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| 1 | AN ACT concerning State government.
| ||||||||||||||||||||||||||||||||||
| 2 | Be it enacted by the People of the State of Illinois,
| ||||||||||||||||||||||||||||||||||
| 3 | represented in the General Assembly:
| ||||||||||||||||||||||||||||||||||
| 4 | Section 5. The Illinois Health Facilities Planning Act is | ||||||||||||||||||||||||||||||||||
| 5 | amended by changing Sections 4, 5, 6, 12, and 14.1 and adding | ||||||||||||||||||||||||||||||||||
| 6 | Section 6.2 and as follows:
| ||||||||||||||||||||||||||||||||||
| 7 | (20 ILCS 3960/4) (from Ch. 111 1/2, par. 1154)
| ||||||||||||||||||||||||||||||||||
| 8 | (Section scheduled to be repealed on December 31, 2019)
| ||||||||||||||||||||||||||||||||||
| 9 | Sec. 4. Health Facilities and Services Review Board; | ||||||||||||||||||||||||||||||||||
| 10 | membership; appointment; term;
compensation; quorum. | ||||||||||||||||||||||||||||||||||
| 11 | Notwithstanding any other provision in this Section, members of | ||||||||||||||||||||||||||||||||||
| 12 | the State Board holding office on the day before the effective | ||||||||||||||||||||||||||||||||||
| 13 | date of this amendatory Act of the 96th General Assembly shall | ||||||||||||||||||||||||||||||||||
| 14 | retain their authority. | ||||||||||||||||||||||||||||||||||
| 15 | (a) There is created the Health
Facilities and Services | ||||||||||||||||||||||||||||||||||
| 16 | Review Board, which
shall perform the functions described in | ||||||||||||||||||||||||||||||||||
| 17 | this
Act. The Department shall provide operational support to | ||||||||||||||||||||||||||||||||||
| 18 | the Board, including the provision of office space, supplies, | ||||||||||||||||||||||||||||||||||
| 19 | and clerical, financial, and accounting services. The Board may | ||||||||||||||||||||||||||||||||||
| 20 | contract with experts related to specific health services or | ||||||||||||||||||||||||||||||||||
| 21 | facilities and create technical advisory panels to assist in | ||||||||||||||||||||||||||||||||||
| 22 | the development of criteria, standards, and procedures used in | ||||||||||||||||||||||||||||||||||
| 23 | the evaluation of applications for permit and exemption.
| ||||||||||||||||||||||||||||||||||
| |||||||
| |||||||
| 1 | (b) Beginning March 1, 2010, the State Board shall consist | ||||||
| 2 | of 9 voting members. All members shall be residents of Illinois | ||||||
| 3 | and at least 4 shall reside outside the Chicago Metropolitan | ||||||
| 4 | Statistical Area. Consideration shall be given to potential | ||||||
| 5 | appointees who reflect the ethnic and cultural diversity of the | ||||||
| 6 | State. Neither Board members nor Board staff shall be convicted | ||||||
| 7 | felons or have pled guilty to a felony. | ||||||
| 8 | Each member shall have a reasonable knowledge of the | ||||||
| 9 | practice, procedures and principles of the health care delivery | ||||||
| 10 | system in Illinois, including at least 5 members who shall be | ||||||
| 11 | knowledgeable about health care delivery systems, health | ||||||
| 12 | systems planning, finance, or the management of health care | ||||||
| 13 | facilities currently regulated under the Act. One member shall | ||||||
| 14 | be a representative of a non-profit health care consumer | ||||||
| 15 | advocacy organization. A spouse, parent, sibling, or child | ||||||
| 16 | Spouses or other members of the immediate family of a the Board | ||||||
| 17 | member cannot be an employee, agent, or under contract with | ||||||
| 18 | services or facilities subject to the Act. Prior to appointment | ||||||
| 19 | and in the course of service on the Board, members of the Board | ||||||
| 20 | shall disclose the employment or other financial interest of | ||||||
| 21 | any other relative of the member, if known, in service or | ||||||
| 22 | facilities subject to the Act. Members of the Board shall | ||||||
| 23 | declare any conflict of interest that may exist with respect to | ||||||
| 24 | the status of those relatives and recuse themselves from voting | ||||||
| 25 | on any issue for which a conflict of interest is declared. No | ||||||
| 26 | person shall be appointed or continue to serve as a member of | ||||||
| |||||||
| |||||||
| 1 | the State Board who is, or whose spouse, parent, sibling, or | ||||||
| 2 | child is, a member of the Board of Directors of, has a | ||||||
| 3 | financial interest in, or has a business relationship with a | ||||||
| 4 | health care facility. | ||||||
| 5 | Notwithstanding any provision of this Section to the | ||||||
| 6 | contrary, the term of
office of each member of the State Board | ||||||
| 7 | serving on the day before the effective date of this amendatory | ||||||
| 8 | Act of the 96th General Assembly is abolished on the date upon | ||||||
| 9 | which members of the 9-member Board, as established by this | ||||||
| 10 | amendatory Act of the 96th General Assembly, have been | ||||||
| 11 | appointed and can begin to take action as a Board. Members of | ||||||
| 12 | the State Board serving on the day before the effective date of | ||||||
| 13 | this amendatory Act of the 96th General Assembly may be | ||||||
| 14 | reappointed to the 9-member Board. Prior to March 1, 2010, the | ||||||
| 15 | Health Facilities Planning Board shall establish a plan to | ||||||
| 16 | transition its powers and duties to the Health Facilities and | ||||||
| 17 | Services Review Board.
