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| | 99TH GENERAL ASSEMBLY
State of Illinois
2015 and 2016 HB5011 Introduced , by Rep. Daniel V. Beiser SYNOPSIS AS INTRODUCED: |
| New Act | | 5 ILCS 80/4.37 new | |
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Creates the Phlebotomy Certification Act. Provides for the certification of phlebotomists by the Department of Financial and Professional Regulation. Sets forth powers and duties of the Department, grounds for discipline, civil and criminal penalties for violation of the Act, and administrative procedure. Amends the Regulatory Sunset Act to set a repeal date of January 1, 2027 for the new Act.
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| | CORRECTIONAL BUDGET AND IMPACT NOTE ACT MAY APPLY | | FISCAL NOTE ACT MAY APPLY |
| | A BILL FOR |
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1 | | AN ACT concerning regulation.
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2 | | Be it enacted by the People of the State of Illinois,
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3 | | represented in the General Assembly:
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4 | | Section 1. Short title. This Act may be cited as the |
5 | | Phlebotomy Certification Act. |
6 | | Section 5. Legislative purpose. The purpose of this Act is |
7 | | to protect and benefit the public by setting standards of |
8 | | qualifications, education, training, and experience for those |
9 | | who seek to hold the title of certified phlebotomist. |
10 | | Section 10. Definitions. As used in this Act: |
11 | | "Address of record" means the designated address recorded |
12 | | by the Department in the applicant's or certificate holder's |
13 | | application file or certificate file as maintained by the |
14 | | Department's licensure maintenance unit. It is the duty of the |
15 | | applicant or certificate holder to inform the Department of any |
16 | | change of address, and those changes must be made either |
17 | | through the Department's website or by contacting the |
18 | | Department. |
19 | | "Department" means the Department of Financial and |
20 | | Professional Regulation. |
21 | | "Phlebotomist" means an individual performing an invasive |
22 | | procedure to withdraw blood from the human body to collect |
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1 | | samples for the practice of clinical laboratory science, |
2 | | including, but not limited to, clinical laboratory testing for |
3 | | analysis, typing, and cross-matching of blood for medical |
4 | | examination and human transfusion. |
5 | | "Secretary" means the Secretary of Financial and |
6 | | Professional Regulation. |
7 | | Section 15. Powers and duties of the Department. |
8 | | (a) The Department shall exercise the powers and duties |
9 | | prescribed by the Civil Administrative Code of Illinois and |
10 | | shall exercise any other powers and duties necessary for |
11 | | effectuating the purposes of this Act. |
12 | | (b) The Department may adopt rules consistent with the |
13 | | provisions of this Act for its administration and enforcement |
14 | | and may prescribe forms that shall be issued in connection with |
15 | | this Act. The rules may include, but are not limited to, |
16 | | criteria for certificate, professional conduct, and |
17 | | discipline. |
18 | | Section 20. Illinois Administrative Procedure Act. The |
19 | | Illinois Administrative Procedure Act is expressly adopted and |
20 | | incorporated in this Act as if all of the provisions of the |
21 | | Illinois Administrative Procedure Act were included in this |
22 | | Act, except that the provision of subsection (d) of Section |
23 | | 10-65 of the Illinois Administrative Procedure Act that |
24 | | provides that at hearings the certificate holder has the right |
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1 | | to show compliance with all lawful requirements for retention, |
2 | | continuation, or renewal of the certificate is specifically |
3 | | excluded. For purposes of this Act, the notice required under |
4 | | Section 10-25 of the Illinois Administrative Procedure Act is |
5 | | deemed sufficient when mailed to the certificate holder's |
6 | | address of record. |
7 | | Section 25. Application for certification. An application |
8 | | for an initial certificate shall be made to the Department in |
9 | | writing on forms prescribed by the Department and shall be |
10 | | accompanied by the required nonrefundable fee. An application |
11 | | shall require information that, in the judgment of the |
12 | | Department, will enable the Department to evaluate the |
13 | | qualifications of an applicant for certification. |
14 | | If an applicant fails to obtain a certificate under this |
15 | | Act within 3 years after filing his or her application, the |
16 | | application shall be denied. The applicant may make a new |
17 | | application, which shall be accompanied by the required |
18 | | nonrefundable fee. |
19 | | Section 30. Social Security Number on certificate |
20 | | application. In addition to any other information required to |
