STATE OF ILLINOIS
HOUSE JOURNAL
HOUSE OF REPRESENTATIVES
NINETY-FIRST GENERAL ASSEMBLY
92nd LEGISLATIVE DAY
WEDNESDAY, FEBRUARY 9, 2000
12:00 O'CLOCK NOON
NO. 91
[February 9, 2000] 2
HOUSE OF REPRESENTATIVES
Daily Journal Index
92nd Legislative Day
Action Page(s)
Adjournment........................................ 78
Balanced Budget Note Supplied...................... 6
Change of Sponsorship.............................. 10
Committee on Rules Reassignments................... 5
Committee on Rules Referrals....................... 4
Fiscal Note Supplied............................... 6
Fiscal Notes Requested............................. 5
Home Rule Note Requested........................... 6
Introduction and First Reading - HB4704............ 10
Judicial Note Requested............................ 6
Quorum Roll Call................................... 4
State Debt Impact Note Supplied.................... 6
State Mandate Note Requested....................... 6
Bill Number Legislative Action Page(s)
HB 0709 Second Reading - Amendment/s....................... 25
HB 1137 Committee Report................................... 4
HB 1137 Refuse to Concur in Senate Amendment/s............. 77
HB 1544 Committee Report-Floor Amendment/s................. 4
HB 1776 Committee Report................................... 4
HB 2880 Committee Report................................... 6
HB 2915 Second Reading - Amendment/s....................... 22
HB 2958 Second Reading - Amendment/s....................... 21
HB 2962 Committee Report................................... 7
HB 2993 Committee Report................................... 9
HB 3007 Committee Report................................... 8
HB 3027 Committee Report-Floor Amendment/s................. 4
HB 3030 Motion............................................. 18
HB 3030 Motion Submitted................................... 5
HB 3032 Second Reading - Amendment/s....................... 19
HB 3114 Third Reading...................................... 10
HB 3119 Committee Report-Floor Amendment/s................. 4
HB 3119 Second Reading - Amendment/s....................... 19
HB 3138 Third Reading...................................... 11
HB 3176 Third Reading...................................... 12
HB 3201 Third Reading...................................... 12
HB 3236 Second Reading - Amendment/s....................... 12
HB 3260 Third Reading...................................... 17
HB 3288 Committee Report................................... 7
HB 3293 Committee Report................................... 6
HB 3312 Third Reading...................................... 18
HB 3398 Committee Report................................... 9
HB 3398 Second Reading..................................... 12
HB 3406 Committee Report................................... 7
HB 3424 Third Reading...................................... 18
HB 3426 Committee Report................................... 9
HB 3464 Committee Report................................... 7
HB 3476 Second Reading..................................... 12
HB 3548 Second Reading - Amendment/s....................... 18
HB 3840 Committee Report................................... 7
HB 3854 Committee Report................................... 7
HB 3901 Committee Report................................... 6
HB 3944 Committee Report................................... 9
HB 3944 Second Reading..................................... 12
HB 3988 Committee Report................................... 6
HB 3988 Second Reading - Amendment/s....................... 37
3 [February 9, 2000]
Bill Number Legislative Action Page(s)
HB 4021 Committee Report................................... 9
HB 4144 Committee Report................................... 8
HJR 0049 Resolution......................................... 11
[February 9, 2000] 4
The House met pursuant to adjournment.
The Speaker in the Chair.
Prayer by Pastor Tony Troup with the Immanuel Lutheran Church in
Waterloo, Illinois.
Representative Eileen Lyons led the House in the Pledge of
Allegiance.
By direction of the Speaker, a roll call was taken to ascertain the
attendance of Members, as follows:
118 present. (ROLL CALL 1)
REPORT FROM THE COMMITTEE ON RULES
Representative Currie, Chairperson, from the Committee on Rules to
which the following were referred, action taken earlier today, and
reported the same back with the following recommendations:
That the Floor Amendment be reported "recommends be adopted":
Amendment No. 1 to HOUSE BILL 1544.
Amendment No. 2 to HOUSE BILL 3027.
Amendment No. 1 to HOUSE BILL 3119.
That the bill be reported "approved for consideration" and be
placed on the order of Second Reading--Short Debate: HOUSE BILL 1776.
That the bill be reported "approved for consideration" and placed
on the Calendar on the order of Concurrence: HOUSE BILL 1137.
The committee roll call vote on the foregoing Legislative Measures
is as follows:
4, Yeas; 0, Nays; 0, Answering Present.
Y Currie, Chair Y Ryder
Y Hannig Y Tenhouse
A Turner, Art
COMMITTEE ON RULES
REFERRALS
Representative Barbara Flynn Currie, Chairperson of the Committee
on Rules, reported the following legislative measures and/or joint
action motions have been assigned as follows:
Committee on Agriculture & Conservation: HOUSE BILL 2970; HOUSE
JOINT RESOLUTION 47.
Committee on Child Support Enforcement: HOUSE BILLS 3202, 4155 and
4611.
Committee on Elections & Campaign Reform: HOUSE BILLS 2374 and
4650.
Committee on Elementary & Secondary Education: HOUSE BILLS 4029
and 4325.
Committee on Environment & Energy: HOUSE BILL 4481.
Committee on Executive: HOUSE BILLS 3868 and 4165.
Committee on Higher Education: HOUSE BILL 4265.
Committee on Human Services: HOUSE BILLS 4048, 4369 and 4478.
Committee on Insurance: HOUSE BILLS 4433 and 4472.
Committee on Judiciary I-Civil Law: HOUSE BILLS 3112, 3239, 4341
and 4483.
Committee on Judiciary II-Criminal Law: HOUSE BILLS 2888, 3221,
3929, 4045, 4072, 4097, 4148, 4267, 4330, 4593, 4626 and 4697.
Committee on Labor & Commerce: HOUSE BILLS 3903, 4344, 4618 and
4651.
Committee on Local Government: HOUSE BILL 3225.
Committee on Personnel & Pensions: HOUSE BILL 4347.
Committee on Registration & Regulation: HOUSE BILL 2896; House
Amendments 3, 4 and 5 to SENATE BILL 452.
Committee on Revenue: HOUSE BILLS 3120, 3947 and 4431. Senate
Amendment 1 to HOUSE BILL 665.
Committee on State Government Administration: HOUSE BILLS 4324 and
4655;
5 [February 9, 2000]
Committee on Transportation & Motor Vehicles: HOUSE BILLS 3859,
3951 and 4480.
Committee on Veterans' Affairs: HOUSE BILLS 4340 and 4450; HOUSE
JOINT RESOLUTION 38.
Special Committee on Electric Utility Deregulation: HOUSE BILL
4628.
Committee on Agriculture & Conservation: HOUSE BILL 2932.
Committee on Appropriations-Elementary & Secondary Education:
HOUSE BILLS 3281, 3282, 3987, 4028, 4397, 4562, 4563, 4564, 4565 and
4566.
Committee on Appropriations-General Services & Government
Oversight: HOUSE BILL 4525.
Committee on Consumer Protection & Product Regulation: HOUSE BILL
4271.
Committee on Elections & Campaign Reform: HOUSE BILL 4632.
Committee on Elementary & Secondary Education: HOUSE BILLS 2954,
4030 and 4181.
Committee on Environment & Energy: HOUSE BILLS 4466 and 4482.
Committee on Financial Institutions: HOUSE BILL 4086.
Committee on Higher Education: HOUSE BILL 4161.
Committee on Human Services: HOUSE BILLS 4019 and 4693.
Committee on Judiciary I-Civil Law: HOUSE BILLS 2997, 4300, 4608
and 4698.
Committee on Judiciary II-Criminal Law: HOUSE BILLS 3933, 4277 and
4279.
Committee on Local Government: HOUSE BILL 4349.
Committee on State Government Administration: HOUSE BILLS 3535,
3544, 4320 and 4609.
Special Committee on Mental Health & Patient Abuse: HOUSE BILL
4396.
COMMITTEE ON RULES
REASSIGNMENTS
Representative Currie, from the Committee on Rules, recalled HOUSE
BILL 4176 from the Committee on Insurance and reassigned it to the
Committee on Health Care Availability & Access.
Representative Currie, from the Committee on Rules, recalled HOUSE
BILL 4336 from the Committee on Higher Education and reassigned it to
the Committee on Children & Youth.
Representative Currie, from the Committee on Rules, recalled HOUSE
BILL 4348 from the Committee on Children & Youth and reassigned it to
the Committee on Judiciary I-Civil Law.
MOTIONS
SUBMITTED
Representative Osmond submitted the following written motion, which
was placed on the order of Motions:
MOTION
Pursuant to Rule 60(b), I move to table HOUSE BILL 3030.
REQUEST FOR FISCAL NOTES
Representative Black requested that Fiscal Notes be supplied for
HOUSE BILLS 2958, as amended and 3205, as amended.
Representative Lang requested that a Fiscal Note be supplied for
HOUSE BILL 3854, as amended.
Representative Erwin requested that a Fiscal Note be supplied for
HOUSE BILL 709, as amended.
[February 9, 2000] 6
FISCAL NOTE SUPPLIED
A Fiscal Note has been supplied for HOUSE BILL 3053.
REQUEST FOR STATE MANDATE NOTE
Representative Black requested that a State Mandate Note be
supplied for HOUSE BILL 2958, as amended.
Representative Lang requested that a State Mandate Note be supplied
for HOUSE BILL 3854, as amended.
REQUEST FOR HOME RULE NOTE
Representative Black requested that a Home Rule Note be supplied
for HOUSE BILL 2958, as amended.
REQUEST FOR JUDICIAL NOTE
Representative Black requested that a Judicial Note be supplied for
HOUSE BILL 1459.
STATE DEBT IMPACT NOTE SUPPLIED
A State Debt Impact Note has been supplied for HOUSE BILL 2924.
BALANCED BUDGET NOTE SUPPLIED
A Balanced Budget Note has been supplied for HOUSE BILL 2924.
REPORTS FROM STANDING COMMITTEES
Representative Steve Davis, Chairperson, from the Committee on
Constitutional Officers to which the following were referred, action
taken on February 8, 2000, and reported the same back with the
following recommendations:
That the bill be reported "do pass as amended" and be placed on the
order of Second Reading -- Short Debate: HOUSE BILLS 3293 and 3988.
That the bill be reported "do pass" and be placed on the order of
Second Reading -- Short Debate: HOUSE BILLS 2880, and 3901.
The committee roll call vote on HOUSE BILL 3988 is as follows:
7, Yeas; 0, Nays; 4, Answering Present.
Y Davis, Steve, Chair P Kosel
P Beaubien, Spkpn P Lyons, Eileen
Y Crotty, V-Chair Y McGuire
Y Curry, Julie P Osmond
Y Holbrook Y Rutherford (Bill Mitchell)
Y Scott
The committee roll call vote on HOUSE BILLS 2880, 3293, and 3901 is
as follows:
11, Yeas; 0, Nays; 0, Answering Present.
Y Davis, Steve, Chair Y Kosel
Y Beaubien, Spkpn Y Lyons, Eileen
Y Crotty, V-Chair Y McGuire
Y Curry, Julie Y Osmond
Y Holbrook Y Rutherford
Y Scott
7 [February 9, 2000]
Representative Larry Woolard, Chairperson, from the Committee on
Elementary & Secondary to which the following were referred, action
taken earlier today, and reported the same back with the following
recommendations:
That the bill be reported "do pass" and be placed on the order of
Second Reading -- Short Debate: HOUSE BILLS 3406, 3464 and 3840.
That the bill be reported "do pass as amended" and be placed on the
order of Second Reading -- Short Debate: HOUSE BILLS 2962 and 3288.
That the bill be reported "do pass as amended" and be placed on the
order of Second Reading -- Standard Debate: HOUSE BILL 3854.
The committee roll call vote on HOUSE BILL 2962 is as follows:
18, Yeas; 0, Nays; 4, Answering Present.
Y Woolard, Chair P Johnson, Tom
P Bassi Y Jones, John
P Cowlishaw, Spkpn Y Krause
Y Crotty P Mitchell, Jerry
Y Curry, Julie Y Moffitt
Y Davis, Monique, V-Chair Y Mulligan
Y Delgado Y Murphy
Y Fowler Y O'Brien
A Garrett Y Persico
Y Giles Y Scully
Y Hoeft Y Smith, Michael
Y Winkel (Schmitz)
The committee roll call vote on HOUSE BILL 3288 is as follows:
23, Yeas; 0, Nays; 0, Answering Present.
Y Woolard, Chair Y Johnson, Tom
Y Bassi Y Jones, John
Y Cowlishaw, Spkpn Y Krause
Y Crotty Y Mitchell, Jerry
Y Curry, Julie Y Moffitt (Righter)
Y Davis, Monique, V-Chair Y Mulligan
Y Delgado Y Murphy
Y Fowler Y O'Brien
Y Garrett Y Persico
Y Giles Y Scully
Y Hoeft Y Smith, Michael
Y Winkel (Schmitz)
The committee roll call vote on HOUSE BILL 3854 is as follows:
12, Yeas; 6, Nays; 2, Answering Present.
Y Woolard, Chair Y Johnson, Tom
P Bassi P Jones, John
Y Cowlishaw, Spkpn N Krause
N Crotty Y Mitchell, Jerry
Y Curry, Julie Y Moffitt (Righter)
A Davis, Monique, V-Chair N Mulligan
N Delgado A Murphy
Y Fowler Y O'Brien
A Garrett N Persico
Y Giles N Scully
Y Hoeft Y Smith, Michael
Y Winkel (Schmitz)
The committee roll call vote on HOUSE BILL 3406 is as follows:
16, Yeas; 0, Nays; 0, Answering Present.
Y Woolard, Chair Y Johnson, Tom
A Bassi Y Jones, John
Y Cowlishaw, Spkpn Y Krause
Y Crotty Y Mitchell, Jerry
A Curry, Julie Y Moffitt
[February 9, 2000] 8
Y Davis, Monique, V-Chair A Mulligan
Y Delgado A Murphy
Y Fowler Y O'Brien
Y Garrett A Persico
A Giles A Scully
Y Hoeft Y Smith, Michael
Y Winkel (Schmitz)
The committee roll call vote on HOUSE BILL 3464 is as follows:
15, Yeas; 4, Nays; 1, Answering Present.