| ||||||
| 18 | (c) The State Board shall be appointed by the Governor, | ||||||
| 19 | with the advice
and consent of the Senate. Not more than 5 of | ||||||
| 20 | the
appointments shall be of the same political party at the | ||||||
| 21 | time of the appointment.
| ||||||
| 22 | The Secretary of Human Services, the Director of Healthcare | ||||||
| 23 | and Family Services, and
the Director of Public Health, or | ||||||
| 24 | their designated representatives,
shall serve as ex-officio, | ||||||
| 25 | non-voting members of the State Board.
| ||||||
| 26 | (d) Of those 9 members initially appointed by the Governor | ||||||
| |||||||
| |||||||
| 1 | following the effective date of this
amendatory Act of the 96th | ||||||
| 2 | General Assembly, 3 shall serve for terms expiring
July 1, | ||||||
| 3 | 2011, 3 shall serve for terms expiring July 1, 2012, and 3 | ||||||
| 4 | shall serve
for terms expiring July 1, 2013. Thereafter, each
| ||||||
| 5 | appointed member shall
hold office for a term of 3 years, | ||||||
| 6 | provided that any member
appointed to fill a vacancy
occurring | ||||||
| 7 | prior to the expiration of the
term for which his or her | ||||||
| 8 | predecessor was appointed shall be appointed for the
remainder | ||||||
| 9 | of such term and the term of office of each successor shall
| ||||||
| 10 | commence on July 1 of the year in which his predecessor's term | ||||||
| 11 | expires. Each
member appointed after the effective date of this | ||||||
| 12 | amendatory Act of the 96th General Assembly shall hold office | ||||||
| 13 | until his or her successor is appointed and qualified. The | ||||||
| 14 | Governor may reappoint a member for additional terms, but no | ||||||
| 15 | member shall serve more than 3 terms, subject to review and | ||||||
| 16 | re-approval every 3 years.
| ||||||
| 17 | (e) State Board members, while serving on business of the | ||||||
| 18 | State Board,
shall receive actual and necessary travel and | ||||||
| 19 | subsistence expenses while
so serving away from their places
of | ||||||
| 20 | residence. Until March 1, 2010, a
member of the State Board who | ||||||
| 21 | experiences a significant financial hardship
due to the loss of | ||||||
| 22 | income on days of attendance at meetings or while otherwise
| ||||||
| 23 | engaged in the business of the State Board may be paid a | ||||||
| 24 | hardship allowance, as
determined by and subject to the | ||||||
| 25 | approval of the Governor's Travel Control
Board.
| ||||||
| 26 | (f) The Governor shall designate one of the members to | ||||||
| |||||||
| |||||||
| 1 | serve as the Chairman of the Board, who shall be a person with | ||||||
| 2 | expertise in health care delivery system planning, finance or | ||||||
| 3 | management of health care facilities that are regulated under | ||||||
| 4 | the Act. The Chairman shall annually review Board member | ||||||
| 5 | performance and shall report the attendance record of each | ||||||
| 6 | Board member to the General Assembly. | ||||||
| 7 | (g) The State Board, through the Chairman, shall prepare a | ||||||
| 8 | separate and distinct budget approved by the General Assembly | ||||||
| 9 | and shall hire and supervise its own professional staff | ||||||
| 10 | responsible for carrying out the responsibilities of the Board.
| ||||||
| 11 | (h) The State Board shall meet at least every 45 days, or | ||||||
| 12 | as often as
the Chairman of the State Board deems necessary, or | ||||||
| 13 | upon the request of
a majority of the members.
| ||||||
| 14 | (i)
Five members of the State Board shall constitute a | ||||||
| 15 | quorum.
The affirmative vote of 5 of the members of the State | ||||||
| 16 | Board shall be
necessary for
any action requiring a vote to be | ||||||
| 17 | taken by the State
Board. A vacancy in the membership of the | ||||||
| 18 | State Board shall not impair the
right of a quorum to exercise | ||||||
| 19 | all the rights and perform all the duties of the
State Board as | ||||||
| 20 | provided by this Act.
| ||||||
| 21 | (j) A State Board member shall disqualify himself or | ||||||
| 22 | herself from the
consideration of any application for a permit | ||||||
| 23 | or
exemption in which the State Board member or the State Board | ||||||
| 24 | member's spouse,
parent, sibling, or child: (i) has
an economic | ||||||
| 25 | interest in the matter; or (ii) is employed by, serves as a
| ||||||
| 26 | consultant for, or is a member of the
governing board of the | ||||||
| |||||||
| |||||||
| 1 | applicant or a party opposing the application.
| ||||||
| 2 | (k) The Chairman, Board members, and Board staff must | ||||||
| 3 | comply with the Illinois Governmental Ethics Act. | ||||||
| 4 | (Source: P.A. 95-331, eff. 8-21-07; 96-31, eff. 6-30-09.)
| ||||||
| 5 | (20 ILCS 3960/5) (from Ch. 111 1/2, par. 1155)
| ||||||
| 6 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
| 7 | Sec. 5. Construction, modification, or establishment of | ||||||
| 8 | health care facilities or acquisition of major medical | ||||||
| 9 | equipment; permits or exemptions. No person shall construct, | ||||||
| 10 | modify or establish a
health care facility or acquire major | ||||||
| 11 | medical equipment without first
obtaining a permit or exemption | ||||||
| 12 | from the State
Board. The State Board shall not delegate to the | ||||||
| 13 | staff of
the State Board or any other person or entity the | ||||||
| 14 | authority to grant
permits or exemptions whenever the staff or | ||||||
| 15 | other person or
entity would be required to exercise any | ||||||
| 16 | discretion affecting the decision
to grant a permit or | ||||||
| 17 | exemption. The State Board may, by rule, delegate authority to | ||||||
| 18 | the Chairman to grant permits or exemptions when applications | ||||||
| 19 | meet all of the State Board's review criteria and are | ||||||
| 20 | unopposed.