21 | | be contained in the application, every application for an |
22 | | original certificate under this Act shall include the |
23 | | applicant's Social Security Number, which shall be retained in |
24 | | the agency's records pertaining to the certificate. As soon as |
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1 | | practical, the Department shall assign a customer's |
2 | | identification number to each applicant for a certificate. |
3 | | Every application for a renewed, reinstated, or restored |
4 | | certificate shall require the applicant's customer |
5 | | identification number. |
6 | | Section 35. Title protection. No person shall hold himself |
7 | | or herself out as a certified phlebotomist without being so |
8 | | certified by the Department. |
9 | | Section 40. Application of Act. This Act shall not be |
10 | | construed to prohibit the following: |
11 | | (1) A person licensed in this State under any other Act |
12 | | from engaging in the practice for which he or she is |
13 | | licensed, including, but not limited to, a physician |
14 | | licensed to practice medicine in all its branches, |
15 | | physician assistant, advanced practice nurse, or nurse |
16 | | performing surgery-related tasks within the scope of his or |
17 | | her license, nor are these individuals required to be |
18 | | certified under this Act. |
19 | | (2) A person from engaging in practice as a |
20 | | phlebotomist in the discharge of his or her official duties |
21 | | as an employee of the United States government. |
22 | | (3) One or more certified phlebotomists from forming a |
23 | | professional service corporation in accordance with the |
24 | | Professional Service Corporation Act and applying for |
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1 | | licensure as a corporation providing phlebotomy services. |
2 | | Section 45. Certification requirements. The Department |
3 | | shall establish qualifications for certification as a |
4 | | phlebotomist. |
5 | | Section 50. Expiration; restoration; renewal. The |
6 | | expiration date and renewal period for each certificate issued |
7 | | under this Act shall be set by the Department by rule. Renewal |
8 | | shall be conditioned on paying the required fee and meeting |
9 | | other requirements as may be established by rule. |
10 | | A certificate holder who has permitted his or her |
11 | | certificate to expire or who has had his or her certificate on |
12 | | inactive status may have the certificate restored by making |
13 | | application to the Department, by filing proof acceptable to |
14 | | the Department of his or her fitness to have the certificate |
15 | | restored, and by paying the required fees. Proof of fitness may |
16 | | include sworn evidence certifying to active lawful practice in |
17 | | another jurisdiction. |
18 | | If the certificate holder has not maintained an active |
19 | | practice in another jurisdiction satisfactory to the |
20 | | Department, the Department shall determine, by an evaluation |
21 | | program established by rule, his or her fitness for restoration |
22 | | of the certificate and shall establish procedures and |
23 | | requirements for restoration. However, a certificate holder |
24 | | whose certificate expired while he or she was (1) in federal |
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1 | | service on active duty with the Armed Forces of the United |
2 | | States or the State Militia called into service or training or |
3 | | (2) in training or education under the supervision of the |
4 | | United States before induction into the military service, may |
5 | | have the certificate restored without paying any lapsed renewal |
6 | | fees if, within 2 years after honorable termination of the |
7 | | service, training, or education, he or she furnishes the |
8 | | Department with satisfactory evidence to the effect that he or |
9 | | she has been so engaged and that his or her service, training, |
10 | | or education has been so terminated. |
11 | | Section 55. Inactive status. A certificate holder who |
12 | | notifies the Department in writing on forms prescribed by the |
13 | | Department may elect to place his or her certificate on |
14 | | inactive status and shall, subject to rules of the Department, |
15 | | be excused from payment of renewal fees until he or she |
16 | | notifies the Department in writing of his or her intention to |
17 | | restore the certificate. A certificate holder requesting |
18 | | restoration from inactive status shall pay the current renewal |
19 | | fee and shall restore his or her certificate in accordance with |
20 | | Section 50 of this Act. A certificate holder whose certificate |
21 | | is on inactive or non-renewed status shall not hold himself or |
22 | | herself out as a certified phlebotomist. To do so shall be |
23 | | grounds for discipline under Section 65 of this Act. |
24 | | Section 60. Fees; returned checks. |
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1 | | (a) The Department shall set by rule fees for the |
2 | | administration of this Act, including, but not limited to, fees |
3 | | for initial and renewal certificates and restoration of a |