Y Woolard, Chair N Johnson, Tom
N Bassi Y Jones, John
Y Cowlishaw, Spkpn P Krause
Y Crotty Y Mitchell, Jerry
Y Curry, Julie Y Moffitt (Righter)
A Davis, Monique, V-Chair Y Mulligan
Y Delgado A Murphy
Y Fowler Y O'Brien
A Garrett N Persico
Y Giles Y Scully
Y Hoeft Y Smith, Michael
N Winkel (Schmitz)
The committee roll call vote on HOUSE BILL 3840 is as follows:
19, Yeas; 0, Nays; 0, Answering Present.
Y Woolard, Chair Y Johnson, Tom
Y Bassi Y Jones, John
Y Cowlishaw, Spkpn Y Krause
Y Crotty Y Mitchell, Jerry
Y Curry, Julie Y Moffitt
Y Davis, Monique, V-Chair A Mulligan
Y Delgado A Murphy
Y Fowler Y O'Brien
Y Garrett Y Persico
A Giles A Scully
Y Hoeft Y Smith, Michael
Y Winkel (Schmitz)
Representative Burke, Chairperson, from the Committee on Executive
to which the following were referred, action taken earlier today, and
reported the same back with the following recommendations:
That the bill be reported "do pass" and be placed on the order of
Second Reading -- Short Debate: HOUSE BILL 4144.
That the bill be reported "do pass as amended" and be placed on the
order of Second Reading -- Standard Debate: HOUSE BILL 3007.
The committee roll call vote on HOUSE BILL 3007 is as follows:
8, Yeas; 4, Nays; 2, Answering Present.
Y Burke, Chair Y Fritchey, V-Chair
Y Acevedo N Hassert
A Beaubien (Ryder) Y Jones, Lou
N Biggins Y Lopez
Y Bradley P Pankau
Y Bugielski P Poe, Spkpn
Y Capparelli N Rutherford
N Tenhouse
The committee roll call vote on HOUSE BILL 4144 is as follows:
15, Yeas; 0, Nays; 0, Answering Present.
Y Burke, Chair Y Fritchey, V-Chair
Y Acevedo Y Hassert
Y Beaubien (Ryder) Y Jones, Lou
9 [February 9, 2000]
Y Biggins Y Lopez
Y Bradley Y Pankau
Y Bugielski Y Poe, Spkpn
Y Capparelli Y Rutherford
Y Tenhouse
Representative Feigenholtz, Chairperson, from the Committee on
Human Services to which the following were referred, action taken
earlier today, and reported the same back with the following
recommendations:
That the bill be reported "do pass" and be placed on the order of
Second Reading -- Short Debate: HOUSE BILLS 3398 and 4021.
That the bill be reported "do pass as amended" and be placed on the
order of Second Reading -- Short Debate: HOUSE BILL 3426.
The committee roll call vote on HOUSE BILL 3426 is as follows:
13, Yeas; 0, Nays; 0, Answering Present.
Y Feigenholtz, Chair Y Kosel, Spkpn
Y Bellock Y Myers, Richard
Y Coulson Y Pugh
Y Flowers Y Schoenberg, V-Chair
Y Howard Y Sharp
Y Kenner Y Winters
Y Wirsing
The committee roll call vote on HOUSE BILLS 3398 and 4021 is as
follows:
13, Yeas; 0, Nays; 0, Answering Present.
Y Feigenholtz, Chair Y Kosel, Spkpn
Y Bellock Y Myers, Richard
Y Coulson Y Pugh
Y Flowers Y Schoenberg, V-Chair
Y Howard Y Sharp
Y Kenner Y Winters
Y Wirsing
Representative Dart, Chairperson, from the Committee on Judiciary I
- Civil Law to which the following were referred, action taken earlier
today, and reported the same back with the following recommendations:
That the bill be reported "do pass" and be placed on the order of
Second Reading -- Short Debate: HOUSE BILL 3944.
The committee roll call vote on HOUSE BILL 2944 is as follows:
11, Yeas; 0, Nays; 0, Answering Present.
Y Dart, Chair Y Lang
Y Brosnahan Y Mathias
Y Hamos Y Meyer
Y Hoffman Y Scott, V-Chair
Y Klingler Y Turner, John, Spkpn
Y Wait
Representative McGuire, Chairperson, from the Committee on Tobacco
Settlement Proceeds Distribution to which the following were referred,
action taken earlier today, and reported the same back with the
following recommendations:
That the bill be reported "do pass as amended" and be placed on the
order of Second Reading -- Short Debate: HOUSE BILL 2993.
The committee roll call vote on HOUSE BILL 2993 is as follows:
24, Yeas; 0, Nays; 3, Answering Present.
Y Fritchey, Chair A Krause
Y Beaubien Y Mitchell, Bill, Spkpn
[February 9, 2000] 10
Y Bellock Y Moore, Andrea
Y Biggins A Mulligan
Y Boland Y Myers, Richard
A Bost Y Novak
A Coulson Y O'Connor
A Davis, Monique Y Osterman
Y Durkin P Pankau
Y Feigenholtz, V-Chair P Pugh
Y Flowers Y Righter
Y Garrett Y Schoenberg
Y Gash P Scott
Y Giles Y Skinner
Y Hamos Y Slone
Y Hoffman Y Zickus
CHANGE OF SPONSORSHIP
Representative Hamos asked and obtained unanimous consent to be
removed as chief sponsor and Representative Boland asked and obtained
unanimous consent to be shown as chief sponsor of HOUSE BILL 4632.
Representative Lou Jones asked and obtained unanimous consent to be
removed as chief sponsor and Representative Ryder asked and obtained
unanimous consent to be shown as chief sponsor of HOUSE BILL 4347.
Representative Burke asked and obtained unanimous consent to be
removed as chief sponsor and Representative Flowers asked and obtained
unanimous consent to be shown as chief sponsor of SENATE BILL 487.
Representative Lang asked and obtained unanimous consent to be
removed as chief sponsor and Representative Woolard asked and obtained
unanimous consent to be shown as chief sponsor of HOUSE BILL 2954.
Representative Lang asked and obtained unanimous consent to be
removed as chief sponsor and Representative McCarthy asked and obtained
unanimous consent to be shown as chief sponsor of HOUSE BILL 2997.
Representative Saviano asked and obtained unanimous consent to be
removed as chief sponsor and Representative Reitz asked and obtained
unanimous consent to be shown as chief sponsor of HOUSE BILL 3544.
Representative Flowers asked and obtained unanimous consent to be
removed as chief sponsor and Representative Sharp asked and obtained
unanimous consent to be shown as chief sponsor of HOUSE BILL 4019.
Representative Moore asked and obtained unanimous consent to be
removed as chief sponsor and Representative Osmond asked and obtained
unanimous consent to be shown as chief sponsor of HOUSE BILL 4482.
Representative Franks asked and obtained unanimous consent to be
removed as chief sponsor and Representative Hannig asked and obtained
unanimous consent to be shown as chief sponsor of HOUSE BILL 4030.
INTRODUCTION AND FIRST READING OF BILLS
The following bill was introduced, read by title a first time,
ordered printed and placed in the Committee on Rules:
HOUSE BILL 4704. Introduced by Representative Moffitt, a bill for
AN ACT concerning fire protection districts.
HOUSE BILLS ON THIRD READING
The following bills and any amendments adopted thereto were printed
and laid upon the Members' desks. These bills have been examined, any
amendments thereto engrossed and any errors corrected. Any amendments
pending were tabled pursuant to Rule 40(a).
On motion of Representative McAuliffe, HOUSE BILL 3114 was taken up
and read by title a third time.
11 [February 9, 2000]
And the question being, "Shall this bill pass?" it was decided in
the affirmative by the following vote:
88, Yeas; 29, Nays; 0, Answering Present.
(ROLL CALL 2)
This bill, having received the votes of a constitutional majority
of the Members elected, was declared passed.
Ordered that the Clerk inform the Senate and ask their concurrence.
On motion of Representative Persico, HOUSE BILL 3138 was taken up
and read by title a third time.
And the question being, "Shall this bill pass?" it was decided in
the affirmative by the following vote:
118, Yeas; 0, Nays; 0, Answering Present.
(ROLL CALL 3)
This bill, having received the votes of a constitutional majority
of the Members elected, was declared passed.
Ordered that the Clerk inform the Senate and ask their concurrence.
RESOLUTION
The following resolution was offered by Representatives Daniels -
Madigan - Moore - Osmond - Beaubien::
HOUSE JOINT RESOLUTION 49
WHEREAS, Bob Collins grew up in Florida, attended the University of
Florida, and started his job at WGN radio in Chicago in 1974; and
WHEREAS, Bob Collins quickly became one of America's premiere radio
personalities who entertained an d informed millions of listeners
around the Midwest with his sense of humor and good-natured common
sense, and, with deep affection was known to the public as "Uncle
Bobby" due to his good and kind-he arted nature, and
WHEREAS, he was never afraid to poke fun at himself or at those who
took themselves too seriously; a nd
WHEREAS, Bob Collins allowed thousands of common, everyday people
to express themselves freely, seek and give advice, and try to make
the world a better place to live through his program on WGN Radio; and
WHEREAS, his presence in our homes every morning was a gentle and
welcomed respite from life's daily challenges; and
WHEREAS, Bob Collins had many elected officials who were his
friends, and although he was a strong c onservative, his friendships
included both Republicans and Democrats; and
WHEREAS, Bob Collins was fortunate to be married since June of 1986
to Christine Collins, a native o f Elmhurst, Illinois, who was his
constant companion and usually accompanied him on his many adventu res
and quests; and
WHEREAS, Bob Collins' love of life, Christine, and his career was
evident and helped to make him a j oyful and welcomed part to the
nation's broadcasting scene; and
WHEREAS, Bob Collins was an unabashed believer in the good that is
within all of us. And while he tr aveled extensively, he loved America,
loved Illinois, loved Chicago, and felt his job at WGN was the best
one in the world, and;
WHEREAS, Bob Collins loved life, fast cars, fast planes and his beloved
Harley Davidson motorcycles, and
WHEREAS, he was renown for his generosity of time, effort and
spirit in countless charitable causes, he often quietly and without
fanfare helped friends and colleagues behind the scene simply because
he was a man of enormous loyalty and generosity; and
WHEREAS, Bob Collins' death will be mourned by millions throughout
the nation;
RESOLVED, BY THE HOUSE OF REPRESENTATIVES OF THE NINETY-FIRST
GENERAL ASSEMBLY OF THE STATE OF ILLIN OIS, that we mourn, along with
all that knew and loved him, the death of Bob Collins as a celebrity,
as a man, as a broadcaster, as a husband, as an enthusiast for life,
[February 9, 2000] 12
and as an American; and be it further
RESOLVED, That a suitable copy of this resolution be presented to
the family of Bob Collins, along w ith our sincere regards.
Representative Daniels asked and obtained unanimous consent to
suspend the provisions of Rule 16(a) for the immediate consideration of
the foregoing HOUSE JOINT RESOLUTION 49.
Representative Daniels then moved the adoption of the resolution.
The motion prevailed and HOUSE JOINT RESOLUTION 49 was adopted.
HOUSE BILLS ON THIRD READING
The following bills and any amendments adopted thereto were printed
and laid upon the Members' desks. These bills have been examined, any
amendments thereto engrossed and any errors corrected. Any amendments
pending were tabled pursuant to Rule 40(a).
On motion of Representative McGuire, HOUSE BILL 3176 was taken up
and read by title a third time.
And the question being, "Shall this bill pass?" it was decided in
the affirmative by the following vote:
118, Yeas; 0, Nays; 0, Answering Present.
(ROLL CALL 4)
This bill, having received the votes of a constitutional majority
of the Members elected, was declared passed.
Ordered that the Clerk inform the Senate and ask their concurrence.
On motion of Representative Mulligan, HOUSE BILL 3201 was taken up
and read by title a third time.
And the question being, "Shall this bill pass?" it was decided in
the affirmative by the following vote:
76, Yeas; 42, Nays; 0, Answering Present.
(ROLL CALL 5)
This bill, having received the votes of a constitutional majority
of the Members elected, was declared passed.
Ordered that the Clerk inform the Senate and ask their concurrence.
HOUSE BILLS ON SECOND READING
Having been printed, the following bills were taken up, read by
title a second time and advanced to the order of Third Reading: HOUSE
BILLS 3398, 3476 and 3944.
HOUSE BILL 3236. Having been printed, was taken up and read by
title a second time.
The following amendment was offered in the Committee on Mental
Health & Patient Abuse, adopted and printed:
AMENDMENT NO. 1 TO HOUSE BILL 3236
AMENDMENT NO. 1. Amend House Bill 3236 by replacing everything
after the enacting clause with the following:
"Section 5. The Unified Code of Corrections is amended by changing
Section 5-2-4 as follows:
(730 ILCS 5/5-2-4) (from Ch. 38, par. 1005-2-4)
Sec. 5-2-4. Proceedings after Acquittal by Reason of Insanity.
(a) After a finding or verdict of not guilty by reason of insanity
under Sections 104-25, 115-3 or 115-4 of The Code of Criminal Procedure
of 1963, the defendant shall be ordered to the Department of Human
Services for an evaluation as to whether he is subject to involuntary
admission or in need of mental health services. The order shall
specify whether the evaluation shall be conducted on an inpatient or
13 [February 9, 2000]
outpatient basis. If the evaluation is to be conducted on an inpatient
basis, the defendant shall be placed in a secure setting unless the
Court determines that there are compelling reasons why such placement
is not necessary. After the evaluation and during the period of time
required to determine the appropriate placement, the defendant shall
remain in jail. Upon completion of the placement process the sheriff
shall be notified and shall transport the defendant to the designated
facility.
The Department shall provide the Court with a report of its
evaluation within 30 days of the date of this order. The Court shall
hold a hearing as provided under the Mental Health and Developmental
Disabilities Code to determine if the individual is: (a) subject to
involuntary admission; (b) in need of mental health services on an
inpatient basis; (c) in need of mental health services on an outpatient
basis; (d) a person not in need of mental health services. The Court
shall enter its findings.