| ||||||
| 21 | A permit or exemption shall be obtained prior to the | ||||||
| 22 | acquisition
of major medical equipment or to the construction | ||||||
| 23 | or modification of a
health care facility which:
| ||||||
| 24 | (a) requires a total capital expenditure in excess of | ||||||
| 25 | the capital
expenditure
minimum; or
| ||||||
| |||||||
| |||||||
| 1 | (b) substantially changes the scope or changes the | ||||||
| 2 | functional operation
of the facility; or
| ||||||
| 3 | (c) changes the bed capacity of a health care facility | ||||||
| 4 | by increasing the
total number of beds or by distributing | ||||||
| 5 | beds among
various categories of service or by relocating | ||||||
| 6 | beds from one physical facility
or site to another by more | ||||||
| 7 | than 20 beds or more than 10% of total bed
capacity as | ||||||
| 8 | defined by the
State Board, whichever is less, over a 2 | ||||||
| 9 | year period.
| ||||||
| 10 | A permit shall be valid only for the defined construction | ||||||
| 11 | or modifications,
site, amount and person named in the | ||||||
| 12 | application for such permit and
shall not be transferable or | ||||||
| 13 | assignable. A permit shall be valid until such
time as the | ||||||
| 14 | project has been completed,
provided that (a) obligation of the | ||||||
| 15 | project occurs within 12 months following
issuance of the | ||||||
| 16 | permit except for major construction projects such obligation
| ||||||
| 17 | must
occur within 18 months following issuance of the permit; | ||||||
| 18 | and (b) the project
commences and proceeds to completion with | ||||||
| 19 | due diligence by the completion date or extension date approved | ||||||
| 20 | by the Board. | ||||||
| 21 | A permit holder must do the following: (i) submit the final | ||||||
| 22 | completion and cost report for the project within 90 days after | ||||||
| 23 | the approved project completion date or extension date and (ii) | ||||||
| 24 | submit annual progress reports no earlier than 30 days before | ||||||
| 25 | and no later than 30 days after each anniversary date of the | ||||||
| 26 | Board's approval of the permit until the project is completed. | ||||||
| |||||||
| |||||||
| 1 | To monitor progress toward project commencement and | ||||||
| 2 | completion, routine post-permit reports shall be limited to | ||||||
| 3 | annual progress reports and the final completion and cost | ||||||
| 4 | report. | ||||||
| 5 | The Certificate of Need process required under this Act is | ||||||
| 6 | designed to restrain rising health care costs by preventing | ||||||
| 7 | unnecessary construction or modification of health care | ||||||
| 8 | facilities. The Board must assure that the establishment, | ||||||
| 9 | construction, or modification of a health care facility or the | ||||||
| 10 | acquisition of major medical equipment is consistent with the | ||||||
| 11 | public interest and that the proposed project is consistent | ||||||
| 12 | with the orderly and economic development or acquisition of | ||||||
| 13 | those facilities and equipment and is in accord with the | ||||||
| 14 | standards, criteria, or plans of need adopted and approved by | ||||||
| 15 | the Board. Board decisions regarding the construction of health | ||||||
| 16 | care facilities must consider capacity, quality, value, and | ||||||
| 17 | equity. Projects may deviate from the costs, fees, and expenses | ||||||
| 18 | provided in their project cost information for the project's | ||||||
| 19 | cost components, provided that the final total project cost | ||||||
| 20 | does not exceed the approved permit amount. | ||||||
| 21 | Major construction
projects, for the purposes of this Act, | ||||||
| 22 | shall include but are not limited
to: projects for the | ||||||
| 23 | construction of new buildings; additions to existing
| ||||||
| 24 | facilities; modernization projects
whose cost is in excess of | ||||||
| 25 | $1,000,000 or 10% of the facilities' operating
revenue, | ||||||
| 26 | whichever is less; and such other projects as the State Board | ||||||
| |||||||
| |||||||
| 1 | shall
define and prescribe pursuant to this Act. | ||||||
| 2 | The State Board may extend the
obligation period upon a | ||||||
| 3 | showing of good cause by the permit holder. Permits
for | ||||||
| 4 | projects that have not been obligated within the prescribed | ||||||
| 5 | obligation
period shall expire on the last day of that period.
| ||||||
| 6 | The acquisition by any person of major medical equipment | ||||||
| 7 | that will not
be owned by or located in a health care facility | ||||||
| 8 | and that will not be used
to provide services to inpatients of | ||||||
| 9 | a health care facility shall be exempt
from review provided | ||||||
| 10 | that a notice is filed in accordance with exemption
| ||||||
| 11 | requirements.
| ||||||
| 12 | Notwithstanding any other provision of this Act, no permit | ||||||
| 13 | or exemption is
required for the construction or modification | ||||||
| 14 | of a non-clinical service area
of a health care facility.
| ||||||
| 15 | (Source: P.A. 96-31, eff. 6-30-09.)
| ||||||
| 16 | (20 ILCS 3960/6) (from Ch. 111 1/2, par. 1156)
| ||||||
| 17 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
| 18 | Sec. 6. Application for permit or exemption; exemption | ||||||
| 19 | regulations.
