| the records required
to be
retained by Section 13;
|
16 |
| (3) fail to register when required by Section 4;
|
17 |
| (4) provide materially false or misleading information |
18 |
| in an application
for
registration or renewal of |
19 |
| registration;
|
20 |
| (5) predate or postdate an agency contract; or
|
21 |
| (6) fail to notify a student-athlete before the |
22 |
| student-athlete signs or
otherwise authenticates an agency |
23 |
| contract for a particular sport that the
signing or |
24 |
| authentication
may make the student-athlete ineligible to |
25 |
| participate as a student-athlete in
that sport.
|
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| Section 15. Criminal penalties. An athlete agent who |
2 |
| violates Section 14 is
guilty of a Class A misdemeanor.
|
3 |
| Section 16. Civil remedies.
|
4 |
| (a) An educational institution has a right of action |
5 |
| against an athlete
agent
or a
former student-athlete for |
6 |
| damages caused by a violation of this Act. In
an action under |
7 |
| this
Section, the court may award to the prevailing party costs |
8 |
| and reasonable
attorney's fees.
|
9 |
| (b) Damages of an educational institution under subsection |
10 |
| (a) include
losses
and
expenses incurred because, as a result |
11 |
| of the conduct of an athlete agent or
former student-athlete, |
12 |
| the educational institution was injured by a violation
of this |
13 |
| Act
or was penalized,
disqualified, or suspended from |
14 |
| participation in athletics by a national
association for the
|
15 |
| promotion and regulation of athletics, by an athletic |
16 |
| conference, or by
reasonable self-imposed
disciplinary action |
17 |
| taken to mitigate sanctions likely to be imposed by such an
|
18 |
| organization.
|
19 |
| (c) A right of action under this Section does not accrue |
20 |
| until the
educational
institution discovers or by the exercise |
21 |
| of reasonable diligence would have
discovered the
violation by |
22 |
| the athlete agent or former student-athlete.
|
23 |
| (d) Any liability of the athlete agent or the former |
24 |
| student-athlete under
this
Section is several and not joint.
|
25 |
| (e) This Act does not restrict rights, remedies, or |
|
|
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| defenses of any
person under
law or equity.
|
2 |
| Section 17. Grounds for disciplinary action.
|
3 |
| (a) The Department may
refuse to issue or to renew or may |
4 |
| revoke, suspend, place on probation,
reprimand, or take other |
5 |
| disciplinary action as the Department may deem
proper, |
6 |
| including fines not to exceed $5,000 for each violation, with
|
7 |
| regard to any registration for any one or combination of the |
8 |
| following
causes:
|
9 |
| (1) Violation of this Act or its rules.
|
10 |
| (2) Conviction of any crime under the laws of any U.S.
|
11 |
| jurisdiction that is a felony or that is a misdemeanor, an |
12 |
| essential
element of which is dishonesty, or of any crime |
13 |
| that directly relates
to the practice of the profession.
|
14 |
| (3) Making any misrepresentation for the purpose of |
15 |
| obtaining a
registration.
|
16 |
| (4) Gross malpractice, prima facie evidence of which |
17 |
| may be a
conviction or judgment of malpractice in any court |
18 |
| of competent
jurisdiction.
|
19 |
| (5) Aiding or assisting another person in violating any |
20 |
| provision
of this Act or rules adopted pursuant to this |
21 |
| Act.
|
22 |
| (6) Failing, within 60 days, to provide information in |
23 |
| response to
a written request made by the Department that |
24 |
| was sent by certified or
registered mail to the |
25 |
| registrant's last known address.
|
|
|
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| (7) Engaging in dishonorable, unethical, or |
2 |
| unprofessional conduct
of a character likely to deceive, |
3 |
| defraud, or harm the public.
|
4 |
| (8) Habitual or excessive use or addiction to alcohol, |
5 |
| narcotics,
stimulants, or any other chemical agent or drug |
6 |
| that results in the
inability to practice with reasonable |
7 |
| judgment or skill.