If the defendant is found to be subject to involuntary admission or
in need of mental health services on an inpatient care basis, the Court
shall order the defendant to the Department of Human Services. The
defendant shall be placed in a secure setting unless the Court
determines that there are compelling reasons why such placement is not
necessary. Such defendants placed in a secure setting shall not be
permitted outside the facility's housing unit unless escorted or
accompanied by personnel of the Department of Human Services or with
the prior approval of the Court for unsupervised on-grounds privileges
as provided herein. Any defendant placed in a secure setting pursuant
to this Section, transported to court hearings or other necessary
appointments off facility grounds by personnel of the Department of
Human Services, may be placed in security devices or otherwise secured
during the period of transportation to assure secure transport of the
defendant and the safety of Department of Human Services personnel and
others. These security measures shall not constitute restraint as
defined in the Mental Health and Developmental Disabilities Code. If
the defendant is found to be in need of mental health services, but not
on an inpatient care basis, the Court shall conditionally release the
defendant, under such conditions as set forth in this Section as will
reasonably assure the defendant's satisfactory progress in treatment or
rehabilitation and the safety of the defendant or others. If the Court
finds the person not in need of mental health services, then the Court
shall order the defendant discharged from custody.
(1) Definitions: For the purposes of this Section:
(A) "Subject to involuntary admission" means: a defendant
has been found not guilty by reason of insanity; and
(i) who is mentally ill and who because of his mental
illness is reasonably expected to inflict serious physical
harm upon himself or another in the near future; or
(ii) who is mentally ill and who because of his illness
is unable to provide for his basic physical needs so as to
guard himself from serious harm.
(B) "In need of mental health services on an inpatient basis"
means: a defendant who has been found not guilty by reason of
insanity who is not subject to involuntary admission but who is
reasonably expected to inflict serious physical harm upon himself
or another and who would benefit from inpatient care or is in need
of inpatient care.
(C) "In need of mental health services on an outpatient
basis" means: a defendant who has been found not guilty by reason
of insanity who is not subject to involuntary admission or in need
of mental health services on an inpatient basis, but is in need of
outpatient care, drug and/or alcohol rehabilitation programs,
community adjustment programs, individual, group, or family
therapy, or chemotherapy.
(D) "Conditional Release" means: the release from either the
custody of the Department of Human Services or the custody of the
Court of a person who has been found not guilty by reason of
insanity under such conditions as the Court may impose which
[February 9, 2000] 14
reasonably assure the defendant's satisfactory progress in
treatment or habilitation and the safety of the defendant and
others. The Court shall consider such terms and conditions which
may include, but need not be limited to, outpatient care, alcoholic
and drug rehabilitation programs, community adjustment programs,
individual, group, family, and chemotherapy, periodic checks with
the legal authorities and/or the Department of Human Services. The
Court may order the Department of Human Services to provide care to
any person conditionally released under this Section. The
Department may contract with any public or private agency in order
to discharge any responsibilities imposed under this Section. The
Department shall monitor the provision of services to persons
conditionally released under this Section and provide periodic
reports to the Court concerning the services and the condition of
the defendant. Whenever a person is conditionally released
pursuant to this Section, the State's Attorney for the county in
which the hearing is held shall designate in writing the name,
telephone number, and address of a person employed by him or her
who shall be notified in the event that either the reporting agency
or the Department decide that the conditional release of the
defendant should be revoked or modified pursuant to subsection (i)
of this Section. The person or facility rendering the outpatient
care shall be required to periodically report to the Court on the
progress of the defendant. Such conditional release shall be for a
period of five years. However, unless the defendant, the person or
facility rendering the treatment, therapy, program or outpatient
care, the Department or the State's Attorney may petition petitions
the Court for an extension of the conditional release period for an
additional 5 three years. Upon receipt of such a petition, the
Court shall hold a hearing consistent with the provisions of this
paragraph (a) and paragraph (f) of this Section, shall determine
whether the defendant should continue to be subject to the terms of
conditional release, and shall enter an order either extending the
defendant's period of conditional release for an a single
additional 5 three year period or discharging the defendant.
Additional 5 years periods of conditional release may be ordered
following a hearing as provided in this Section. However, in no
event shall the defendant's period of conditional release continue
beyond the maximum period of commitment ordered by the court
pursuant to paragraph (b) of this Section exceed eight years. These
provisions for extension of conditional release shall only apply to
defendants conditionally released on or after the effective date of
this amendatory Act of the 91st General Assembly July 1, 1979.
However the extension provisions of Public Act 83-1449 apply only
to defendants charged with a forcible felony.
(E) "Facility director" means the chief officer of a mental
health or developmental disabilities facility or his or her
designee or the supervisor of a program of treatment or
habilitation or his or her designee. "Designee" may include a
physician, clinical psychologist, social worker, or nurse.
(b) If the Court finds the defendant subject to involuntary
admission or in need of mental health services on an inpatient basis,
the admission, detention, care, treatment or habilitation, treatment
plans, review proceedings, including review of treatment and treatment
plans, and discharge of the defendant after such order shall be under
the Mental Health and Developmental Disabilities Code, except that the
initial order for admission of a defendant acquitted of a felony by
reason of insanity shall be for an indefinite period of time. Such
period of commitment shall not exceed the maximum length of time that
the defendant would have been required to serve, less credit for good
behavior, before becoming eligible for release had he been convicted of
and received the maximum sentence for the most serious crime for which
he has been acquitted by reason of insanity. The Court shall determine
the maximum period of commitment by an appropriate order. During this
period of time, the defendant shall not be permitted to be in the
community in any manner, including but not limited to off-grounds
15 [February 9, 2000]
privileges, with or without escort by personnel of the Department of
Human Services, unsupervised on-grounds privileges, discharge or
conditional or temporary release, except by a plan as provided in this
Section. In no event shall a defendant's continued unauthorized
absence be a basis for discharge. Not more than 30 days after
admission and every 60 days thereafter so long as the initial order
remains in effect, the facility director shall file a treatment plan
report with the court and forward a copy of the treatment plan report
to the clerk of the court, the State's Attorney, and the defendant's
attorney, if the defendant is represented by counsel, or to a person
authorized by the defendant under the Mental Health and Developmental
Disabilities Confidentiality Act to be sent a copy of the report. The
report shall include an opinion as to whether the defendant is
currently subject to involuntary admission, in need of mental health
services on an inpatient basis, or in need of mental health services on
an outpatient basis. The report shall also summarize the basis for
those findings and provide a current summary of the following items
from the treatment plan: (1) an assessment of the defendant's treatment
needs, (2) a description of the services recommended for treatment, (3)
the goals of each type of element of service, (4) an anticipated
timetable for the accomplishment of the goals, and (5) a designation of
the qualified professional responsible for the implementation of the
plan. The report may also include unsupervised on-grounds privileges,
off-grounds privileges (with or without escort by personnel of the
Department of Human Services), home visits and participation in work
programs, but only where such privileges have been approved by specific
court order, which order may include such conditions on the defendant
as the Court may deem appropriate and necessary to reasonably assure
the defendant's satisfactory progress in treatment and the safety of
the defendant and others.
(c) Every defendant acquitted of a felony by reason of insanity
and subsequently found to be subject to involuntary admission or in
need of mental health services shall be represented by counsel in all
proceedings under this Section and under the Mental Health and
Developmental Disabilities Code.
(1) The Court shall appoint as counsel the public defender or
an attorney licensed by this State.
(2) Upon filing with the Court of a verified statement of
legal services rendered by the private attorney appointed pursuant
to paragraph (1) of this subsection, the Court shall determine a
reasonable fee for such services. If the defendant is unable to
pay the fee, the Court shall enter an order upon the State to pay
the entire fee or such amount as the defendant is unable to pay
from funds appropriated by the General Assembly for that purpose.
(d) When the facility director determines that:
(1) the defendant is no longer subject to involuntary
admission or in need of mental health services on an inpatient
basis; and
(2) the defendant may be conditionally released because he or
she is still in need of mental health services or that the
defendant may be discharged as not in need of any mental health
services; or
(3) the defendant no longer requires placement in a secure
setting;
the facility director shall give written notice to the Court, State's
Attorney and defense attorney. Such notice shall set forth in detail
the basis for the recommendation of the facility director, and specify
clearly the recommendations, if any, of the facility director,
concerning conditional release. Any recommendation for conditional
release shall include an evaluation of the defendant's need for
psychotropic medication, what provisions should be made, if any, to
insure that the defendant will continue to receive psychotropic
medication following discharge and what provisions should be made to
assure the safety of the defendant and others in the event the
defendant is no longer receiving psychotropic medication. Within 30
days of the notification by the facility director, the Court shall set
[February 9, 2000] 16
a hearing and make a finding as to whether the defendant is:
(i) subject to involuntary admission; or
(ii) in need of mental health services in the form of
inpatient care; or
(iii) in need of mental health services but not subject to
involuntary admission or inpatient care; or
(iv) no longer in need of mental health services; or
(v) no longer requires placement in a secure setting.
Upon finding by the Court, the Court shall enter its findings and
such appropriate order as provided in subsection (a) of this Section.
(e) A defendant admitted pursuant to this Section, or any person
on his behalf, may file a petition for treatment plan review, transfer
to a non-secure setting within the Department of Human Services or
discharge or conditional release under the standards of this Section in
the Court which rendered the verdict. Upon receipt of a petition for
treatment plan review, transfer to a non-secure setting or discharge or
conditional release, the Court shall set a hearing to be held within
120 days. Thereafter, no new petition may be filed for 120 days
without leave of the Court.
(f) The Court shall direct that notice of the time and place of
the hearing be served upon the defendant, the facility director, the
State's Attorney, and the defendant's attorney. If requested by either
the State or the defense or if the Court feels it is appropriate, an
impartial examination of the defendant by a psychiatrist or clinical
psychologist as defined in Section 1-103 of the Mental Health and
Developmental Disabilities Code who is not in the employ of the
Department of Human Services shall be ordered, and the report
considered at the time of the hearing.
(g) The findings of the Court shall be established by clear and
convincing evidence. The burden of proof and the burden of going forth
with the evidence rest with the State when a hearing is held to review
the determination of the facility director that the defendant should be
transferred to a non-secure setting, discharged or conditionally
released. The burden of proof and the burden of going forth with the
evidence rest on the defendant when a hearing is held to review a
petition filed by or on behalf of such defendant. The evidence shall
be presented in open Court with the right of confrontation and
cross-examination.
(h) Before the court orders that the defendant be discharged or
conditionally released, it shall order the facility director to
establish a discharge plan that includes a plan for the defendant's
shelter, support, and medication. If appropriate, the court shall
order that the facility director establish a program to train the
defendant in self-medication under standards established by the
Department of Human Services. If the Court finds that the defendant is
no longer in need of mental health services it shall order the facility
director to discharge the defendant. If the Court finds that the
defendant is in need of mental health services, and no longer in need
of inpatient care, it shall order the facility director to release the
defendant under such conditions as the Court deems appropriate and as
provided by this Section. Such conditional release shall be imposed for
a period of five years and shall be subject to later modification by
the Court as provided by this Section. If the Court finds that the
defendant is subject to involuntary admission or in need of mental
health services on an inpatient basis, it shall order the facility
director not to discharge or release the defendant in accordance with
paragraph (b) of this Section.
(i) If within the period of the defendant's conditional release,
the State's Attorney determines that the defendant has not fulfilled
the conditions of his or her release, the State's Attorney may petition
the Court to revoke or modify the conditional release of the defendant.
Upon the filing of such petition the defendant may be remanded to the
custody of the Department, or to any other mental health facility
designated by the Department, pending the resolution of the petition.
Nothing in this Section shall prevent the emergency admission of a
defendant pursuant to Article VI of Chapter III of the Mental Health
17 [February 9, 2000]
and Developmental Disabilities Code or the voluntary admission of the
defendant pursuant to Article IV of Chapter III of the Mental Health
and Developmental Disabilities Code. If the the Court determines,
after hearing evidence, that the defendant has not fulfilled the
conditions of release, the Court shall order a hearing to be held
consistent with the provisions of paragraph (f) and (g) of this
Section. At such hearing, if the Court finds that the defendant is
subject to involuntary admission or in need of mental health services
on an inpatient basis, it shall enter an order remanding him or her to
the Department of Human Services or other facility. If the defendant is
remanded to the Department of Human Services, he or she shall be placed
in a secure setting unless the Court determines that there are
compelling reasons that such placement is not necessary. If the Court
finds that the defendant continues to be in need of mental health
services but not on an inpatient basis, it may modify the conditions of
the original release in order to reasonably assure the defendant's
satisfactory progress in treatment and his or her safety and the safety
of others in accordance with the standards established in paragraph (1)
(D) of subsection (a). In no event shall such conditional release be
longer than eight years. Nothing in this Section shall limit a Court's
contempt powers or any other powers of a Court.
(j) An order of admission under this Section does not affect the
remedy of habeas corpus.
(k) In the event of a conflict between this Section and the Mental
Health and Developmental Disabilities Code or the Mental Health and
Developmental Disabilities Confidentiality Act, the provisions of this
Section shall govern.
(l) This amendatory Act shall apply to all persons who have been
found not guilty by reason of insanity and who are presently committed
to the Department of Mental Health and Developmental Disabilities (now
the Department of Human Services).
(m) The Clerk of the Court shall, after the entry of an order of
transfer to a non-secure setting of the Department of Human Services or
discharge or conditional release, transmit a certified copy of the
order to the Department of Human Services, and the sheriff of the
county from which the defendant was admitted. In cases where the
arrest of the defendant or the commission of the offense took place in
any municipality with a population of more than 25,000 persons, The
Clerk of the Court shall also transmit a certified copy of the order of
discharge or conditional release to the Illinois Department of State
Police, to the proper law enforcement agency for the said municipality
where the offense took place and to the sheriff of the county into
which the defendant is conditionally discharged. The Illinois
Department of State Police shall maintain a centralized record of
discharged or conditionally released defendants while they are under
court supervision for access and use of appropriate law enforcement
agencies provided the municipality has requested such notice in
writing.
(Source: P.A. 90-105, eff. 7-11-97; 90-593, eff. 6-19-98; 91-536, eff.
1-1-00.)".
There being no further amendments, the foregoing Amendment No. 1
was ordered engrossed; and the bill, as amended, was advanced to the
order of Third Reading.
HOUSE BILLS ON THIRD READING
The following bills and any amendments adopted thereto were printed
and laid upon the Members' desks. These bills have been examined, any
amendments thereto engrossed and any errors corrected. Any amendments
pending were tabled pursuant to Rule 40(a).
On motion of Representative Burke, HOUSE BILL 3260 was taken up and
read by title a third time.
And the question being, "Shall this bill pass?" it was decided in
[February 9, 2000] 18
the affirmative by the following vote:
118, Yeas; 0, Nays; 0, Answering Present.