| ||||||
| 20 | (a) An application for a permit or exemption shall be made | ||||||
| 21 | to
the State Board upon forms provided by the State Board. This | ||||||
| 22 | application
shall contain such information
as the State Board | ||||||
| 23 | deems necessary. The State Board shall not require an applicant | ||||||
| 24 | to file a Letter of Intent before an application is filed. Such
| ||||||
| 25 | application shall include affirmative evidence on which the | ||||||
| |||||||
| |||||||
| 1 | State
Board or Chairman may make its decision on the approval | ||||||
| 2 | or denial of the permit or
exemption.
| ||||||
| 3 | (b) The State Board shall establish by regulation the | ||||||
| 4 | procedures and
requirements
regarding issuance of exemptions.
| ||||||
| 5 | An exemption shall be approved when information required by the | ||||||
| 6 | Board by rule
is submitted. Projects
eligible for an exemption, | ||||||
| 7 | rather than a permit, include, but are not limited
to,
change | ||||||
| 8 | of ownership of a health care facility. For a change of
| ||||||
| 9 | ownership of a health care
facility between related persons, | ||||||
| 10 | the State Board shall provide by rule for an
expedited
process | ||||||
| 11 | for obtaining an exemption. In connection with a change of | ||||||
| 12 | ownership, the State Board may approve the transfer of an | ||||||
| 13 | existing permit without regard to whether the permit to be | ||||||
| 14 | transferred has yet been obligated, except for permits | ||||||
| 15 | establishing a new facility or a new category of service.
| ||||||
| 16 | (c) All applications shall be signed by the applicant and | ||||||
| 17 | shall be
verified by any 2 officers thereof.
| ||||||
| 18 | (c-5) Any written review or findings of the Board staff or | ||||||
| 19 | any other reviewing organization under Section 8 concerning an | ||||||
| 20 | application for a permit must be made available to the public | ||||||
| 21 | at least 14 calendar days before the meeting of the State Board | ||||||
| 22 | at which the review or findings are considered. The applicant | ||||||
| 23 | and members of the public may submit, to the State Board, | ||||||
| 24 | written responses regarding the facts set forth in the review | ||||||
| 25 | or findings of the Board staff or reviewing organization. | ||||||
| 26 | Members of the public shall have until 10 days before the | ||||||
| |||||||
| |||||||
| 1 | meeting of the State Board to submit any written response | ||||||
| 2 | concerning the Board staff's written review or findings at | ||||||
| 3 | least 10 days before the meeting of the State Board. The Board | ||||||
| 4 | staff may revise any findings to address corrections of factual | ||||||
| 5 | errors cited in the public response. At the meeting, the State | ||||||
| 6 | Board may, in its discretion, permit the submission of other | ||||||
| 7 | additional written materials.
| ||||||
| 8 | (d) Upon receipt of an application for a permit, the State | ||||||
| 9 | Board shall
approve and authorize the issuance of a permit if | ||||||
| 10 | it finds (1) that the
applicant is fit, willing, and able to | ||||||
| 11 | provide a proper standard of
health care service for the | ||||||
| 12 | community with particular regard to the
qualification, | ||||||
| 13 | background and character of the applicant, (2) that
economic | ||||||
| 14 | feasibility is demonstrated in terms of effect on the existing
| ||||||
| 15 | and projected operating budget of the applicant and of the | ||||||
| 16 | health care
facility; in terms of the applicant's ability to | ||||||
| 17 | establish and operate
such facility in accordance with | ||||||
| 18 | licensure regulations promulgated under
pertinent state laws; | ||||||
| 19 | and in terms of the projected impact on the total
health care | ||||||
| 20 | expenditures in the facility and community, (3) that
safeguards | ||||||
| 21 | are provided which assure that the establishment,
construction | ||||||
| 22 | or modification of the health care facility or acquisition
of | ||||||
| 23 | major medical equipment is consistent
with the public interest, | ||||||
| 24 | and (4) that the proposed project is consistent
with the | ||||||
| 25 | orderly and economic
development of such facilities and | ||||||
| 26 | equipment and is in accord with standards,
criteria, or plans | ||||||
| |||||||
| |||||||
| 1 | of need adopted and approved pursuant to the
provisions of | ||||||
| 2 | Section 12 of this Act.
| ||||||
| 3 | (Source: P.A. 95-237, eff. 1-1-08; 96-31, eff. 6-30-09.)
| ||||||
| 4 | (20 ILCS 3960/6.2 new) | ||||||
| 5 | Sec. 6.2. Review of permits. Upon receipt of an application | ||||||
| 6 | for a permit to establish,
construct, or modify a health care | ||||||
| 7 | facility, the State Board staff
shall notify the applicant in | ||||||
| 8 | writing within 10
working days either that the application is | ||||||
| 9 | or is not complete. If the
application is complete, the State | ||||||
| 10 | Board staff shall
notify the applicant of the beginning of the | ||||||
| 11 | review process. If the application is not complete, the Board | ||||||
| 12 | staff shall explain within the 10-day period why the | ||||||
| 13 | application is incomplete. | ||||||
| 14 | The State Board staff shall afford a reasonable amount of | ||||||
| 15 | time as
established by the State Board, but not to exceed 120 | ||||||
| 16 | days,
for the review of the application. The 120-day period
| ||||||
| 17 | begins on the day the application is found to be
substantially | ||||||
| 18 | complete, as that term is defined by the State
Board. During | ||||||
| 19 | the 120-day period, the applicant may request
an extension. An | ||||||
| 20 | applicant may modify the application at any
time before a final | ||||||
| 21 | administrative decision has been made on the
application.