|
8 |
| (9) Discipline by another U.S. jurisdiction or foreign |
9 |
| nation if
at least one of the grounds for the discipline is |
10 |
| the same or
substantially equivalent to those set forth in |
11 |
| this Section.
|
12 |
| (10) Directly or indirectly giving to or receiving from |
13 |
| any
person, firm, corporation, partnership, or association |
14 |
| any fee,
commission, rebate, or other form of compensation |
15 |
| for any professional
services not actually or personally |
16 |
| rendered.
|
17 |
| (11) A finding by the Department that the registrant, |
18 |
| after having
his or her registration placed on probationary |
19 |
| status, has violated the
terms of probation.
|
20 |
| (12) Conviction by any court of competent |
21 |
| jurisdiction, either
within or without this State, of any |
22 |
| violation of any law governing the
practice of athlete |
23 |
| agents if the Department determines, after
investigation, |
24 |
| that the person has not been sufficiently rehabilitated
to |
25 |
| warrant the public trust.
|
26 |
| (13) A finding that registration has been applied for |
|
|
|
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1 |
| or obtained
by fraudulent means.
|
2 |
| (14) Practicing, attempting to practice, or |
3 |
| advertising under a
name other than the full name as shown |
4 |
| on the registration or any other
legally authorized name.
|
5 |
| (15) Gross and willful overcharging for professional |
6 |
| services,
including filing false statements for collection |
7 |
| of fees or moneys for
which services are not rendered.
|
8 |
| (16) Failure to file a return, to pay the tax, penalty, |
9 |
| or
interest shown in a filed return, or to pay any final |
10 |
| assessment of tax,
penalty, or interest, as required by any |
11 |
| tax Act administered by the
Illinois Department of Revenue, |
12 |
| until such time as the requirements of
that tax Act are |
13 |
| satisfied.
|
14 |
| (17) Physical or mental disability, including |
15 |
| deterioration
through the aging process, or loss of |
16 |
| abilities and skills that result
in an inability to |
17 |
| practice the profession with reasonable judgment or
skill.
|
18 |
| (18) Material misstatement in furnishing information |
19 |
| to the
Department or to any other State agency.
|
20 |
| (19) Advertising in any manner that is false, |
21 |
| misleading, or
deceptive.
|
22 |
| (b) The Department shall deny any registration or renewal |
23 |
| under
this Act to any person who has defaulted on an |
24 |
| educational loan
guaranteed by the Illinois State Scholarship |
25 |
| Commission; however, the
Department may issue a registration or |
26 |
| renewal if the person in default
has established a satisfactory |
|
|
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1 |
| repayment record as determined by the
Illinois State |
2 |
| Scholarship Commission.
|
3 |
| (c) Failure to continue to meet the requirements of this |
4 |
| Act
shall be deemed a violation of this Act.
|
5 |
| (d) The determination by a court that a registrant is |
6 |
| subject to
involuntary admission or judicial admission as |
7 |
| provided in the Mental
Health and Developmental Disabilities |
8 |
| Code will result in an automatic
suspension of his or her |
9 |
| registration. The suspension will end upon a
finding by a court |
10 |
| that the registrant is no longer subject to
involuntary |
11 |
| admission or judicial admission, the issuance of an order so
|
12 |
| finding and discharging the patient, and the recommendation of |
13 |
| the Board
to the Secretary that the registrant be allowed to |
14 |
| resume professional
practice.
|
15 |
| Section 18. Stenographer; record of proceedings.