(ROLL CALL 6)
This bill, having received the votes of a constitutional majority
of the Members elected, was declared passed.
Ordered that the Clerk inform the Senate and ask their concurrence.
On motion of Representative Stephens, HOUSE BILL 3312 was taken up
and read by title a third time.
And the question being, "Shall this bill pass?" it was decided in
the affirmative by the following vote:
116, Yeas; 2, Nays; 0, Answering Present.
(ROLL CALL 7)
This bill, having received the votes of a constitutional majority
of the Members elected, was declared passed.
Ordered that the Clerk inform the Senate and ask their concurrence.
ACTION ON MOTIONS
Pursuant to the motion submitted previously, Representative Osmond
asked and obtained unanimous consent to table HOUSE BILL 3030.
HOUSE BILLS ON THIRD READING
The following bill and any amendments adopted thereto were printed
and laid upon the Members' desks. This bill has been examined, any
amendments thereto engrossed and any errors corrected. Any amendments
pending were tabled pursuant to Rule 40(a).
On motion of Representative Krause, HOUSE BILL 3424 was taken up
and read by title a third time.
And the question being, "Shall this bill pass?" it was decided in
the affirmative by the following vote:
115, Yeas; 3, Nays; 0, Answering Present.
(ROLL CALL 8)
This bill, having received the votes of a constitutional majority
of the Members elected, was declared passed.
Ordered that the Clerk inform the Senate and ask their concurrence.
HOUSE BILLS ON SECOND READING
HOUSE BILL 3548. Having been printed, was taken up and read by
title a second time.
The following amendment was offered in the Committee on Mental
Health & Patient Abuse, adopted and printed:
AMENDMENT NO. 1 TO HOUSE BILL 3548
AMENDMENT NO. 1. Amend House Bill 3548 as follows:
on page 3, line 16, by deleting "currently"; and
on page 38, after line 29, by inserting the following:
"(405 ILCS 5/1-114.2 rep.)
(405 ILCS 5/1-114.3 rep.)
(405 ILCS 5/1-114.4 rep.)
(405 ILCS 5/1-114.5 rep.)
(405 ILCS 5/3-601.1 rep.)
Section 11. The Mental Health and Developmental Disabilities Code
is amended by repealing Sections 1-114.2, 1-114.3, 1-114.4, 1-114.5,
and 3-601.1.".
There being no further amendments, the foregoing Amendment No. 1
was ordered engrossed; and the bill, as amended, was advanced to the
19 [February 9, 2000]
order of Third Reading.
HOUSE BILL 3119. Having been recalled on February 8, 2000, and
held on the order of Second Reading, the same was again taken up.
Representative Coulson offered the following amendment and moved
its adoption:
AMENDMENT NO. 1 TO HOUSE BILL 3119
AMENDMENT NO. 1. Amend House Bill 3119 on page 1, line 12 by
inserting after "life." the following:
""Day old bread" does not include items or products that were
previously sold or served.".
The motion prevailed and the amendment was adopted and ordered
printed.
There being no further amendments, the foregoing Amendment No. 1
was ordered engrossed; and the bill, as amended, was again advanced to
the order of Third Reading.
HOUSE BILL 3032. Having been printed, was taken up and read by
title a second time.
The following amendment was offered in the Committee on
Transportation & Motor Vehicles, adopted and printed:
AMENDMENT NO. 1 TO HOUSE BILL 3032
AMENDMENT NO. 1. Amend House Bill 3032 by replacing everything
after the enacting clause with the following:
"Section 0.01. Short title. This Act may be cited as the Midwest
Interstate Passenger Rail Compact Act.
Section 1. Midwest Interstate Passenger Rail Compact. The Midwest
Interstate Passenger Rail Compact is hereby enacted into law and
entered into by this State as a party with any other state or states
legally joining therein in the form substantially as follows:
ARTICLE I. STATEMENT OF PURPOSE
The purposes of this compact are, through joint or cooperative
action:
(A) to promote the development and implementation of
improvements to intercity passenger rail service in the Midwest;
(B) to coordinate interaction among Midwestern state elected
officials and their designees on passenger rail issues;
(C) to promote development and implementation of long-range
plans for high speed rail passenger service in the Midwest and
among other regions of the United States;
(D) to work with the public and private sectors at the
federal, State, and local levels to ensure coordination among the
various entities having an interest in passenger rail service and
to promote Midwestern interests regarding passenger rail; and
(E) to support efforts of transportation agencies involved in
developing and implementing passenger service in the Midwest.
ARTICLE II. ESTABLISHMENT OF COMMISSION
To further the purposes of the compact, a Commission is created to
carry out the duties specified in this compact.
ARTICLE III. COMMISSION MEMBERSHIP
The manner of appointment of Commission members, terms of office
consistent with the terms of this compact, provisions for removal and
suspension, and manner of appointment to fill vacancies shall be
determined by each party state pursuant to its laws, but each
Commissioner shall be a resident of the state of appointment.
Commission members shall serve without compensation from the
Commission.
The Commission shall consist of 4 resident members of each state as
[February 9, 2000] 20
follows: the Governor or the Governor's designee who shall serve during
the tenure of office of the Governor, or until a successor is named;
one member of the private sector who shall be appointed by the Governor
and shall serve during the tenure of office of the Governor, or until a
successor is named; and 2 legislators, one from each legislative
chamber (or 2 legislators from any unicameral legislature), who shall
serve two-year terms, or until successors are appointed, and who shall
be appointed by the appropriate appointing authority in each
legislative chamber. All vacancies shall be filled in accordance with
the laws of the appointing states. Any Commissioner appointed to fill
a vacancy shall serve until the end of the incomplete term. Each
member state shall have equal voting privileges, as determined by
Commission bylaws.
ARTICLE IV. POWERS AND DUTIES OF THE COMMISSION
The duties of the Commission are to:
(1) advocate for the funding and authorization necessary to
make passenger rail improvements a reality for the region;
(2) identify and seek to develop ways that states can form
partnerships, including with rail industry and labor, to implement
improved passenger rail in the region;
(3) seek development of a long-term, interstate plan for high
speed rail passenger service implementation;
(4) cooperate with other agencies, regions, and entities to
ensure that the Midwest is adequately represented and integrated
into national plans for passenger rail development;
(5) adopt bylaws governing the activities and procedures of
the Commission and addressing, among other subjects: the powers and
duties of officers; the voting rights of Commission members, voting
procedures, Commission business, and any other purposes necessary
to fulfill the duties of the Commission; and
(6) report on the activities of the Commission to the
legislatures and governor of the member states on an annual basis.
In addition to its exercise of these duties, the Commission is
empowered to:
(1) provide multistate advocacy necessary to implement
passenger rail systems or plans;
(2) work with local elected officials, economic development
planning organizations, and similar entities to raise the
visibility of passenger rail service benefits and needs;
(3) educate other state officials, federal agencies, other
elected officials, and the public on the advantages of passenger
rail as an integral part of an intermodal transportation system in
the region;
(4) work with federal agency officials and members of
Congress to ensure the funding and authorization necessary to
develop a long-term, interstate plan for high speed rail passenger
service implementation; and
(5) establish committees.
ARTICLE V. OFFICERS
The Commission shall annually elect from among its members a chair,
a vice-chair who shall not be a resident of the state represented by
the chair, and others as approved in the Commission bylaws. The
officers shall perform such functions and exercise such powers as are
specified in the Commission bylaws.
ARTICLE VI. MEETINGS AND COMMISSION ADMINISTRATION
The Commission shall meet at least once in each calendar year, and
at such other times as may be determined by the Commission. Commission
business shall be conducted in accordance with the procedures and
voting rights specified in the bylaws.
ARTICLE VII. ENACTMENT, EFFECTIVE DATE, AND AMENDMENTS
The States of Illinois, Indiana, Iowa, Kansas, Michigan, Minnesota,
Missouri, Nebraska, North Dakota, Ohio, South Dakota, and Wisconsin are
eligible to join this compact. Upon approval of the Commission
according to its bylaws, other states may also be declared eligible to
join the compact. As to any eligible party state, this compact shall
become effective when its legislature shall have enacted the same into
21 [February 9, 2000]
law; provided that it shall not become initially effective until
enacted into law by any 3 party states incorporating the provisions of
this compact into the laws of such states. Amendments to the compact
shall become effective upon their enactment by the legislatures of all
compacting states.
ARTICLE VIII. WITHDRAWAL
Withdrawal from this compact shall be by enactment of a statute
repealing the same and shall take effect one year after the effective
date of such statue. A withdrawing state shall be liable for any
obligations which it may have incurred prior to the effective date of
withdrawal.
ARTICLE IX. CONSTRUCTION AND SEVERABILITY
The provisions of this compact entered into hereunder shall be
severable and if any phrase, clause, sentence, or provision of this
compact is declared to be contrary to the constitution of any
compacting state or of the United States or the applicability thereof
to any government, agency, person, or circumstance is held invalid, the
validity of the remainder of this compact and the applicability thereof
to any government, agency, person, or circumstance shall not be
affected hereby. If this compact entered into hereunder shall be held
contrary to the constitution of any compacting state, the compact shall
remain in full force and effect as to the remaining states and in full
force and effect as to the state affected as to all severable matters.
The provisions of this compact entered into pursuant hereto shall be
liberally construed to effectuate the purposes thereof.".
There being no further amendments, the foregoing Amendment No. 1
was ordered engrossed; and the bill, as amended, was advanced to the
order of Third Reading.
HOUSE BILL 2958. Having been printed, was taken up and read by
title a second time.
The following amendment was offered in the Committee on
Transportation & Motor Vehicles, adopted and printed:
AMENDMENT NO. 1 TO HOUSE BILL 2958
AMENDMENT NO. 1. Amend House Bill 2958 as follows:
by replacing everything after the enacting clause with the following:
"Section 5. The Department of Transportation Law is amended by
adding Section 2705-580 as follows:
(20 ILCS 2705/2705-580 new)
Sec. 2705-580. Signs limiting use of vehicle engine compression
brakes.
(a) The Department shall adopt rules establishing the required
content and placement of signs alerting motorists to the limitation in
Section 11-1429 of the Illinois Vehicle Code against the use of vehicle
engine compression brakes in residential areas of any municipality or
county that has adopted an ordinance under Section 11-1429 of the
Illinois Vehicle Code.
(b) The Department shall install the necessary signs at the
request of any municipality or county that has adopted the ordinance
noted in subsection (a).
[c) As used in this Section, "residential area" means any area
within 300 yards of at least 3 single or multifamily residential
structures.
Section 10. The Illinois Vehicle Code is amended by adding Section
11-1429 as follows:
(625 ILCS 5/11-1429 new)
Sec. 11-1429. Use of vehicle engine compression brakes in
residential areas.
(a) No driver shall use or operate any vehicle engine compression
brake in a residential area of any municipality or county that has
adopted an ordinance under this Section, unless the vehicle engine
compression brake is applied in an emergency and is necessary for the
[February 9, 2000] 22
protection of persons or property.
(b) As used in this Section, "residential area" means any area
within 300 yards of at least 3 single or multifamily residential
structures.
(c) Appropriate signs shall be placed in accordance with standards
prescribed by the Department under Section 11-301 of this Code in any
municipality or county that by ordinance has adopted the terms of this
Section.
(d) Any municipality or county that by ordinance adopts the terms
of this Section shall notify the Department to install the necessary
signs under Section 2705-580 of the Department of Transportation Law.
The municipality or county shall reimburse the Department for the cost
of those signs.
(e) Subsection (a) of this Section does not apply to any
authorized emergency vehicle as defined in Chapter 1 of this Code.".
There being no further amendments, the foregoing Amendment No. 1
was ordered engrossed; and the bill, as amended, was held on the order
of Second Reading.
HOUSE BILL 2915. Having been printed, was taken up and read by
title a second time.
The following amendment was offered in the Committee on
Transportation & Motor Vehicles, adopted and printed:
AMENDMENT NO. 1 TO HOUSE BILL 2915
AMENDMENT NO. 1. Amend House Bill 2915 by replacing everything
after the enacting clause with the following:
"Section 5. The State Finance Act is amended by changing Section
8.3 as follows:
(30 ILCS 105/8.3) (from Ch. 127, par. 144.3)
Sec. 8.3. Money in the Road Fund shall, if and when the State of
Illinois incurs any bonded indebtedness for the construction of
permanent highways, be set aside and used for the purpose of paying and
discharging annually the principal and interest on that bonded
indebtedness then due and payable, and for no other purpose. The
surplus, if any, in the Road Fund after the payment of principal and
interest on that bonded indebtedness then annually due shall be used as
follows:
first -- to pay the cost of administration of Chapters 2
through 10 of the Illinois Vehicle Code, except the cost of
administration of Articles I and II of Chapter 3 of that Code; and
secondly -- for expenses of the Department of Transportation
for construction, reconstruction, improvement, repair, maintenance,
operation, and administration of highways in accordance with the
provisions of laws relating thereto, or for any purpose related or
incident to and connected therewith, including the separation of
grades of those highways with railroads and with highways and
including the payment of awards made by the Industrial Commission
under the terms of the Workers' Compensation Act or Workers'
Occupational Diseases Act for injury or death of an employee of the
Division of Highways in the Department of Transportation; or for
the acquisition of land and the erection of buildings for highway
purposes, including the acquisition of highway right-of-way or for
investigations to determine the reasonably anticipated future
highway needs; or for making of surveys, plans, specifications and
estimates for and in the construction and maintenance of flight
strips and of highways necessary to provide access to military and
naval reservations, to defense industries and defense-industry
sites, and to the sources of raw materials and for replacing
existing highways and highway connections shut off from general
public use at military and naval reservations and defense-industry
sites, or for the purchase of right-of-way, except that the State
shall be reimbursed in full for any expense incurred in building
23 [February 9, 2000]
the flight strips; or for the operating and maintaining of highway
garages; or for patrolling and policing the public highways and
conserving the peace; or for any of those purposes or any other
purpose that may be provided by law.
Appropriations for any of those purposes are payable from the Road
Fund. Appropriations may also be made from the Road Fund for the
administrative expenses of any State agency that are related to motor
vehicles or arise from the use of motor vehicles.