4 | | certificate. |
5 | | (b) A person who delivers a check or other payment to the |
6 | | Department that is returned to the Department unpaid by the |
7 | | financial institution upon which it is drawn shall pay to the |
8 | | Department, in addition to the amount already owed to the |
9 | | Department, a fine of $50. The fines imposed by this Section |
10 | | are in addition to any other discipline provided under this |
11 | | Act. The Department shall notify the person that fees and fines |
12 | | shall be paid to the Department by certified check or money |
13 | | order within 30 calendar days of the notification. If, after |
14 | | the expiration of 30 days from the date of the notification, |
15 | | the person has failed to submit the necessary remittance, the |
16 | | Department shall automatically terminate the certificate or |
17 | | deny the application without a hearing. If the person seeks a |
18 | | certificate after termination or denial, he or she shall apply |
19 | | to the Department for restoration or issuance of the |
20 | | certificate and pay all fees and fines due to the Department. |
21 | | The Department may establish a fee for the processing of an |
22 | | application for restoration of a certificate to defray the |
23 | | expenses of processing the application. The Secretary may waive |
24 | | the fines due under this Section in individual cases if the |
25 | | Secretary finds that the fines would be unreasonable or |
26 | | unnecessarily burdensome. |
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1 | | (c) All of the fees and fines collected under this Act |
2 | | shall be deposited into the General Professions Dedicated Fund. |
3 | | The moneys deposited into the Fund shall be appropriated to the |
4 | | Department for expenses of the Department in the administration |
5 | | of this Act. |
6 | | Section 65. Grounds for disciplinary action. |
7 | | (a) The Department may refuse to issue, renew, or restore a |
8 | | certificate, may revoke or suspend a certificate, or may place |
9 | | on probation, reprimand, or take other disciplinary or |
10 | | non-disciplinary action with regard to a person certified under |
11 | | this Act, including, but not limited to, the imposition of |
12 | | fines not to exceed $10,000 for each violation and the |
13 | | assessment of costs as provided for in Section 90, for any one |
14 | | or combination of the following: |
15 | | (1) Making a material misstatement in furnishing |
16 | | information to the Department. |
17 | | (2) Violating a provision of this Act or rules adopted |
18 | | under this Act. |
19 | | (3) Conviction by plea of guilty or nolo contendere, |
20 | | finding of guilt, jury verdict, or entry of judgment or by |
21 | | sentencing of any crime, including, but not limited to, |
22 | | convictions, preceding sentences of supervision, |
23 | | conditional discharge, or first offender probation, under |
24 | | the laws of any jurisdiction of the United States that is |
25 | | (i) a felony or (ii) a misdemeanor, an essential element of |
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1 | | which is dishonesty, or that is directly related to the |
2 | | practice of the profession. |
3 | | (4) Fraud or misrepresentation in applying for, |
4 | | renewing, restoring, reinstating, or procuring a |
5 | | certificate under this Act. |
6 | | (5) Aiding or assisting another person in violating a |
7 | | provision of this Act or its rules. |
8 | | (6) Failing to provide information within 60 days in |
9 | | response to a written request made by the Department. |
10 | | (7) Engaging in dishonorable, unethical, or |
11 | | unprofessional conduct of a character likely to deceive, |
12 | | defraud, or harm the public, as defined by rule of the |
13 | | Department. |
14 | | (8) Discipline by another United States jurisdiction, |
15 | | governmental agency, unit of government, or foreign |
16 | | nation, if at least one of the grounds for discipline is |
17 | | the same or substantially equivalent to those set forth in |
18 | | this Section. |
19 | | (9) Directly or indirectly giving to or receiving from |
20 | | a person, firm, corporation, partnership, or association a |
21 | | fee, commission, rebate, or other form of compensation for |
22 | | professional services not actually or personally rendered. |
23 | | Nothing in this paragraph (9) affects any bona fide |
24 | | independent contractor or employment arrangements among |
25 | | health care professionals, health facilities, health care |
26 | | providers, or other entities, except as otherwise |
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1 | | prohibited by law. Any employment arrangements may include |
2 | | provisions for compensation, health insurance, pension, or |
3 | | other employment benefits for the provision of services |
4 | | within the scope of the certificate holder's practice under |
5 | | this Act. Nothing in this paragraph (9) shall be construed |
6 | | to require an employment arrangement to receive |
7 | | professional fees for services rendered. |
8 | | (10) A finding by the Department that the certificate |