The |
16 |
| Department, at its expense, shall provide a stenographer to
|
17 |
| take down the testimony and preserve a record of all |
18 |
| proceedings
initiated pursuant to this Act, the rules for the |
19 |
| administration of this
Act, or any other Act or rules relating |
20 |
| to this Act and proceedings for
restoration of any registration |
21 |
| issued under this Act. The notice of
hearing, complaint, |
22 |
| answer, and all other documents in the nature of
pleadings and |
23 |
| written motions and responses filed in the proceedings,
the |
24 |
| transcript of the testimony, all exhibits admitted into |
25 |
| evidence,
the report of the hearing officer, the conclusions of |
|
|
|
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1 |
| law, and
recommendations to the Secretary, and the order shall |
2 |
| be the record of
the proceedings. The Department shall furnish |
3 |
| a transcript of the record
to any person interested in the |
4 |
| hearing upon payment of the fee required
under Section 2105-115 |
5 |
| of the Civil Administrative Code of Illinois
(Department of |
6 |
| Professional Regulation Law).
|
7 |
| Section 19. Court orders.
Any circuit court may, upon |
8 |
| application of the Department or its
designee or of the |
9 |
| applicant or registrant against whom proceedings are
pending, |
10 |
| enter an order requiring the attendance of witnesses and their
|
11 |
| testimony and the production of documents, papers, files, |
12 |
| books, and
records in connection with any hearing or |
13 |
| investigation. The court may
compel obedience to its order by |
14 |
| proceedings for contempt.
|
15 |
| Section 20. Subpoenas; administration of oaths.
The |
16 |
| Department has power to subpoena and bring before it any
person |
17 |
| in this State and to take testimony orally, by deposition, or
|
18 |
| both or to subpoena documents, exhibits, or other materials |
19 |
| with the
same fees and mileage and in the same manner as |
20 |
| prescribed by law in
judicial proceedings in civil cases in |
21 |
| circuit courts of this State.
|
22 |
| The Secretary has the power to administer oaths to |
23 |
| witnesses at any
hearing that the Department is authorized by |
24 |
| law to conduct. The
Secretary has the power to administer any |
|
|
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1 |
| other oaths required or authorized
to be administered by the |
2 |
| Department under this Act.
|
3 |
| Section 21. Findings of fact; conclusions of law; |
4 |
| recommendations;
order.
Within 60 days of the Department's |
5 |
| receipt of the transcript of
any hearing that is conducted |
6 |
| pursuant to this Act or the rules for its
enforcement, any |
7 |
| other statute or rule requiring a hearing under this
Act or the |
8 |
| rules for its enforcement, or any hearing related to
|
9 |
| restoration of any registration issued pursuant to this Act, |
10 |
| the hearing
officer shall submit his or her written findings |
11 |
| and recommendations to
the Secretary.
|
12 |
| A copy of the findings of fact, conclusions of law, and
|
13 |
| recommendations submitted to the Secretary shall be served upon |
14 |
| the accused
person,
either personally or by registered or |
15 |
| certified mail. Within 20 days
after service, the accused |
16 |
| person may present to the Department a
written motion for a |
17 |
| rehearing, which shall state the particular grounds
therefor. |
18 |
| If the accused person orders and pays for a transcript
pursuant |
19 |
| to Section 18, the time elapsing thereafter and before the
|
20 |
| transcript is ready for delivery to him or her shall not be |
21 |
| counted as
part of the 20 days.
|
22 |
| The Secretary shall issue an order based on the findings of |
23 |
| fact,
conclusions of law, and recommendations.
|
24 |
| Section 22. Temporary suspension.
The Secretary may |
|
|
|
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1 |
| temporarily suspend a person's registration
without a hearing, |
2 |
| simultaneously with the institution of proceedings
for a |
3 |
| hearing provided for in this Act, if the Secretary finds that
|
4 |
| evidence in his or her possession indicates that continuation |
5 |
| in
practice by that person would constitute an imminent danger |
6 |
| to the
public. In the event that the Secretary temporarily |
7 |
| suspends a
registration without a hearing, the Department shall |
8 |
| hold a hearing
within 30 days after the suspension has |
9 |
| occurred.
|
10 |
| Section 23. Administrative Review Law.