The | ||||||
| 22 | State Board shall prescribe and provide the forms upon
which | ||||||
| 23 | the review and findings of the State Board staff shall be
made. | ||||||
| 24 | The State Board staff shall submit its review and findings
to | ||||||
| 25 | the State Board for its approval or denial of the permit. | ||||||
| |||||||
| |||||||
| 1 | When an application for a permit is initially reviewed by
| ||||||
| 2 | State Board staff, as provided in this Section, the State Board | ||||||
| 3 | shall afford an opportunity for a public hearing within a | ||||||
| 4 | reasonable amount of time
after receipt of the complete | ||||||
| 5 | application, but not to exceed
90 days after receipt of the | ||||||
| 6 | complete application. Notice of the hearing shall be made | ||||||
| 7 | promptly by
certified mail to the applicant and, within 10 days | ||||||
| 8 | before the
hearing, by publication in a newspaper of general | ||||||
| 9 | circulation
in the area or community to be affected. The | ||||||
| 10 | hearing shall
be held in the area or community in which the | ||||||
| 11 | proposed
project is to be located, and shall be for the purpose | ||||||
| 12 | of allowing
the applicant and any interested person to present | ||||||
| 13 | public
testimony concerning the approval, denial, renewal, or
| ||||||
| 14 | revocation of the permit. All interested persons attending
the | ||||||
| 15 | hearing shall be given a reasonable opportunity to present
| ||||||
| 16 | their views or arguments in writing or orally, and a record
of | ||||||
| 17 | all of the testimony shall accompany any findings of the State
| ||||||
| 18 | Board staff. The State Board shall adopt reasonable rules and | ||||||
| 19 | regulations
governing the procedure and conduct of the | ||||||
| 20 | hearings.
| ||||||
| 21 | (20 ILCS 3960/12) (from Ch. 111 1/2, par. 1162)
| ||||||
| 22 | (Section scheduled to be repealed on December 31, 2019) | ||||||
| 23 | Sec. 12. Powers and duties of State Board. For purposes of | ||||||
| 24 | this Act,
the State Board
shall
exercise the following powers | ||||||
| 25 | and duties:
| ||||||
| |||||||
| |||||||
| 1 | (1) Prescribe rules,
regulations, standards, criteria, | ||||||
| 2 | procedures or reviews which may vary
according to the purpose | ||||||
| 3 | for which a particular review is being conducted
or the type of | ||||||
| 4 | project reviewed and which are required to carry out the
| ||||||
| 5 | provisions and purposes of this Act. Policies and procedures of | ||||||
| 6 | the State Board shall take into consideration the priorities | ||||||
| 7 | and needs of medically underserved areas and other health care | ||||||
| 8 | services identified through the comprehensive health planning | ||||||
| 9 | process, giving special consideration to the impact of projects | ||||||
| 10 | on access to safety net services.
| ||||||
| 11 | (2) Adopt procedures for public
notice and hearing on all | ||||||
| 12 | proposed rules, regulations, standards,
criteria, and plans | ||||||
| 13 | required to carry out the provisions of this Act.
| ||||||
| 14 | (3) (Blank).
| ||||||
| 15 | (4) Develop criteria and standards for health care | ||||||
| 16 | facilities planning,
conduct statewide inventories of health | ||||||
| 17 | care facilities, maintain an updated
inventory on the Board's | ||||||
| 18 | web site reflecting the
most recent bed and service
changes and | ||||||
| 19 | updated need determinations when new census data become | ||||||
| 20 | available
or new need formulae
are adopted,
and
develop health | ||||||
| 21 | care facility plans which shall be utilized in the review of
| ||||||
| 22 | applications for permit under
this Act. Such health facility | ||||||
| 23 | plans shall be coordinated by the Board
with pertinent State | ||||||
| 24 | Plans. Inventories pursuant to this Section of skilled or | ||||||
| 25 | intermediate care facilities licensed under the Nursing Home | ||||||
| 26 | Care Act, skilled or intermediate care facilities licensed | ||||||
| |||||||
| |||||||
| 1 | under the MR/DD Community Care Act, or nursing homes licensed | ||||||
| 2 | under the Hospital Licensing Act shall be conducted on an | ||||||
| 3 | annual basis no later than July 1 of each year and shall | ||||||
| 4 | include among the information requested a list of all services | ||||||
| 5 | provided by a facility to its residents and to the community at | ||||||
| 6 | large and differentiate between active and inactive beds.
| ||||||
| 7 | In developing health care facility plans, the State Board | ||||||
| 8 | shall consider,
but shall not be limited to, the following:
| ||||||
| 9 | (a) The size, composition and growth of the population | ||||||
| 10 | of the area
to be served;
| ||||||
| 11 | (b) The number of existing and planned facilities | ||||||
| 12 | offering similar
programs;
| ||||||
| 13 | (c) The extent of utilization of existing facilities;
| ||||||
| 14 | (d) The availability of facilities which may serve as | ||||||
| 15 | alternatives
or substitutes;
| ||||||
| 16 | (e) The availability of personnel necessary to the | ||||||
| 17 | operation of the
facility;
| ||||||
| 18 | (f) Multi-institutional planning and the establishment | ||||||
| 19 | of
multi-institutional systems where feasible;
| ||||||
| 20 | (g) The financial and economic feasibility of proposed | ||||||
| 21 | construction
or modification; and
| ||||||
| 22 | (h) In the case of health care facilities established | ||||||
| 23 | by a religious
body or denomination, the needs of the | ||||||
| 24 | members of such religious body or
denomination may be | ||||||
| 25 | considered to be public need.