Beginning with fiscal year 1980 and thereafter, no Road Fund monies
shall be appropriated to the following Departments or agencies of State
government for administration, grants, or operations; but this
limitation is not a restriction upon appropriating for those purposes
any Road Fund monies that are eligible for federal reimbursement;
1. Department of Public Health;
2. Department of Transportation, only with respect to
subsidies for one-half fare Student Transportation and Reduced Fare
for Elderly;
3. Department of Central Management Services, except for
expenditures incurred for group insurance premiums of appropriate
personnel;
4. Judicial Systems and Agencies.
Beginning with fiscal year 1981 and thereafter, no Road Fund monies
shall be appropriated to the following Departments or agencies of State
government for administration, grants, or operations; but this
limitation is not a restriction upon appropriating for those purposes
any Road Fund monies that are eligible for federal reimbursement:
1. Department of State Police, except for expenditures with
respect to the Division of State Troopers;
2. Department of Transportation, only with respect to
Intercity Rail Subsidies and Rail Freight Services.
Beginning with fiscal year 1982 and thereafter, no Road Fund monies
shall be appropriated to the following Departments or agencies of State
government for administration, grants, or operations; but this
limitation is not a restriction upon appropriating for those purposes
any Road Fund monies that are eligible for federal reimbursement:
Department of Central Management Services, except for awards made by
the Industrial Commission under the terms of the Workers' Compensation
Act or Workers' Occupational Diseases Act for injury or death of an
employee of the Division of Highways in the Department of
Transportation.
Beginning with fiscal year 1984 and thereafter, no Road Fund monies
shall be appropriated to the following Departments or agencies of State
government for administration, grants, or operations; but this
limitation is not a restriction upon appropriating for those purposes
any Road Fund monies that are eligible for federal reimbursement:
1. Department of State Police, except not more than 40% of
the funds appropriated for the Division of State Troopers;
2. State Officers.
Beginning with fiscal year 1984 and thereafter, no Road Fund monies
shall be appropriated to any Department or agency of State government
for administration, grants, or operations except as provided hereafter;
but this limitation is not a restriction upon appropriating for those
purposes any Road Fund monies that are eligible for federal
reimbursement. It shall not be lawful to circumvent the above
appropriation limitations by governmental reorganization or other
methods. Appropriations shall be made from the Road Fund only in
accordance with the provisions of this Section.
Money in the Road Fund shall, if and when the State of Illinois
incurs any bonded indebtedness for the construction of permanent
highways, be set aside and used for the purpose of paying and
discharging during each fiscal year the principal and interest on that
bonded indebtedness as it becomes due and payable as provided in the
Transportation Bond Act, and for no other purpose. The surplus, if
any, in the Road Fund after the payment of principal and interest on
that bonded indebtedness then annually due shall be used as follows:
first -- to pay the cost of administration of Chapters 2
[February 9, 2000] 24
through 10 of the Illinois Vehicle Code; and
secondly -- no Road Fund monies derived from fees, excises, or
license taxes relating to registration, operation and use of
vehicles on public highways or to fuels used for the propulsion of
those vehicles, shall be appropriated or expended other than for
costs of administering the laws imposing those fees, excises, and
license taxes, statutory refunds and adjustments allowed
thereunder, administrative costs of the Department of
Transportation, payment of debts and liabilities incurred in
construction and reconstruction of public highways and bridges,
acquisition of rights-of-way for and the cost of construction,
reconstruction, maintenance, repair, and operation of public
highways and bridges under the direction and supervision of the
State, political subdivision, or municipality collecting those
monies, and the costs for patrolling and policing the public
highways (by State, political subdivision, or municipality
collecting that money) for enforcement of traffic laws. The
separation of grades of such highways with railroads and costs
associated with protection of at-grade highway and railroad
crossing shall also be permissible.
Appropriations for any of such purposes are payable from the Road
Fund or the Grade Crossing Protection Fund as provided in Section 8 of
the Motor Fuel Tax Law.
Beginning with fiscal year 1991 and thereafter, no Road Fund monies
shall be appropriated to the Department of State Police for the
purposes of this Section in excess of its total fiscal year 1990 Road
Fund appropriations for those purposes unless otherwise provided in
Section 5g of this Act. It shall not be lawful to circumvent this
limitation on appropriations by governmental reorganization or other
methods unless otherwise provided in Section 5g of this Act.
In fiscal year 1994, no Road Fund monies shall be appropriated to
the Secretary of State for the purposes of this Section in excess of
the total fiscal year 1991 Road Fund appropriations to the Secretary of
State for those purposes, plus $9,800,000. It shall not be lawful to
circumvent this limitation on appropriations by governmental
reorganization or other method.
Beginning with fiscal year 1995 and thereafter, no Road Fund monies
shall be appropriated to the Secretary of State for the purposes of
this Section in excess of the total fiscal year 1994 Road Fund
appropriations to the Secretary of State for those purposes. It shall
not be lawful to circumvent this limitation on appropriations by
governmental reorganization or other methods.
In fiscal years 2000 and 2001 Beginning with fiscal year 2000,
total Road Fund appropriations to the Secretary of State for the
purposes of this Section shall not exceed $80,500,000 in each fiscal
year the amounts specified for the following fiscal years:
Fiscal Year 2000 $80,500,000;
Fiscal Year 2001 $80,500,000;
Fiscal Year 2002 $80,500,000;
Fiscal Year 2003 $80,500,000;
Fiscal Year 2004 and
each year thereafter $30,500,000.
It shall not be lawful to circumvent this limitation on
appropriations by governmental reorganization or other methods.
No new program may be initiated in fiscal year 1991 and thereafter
that is not consistent with the limitations imposed by this Section for
fiscal year 1984 and thereafter, insofar as appropriation of Road Fund
monies is concerned.
Nothing in this Section prohibits transfers from the Road Fund to
the State Construction Account Fund under Section 5e of this Act.
Beginning with fiscal year 2002 and thereafter, no Road Fund moneys
may be appropriated to the Secretary of State, the Department of
Central Management Services, the Department of Employment Security, the
Department of Revenue, the Court of Claims, or any other State agency
(other than the Department of State Police and the Department of
Transportation) for the purposes of this Section. Appropriations to
25 [February 9, 2000]
those entities for those purposes shall, instead, be made from the
General Revenue Fund. It shall not be lawful to circumvent this
limitation on appropriations by governmental reorganization or other
methods. Nothing in this paragraph prohibits appropriations from the
Road Fund to the Department of State Police for the purposes of the
highway patrol budget only.
(Source: P.A. 91-37, eff. 7-1-99.)
Section 99. Effective date. This Act takes effect July 1, 2000.".
There being no further amendments, the foregoing Amendment No. 1
was ordered engrossed; and the bill, as amended, was advanced to the
order of Third Reading.
HOUSE BILL 709. Having been recalled on November 17, 1999, and
held on the order of Second Reading, the same was again taken up.
Representative Mulligan offered and withdrew Amendment No. 1.
Representative Cowlishaw offered and withdrew Amendment No. 2.
Representative Mulligan offered and withdrew Amendment No. 3.
Representative Cowlishaw offered and withdrew Amendment No. 4.
Representative Fritchey offered and withdrew Amendment No. 5.
Representative Cowlishaw offered the following amendment and moved
its adoption:
AMENDMENT NO. 6 TO HOUSE BILL 709
AMENDMENT NO. 6. Amend House Bill 709, AS AMENDED, by replacing
everything before the enacting clause with the following:
"AN ACT to amend the Illinois Public Aid Code by changing Sections
5-5 and 6-1.
WHEREAS, There has been entered in the Circuit Court of Cook
County, in the case of Doe v. Wright, case no. 91 CH 1958, an order (i)
finding that Sections 5-5 and 6-1 of the Illinois Public Aid Code
violate the Illinois Constitution, (ii) enjoining the Department of
Public Aid from enforcing those Sections insofar as they deny
reimbursement for an abortion necessary to protect a woman's health
although not necessary to preserve her life, and (iii) ordering the
Department to provide reimbursement through the State's medical
assistance programs for abortions necessary to protect a woman's
health; and
WHEREAS, The General Assembly desires to re-express its intent that
State moneys not be used to provide reimbursement for abortions unless
necessary to preserve the woman's life and that the Department of
Public Aid enforce Sections 5-5 and 6-1 of the Illinois Public Aid Code
in all cases; therefore"; and
by replacing everything after the enacting clause with the following:
"Section 5. The Illinois Public Aid Code is amended by changing
Sections 5-5 and 6-1 as follows:
(305 ILCS 5/5-5) (from Ch. 23, par. 5-5)
Sec. 5-5. Medical services. The Illinois Department, by rule,
shall determine the quantity and quality of and the rate of
reimbursement for the medical assistance for which payment will be
authorized, and the medical services to be provided, which may include
all or part of the following: (1) inpatient hospital services; (2)
outpatient hospital services; (3) other laboratory and X-ray services;
(4) skilled nursing home services; (5) physicians' services whether
furnished in the office, the patient's home, a hospital, a skilled
nursing home, or elsewhere; (6) medical care, or any other type of
remedial care furnished by licensed practitioners; (7) home health care
services; (8) private duty nursing service; (9) clinic services; (10)
[February 9, 2000] 26
dental services; (11) physical therapy and related services; (12)
prescribed drugs, dentures, and prosthetic devices; and eyeglasses
prescribed by a physician skilled in the diseases of the eye, or by an
optometrist, whichever the person may select; (13) other diagnostic,
screening, preventive, and rehabilitative services; (14) transportation
and such other expenses as may be necessary; (15) medical treatment of
sexual assault survivors, as defined in Section 1a of the Sexual
Assault Survivors Emergency Treatment Act, for injuries sustained as a
result of the sexual assault, including examinations and laboratory
tests to discover evidence which may be used in criminal proceedings
arising from the sexual assault; (16) the diagnosis and treatment of
sickle cell anemia; and (17) any other medical care, and any other type
of remedial care recognized under the laws of this State, but not
including abortions, or induced miscarriages or premature births,
unless, in the opinion of a physician, such procedures are necessary
for the preservation of the life of the woman seeking such treatment,
or except an induced premature birth intended to produce a live viable
child and such procedure is necessary for the health of the mother or
her unborn child; State funds may also be used to pay for abortions to
terminate a pregnancy resulting from an act of criminal sexual assault,
as defined in Section 12-13 of the Criminal Code of 1961, an act of
aggravated criminal sexual assault, as defined in Section 12-14 of the
Criminal Code of 1961, or an act of sexual relations within families,
as defined in Section 11-11 of the Criminal Code of 1961, but only to
the extent that payment for such abortions is required by federal law
as determined by a court of competent jurisdiction but not including
abortions, or induced miscarriages or premature births, unless, in the
opinion of a physician, such procedures are necessary for the
preservation of the life of the woman seeking such treatment, or except
an induced premature birth intended to produce a live viable child and
such procedure is necessary for the health of the mother or her unborn
child. The Illinois Department, by rule, shall prohibit any physician
from providing medical assistance to anyone eligible therefor under
this Code where such physician has been found guilty of performing an
abortion procedure in a wilful and wanton manner upon a woman who was
not pregnant at the time such abortion procedure was performed. The
term "any other type of remedial care" shall include nursing care and
nursing home service for persons who rely on treatment by spiritual
means alone through prayer for healing.
Notwithstanding any other provision of this Code, the Illinois
Department may not require, as a condition of payment for any
laboratory test authorized under this Article, that a physician's
handwritten signature appear on the laboratory test order form. The
Illinois Department may, however, impose other appropriate requirements
regarding laboratory test order documentation.
The Illinois Department of Public Aid shall provide the following
services to persons eligible for assistance under this Article who are
participating in education, training or employment programs operated by
the Department of Human Services as successor to the Department of
Public Aid:
(1) dental services, which shall include but not be limited
to prosthodontics; and
(2) eyeglasses prescribed by a physician skilled in the
diseases of the eye, or by an optometrist, whichever the person may
select.
The Illinois Department, by rule, may distinguish and classify the
medical services to be provided only in accordance with the classes of
persons designated in Section 5-2.
The Illinois Department shall authorize the provision of, and shall
authorize payment for, screening by low-dose mammography for the
presence of occult breast cancer for women 35 years of age or older who
are eligible for medical assistance under this Article, as follows: a
baseline mammogram for women 35 to 39 years of age and an annual
mammogram for women 40 years of age or older. All screenings shall
include a physical breast exam, instruction on self-examination and
information regarding the frequency of self-examination and its value
27 [February 9, 2000]
as a preventative tool. As used in this Section, "low-dose
mammography" means the x-ray examination of the breast using equipment
dedicated specifically for mammography, including the x-ray tube,
filter, compression device, image receptor, and cassettes, with an
average radiation exposure delivery of less than one rad mid-breast,
with 2 views for each breast.
Any medical or health care provider shall immediately recommend, to
any pregnant woman who is being provided prenatal services and is
suspected of drug abuse or is addicted as defined in the Alcoholism and
Other Drug Abuse and Dependency Act, referral to a local substance
abuse treatment provider licensed by the Department of Human Services
or to a licensed hospital which provides substance abuse treatment
services. The Department of Public Aid shall assure coverage for the
cost of treatment of the drug abuse or addiction for pregnant
recipients in accordance with the Illinois Medicaid Program in
conjunction with the Department of Human Services.
All medical providers providing medical assistance to pregnant
women under this Code shall receive information from the Department on
the availability of services under the Drug Free Families with a Future
or any comparable program providing case management services for
addicted women, including information on appropriate referrals for
other social services that may be needed by addicted women in addition
to treatment for addiction.
The Illinois Department, in cooperation with the Departments of
Human Services (as successor to the Department of Alcoholism and
Substance Abuse) and Public Health, through a public awareness
campaign, may provide information concerning treatment for alcoholism
and drug abuse and addiction, prenatal health care, and other pertinent
programs directed at reducing the number of drug-affected infants born
to recipients of medical assistance.
Neither the Illinois Department of Public Aid nor the Department of
Human Services shall sanction the recipient solely on the basis of her
substance abuse.
The Illinois Department shall establish such regulations governing
the dispensing of health services under this Article as it shall deem
appropriate. In formulating these regulations the Illinois Department
shall consult with and give substantial weight to the recommendations
offered by the Citizens Assembly/Council on Public Aid. The Department
should seek the advice of formal professional advisory committees
appointed by the Director of the Illinois Department for the purpose of
providing regular advice on policy and administrative matters,
information dissemination and educational activities for medical and
health care providers, and consistency in procedures to the Illinois
Department.