9 | | holder, after having his or her certificate placed on |
10 | | probationary status, has violated the terms of probation. |
11 | | (11) Willfully making or filing false records or |
12 | | reports in his or her practice, including, but not limited |
13 | | to, false records or reports filed with State agencies. |
14 | | (12) Willfully making or signing a false statement, |
15 | | certificate, or affidavit to induce payment. |
16 | | (13) Willfully failing to report an instance of |
17 | | suspected child abuse or neglect as required under the |
18 | | Abused and Neglected Child Reporting Act. |
19 | | (14) Being named as a perpetrator in an indicated |
20 | | report by the Department of Children and Family Services |
21 | | under the Abused and Neglected Child Reporting Act and, |
22 | | upon proof by clear and convincing evidence, that the |
23 | | certificate holder has caused a child to be an abused child |
24 | | or neglected child as defined in the Abused and Neglected |
25 | | Child Reporting Act. |
26 | | (15) Failure to report to the Department (A) any |
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1 | | adverse final action taken against the certificate holder |
2 | | by another certifying or licensing jurisdiction, |
3 | | government agency, law enforcement agency, or any court or |
4 | | (B) liability for conduct that would constitute grounds for |
5 | | action as set forth in this Section. |
6 | | (16) Habitual or excessive use or abuse of drugs |
7 | | defined in law as controlled substances, alcohol, or any |
8 | | other substance that results in the inability to practice |
9 | | with reasonable judgment, skill, or safety. |
10 | | (17) Physical or mental illness, including, but not |
11 | | limited to, deterioration through the aging process or loss |
12 | | of motor skills, which results in the inability to practice |
13 | | the profession for which he or she is certified with |
14 | | reasonable judgment, skill, or safety. |
15 | | (18) Gross malpractice. |
16 | | (19) Immoral conduct in the commission of an act |
17 | | related to the certificate holder's practice, including, |
18 | | but not limited to, sexual abuse, sexual misconduct, or |
19 | | sexual exploitation. |
20 | | (20) Violation of the Health Care Worker Self-Referral |
21 | | Act. |
22 | | (b) The Department may refuse to issue or may suspend |
23 | | without hearing the certificate of a person who fails to file a |
24 | | return, to pay the tax, penalty, or interest shown in a filed |
25 | | return, or to pay a final assessment of the tax, penalty, or |
26 | | interest as required by a tax Act administered by the |
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1 | | Department of Revenue, until the requirements of the tax Act |
2 | | are satisfied in accordance with subsection (g) of Section |
3 | | 2105-15 of the Department of Regulation Law of the Civil |
4 | | Administrative Code of Illinois. |
5 | | (c) The determination by a circuit court that a certificate |
6 | | holder is subject to involuntary admission or judicial |
7 | | admission as provided in the Mental Health and Developmental |
8 | | Disabilities Code operates as an automatic suspension. The |
9 | | suspension will end only upon (1) a finding by a court that the |
10 | | patient is no longer subject to involuntary admission or |
11 | | judicial admission, (2) issuance of an order so finding and |
12 | | discharging the patient, and (3) filing of a petition for |
13 | | restoration demonstrating fitness to practice. |
14 | | (d) The Department shall deny a certificate or renewal |
15 | | authorized by this Act to a person who has defaulted on an |
16 | | educational loan or scholarship provided or guaranteed by the |
17 | | Illinois Student Assistance Commission or any governmental |
18 | | agency of this State in accordance with paragraph (5) of |
19 | | subsection (a) of Section 2105-15 of the Department of |
20 | | Regulation Law of the Civil Administrative Code of Illinois. |
21 | | (e) In cases where the Department of Healthcare and Family |
22 | | Services has previously determined a certificate holder or a |
23 | | potential certificate holder is more than 30 days delinquent in |
24 | | the payment of child support and has subsequently certified the |
25 | | delinquency to the Department, the Department may refuse to |
26 | | issue or renew or may revoke or suspend that person's |
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1 | | certificate or may take other disciplinary action against that |
2 | | person based solely upon the certification of delinquency made |
3 | | by the Department of Healthcare and Family Services in |
4 | | accordance with paragraph (5) of subsection (a) of Section |
5 | | 2105-15 of the Department of Professional Regulation Law of the |
6 | | Civil Administrative Code of Illinois. |
7 | | (f) In enforcing this Section, the Department, upon a |
8 | | showing of a possible violation, may compel any individual |
9 | | certified under this Act or any individual who has applied for |
10 | | certification to submit to a mental or physical examination and |