| ||||||
| 26 | The health care facility plans which are developed and | ||||||
| |||||||
| |||||||
| 1 | adopted in
accordance with this Section shall form the basis | ||||||
| 2 | for the plan of the State
to deal most effectively with | ||||||
| 3 | statewide health needs in regard to health
care facilities.
| ||||||
| 4 | (5) Coordinate with the Center for Comprehensive Health | ||||||
| 5 | Planning and other state agencies having responsibilities
| ||||||
| 6 | affecting health care facilities, including those of licensure | ||||||
| 7 | and cost
reporting.
| ||||||
| 8 | (6) Solicit, accept, hold and administer on behalf of the | ||||||
| 9 | State
any grants or bequests of money, securities or property | ||||||
| 10 | for
use by the State Board or Center for Comprehensive Health | ||||||
| 11 | Planning in the administration of this Act; and enter into | ||||||
| 12 | contracts
consistent with the appropriations for purposes | ||||||
| 13 | enumerated in this Act.
| ||||||
| 14 | (7) The State Board shall prescribe procedures for review, | ||||||
| 15 | standards,
and criteria which shall be utilized
to make | ||||||
| 16 | periodic reviews and determinations of the appropriateness
of | ||||||
| 17 | any existing health services being rendered by health care | ||||||
| 18 | facilities
subject to the Act. The State Board shall consider | ||||||
| 19 | recommendations of the
Board in making its
determinations.
| ||||||
| 20 | (8) Prescribe, in consultation
with the Center for | ||||||
| 21 | Comprehensive Health Planning, rules, regulations,
standards, | ||||||
| 22 | and criteria for the conduct of an expeditious review of
| ||||||
| 23 | applications
for permits for projects of construction or | ||||||
| 24 | modification of a health care
facility, which projects are | ||||||
| 25 | classified as emergency, substantive, or non-substantive in | ||||||
| 26 | nature. | ||||||
| |||||||
| |||||||
| 1 | Six months after June 30, 2009 (the effective date of | ||||||
| 2 | Public Act 96-31), substantive projects shall include no more | ||||||
| 3 | than the following: | ||||||
| 4 | (a) Projects to construct (1) a new or replacement | ||||||
| 5 | facility located on a new site or
(2) a replacement | ||||||
| 6 | facility located on the same site as the original facility | ||||||
| 7 | and the cost of the replacement facility exceeds the | ||||||
| 8 | capital expenditure minimum; | ||||||
| 9 | (b) Projects proposing a
(1) new service or
(2) | ||||||
| 10 | discontinuation of a service, which shall be reviewed by | ||||||
| 11 | the Board within 60 days; or | ||||||
| 12 | (c) Projects proposing a change in the bed capacity of | ||||||
| 13 | a health care facility by an increase in the total number | ||||||
| 14 | of beds or by a redistribution of beds among various | ||||||
| 15 | categories of service or by a relocation of beds from one | ||||||
| 16 | physical facility or site to another by more than 20 beds | ||||||
| 17 | or more than 10% of total bed capacity, as defined by the | ||||||
| 18 | State Board, whichever is less, over a 2-year period. | ||||||
| 19 | The Chairman may approve applications for exemption that | ||||||
| 20 | meet the criteria set forth in rules or refer them to the full | ||||||
| 21 | Board. The Chairman may approve any unopposed application that | ||||||
| 22 | meets all of the review criteria or refer them to the full | ||||||
| 23 | Board. | ||||||
| 24 | Such rules shall
not abridge the right of the Center for | ||||||
| 25 | Comprehensive Health Planning to make
recommendations on the | ||||||
| 26 | classification and approval of projects, nor shall
such rules | ||||||
| |||||||
| |||||||
| 1 | prevent the conduct of a public hearing upon the timely request
| ||||||
| 2 | of an interested party. Such reviews shall not exceed 60 days | ||||||
| 3 | from the
date the application is declared to be complete.
| ||||||
| 4 | (9) Prescribe rules, regulations,
standards, and criteria | ||||||
| 5 | pertaining to the granting of permits for
construction
and | ||||||
| 6 | modifications which are emergent in nature and must be | ||||||
| 7 | undertaken
immediately to prevent or correct structural | ||||||
| 8 | deficiencies or hazardous
conditions that may harm or injure | ||||||
| 9 | persons using the facility, as defined
in the rules and | ||||||
| 10 | regulations of the State Board. This procedure is exempt
from | ||||||
| 11 | public hearing requirements of this Act.
| ||||||
| 12 | (10) Prescribe rules,
regulations, standards and criteria | ||||||
| 13 | for the conduct of an expeditious
review, not exceeding 60 | ||||||
| 14 | days, of applications for permits for projects to
construct or | ||||||
| 15 | modify health care facilities which are needed for the care
and | ||||||
| 16 | treatment of persons who have acquired immunodeficiency | ||||||
| 17 | syndrome (AIDS)
or related conditions.