All final |
11 |
| administrative decisions of the Department are subject
to |
12 |
| judicial review pursuant to the Administrative Review Law and |
13 |
| its
rules. The term "administrative decision" is defined as in |
14 |
| Section 3-101
of the Code of Civil Procedure.
|
15 |
| Section 24. Illinois Administrative Procedure Act.
The |
16 |
| Illinois Administrative Procedure Act is hereby expressly
|
17 |
| adopted and incorporated herein as if all of the provisions of |
18 |
| that Act
were included in this Act, except that the provision |
19 |
| of subsection (d)
of Section 10-65 of the Illinois |
20 |
| Administrative Procedure Act that
provides that at hearings the |
21 |
| registrant has the right to show
compliance with all lawful |
22 |
| requirements for retention, continuation, or
renewal of the |
23 |
| registration is specifically excluded. For the purpose of
this |
24 |
| Act the notice required under Section 10-25 of the |
|
|
|
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1 |
| Administrative
Procedure Act is deemed sufficient when mailed |
2 |
| to the last known address
of a party.
|
3 |
| Section 25. Certification of record; costs.
The Department |
4 |
| shall not be required to certify any record to the
court, to |
5 |
| file an answer in court, or to otherwise appear in any court
in |
6 |
| a judicial review proceeding, unless there is filed in the |
7 |
| court,
with the complaint, a receipt from the Department |
8 |
| acknowledging payment
of the costs of furnishing and certifying |
9 |
| the record. Failure on the
part of the plaintiff to file the |
10 |
| receipt in court is grounds for
dismissal of the action.
|
11 |
| Section 26. Returned checks; fines.
A person who delivers a |
12 |
| check or other payment to the Department
that is returned to |
13 |
| the Department unpaid by the financial institution
upon which |
14 |
| it is drawn shall pay to the Department, in addition to the
|
15 |
| amount already owed to the Department, a fine of $50. A fine |
16 |
| imposed under
this Section is in addition to any other |
17 |
| discipline provided under this
Act for unregistered practice or |
18 |
| practice on a nonrenewed registration.
The Department shall |
19 |
| notify the person that fees and fines
shall be paid to the |
20 |
| Department by certified check or money order within
30 calendar |
21 |
| days of the notification. If, after the expiration of 30
days |
22 |
| from the date of the notification, the person fails to submit
|
23 |
| the necessary remittance, the Department shall automatically |
24 |
| terminate
his or her registration or deny his or her |
|
|
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1 |
| application without hearing.
If, after termination or denial, |
2 |
| the person seeks a registration, he or
she shall apply to the |
3 |
| Department for restoration or issuance of his or
her |
4 |
| registration and pay all fees and fines due to the Department. |
5 |
| The
Department may establish a fee for the processing of an |
6 |
| application for
restoration of a registration to pay all |
7 |
| expenses of processing the
application. The Secretary may waive |
8 |
| any fine due under this Section in
any individual case where |
9 |
| the Secretary finds that the fine would be
unreasonable or |
10 |
| unnecessarily burdensome.
|
11 |
| Section 27. Hearing officer.
The Secretary has the |
12 |
| authority to appoint any attorney duly
registered to practice |
13 |
| law in the State of Illinois to serve as the
hearing officer |
14 |
| for any action for refusal to issue or renew a
registration, |
15 |
| for discipline of a registrant, for sanctions, for
unregistered |
16 |
| practice, for restoration of a registration, or for any
other |
17 |
| action for which findings of fact, conclusions of law, and
|
18 |
| recommendations are required pursuant to Section 21 of this |
19 |
| Act. The
hearing officer shall have full authority to conduct |
20 |
| the hearing and
shall issue his or her findings of fact and |
21 |
| recommendations to the
Secretary pursuant to Section 21 of this |
22 |
| Act.
|
23 |
| Section 28. Enforcement; petition to court.