The Illinois Department may develop and contract with Partnerships
of medical providers to arrange medical services for persons eligible
under Section 5-2 of this Code. Implementation of this Section may be
by demonstration projects in certain geographic areas. The Partnership
shall be represented by a sponsor organization. The Department, by
rule, shall develop qualifications for sponsors of Partnerships.
Nothing in this Section shall be construed to require that the sponsor
organization be a medical organization.
The sponsor must negotiate formal written contracts with medical
providers for physician services, inpatient and outpatient hospital
care, home health services, treatment for alcoholism and substance
abuse, and other services determined necessary by the Illinois
Department by rule for delivery by Partnerships. Physician services
must include prenatal and obstetrical care. The Illinois Department
shall reimburse medical services delivered by Partnership providers to
clients in target areas according to provisions of this Article and the
Illinois Health Finance Reform Act, except that:
(1) Physicians participating in a Partnership and providing
certain services, which shall be determined by the Illinois
Department, to persons in areas covered by the Partnership may
receive an additional surcharge for such services.
(2) The Department may elect to consider and negotiate
[February 9, 2000] 28
financial incentives to encourage the development of Partnerships
and the efficient delivery of medical care.
(3) Persons receiving medical services through Partnerships
may receive medical and case management services above the level
usually offered through the medical assistance program.
Medical providers shall be required to meet certain qualifications
to participate in Partnerships to ensure the delivery of high quality
medical services. These qualifications shall be determined by rule of
the Illinois Department and may be higher than qualifications for
participation in the medical assistance program. Partnership sponsors
may prescribe reasonable additional qualifications for participation by
medical providers, only with the prior written approval of the Illinois
Department.
Nothing in this Section shall limit the free choice of
practitioners, hospitals, and other providers of medical services by
clients. In order to ensure patient freedom of choice, the Illinois
Department shall immediately promulgate all rules and take all other
necessary actions so that provided services may be accessed from
therapeutically certified optometrists to the full extent of the
Illinois Optometric Practice Act of 1987 without discriminating between
service providers.
The Department shall apply for a waiver from the United States
Health Care Financing Administration to allow for the implementation of
Partnerships under this Section.
The Illinois Department shall require health care providers to
maintain records that document the medical care and services provided
to recipients of Medical Assistance under this Article. The Illinois
Department shall require health care providers to make available, when
authorized by the patient, in writing, the medical records in a timely
fashion to other health care providers who are treating or serving
persons eligible for Medical Assistance under this Article. All
dispensers of medical services shall be required to maintain and retain
business and professional records sufficient to fully and accurately
document the nature, scope, details and receipt of the health care
provided to persons eligible for medical assistance under this Code, in
accordance with regulations promulgated by the Illinois Department. The
rules and regulations shall require that proof of the receipt of
prescription drugs, dentures, prosthetic devices and eyeglasses by
eligible persons under this Section accompany each claim for
reimbursement submitted by the dispenser of such medical services. No
such claims for reimbursement shall be approved for payment by the
Illinois Department without such proof of receipt, unless the Illinois
Department shall have put into effect and shall be operating a system
of post-payment audit and review which shall, on a sampling basis, be
deemed adequate by the Illinois Department to assure that such drugs,
dentures, prosthetic devices and eyeglasses for which payment is being
made are actually being received by eligible recipients. Within 90 days
after the effective date of this amendatory Act of 1984, the Illinois
Department shall establish a current list of acquisition costs for all
prosthetic devices and any other items recognized as medical equipment
and supplies reimbursable under this Article and shall update such list
on a quarterly basis, except that the acquisition costs of all
prescription drugs shall be updated no less frequently than every 30
days as required by Section 5-5.12.
The rules and regulations of the Illinois Department shall require
that a written statement including the required opinion of a physician
shall accompany any claim for reimbursement for abortions, or induced
miscarriages or premature births. This statement shall indicate what
procedures were used in providing such medical services.
The Illinois Department shall require that all dispensers of
medical services, other than an individual practitioner or group of
practitioners, desiring to participate in the Medical Assistance
program established under this Article to disclose all financial,
beneficial, ownership, equity, surety or other interests in any and all
firms, corporations, partnerships, associations, business enterprises,
joint ventures, agencies, institutions or other legal entities
29 [February 9, 2000]
providing any form of health care services in this State under this
Article.
The Illinois Department may require that all dispensers of medical
services desiring to participate in the medical assistance program
established under this Article disclose, under such terms and
conditions as the Illinois Department may by rule establish, all
inquiries from clients and attorneys regarding medical bills paid by
the Illinois Department, which inquiries could indicate potential
existence of claims or liens for the Illinois Department.
The Illinois Department shall establish policies, procedures,
standards and criteria by rule for the acquisition, repair and
replacement of orthotic and prosthetic devices and durable medical
equipment. Such rules shall provide, but not be limited to, the
following services: (1) immediate repair or replacement of such
devices by recipients without medical authorization; and (2) rental,
lease, purchase or lease-purchase of durable medical equipment in a
cost-effective manner, taking into consideration the recipient's
medical prognosis, the extent of the recipient's needs, and the
requirements and costs for maintaining such equipment. Such rules
shall enable a recipient to temporarily acquire and use alternative or
substitute devices or equipment pending repairs or replacements of any
device or equipment previously authorized for such recipient by the
Department. Rules under clause (2) above shall not provide for purchase
or lease-purchase of durable medical equipment or supplies used for the
purpose of oxygen delivery and respiratory care.
The Department shall execute, relative to the nursing home
prescreening project, written inter-agency agreements with the
Department of Human Services and the Department on Aging, to effect the
following: (i) intake procedures and common eligibility criteria for
those persons who are receiving non-institutional services; and (ii)
the establishment and development of non-institutional services in
areas of the State where they are not currently available or are
undeveloped.
The Illinois Department shall develop and operate, in cooperation
with other State Departments and agencies and in compliance with
applicable federal laws and regulations, appropriate and effective
systems of health care evaluation and programs for monitoring of
utilization of health care services and facilities, as it affects
persons eligible for medical assistance under this Code. The Illinois
Department shall report regularly the results of the operation of such
systems and programs to the Citizens Assembly/Council on Public Aid to
enable the Committee to ensure, from time to time, that these programs
are effective and meaningful.
The Illinois Department shall report annually to the General
Assembly, no later than the second Friday in April of 1979 and each
year thereafter, in regard to:
(a) actual statistics and trends in utilization of medical
services by public aid recipients;
(b) actual statistics and trends in the provision of the
various medical services by medical vendors;
(c) current rate structures and proposed changes in those
rate structures for the various medical vendors; and
(d) efforts at utilization review and control by the Illinois
Department.
The period covered by each report shall be the 3 years ending on
the June 30 prior to the report. The report shall include suggested
legislation for consideration by the General Assembly. The filing of
one copy of the report with the Speaker, one copy with the Minority
Leader and one copy with the Clerk of the House of Representatives, one
copy with the President, one copy with the Minority Leader and one copy
with the Secretary of the Senate, one copy with the Legislative
Research Unit, such additional copies with the State Government Report
Distribution Center for the General Assembly as is required under
paragraph (t) of Section 7 of the State Library Act and one copy with
the Citizens Assembly/Council on Public Aid or its successor shall be
deemed sufficient to comply with this Section.
[February 9, 2000] 30
(Source: P.A. 90-7, eff. 6-10-97; 90-14, eff. 7-1-97; 91-344, eff.
1-1-00; 91-462, eff. 8-6-99; revised 10-15-99.)
(305 ILCS 5/6-1) (from Ch. 23, par. 6-1)
Sec. 6-1. Eligibility requirements. Financial aid in meeting basic
maintenance requirements shall be given under this Article to or in
behalf of persons who meet the eligibility conditions of Sections 6-1.1
through 6-1.10. In addition, each unit of local government subject to
this Article shall provide persons receiving financial aid in meeting
basic maintenance requirements with financial aid for either (a)
necessary treatment, care, and supplies required because of illness or
disability, or (b) acute medical treatment, care, and supplies only. If
a local governmental unit elects to provide financial aid for acute
medical treatment, care, and supplies only, the general types of acute
medical treatment, care, and supplies for which financial aid is
provided shall be specified in the general assistance rules of the
local governmental unit, which rules shall provide that financial aid
is provided, at a minimum, for acute medical treatment, care, or
supplies necessitated by a medical condition for which prior approval
or authorization of medical treatment, care, or supplies is not
required by the general assistance rules of the Illinois Department.
Nothing in this Article shall be construed to permit the granting of
financial aid where the purpose of such aid is to obtain an abortion,
induced miscarriage or induced premature birth unless, in the opinion
of a physician, such procedures are necessary for the preservation of
the life of the woman seeking such treatment, or except an induced
premature birth intended to produce a live viable child and such
procedure is necessary for the health of the mother or her unborn
child; State funds may also be used to pay for abortions to terminate a
pregnancy resulting from an act of criminal sexual assault, as defined
in Section 12-13 of the Criminal Code of 1961, an act of aggravated
criminal sexual assault, as defined in Section 12-14 of the Criminal
Code of 1961, or an act of sexual relations within families, as
defined in Section 11-11 of the Criminal Code of 1961, but only to the
extent that payment for such abortions is required by federal law as
determined by a court of competent jurisdiction. Nothing in this
Article shall be construed to permit the granting of financial aid
where the purpose of such aid is to obtain an abortion, induced
miscarriage or induced premature birth unless, in the opinion of a
physician, such procedures are necessary for the preservation of the
life of the woman seeking such treatment, or except an induced
premature birth intended to produce a live viable child and such
procedure is necessary for the health of the mother or her unborn
child.
Until August 1, 1969, children who require care outside their own
homes, where no other sources of funds or insufficient funds are
available to provide the necessary care, are included among persons
eligible for aid under this Article. After July 31, 1969, the
Department of Children and Family Services shall have the
responsibility of providing child welfare services to such children, as
provided in Section 5 of "An Act creating the Department of Children
and Family Services, codifying its powers and duties, and repealing
certain Acts and Sections herein named", approved June 4, 1963, as
amended.
In cities, villages and incorporated towns of more than 500,000
population, the Illinois Department may establish a separate program
under this Article. The 2 programs shall be differentiated, but the
placement of persons under both programs shall be based upon their
ability or inability to engage in employment in accordance with the
rules and regulations promulgated by the Illinois Department. In
establishing rules and regulations for determining whether a person is
able to engage in employment, the Illinois Department may establish
rules different than those set out under Section 11-20. In determining
need and the amount of aid under Sections 6-1.2 and 6-2 for the 2
programs, the Illinois Department may establish different standards for
the 2 programs based upon the specific needs of the different
populations to be served by the 2 programs. The Illinois Department
31 [February 9, 2000]
may enter into contracts with entities to establish work or training
related projects under the program established for persons determined
to be able to engage in employment.
(Source: P.A. 89-646, eff. 1-1-97.)
Section 90. Severability. If any provision, word, phrase or
clause of this amendatory Act of the 91st General Assembly or its
application to any person or circumstance is held invalid, the
invalidity does not affect the provisions, words, phrases, clauses or
application of this amendatory Act of the 91st General Assembly which
can be given effect without the invalid provision, word, phrase,
clause, or application, and to this end the provisions, words, phrases,
and clauses of this amendatory Act of the 91st General Assembly are
declared to be severable.
Section 99. Effective date. This Act takes effect July 1, 2000.".
The motion prevailed and the amendment was adopted and ordered
printed.
Representative Mulligan offered the following amendment and moved
its adoption:
AMENDMENT NO. 7 TO HOUSE BILL 709
AMENDMENT NO. 7. Amend House Bill 709, AS AMENDED, by replacing
everything above the enacting clause with the following:
"AN ACT to amend the Illinois Public Aid Code by changing Sections
5-5 and 6-1.
WHEREAS, There has been entered in the Circuit Court of Cook
County, in the case of Doe v. Wright, case no. 91 CH 1958, an order (i)
finding that Sections 5-5 and 6-1 of the Illinois Public Aid Code
violate the Illinois Constitution, (ii) enjoining the Department of
Public Aid from enforcing those Sections insofar as they deny
reimbursement for an abortion necessary to protect a woman's health
although not necessary to preserve her life, and (iii) ordering the
Department to provide reimbursement through the State's medical
assistance programs for abortions necessary to protect a woman's
health; and
WHEREAS, The General Assembly desires to re-express its intent that
State moneys not be used to provide reimbursement for abortions unless
necessary to preserve the woman's life and that the Department of
Public Aid enforce Sections 5-5 and 6-1 of the Illinois Public Aid Code
in all cases; therefore"; and
by replacing everything below the enacting clause with the following:
"Section 5. The Illinois Public Aid Code is amended by changing
Sections 5-5 and 6-1 as follows:
(305 ILCS 5/5-5) (from Ch. 23, par. 5-5)
Sec. 5-5. Medical services. The Illinois Department, by rule,
shall determine the quantity and quality of and the rate of
reimbursement for the medical assistance for which payment will be
authorized, and the medical services to be provided, which may include
all or part of the following: (1) inpatient hospital services; (2)
outpatient hospital services; (3) other laboratory and X-ray services;
(4) skilled nursing home services; (5) physicians' services whether
furnished in the office, the patient's home, a hospital, a skilled
nursing home, or elsewhere; (6) medical care, or any other type of
remedial care furnished by licensed practitioners; (7) home health care
services; (8) private duty nursing service; (9) clinic services; (10)
dental services; (11) physical therapy and related services; (12)
prescribed drugs, dentures, and prosthetic devices; and eyeglasses
prescribed by a physician skilled in the diseases of the eye, or by an
optometrist, whichever the person may select; (13) other diagnostic,
screening, preventive, and rehabilitative services; (14) transportation
and such other expenses as may be necessary; (15) medical treatment of
sexual assault survivors, as defined in Section 1a of the Sexual
Assault Survivors Emergency Treatment Act, for injuries sustained as a
[February 9, 2000] 32
result of the sexual assault, including examinations and laboratory
tests to discover evidence which may be used in criminal proceedings
arising from the sexual assault; (16) the diagnosis and treatment of
sickle cell anemia; and (17) any other medical care, and any other type
of remedial care recognized under the laws of this State, but not
including abortions, or induced miscarriages or premature births,
unless, in the opinion of a physician, such procedures are necessary
for the preservation of the life or health of the woman seeking such
treatment, or except an induced premature birth intended to produce a
live viable child and such procedure is necessary for the health of the
mother or her unborn child; State funds may also be used to pay for
abortions to terminate a pregnancy resulting from an act of criminal
sexual assault, as defined in Section 12-13 of the Criminal Code of
1961, an act of aggravated criminal sexual assault, as defined in
Section 12-14 of the Criminal Code of 1961, or an act of sexual
relations within families, as defined in Section 11-11 of the Criminal
Code of 1961, but only to the extent that payment for such abortions is
required by federal law as determined by a court of competent
jurisdiction but not including abortions, or induced miscarriages or
premature births, unless, in the opinion of a physician, such
procedures are necessary for the preservation of the life of the woman
seeking such treatment, or except an induced premature birth intended
to produce a live viable child and such procedure is necessary for the
health of the mother or her unborn child. The Illinois Department, by
rule, shall prohibit any physician from providing medical assistance to
anyone eligible therefor under this Code where such physician has been
found guilty of performing an abortion procedure in a wilful and wanton
manner upon a woman who was not pregnant at the time such abortion
procedure was performed. The term "any other type of remedial care"
shall include nursing care and nursing home service for persons who
rely on treatment by spiritual means alone through prayer for healing.