| ||||||
| 18 | (11) Issue written decisions upon request of the applicant | ||||||
| 19 | or an adversely affected party to the Board within 30 days of | ||||||
| 20 | the meeting in which a final decision has been made. A "final | ||||||
| 21 | decision" for purposes of this Act is the decision to approve | ||||||
| 22 | or deny an application, or take other actions permitted under | ||||||
| 23 | this Act, at the time and date of the meeting that such action | ||||||
| 24 | is scheduled by the Board. The staff of the State Board shall | ||||||
| 25 | prepare a written copy of the final decision and the State | ||||||
| 26 | Board shall approve a final copy for inclusion in the formal | ||||||
| |||||||
| |||||||
| 1 | record. | ||||||
| 2 | (12) Require at least one of its members to participate in | ||||||
| 3 | any public hearing, after the appointment of a majority of the | ||||||
| 4 | the 9 members to the Board. | ||||||
| 5 | (13) Provide a mechanism for the public to comment on, and | ||||||
| 6 | request changes to, draft rules and standards. | ||||||
| 7 | (14) Implement public information campaigns to regularly | ||||||
| 8 | inform the general public about the opportunity for public | ||||||
| 9 | hearings and public hearing procedures. | ||||||
| 10 | (15) Establish a separate set of rules and guidelines for | ||||||
| 11 | long-term care that recognizes that nursing homes are a | ||||||
| 12 | different business line and service model from other regulated | ||||||
| 13 | facilities. An open and transparent process shall be developed | ||||||
| 14 | that considers the following: how skilled nursing fits in the | ||||||
| 15 | continuum of care with other care providers, modernization of | ||||||
| 16 | nursing homes, establishment of more private rooms, | ||||||
| 17 | development of alternative services, and current trends in | ||||||
| 18 | long-term care services.
The Chairman of the Board shall | ||||||
| 19 | appoint a permanent Health Services Review Board Long-term Care | ||||||
| 20 | Facility Advisory Subcommittee that shall develop and | ||||||
| 21 | recommend to the Board the rules to be established by the Board | ||||||
| 22 | under this paragraph (15). The Subcommittee shall also provide | ||||||
| 23 | continuous review and commentary on policies and procedures | ||||||
| 24 | relative to long-term care and the review of related projects. | ||||||
| 25 | In consultation with other experts from the health field of | ||||||
| 26 | long-term care, the Board and the Subcommittee shall study new | ||||||
| |||||||
| |||||||
| 1 | approaches to the current bed need formula and Health Service | ||||||
| 2 | Area boundaries to encourage flexibility and innovation in | ||||||
| 3 | design models reflective of the changing long-term care | ||||||
| 4 | marketplace and consumer preferences. The Board shall file the | ||||||
| 5 | proposed related administrative rules for the separate rules | ||||||
| 6 | and guidelines for long-term care required by this paragraph | ||||||
| 7 | (15) by no later than September 30, 2011 1, 2010. The | ||||||
| 8 | Subcommittee shall be provided a reasonable and timely | ||||||
| 9 | opportunity to review and comment on any review, revision, or | ||||||
| 10 | updating of the criteria, standards, procedures, and rules used | ||||||
| 11 | to evaluate project applications as provided under Section 12.3 | ||||||
| 12 | of this Act prior to approval by the Board and promulgation of | ||||||
| 13 | related rules. | ||||||
| 14 | (Source: P.A. 96-31, eff. 6-30-09; 96-339, eff. 7-1-10; | ||||||
| 15 | 96-1000, eff. 7-2-10.)
| ||||||
| 16 | (20 ILCS 3960/14.1)
| ||||||
| 17 | Sec. 14.1. Denial of permit; other sanctions. | ||||||
| 18 | (a) The State Board may deny an application for a permit or | ||||||
| 19 | may revoke or
take other action as permitted by this Act with | ||||||
| 20 | regard to a permit as the State
Board deems appropriate, | ||||||
| 21 | including the imposition of fines as set forth in this
Section, | ||||||
| 22 | for any one or a combination of the following: | ||||||
| 23 | (1) The acquisition of major medical equipment without | ||||||
| 24 | a permit or in
violation of the terms of a permit. | ||||||
| 25 | (2) The establishment, construction, or modification | ||||||
| |||||||
| |||||||
| 1 | of a health care
facility without a permit or in violation | ||||||
| 2 | of the terms of a permit. | ||||||
| 3 | (3) The violation of any provision of this Act or any | ||||||
| 4 | rule adopted
under this Act. | ||||||
| 5 | (4) The failure, by any person subject to this Act, to | ||||||
| 6 | provide information
requested by the State Board or Agency | ||||||
| 7 | within 30 days after a formal written
request for the | ||||||
| 8 | information. | ||||||
| 9 | (5) The failure to pay any fine imposed under this | ||||||
| 10 | Section within 30 days
of its imposition. | ||||||
| 11 | (a-5) For facilities licensed under the MR/DD Community | ||||||
| 12 | Care Act, no permit shall be denied on the basis of prior | ||||||
| 13 | operator history, other than for actions specified under item | ||||||
| 14 | (2), (4), or (5) of Section 3-117 of the MR/DD Community Care | ||||||
| 15 | Act. For facilities licensed under the Nursing Home Care Act, | ||||||
| 16 | no permit shall be denied on the basis of prior operator | ||||||
| 17 | history, other than for: (i) actions specified under item (2), | ||||||
| 18 | (3), (4), (5), or (6) of Section 3-117 of the Nursing Home Care | ||||||
| 19 | Act; (ii) actions specified under item (a)(6) of Section 3-119 | ||||||
| 20 | of the Nursing Home Care Act; or (iii) actions within the | ||||||
| 21 | preceding 5 years constituting a substantial and repeated | ||||||
| 22 | failure to comply with the Nursing Home Care Act or the rules | ||||||
| 23 | and regulations adopted by the Department under that Act. The | ||||||
| 24 | State Board shall not deny a permit on account of any action | ||||||
| 25 | described in this subsection (a-5) without also considering all | ||||||
| 26 | such actions in the light of all relevant information available | ||||||
| |||||||
| |||||||
| 1 | to the State Board, including whether the permit is sought to | ||||||
| 2 | substantially comply with a mandatory or voluntary plan of | ||||||
| 3 | correction associated with any action described in this | ||||||
| 4 | subsection (a-5).