11 | | evaluation, or both, that may include a substance abuse or |
12 | | sexual offender evaluation, at the expense of the Department. |
13 | | The Department shall specifically designate the examining |
14 | | physician licensed to practice medicine in all of its branches |
15 | | or, if applicable, the multidisciplinary team involved in |
16 | | providing the mental or physical examination and evaluation, or |
17 | | both. The multidisciplinary team shall be led by a physician |
18 | | licensed to practice medicine in all of its branches and may |
19 | | consist of one or more or a combination of physicians licensed |
20 | | to practice medicine in all of its branches, licensed |
21 | | chiropractic physicians, licensed clinical psychologists, |
22 | | licensed clinical social workers, licensed clinical |
23 | | professional counselors, and other professional and |
24 | | administrative staff. Any examining physician or member of the |
25 | | multidisciplinary team may require any person ordered to submit |
26 | | to an examination and evaluation pursuant to this Section to |
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1 | | submit to any additional supplemental testing deemed necessary |
2 | | to complete any examination or evaluation process, including, |
3 | | but not limited to, blood testing, urinalysis, psychological |
4 | | testing, or neuropsychological testing. |
5 | | The Department may order the examining physician or any |
6 | | member of the multidisciplinary team to provide to the |
7 | | Department any and all records, including business records, |
8 | | that relate to the examination and evaluation, including any |
9 | | supplemental testing performed. The Department may order the |
10 | | examining physician or any member of the multidisciplinary team |
11 | | to present testimony concerning this examination and |
12 | | evaluation of the certificate holder or applicant, including |
13 | | testimony concerning any supplemental testing or documents |
14 | | relating to the examination and evaluation. No information, |
15 | | report, record, or other documents in any way related to the |
16 | | examination and evaluation shall be excluded by reason of any |
17 | | common law or statutory privilege relating to communication |
18 | | between the certificate holder or applicant and the examining |
19 | | physician or any member of the multidisciplinary team. No |
20 | | authorization is necessary from the certificate holder or |
21 | | applicant ordered to undergo an evaluation and examination for |
22 | | the examining physician or any member of the multidisciplinary |
23 | | team to provide information, reports, records, or other |
24 | | documents or to provide any testimony regarding the examination |
25 | | and evaluation. The individual to be examined may have, at his |
26 | | or her own expense, another physician of his or her choice |
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1 | | present during all aspects of the examination. |
2 | | Failure of any individual to submit to mental or physical |
3 | | examination and evaluation, or both, when directed, shall |
4 | | result in an automatic suspension without a hearing until such |
5 | | time as the individual submits to the examination. If the |
6 | | Department finds a certificate holder unable to practice |
7 | | because of the reasons set forth in this Section, the |
8 | | Department shall require such certificate holder to submit to |
9 | | care, counseling, or treatment by physicians approved or |
10 | | designated by the Department as a condition for continued, |
11 | | reinstated, or renewed certificate. |
12 | | When the Secretary immediately suspends a certificate |
13 | | under this Section, a hearing upon such person's certificate |
14 | | must be convened by the Department within 15 days after such |
15 | | suspension and completed without appreciable delay. The |
16 | | Department shall have the authority to review the certificate |
17 | | holder's record of treatment and counseling regarding the |
18 | | impairment to the extent permitted by applicable federal |
19 | | statutes and regulations safeguarding the confidentiality of |
20 | | medical records. |
21 | | Individuals certified under this Act and affected under |
22 | | this Section shall be afforded an opportunity to demonstrate to |
23 | | the Department that he or she can resume practice in compliance |
24 | | with acceptable and prevailing standards under the provisions |
25 | | of their certificate. |
26 | | (g) All fines imposed under this Section shall be paid |
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1 | | within 60 days after the effective date of the order imposing |
2 | | the fine or in accordance with the terms set forth in the order |
3 | | imposing the fine. |
4 | | Section 70. Suspension of certificate for failure to pay |
5 | | restitution. The Department, without further process or |
6 | | hearing, shall suspend the certificate of any person who has |
7 | | been certified by court order as not having paid restitution to |
8 | | a person under Section 8A-3.5 of the Illinois Public Aid Code |