|
24 |
| (a) If any person violates the provisions of this Act, the
|
|
|
|
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|
1 |
| Secretary, through the Attorney General or the State's Attorney |
2 |
| of any
county in which a violation is alleged to exist, may, in |
3 |
| the name of the
People of the State of Illinois, petition for |
4 |
| an order enjoining the
violation or for an order enforcing |
5 |
| compliance with this Act. Upon the
filing of a verified |
6 |
| petition in court, the court may issue a temporary
restraining |
7 |
| order without notice or bond and may preliminarily and
|
8 |
| permanently enjoin the violation. If it is established that the |
9 |
| person
has violated or is violating the injunction, the court |
10 |
| may punish the
offender for contempt of court.
|
11 |
| (b) If any person practices as a registered athlete agent |
12 |
| or holds
himself or herself out as a registrant without being |
13 |
| registered under
the provisions of this Act, then any person |
14 |
| registered under this Act,
any interested party, or any person |
15 |
| injured thereby, in addition to
those officers identified in |
16 |
| subsection (a) of this Section, may
petition for relief as |
17 |
| provided in subsection (a).
|
18 |
| (c) Whenever the Department has reason to believe that a |
19 |
| person
has violated the registration requirements of this Act |
20 |
| by practicing,
offering to practice, attempting to practice, or |
21 |
| holding himself or
herself out to practice as a registered |
22 |
| athlete agent without being
registered under this Act, the |
23 |
| Department may issue a rule to show cause
why an order to cease |
24 |
| and desist should not be entered against that
person. The rule |
25 |
| shall clearly set forth the grounds relied upon by the
|
26 |
| Department and shall provide a period of 7 days from the date |
|
|
|
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|
|
1 |
| of the
rule to file an answer to the satisfaction of the |
2 |
| Department. Failure to
answer to the satisfaction of the |
3 |
| Department shall cause an order to
cease and desist to be |
4 |
| issued immediately.
|
5 |
| (d) Proceedings under this Section shall be in addition to, |
6 |
| and
not in lieu of, all other remedies and penalties that may |
7 |
| be provided by
law.
|
8 |
| Section 29. Unregistered practice; violation; civil |
9 |
| penalty.
|
10 |
| (a) Any person who practices, offers to practice, attempts |
11 |
| to
practice, or holds himself or herself out to practice |
12 |
| without being
registered under this Act shall, in addition to |
13 |
| any other penalty
provided by law, pay a civil penalty to the |
14 |
| Department in an amount not to
exceed $5,000 for each offense |
15 |
| as determined by the Department. The
civil penalty shall be |
16 |
| assessed by the Department after a hearing is
held in |
17 |
| accordance with the provisions set forth in this Act regarding
|
18 |
| the provision of a hearing for the discipline of a registrant.
|
19 |
| (b) The Department has the authority and power to |
20 |
| investigate any
and all registered activity.
|
21 |
| (c) A civil penalty imposed pursuant to this Section shall |
22 |
| be paid
within 60 days after the effective date of the order |
23 |
| imposing the civil
penalty. The order shall constitute a |
24 |
| judgment and may be filed and
execution had thereon in the same |
25 |
| manner as any judgment from any court
of record.
|
|
|
|
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|
1 |
| Section 30. Relation to electronic signatures in Global and |
2 |
| National Commerce Act. This Act modifies, limits, and |
3 |
| supersedes the federal Electronic Signatures in Global and |
4 |
| National Commerce Act, 15 U.S.C. Section 7001, et seq., but |
5 |
| does not modify, limit, or supersede Section 101(c) of that |
6 |
| Act, 15 U.S.C. Section 7001(c), or authorize electronic |
7 |
| delivery of any of the notices described in Section 103(b) of |
8 |
| that Act, 15 U.S.C. Section 7003(b).
|
9 |
| Section 97. Severability. The provisions of this Act are |
10 |
| severable under Section 1.31 of the Statute on Statutes.
|