| ||||||
| 5 | (b) Persons shall be subject to fines as follows: | ||||||
| 6 | (1) A permit holder who fails to comply with the | ||||||
| 7 | requirements of
maintaining a valid permit shall be fined | ||||||
| 8 | an amount not to exceed 1% of the
approved permit amount | ||||||
| 9 | plus an additional 1% of the approved permit amount for
| ||||||
| 10 | each 30-day period, or fraction thereof, that the violation | ||||||
| 11 | continues. | ||||||
| 12 | (2) A permit holder who alters the scope of an approved | ||||||
| 13 | project or whose
project costs exceed the allowable permit | ||||||
| 14 | amount without first obtaining
approval from the State | ||||||
| 15 | Board shall be fined an amount not to exceed the sum of
(i) | ||||||
| 16 | the lesser of $25,000 or 2% of the approved permit amount | ||||||
| 17 | and (ii) in those
cases where the approved permit amount is | ||||||
| 18 | exceeded by more than $1,000,000, an
additional $20,000 for | ||||||
| 19 | each $1,000,000, or fraction thereof, in excess of the
| ||||||
| 20 | approved permit amount. | ||||||
| 21 | (2.5) A permit holder who fails to comply with the | ||||||
| 22 | post-permit and reporting requirements set forth in | ||||||
| 23 | Section 5 shall be fined an amount not to exceed $10,000 | ||||||
| 24 | plus an additional $10,000 for each 30-day period, or | ||||||
| 25 | fraction thereof, that the violation continues. This fine | ||||||
| 26 | shall continue to accrue until the date that (i) the | ||||||
| |||||||
| |||||||
| 1 | post-permit requirements are met and the post-permit | ||||||
| 2 | reports are received by the State Board or (ii) the matter | ||||||
| 3 | is referred by the State Board to the State Board's legal | ||||||
| 4 | counsel. The accrued fine is not waived by the permit | ||||||
| 5 | holder submitting the required information and reports | ||||||
| 6 | after the expiration of the required timeframes set forth | ||||||
| 7 | in Section 5. | ||||||
| 8 | (3) A person who acquires major medical equipment or | ||||||
| 9 | who establishes a
category of service without first | ||||||
| 10 | obtaining a permit or exemption, as the case
may be, shall | ||||||
| 11 | be fined an amount not to exceed $10,000 for each such
| ||||||
| 12 | acquisition or category of service established plus an | ||||||
| 13 | additional $10,000 for
each 30-day period, or fraction | ||||||
| 14 | thereof, that the violation continues. | ||||||
| 15 | (4) A person who constructs, modifies, or establishes a | ||||||
| 16 | health care
facility without first obtaining a permit shall | ||||||
| 17 | be fined an amount not to
exceed $25,000 plus an additional | ||||||
| 18 | $25,000 for each 30-day period, or fraction
thereof, that | ||||||
| 19 | the violation continues. | ||||||
| 20 | (5) A person who discontinues a health care facility or | ||||||
| 21 | a category of
service without first obtaining a permit | ||||||
| 22 | shall be fined an amount not to exceed
$10,000 plus an | ||||||
| 23 | additional $10,000 for each 30-day period, or fraction | ||||||
| 24 | thereof,
that the violation continues. For purposes of this | ||||||
| 25 | subparagraph (5), facilities licensed under the Nursing | ||||||
| 26 | Home Care Act or the MR/DD Community Care Act, with the | ||||||
| |||||||
| |||||||
| 1 | exceptions of facilities operated by a county or Illinois | ||||||
| 2 | Veterans Homes, are exempt from this permit requirement. | ||||||
| 3 | However, facilities licensed under the Nursing Home Care | ||||||
| 4 | Act or the MR/DD Community Care Act must comply with | ||||||
| 5 | Section 3-423 of the Nursing Home Care Act or Section 3-423 | ||||||
| 6 | of the MR/DD Community Care Act and must provide the Board | ||||||
| 7 | with 30-days' written notice of its intent to close.
| ||||||
| 8 | (6) A person subject to this Act who fails to provide | ||||||
| 9 | information
requested by the State Board or Agency within | ||||||
| 10 | 30 days of a formal written
request shall be fined an | ||||||
| 11 | amount not to exceed $1,000 plus an additional $1,000
for | ||||||
| 12 | each 30-day period, or fraction thereof, that the | ||||||
| 13 | information is not
received by the State Board or Agency. | ||||||
| 14 | (c) Before imposing any fine authorized under this Section, | ||||||
| 15 | the State Board
shall afford the person or permit holder, as | ||||||
| 16 | the case may be, an appearance
before the State Board and an | ||||||
| 17 | opportunity for a hearing before a hearing
officer appointed by | ||||||
| 18 | the State Board. The hearing shall be conducted in
accordance | ||||||
| 19 | with Section 10. | ||||||
| 20 | (d) All fines collected under this Act shall be transmitted | ||||||
| 21 | to the State
Treasurer, who shall deposit them into the | ||||||
| 22 | Illinois Health Facilities Planning
Fund. | ||||||
| 23 | (Source: P.A. 95-543, eff. 8-28-07; 96-339, eff. 7-1-10; | ||||||
| 24 | 96-1372, eff. 7-29-10.)
| ||||||