Notwithstanding any other provision of this Code, the Illinois
Department may not require, as a condition of payment for any
laboratory test authorized under this Article, that a physician's
handwritten signature appear on the laboratory test order form. The
Illinois Department may, however, impose other appropriate requirements
regarding laboratory test order documentation.
The Illinois Department of Public Aid shall provide the following
services to persons eligible for assistance under this Article who are
participating in education, training or employment programs operated by
the Department of Human Services as successor to the Department of
Public Aid:
(1) dental services, which shall include but not be limited
to prosthodontics; and
(2) eyeglasses prescribed by a physician skilled in the
diseases of the eye, or by an optometrist, whichever the person may
select.
The Illinois Department, by rule, may distinguish and classify the
medical services to be provided only in accordance with the classes of
persons designated in Section 5-2.
The Illinois Department shall authorize the provision of, and shall
authorize payment for, screening by low-dose mammography for the
presence of occult breast cancer for women 35 years of age or older who
are eligible for medical assistance under this Article, as follows: a
baseline mammogram for women 35 to 39 years of age and an annual
mammogram for women 40 years of age or older. All screenings shall
include a physical breast exam, instruction on self-examination and
information regarding the frequency of self-examination and its value
as a preventative tool. As used in this Section, "low-dose
mammography" means the x-ray examination of the breast using equipment
dedicated specifically for mammography, including the x-ray tube,
filter, compression device, image receptor, and cassettes, with an
average radiation exposure delivery of less than one rad mid-breast,
with 2 views for each breast.
Any medical or health care provider shall immediately recommend, to
any pregnant woman who is being provided prenatal services and is
33 [February 9, 2000]
suspected of drug abuse or is addicted as defined in the Alcoholism and
Other Drug Abuse and Dependency Act, referral to a local substance
abuse treatment provider licensed by the Department of Human Services
or to a licensed hospital which provides substance abuse treatment
services. The Department of Public Aid shall assure coverage for the
cost of treatment of the drug abuse or addiction for pregnant
recipients in accordance with the Illinois Medicaid Program in
conjunction with the Department of Human Services.
All medical providers providing medical assistance to pregnant
women under this Code shall receive information from the Department on
the availability of services under the Drug Free Families with a Future
or any comparable program providing case management services for
addicted women, including information on appropriate referrals for
other social services that may be needed by addicted women in addition
to treatment for addiction.
The Illinois Department, in cooperation with the Departments of
Human Services (as successor to the Department of Alcoholism and
Substance Abuse) and Public Health, through a public awareness
campaign, may provide information concerning treatment for alcoholism
and drug abuse and addiction, prenatal health care, and other pertinent
programs directed at reducing the number of drug-affected infants born
to recipients of medical assistance.
Neither the Illinois Department of Public Aid nor the Department of
Human Services shall sanction the recipient solely on the basis of her
substance abuse.
The Illinois Department shall establish such regulations governing
the dispensing of health services under this Article as it shall deem
appropriate. In formulating these regulations the Illinois Department
shall consult with and give substantial weight to the recommendations
offered by the Citizens Assembly/Council on Public Aid. The Department
should seek the advice of formal professional advisory committees
appointed by the Director of the Illinois Department for the purpose of
providing regular advice on policy and administrative matters,
information dissemination and educational activities for medical and
health care providers, and consistency in procedures to the Illinois
Department.
The Illinois Department may develop and contract with Partnerships
of medical providers to arrange medical services for persons eligible
under Section 5-2 of this Code. Implementation of this Section may be
by demonstration projects in certain geographic areas. The Partnership
shall be represented by a sponsor organization. The Department, by
rule, shall develop qualifications for sponsors of Partnerships.
Nothing in this Section shall be construed to require that the sponsor
organization be a medical organization.
The sponsor must negotiate formal written contracts with medical
providers for physician services, inpatient and outpatient hospital
care, home health services, treatment for alcoholism and substance
abuse, and other services determined necessary by the Illinois
Department by rule for delivery by Partnerships. Physician services
must include prenatal and obstetrical care. The Illinois Department
shall reimburse medical services delivered by Partnership providers to
clients in target areas according to provisions of this Article and the
Illinois Health Finance Reform Act, except that:
(1) Physicians participating in a Partnership and providing
certain services, which shall be determined by the Illinois
Department, to persons in areas covered by the Partnership may
receive an additional surcharge for such services.
(2) The Department may elect to consider and negotiate
financial incentives to encourage the development of Partnerships
and the efficient delivery of medical care.
(3) Persons receiving medical services through Partnerships
may receive medical and case management services above the level
usually offered through the medical assistance program.
Medical providers shall be required to meet certain qualifications
to participate in Partnerships to ensure the delivery of high quality
medical services. These qualifications shall be determined by rule of
[February 9, 2000] 34
the Illinois Department and may be higher than qualifications for
participation in the medical assistance program. Partnership sponsors
may prescribe reasonable additional qualifications for participation by
medical providers, only with the prior written approval of the Illinois
Department.
Nothing in this Section shall limit the free choice of
practitioners, hospitals, and other providers of medical services by
clients. In order to ensure patient freedom of choice, the Illinois
Department shall immediately promulgate all rules and take all other
necessary actions so that provided services may be accessed from
therapeutically certified optometrists to the full extent of the
Illinois Optometric Practice Act of 1987 without discriminating between
service providers.
The Department shall apply for a waiver from the United States
Health Care Financing Administration to allow for the implementation of
Partnerships under this Section.
The Illinois Department shall require health care providers to
maintain records that document the medical care and services provided
to recipients of Medical Assistance under this Article. The Illinois
Department shall require health care providers to make available, when
authorized by the patient, in writing, the medical records in a timely
fashion to other health care providers who are treating or serving
persons eligible for Medical Assistance under this Article. All
dispensers of medical services shall be required to maintain and retain
business and professional records sufficient to fully and accurately
document the nature, scope, details and receipt of the health care
provided to persons eligible for medical assistance under this Code, in
accordance with regulations promulgated by the Illinois Department. The
rules and regulations shall require that proof of the receipt of
prescription drugs, dentures, prosthetic devices and eyeglasses by
eligible persons under this Section accompany each claim for
reimbursement submitted by the dispenser of such medical services. No
such claims for reimbursement shall be approved for payment by the
Illinois Department without such proof of receipt, unless the Illinois
Department shall have put into effect and shall be operating a system
of post-payment audit and review which shall, on a sampling basis, be
deemed adequate by the Illinois Department to assure that such drugs,
dentures, prosthetic devices and eyeglasses for which payment is being
made are actually being received by eligible recipients. Within 90 days
after the effective date of this amendatory Act of 1984, the Illinois
Department shall establish a current list of acquisition costs for all
prosthetic devices and any other items recognized as medical equipment
and supplies reimbursable under this Article and shall update such list
on a quarterly basis, except that the acquisition costs of all
prescription drugs shall be updated no less frequently than every 30
days as required by Section 5-5.12.
The rules and regulations of the Illinois Department shall require
that a written statement including the required opinion of a physician
shall accompany any claim for reimbursement for abortions, or induced
miscarriages or premature births. This statement shall indicate what
procedures were used in providing such medical services.
The Illinois Department shall require that all dispensers of
medical services, other than an individual practitioner or group of
practitioners, desiring to participate in the Medical Assistance
program established under this Article to disclose all financial,
beneficial, ownership, equity, surety or other interests in any and all
firms, corporations, partnerships, associations, business enterprises,
joint ventures, agencies, institutions or other legal entities
providing any form of health care services in this State under this
Article.
The Illinois Department may require that all dispensers of medical
services desiring to participate in the medical assistance program
established under this Article disclose, under such terms and
conditions as the Illinois Department may by rule establish, all
inquiries from clients and attorneys regarding medical bills paid by
the Illinois Department, which inquiries could indicate potential
35 [February 9, 2000]
existence of claims or liens for the Illinois Department.
The Illinois Department shall establish policies, procedures,
standards and criteria by rule for the acquisition, repair and
replacement of orthotic and prosthetic devices and durable medical
equipment. Such rules shall provide, but not be limited to, the
following services: (1) immediate repair or replacement of such
devices by recipients without medical authorization; and (2) rental,
lease, purchase or lease-purchase of durable medical equipment in a
cost-effective manner, taking into consideration the recipient's
medical prognosis, the extent of the recipient's needs, and the
requirements and costs for maintaining such equipment. Such rules
shall enable a recipient to temporarily acquire and use alternative or
substitute devices or equipment pending repairs or replacements of any
device or equipment previously authorized for such recipient by the
Department. Rules under clause (2) above shall not provide for purchase
or lease-purchase of durable medical equipment or supplies used for the
purpose of oxygen delivery and respiratory care.
The Department shall execute, relative to the nursing home
prescreening project, written inter-agency agreements with the
Department of Human Services and the Department on Aging, to effect the
following: (i) intake procedures and common eligibility criteria for
those persons who are receiving non-institutional services; and (ii)
the establishment and development of non-institutional services in
areas of the State where they are not currently available or are
undeveloped.
The Illinois Department shall develop and operate, in cooperation
with other State Departments and agencies and in compliance with
applicable federal laws and regulations, appropriate and effective
systems of health care evaluation and programs for monitoring of
utilization of health care services and facilities, as it affects
persons eligible for medical assistance under this Code. The Illinois
Department shall report regularly the results of the operation of such
systems and programs to the Citizens Assembly/Council on Public Aid to
enable the Committee to ensure, from time to time, that these programs
are effective and meaningful.
The Illinois Department shall report annually to the General
Assembly, no later than the second Friday in April of 1979 and each
year thereafter, in regard to:
(a) actual statistics and trends in utilization of medical
services by public aid recipients;
(b) actual statistics and trends in the provision of the
various medical services by medical vendors;
(c) current rate structures and proposed changes in those
rate structures for the various medical vendors; and
(d) efforts at utilization review and control by the Illinois
Department.
The period covered by each report shall be the 3 years ending on
the June 30 prior to the report. The report shall include suggested
legislation for consideration by the General Assembly. The filing of
one copy of the report with the Speaker, one copy with the Minority
Leader and one copy with the Clerk of the House of Representatives, one
copy with the President, one copy with the Minority Leader and one copy
with the Secretary of the Senate, one copy with the Legislative
Research Unit, such additional copies with the State Government Report
Distribution Center for the General Assembly as is required under
paragraph (t) of Section 7 of the State Library Act and one copy with
the Citizens Assembly/Council on Public Aid or its successor shall be
deemed sufficient to comply with this Section.
(Source: P.A. 90-7, eff. 6-10-97; 90-14, eff. 7-1-97; 91-344, eff.
1-1-00; 91-462, eff. 8-6-99; revised 10-15-99.)
(305 ILCS 5/6-1) (from Ch. 23, par. 6-1)
Sec. 6-1. Eligibility requirements. Financial aid in meeting basic
maintenance requirements shall be given under this Article to or in
behalf of persons who meet the eligibility conditions of Sections 6-1.1
through 6-1.10. In addition, each unit of local government subject to
this Article shall provide persons receiving financial aid in meeting
[February 9, 2000] 36
basic maintenance requirements with financial aid for either (a)
necessary treatment, care, and supplies required because of illness or
disability, or (b) acute medical treatment, care, and supplies only. If
a local governmental unit elects to provide financial aid for acute
medical treatment, care, and supplies only, the general types of acute
medical treatment, care, and supplies for which financial aid is
provided shall be specified in the general assistance rules of the
local governmental unit, which rules shall provide that financial aid
is provided, at a minimum, for acute medical treatment, care, or
supplies necessitated by a medical condition for which prior approval
or authorization of medical treatment, care, or supplies is not
required by the general assistance rules of the Illinois Department.
Nothing in this Article shall be construed to permit the granting of
financial aid where the purpose of such aid is to obtain an abortion,
induced miscarriage or induced premature birth unless, in the opinion
of a physician, such procedures are necessary for the preservation of
the life or health of the woman seeking such treatment, or except an
induced premature birth intended to produce a live viable child and
such procedure is necessary for the health of the mother or her unborn
child; State funds may also be used to pay for abortions to terminate a
pregnancy resulting from an act of criminal sexual assault, as defined
in Section 12-13 of the Criminal Code of 1961, an act of aggravated
criminal sexual assault, as defined in Section 12-14 of the Criminal
Code of 1961, or an act of sexual relations within families, as
defined in Section 11-11 of the Criminal Code of 1961, but only to the
extent that payment for such abortions is required by federal law as
determined by a court of competent jurisdiction. Nothing in this
Article shall be construed to permit the granting of financial aid
where the purpose of such aid is to obtain an abortion, induced
miscarriage or induced premature birth unless, in the opinion of a
physician, such procedures are necessary for the preservation of the
life of the woman seeking such treatment, or except an induced
premature birth intended to produce a live viable child and such
procedure is necessary for the health of the mother or her unborn
child.
Until August 1, 1969, children who require care outside their own
homes, where no other sources of funds or insufficient funds are
available to provide the necessary care, are included among persons
eligible for aid under this Article. After July 31, 1969, the
Department of Children and Family Services shall have the
responsibility of providing child welfare services to such children, as
provided in Section 5 of "An Act creating the Department of Children
and Family Services, codifying its powers and duties, and repealing
certain Acts and Sections herein named", approved June 4, 1963, as
amended.