9 | | or under Section 17-10.5 or 46-1 of the Criminal Code of 1961 |
10 | | or the Criminal Code of 2012. |
11 | | Section 75. Cease and desist order; injunctions. |
12 | | (a) If a person violates a provision of this Act, the |
13 | | Secretary, in the name of the People of the State of Illinois |
14 | | through the Attorney General of the State of Illinois, or the |
15 | | State's Attorney of a county in which the violation is alleged |
16 | | to have occurred, may petition for an order enjoining the |
17 | | violation or for an order enforcing compliance with this Act. |
18 | | Upon the filing of a verified petition in court, the court may |
19 | | issue a temporary restraining order without notice or bond and |
20 | | may preliminarily and permanently enjoin the violation. If it |
21 | | is established that the certificate holder has violated or is |
22 | | violating the injunction, the court may punish the offender for |
23 | | contempt of court. Proceedings under this Section shall be in |
24 | | addition to, and not in lieu of, all other remedies and |
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1 | | penalties provided by this Act. |
2 | | (b) If a person holds himself or herself out as a |
3 | | phlebotomist without being certified under this Act, then any |
4 | | certificate holder under this Act, interested party, or person |
5 | | injured thereby, in addition to the Secretary or State's |
6 | | Attorney, may petition for relief as provided in subsection (a) |
7 | | of this Section. |
8 | | (c) If the Department determines that a person violated a |
9 | | provision of this Act, the Department may issue a rule to show |
10 | | cause why an order to cease and desist should not be entered |
11 | | against him or her. The rule shall clearly set forth the |
12 | | grounds relied upon by the Department and shall provide a |
13 | | period of 7 days from the date of the rule to file an answer to |
14 | | the satisfaction of the Department. Failure to answer to the |
15 | | satisfaction of the Department shall cause an order to cease |
16 | | and desist to be issued immediately. |
17 | | Section 80. Investigation; notice; hearing. The Department |
18 | | may investigate the actions of a person applying for, holding, |
19 | | or claiming to hold a certificate. The Department shall, before |
20 | | refusing to issue or renew a certificate or taking other |
21 | | disciplinary or non-disciplinary action pursuant to Section 65 |
22 | | of this Act, and at least 30 days prior to the date set for the |
23 | | hearing, (i) notify in writing the applicant or certificate |
24 | | holder of the charges made and the time and place for a hearing |
25 | | of the charges, (ii) direct the applicant or certificate holder |
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1 | | to file a written answer to the Department under oath within 20 |
2 | | days after the service of the notice, and (iii) inform the |
3 | | applicant or certificate holder that failure to file an answer |
4 | | will result in default being taken against the applicant or |
5 | | certificate holder. |
6 | | Written notice and any notice in the subsequent proceeding |
7 | | may be served by registered or certified mail to the |
8 | | applicant's or certificate holder's address of record. If the |
9 | | person fails to file an answer after receiving notice, his or |
10 | | her certificate may, in the discretion of the Department, be |
11 | | suspended, revoked, or placed on probationary status or the |
12 | | Department may take whatever disciplinary or non-disciplinary |
13 | | action deemed proper, including limiting the delegated tasks or |
14 | | the imposition of a fine, without a hearing, if the act or acts |
15 | | charged constitute sufficient grounds for such action under |
16 | | this Act. At the time and place fixed in the notice, the |
17 | | Department shall proceed to hearing of the charges, and the |
18 | | parties and their counsel shall be afforded ample opportunity |
19 | | to present any pertinent statements, testimony, evidence, and |
20 | | arguments. The Department may continue a hearing from time to |
21 | | time. |
22 | | Section 85. Confidentiality. All information collected by |
23 | | the Department in the course of an examination or investigation |
24 | | of an applicant or certificate holder, including, but not |
25 | | limited to, any complaint against a certificate holder filed |
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1 | | with the Department and information collected to investigate |
2 | | any such complaint shall be maintained for the confidential use |
3 | | of the Department and shall not be disclosed. The Department |
4 | | shall not disclose the information to anyone other than law |
5 | | enforcement officials, regulatory agencies that have an |
6 | | appropriate regulatory interest as determined by the |
7 | | Secretary, or a party presenting a lawful subpoena to the |
8 | | Department. Information and documents disclosed to a federal, |
9 | | State, county, or local law enforcement agency shall not be |
10 | | disclosed by the agency for any purpose to any other agency or |
11 | | person. A formal complaint filed against a certificate holder |
12 | | by the Department or any order issued by the Department against |
13 | | an applicant or certificate holder shall be a public record, |
14 | | except as otherwise prohibited by law. |
15 | | Section 90. Record of proceedings. The Department, at its |
16 | | expense, shall preserve a record of all proceedings at a formal |
17 | | hearing conducted pursuant to Section 80 of this Act. Any |
18 | | certificate holder who is found to have violated this Act or |
19 | | who fails to appear for a hearing to refuse to issue, restore, |
20 | | or renew a certificate or to discipline a certificate holder |
21 | | may be required by the Department to pay for the costs of the |
22 | | proceeding. These costs are limited to costs for court |
23 | | reporters, transcripts, and witness attendance and mileage |
24 | | fees. All costs imposed under this Section shall be paid within |
25 | | 60 days after the effective date of the order imposing the |
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1 | | fine. |
2 | | Section 95. Order for production of documents. A circuit |
3 | | court, upon application of the Department, may order the |
4 | | attendance and testimony of witnesses and the production of |
5 | | relevant documents, papers, files, books, and records in |
6 | | connection with a hearing or investigation. The court may |
7 | | compel obedience to its order through contempt proceedings. |
8 | | Section 100. Subpoena power. |
9 | | (a) The Department may subpoena and bring before it any |
10 | | person to take the oral or written testimony or compel the |
11 | | production of any books, papers, records, or any other |
12 | | documents that the Secretary or his or her designee deems |
13 | | relevant or material to any investigation or hearing conducted |
14 | | by the Department, with the same fees and mileage and in the |
15 | | same manner as prescribed by law in judicial proceedings in |
16 | | civil cases in circuit courts of this State. |
17 | | (b) The Secretary, the hearing officer, or a certified |
18 | | shorthand court reporter may administer oaths at any hearing |
19 | | that the Department conducts. Notwithstanding any other |
20 | | statute or Department rule to the contrary, all requests for |
21 | | testimony, production of documents, or records shall be in |
22 | | accordance with this Act. |
23 | | Section 105. Disciplinary report. At the conclusion of the |
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1 | | hearing, the hearing officer shall present to the Secretary a |
2 | | written report of his or her findings of fact, conclusions of |
3 | | law, and recommendations. In the report, the hearing officer |
4 | | shall make a finding of whether or not the charged applicant or |
5 | | certificate holder violated a provision of this Act or its |
6 | | rules. |
7 | | Section 110. Motion for rehearing. In a case involving the |
8 | | refusal to issue or renew a certificate or the discipline of a |
9 | | certificate holder, a copy of the hearing officer's report |
10 | | shall be served upon the respondent by the Department, as |
11 | | provided under Section 20 of this Act. Within 20 days after the |
12 | | service, the respondent may present to the Department a motion |
13 | | in writing for a rehearing, which shall specify the particular |
14 | | grounds for a rehearing. If no motion for rehearing is filed, |
15 | | then upon the expiration of the time specified for filing the |
16 | | motion, or if a motion for rehearing is denied, then upon the |
17 | | denial the Secretary may enter an order in accordance with |
18 | | recommendations of the Department, except as provided in |
19 | | Section 115 or 120 of this Act. If the respondent orders a |
20 | | transcript of the record from the reporting service and pays |
21 | | for the transcript within the time for filing a motion for |
22 | | rehearing, the 20-day period within which such a motion may be |
23 | | filed shall commence upon the delivery of the transcript to the |
24 | | respondent. |
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1 | | Section 115. Order of Secretary. The Secretary's order |
2 | | shall be based on the recommendations contained in the |
3 | | Department report unless the Secretary disagrees in any regard |
4 | | with the report of the Department, in which case he or she may |
5 | | issue an order in contravention of the report. The hearing |
6 | | officer's report and Secretary's order are not admissible in |
7 | | evidence against the person in a criminal prosecution brought |
8 | | for a violation of this Act, but the hearing, report, and order |
9 | | are not a bar to a criminal prosecution brought for the |
10 | | violation of this Act. |
11 | | Section 120. Hearing officer. The Secretary shall have the |
12 | | authority to appoint an attorney licensed to practice law in |
13 | | this State to serve as the hearing officer in a hearing |
14 | | authorized under Section 90 of this Act. The hearing officer |
15 | | shall have full authority to conduct the hearing. The hearing |
16 | | officer shall report his or her findings of fact, conclusions |
17 | | of law, and recommendations to the Department. If the Secretary |
18 | | disagrees in any regard with the report of the Department, he |
19 | | or she may issue an order in contravention of the report. The |
20 | | Secretary shall provide a written explanation to the Department |
21 | | on a deviation from the Department's report and shall specify |
22 | | with particularity the reasons for his or her deviation in the |
23 | | final order. |
24 | | Section 125. Rehearing on order of Secretary. Whenever the |
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1 | | Secretary is not satisfied that substantial justice has been |
2 | | achieved in the discipline of a certificate holder, the |
3 | | Secretary may order a rehearing by the same or another hearing |
4 | | officer. |
5 | | Section 130. Order; prima facie proof. An order or a |
6 | | certified copy of an order, over the seal of the Department and |
7 | | purporting to be signed by the Secretary, shall be prima facie |
8 | | proof that: |
9 | | (1) the signature is the genuine signature of the |
10 | | Secretary; and |
11 | | (2) the Secretary is duly appointed and qualified. |
12 | | Section 135. Restoration of certificate from discipline. |
13 | | At any time after the successful completion of a term of |
14 | | indefinite probation, suspension, or revocation of a |
15 | | certificate, the Department may restore the certificate to |
16 | | active status unless, after an investigation and a hearing, the |
17 | | Secretary determines that restoration is not in the public |
18 | | interest. No person whose certificate has been revoked as |
19 | | authorized in this Act may apply for restoration of that |
20 | | certificate until such time as provided for in the Civil |
21 | | Administrative Code of Illinois. |
22 | | Section 140. Surrender of certificate. Upon the revocation |
23 | | or suspension of a certificate, the certificate holder shall |
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1 | | immediately surrender the certificate to the Department. If the |
2 | | certificate holder fails to do so, the Department shall have |
3 | | the right to seize the certificate. |
4 | | Section 145. Summary suspension. The Secretary may |
5 | | summarily suspend the certificate phlebotomist without a |
6 | | hearing, simultaneously with the institution of proceedings |
7 | | for a hearing provided for in Section 80 of this Act, if the |
8 | | Secretary finds that evidence indicates that continuation in |
9 | | practice would constitute an imminent danger to the public. If |
10 | | the Secretary summarily suspends a certificate without a |
11 | | hearing, a hearing by the Department shall be commenced within |
12 | | 30 days after the suspension has occurred and shall be |
13 | | concluded as expeditiously as possible. |
14 | | Section 150. Certificate of record. The Department shall |
15 | | not be required to certify any record to a court or file an |
16 | | answer in court or otherwise appear in a court in a judicial |
17 | | review proceeding unless and until the Department has received |
18 | | from the plaintiff payment of the costs of furnishing and |
19 | | certifying the record, which costs shall be determined by the |
20 | | Department. Exhibits shall be certified without cost. Failure |
21 | | on the part of the plaintiff to file a receipt in court shall |
22 | | be grounds for dismissal of the action. |
23 | | Section 155. Administrative Review Law. All final |
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1 | | administrative decisions of the Department are subject to |
2 | | judicial review under the Administrative Review Law and its |
3 | | rules. The term "administrative decision" is defined as in |
4 | | Section 3-101 of the Code of Civil Procedure. Proceedings for |
5 | | judicial review shall be commenced in the circuit court of the |
6 | | county in which the party seeking review resides. If the party |
7 | | seeking review is not a resident of this State, venue shall be |
8 | | in Sangamon County. |
9 | | Section 160. Criminal penalties. A person who is found to |
10 | | have knowingly violated Section 35 of this Act is guilty of a |
11 | | Class A misdemeanor for a first offense and is guilty of a |
12 | | Class 4 felony for a second or subsequent offense. |
13 | | Section 165. Civil penalties. |
14 | | (a) In addition to any other penalty provided by law, a |
15 | | person who violates Section 35 of this Act shall pay a civil |
16 | | penalty to the Department in an amount not to exceed $10,000 |
17 | | for each offense as determined by the Department. The civil |
18 | | penalty shall be assessed by the Department after a hearing is |
19 | | held in accordance with the provisions set forth in this Act. |
20 | | (b) The Department has the authority and power to |
21 | | investigate any and all uncertified activity. |
22 | | (c) The civil penalty assessed under this Act shall be paid |
23 | | within 60 days after the effective date of the order imposing |
24 | | the civil penalty. The order shall constitute a judgment and |