In cities, villages and incorporated towns of more than 500,000
population, the Illinois Department may establish a separate program
under this Article. The 2 programs shall be differentiated, but the
placement of persons under both programs shall be based upon their
ability or inability to engage in employment in accordance with the
rules and regulations promulgated by the Illinois Department. In
establishing rules and regulations for determining whether a person is
able to engage in employment, the Illinois Department may establish
rules different than those set out under Section 11-20. In determining
need and the amount of aid under Sections 6-1.2 and 6-2 for the 2
programs, the Illinois Department may establish different standards for
the 2 programs based upon the specific needs of the different
populations to be served by the 2 programs. The Illinois Department
may enter into contracts with entities to establish work or training
related projects under the program established for persons determined
to be able to engage in employment.
(Source: P.A. 89-646, eff. 1-1-97.)
Section 90. Severability. If any provision, word, phrase or
clause of this amendatory Act of the 91st General Assembly or its
application to any person or circumstance is held invalid, the
invalidity does not affect the provisions, words, phrases, clauses or
37 [February 9, 2000]
application of this amendatory Act of the 91st General Assembly which
can be given effect without the invalid provision, word, phrase,
clause, or application, and to this end the provisions, words, phrases,
and clauses of this amendatory Act of the 91st General Assembly are
declared to be severable.
Section 99. Effective date. This Act takes effect upon becoming
law.".
And on that motion, a vote was taken resulting as follows:
52, Yeas; 65, Nays; 1, Answering Present.
(ROLL CALL 9)
And the motion on the adoption of the amendment was lost.
Representative Skinner moved that the Fiscal Note Act does not
apply.
And on that motion, a vote was taken resulting as follows:
60, Yeas; 57, Nays; 0, Answering Present.
(ROLL CALL 10)
The motion prevailed.
There being no further amendments, the foregoing Amendment No. 6
was ordered engrossed; and the bill, as amended, was again advanced to
the order of Third Reading.
HOUSE BILL 3988. Having been printed, was taken up and read by
title a second time.
The following amendment was offered in the Committee on
Constitutional Officers, adopted and printed:
AMENDMENT NO. 1 TO HOUSE BILL 3988
AMENDMENT NO. 1. Amend House Bill 3988 by replacing everything
after the enacting clause with the following:
"Section 5. The State Comptroller Act is amended by adding Sections
22.3 and 22.4 as follows:
(15 ILCS 405/22.3 new)
Sec. 22.3. Cemetery Preservation Advisory Board. The Comptroller
shall appoint a 5-member Cemetery Preservation Advisory Board. The
Board shall serve in an advisory capacity to the Comptroller for the
purpose of recommending the distribution of funds from the Cemetery
Preservation Fund. Members of the Board shall serve a term as
determined by the Comptroller. Members shall serve without
compensation but may be reimbursed for their reasonable expenses
incurred in the performance of their duties.
(15 ILCS 405/22.4 new)
Sec. 22.4. Cemetery Preservation Fund.
(a) The Cemetery Preservation Fund is created as a special fund in
the State Treasury.
(b) Beginning on January 1, 2001, all fees and penalties for the
payment of registration, licensure, annual reporting, and penalties
paid to the State Comptroller pursuant to Sections 8, 9, and 12 of the
Cemetery Care Act shall be deposited into the Cemetery Preservation
Fund. The Comptroller may accept monetary gifts or grants from any
nongovernmental source for deposit into the Cemetery Preservation Fund.
(c) The State Comptroller shall determine payments from the
Cemetery Preservation Fund. All payments from the Cemetery
Preservation Fund shall be used by the Comptroller to clean up or
restore abandoned and neglected cemeteries in Illinois including grants
to units of local governments, school districts, and not-for-profit
associations.
(d) Grant payments provided for the cleanup of cemeteries owned by
units of municipal, county, or township government shall not exceed 50%
of the projected cost to clean up the cemetery. The Comptroller may
[February 9, 2000] 38
adopt rules and regulations in administering this subsection.
(e) Expenditures from the Cemetery Preservation Fund are subject to
appropriation.
Section 10. The State Finance Act is amended by adding Section
5.541 as follows:
(30 ILCS 105/5.541 new)
Sec. 5.541. The Cemetery Preservation Fund.
Section 15. The Grave and Cemetery Restoration Act is amended by
changing Section 1 as follows:
(55 ILCS 70/1) (from Ch. 21, par. 61)
Sec. 1. Care by county.
(a) The county board of any county may appropriate funds from the
county treasury to be used for the purpose of putting any old,
neglected graves and cemeteries in the county in a cleaner and more
respectable condition.
(b) A county that has within its territory an abandoned cemetery
may enter the cemetery grounds and cause the grounds to be cleared and
made orderly. Provided, in no event shall a county enter an abandoned
cemetery under this subsection if the owner of the property or the
legally responsible cemetery authority provides written notification to
the county, prior to the county's entry (1) demonstrating the ownership
or authority to control or manage the cemetery and (2) declining the
county authorization to enter the property. In making a cemetery
orderly under this Section, the county may take necessary measures to
correct dangerous conditions that exist in regard to markers,
memorials, or other cemetery artifacts but may not permanently remove
those items from their location on the cemetery grounds.
(c) For the purposes of this Section:
"Abandoned cemetery" means an area of land containing more than 6
places of interment for which, after diligent search, no owner of the
land or currently functioning cemetery authority can be found and (1)
at which no interments have taken place in at least 3 years; or (2) for
which there has been inadequate maintenance for at least 6 months.
"Diligent search" includes, but is not limited to, publication of a
notice in a newspaper of local circulation not more than 45 but at
least 30 days prior to a county's entry and cleanup of cemetery
grounds. The notice shall provide (1) notice of the county's intended
entry and cleanup of the cemetery; (2) the name, if known, and
geographic location of the cemetery; (3) the right of the cemetery
authority or owner of the property to deny entry to the county upon
written notice to the county; and (4) the date or dates of the intended
cleanup.
"Inadequate maintenance" includes, but is not limited to, the
failure to cut the lawn throughout a cemetery to prevent an overgrowth
of grass and weeds; the failure to trim shrubs to prevent excessive
overgrowth; the failure to trim trees so as to remove dead limbs; the
failure to keep in repair the drains, water lines, roads, buildings,
fences, and other structures of the cemetery premises; or the failure
to keep the cemetery premises free of trash and debris.
(Source: P.A. 86-696.)
Section 20. The Township Code is amended by changing Section 130-5
as follows:
(60 ILCS 1/130-5)
Sec. 130-5. Cemeteries; permitted activities.
(a) A township may establish and maintain cemeteries within and
without its territory, may acquire lands for cemeteries by condemnation
or otherwise, may lay out lots of convenient size for families, and may
sell lots for a family burying ground or to individuals for burial
purposes. Associations duly incorporated under the laws of this State
for cemetery purposes shall have the same power and authority to
purchase lands and sell lots for burial purposes as are conferred upon
townships under this Article.
(b) A township that has within its territory an abandoned cemetery
may enter the cemetery grounds and cause the grounds to be cleared and
made orderly. Provided, in no event shall a township enter an abandoned
cemetery under this subsection if the owner of the property or the
39 [February 9, 2000]
legally responsible cemetery authority provides written notification to
the township, prior to the township's entry (1) demonstrating the
ownership or authority to control or manage the cemetery and (2)
declining the township authorization to enter the property. In making a
cemetery orderly under this Section, the township may take necessary
measures to correct dangerous conditions that exist in regard to
markers, memorials, or other cemetery artifacts but may not permanently
remove those items from their location on the cemetery grounds.
(c) In this Section:
"Abandoned cemetery" means an area of land containing "more than 6
places of interment for which, after diligent search, no owner of the
land or currently functioning cemetery authority can be found and (1)
at which no interments have taken place in at least 3 years; or (2) for
which there has been inadequate maintenance for at least 6 months.
"Diligent search" includes, but is not limited to, publication of a
notice in a newspaper of local circulation not more than 45 but at
least 30 days prior to a township's entry and cleanup of cemetery
grounds. The notice shall provide (1) notice of the township's intended
entry and cleanup of the cemetery; (2) the name, if known, and
geographic location of the cemetery; (3) the right of the cemetery
authority or owner of the property to deny entry to the township upon
written notice to the township; and (4) the date or dates of the
intended cleanup.
"Inadequate maintenance" includes, but is not limited to, the
failure to cut the lawn throughout a cemetery to prevent an overgrowth
of grass and weeds; the failure to trim shrubs to prevent excessive
overgrowth; the failure to trim trees so as to remove dead limbs; the
failure to keep in repair the drains, water lines, roads, buildings,
fences, and other structures of the cemetery premises; or the failure
to keep the cemetery premises free of trash and debris.
(Source: Laws 1963, p. 824; P.A. 88-62.)
Section 25. The Illinois Municipal Code is amended by changing
Section 11-49-1 as follows:
(65 ILCS 5/11-49-1) (from Ch. 24, par. 11-49-1)
Sec. 11-49-1. Cemeteries; permitted activities.
(a) The corporate authorities of each municipality may establish
and regulate cemeteries within or without the municipal limits; may
acquire lands therefor, by purchase or otherwise; may cause cemeteries
to be removed; and may prohibit their establishment within one mile of
the municipal limits.
(b) The corporate authorities also may enter into contracts to
purchase existing cemeteries, or lands for cemetery purposes, on
deferred installments to be paid solely from the proceeds of sale of
cemetery lots. Every such contract shall empower the purchasing
municipality, in its own name, to execute and deliver deeds to
purchasers of cemetery lots for burial purposes.
(c) The corporate authorities of each municipality that has within
its territory an abandoned cemetery may enter the cemetery grounds and
cause the grounds to be cleared and made orderly. Provided, in no event
shall the corporate authorities of a municipality enter an abandoned
cemetery under this subsection if the owner of the property or the
legally responsible cemetery authority provides written notification to
the corporate authorities, prior to the the corporate authorities'
entry (1) demonstrating the ownership or authority to control or manage
the cemetery and (2) declining the corporate authority authorization to
enter the property. In making a cemetery orderly under this Section,
the corporate authorities of a municipality may take necessary measures
to correct dangerous conditions that exist in regard to markers,
memorials, or other cemetery artifacts but may not permanently remove
those items from their location on the cemetery grounds.
(d) In this Section:
"Abandoned cemetery" means an area of land containing more than 6
places of interment for which, after diligent search, no owner of the
land or currently functioning cemetery authority can be found and (1)
at which no interments have taken place in at least 3 years; or (2) for
which there has been inadequate maintenance for at least 6 months.
[February 9, 2000] 40
"Diligent search" includes, but is not limited to, publication of a
notice in a newspaper of local circulation not more than 45 but at
least 30 days prior to entry and cleanup of cemetery grounds by the
corporate authorities of a municipality. The notice shall provide (1)
notice of the corporate authorities' intended entry and cleanup of the
cemetery; (2) the name, if known, and geographic location of the
cemetery; (3) the right of the cemetery authority or owner of the
property to deny entry to the corporate authorities upon written notice
to the those authorities; and (4) the date or dates of the intended
cleanup.
"Inadequate maintenance" includes, but is not limited to, the
failure to cut the lawn throughout a cemetery to prevent an overgrowth
of grass and weeds; the failure to trim shrubs to prevent excessive
overgrowth; the failure to trim trees so as to remove dead limbs; the
failure to keep in repair the drains, water lines, roads, buildings,
fences, and other structures of the cemetery premises; or the failure
to keep the cemetery premises free of trash and debris.
(Source: Laws 1961, p. 576.)
Section 30. The Illinois Funeral or Burial Funds Act is amended by
changing Sections 1a, 1a-1, 2, 2a, 3, 3a, 3e, 3f, 4, 7.2, and 8 and by
adding Sections 3a-5 and 8.1 as follows:
(225 ILCS 45/1a) (from Ch. 111 1/2, par. 73.101a)
Sec. 1a. For the purposes of this Act, the following terms shall
have the meanings specified, unless the context clearly requires
another meaning:
"Beneficiary" means the person specified in the pre-need contract
upon whose death funeral services or merchandise shall be provided or
delivered.
"Licensee" means a seller of a pre-need contract who has been
licensed by the Comptroller under this Act.
"Outer burial container" means any container made of concrete,
steel, wood, fiberglass or similar material, used solely at the
interment site, and designed and used exclusively to surround or
enclose a separate casket and to support the earth above such casket,
commonly known as a burial vault, grave box or grave liner, but not
including a lawn crypt as defined in the Illinois Pre-need Cemetery
Sales Act.
"Parent company" means a corporation that has a controlling
interest in another corporation.
"Person" means any person, partnership, association, corporation,
or other entity.
"Pre-need contract" means any agreement or contract, or any series
or combination of agreements or contracts, whether funded by trust
deposits or life insurance policies or annuities, which has for a
purpose the furnishing or performance of funeral services or the
furnishing or delivery of any personal property, merchandise, or
services of any nature in connection with the final disposition of a
dead human body. Nothing in this Act is intended to regulate the
content of a life insurance policy or a tax-deferred annuity.
"Provider" means a person who is obligated for furnishing or
performing funeral services or the furnishing or delivery of any
personal property, merchandise, or services of any nature in connection
with the final disposition of a dead human body.
"Purchaser" means the person who originally paid the money under or
in connection with a pre-need contract.
"Sales proceeds" means the entire amount paid to a seller,
exclusive of sales taxes paid by the seller, finance charges paid by
the purchaser, and credit life, accident or disability insurance
premiums, upon any agreement or contract, or series or combination of
agreements or contracts, for the purpose of performing funeral services
or furnishing personal property, merchandise, or services of any nature
in connection with the final disposition of a dead human body,
including, but not limited to, the retail price paid for such services
and personal property and merchandise.
"Purchase price" means the sales proceeds less finance charges on
retail installment contracts.
41 [February 9, 2000]
"Seller" means the person who sells or offers to sell the pre-need
contract to a purchaser, whether funded by a trust agreement, life
insurance policy, or tax-deferred annuity.
"Trustee" means a person authorized to hold funds under this Act.
(Source: P.A. 88-477.)
(225 ILCS 45/1a-1)
Sec. 1a-1. Pre-need contracts.
(a) It shall be unlawful for any seller doing business within this
State to accept sales proceeds from a purchaser, either directly or
indirectly by any means, unless the seller enters into a pre-need
contract with the purchaser which meets the following requirements:
(1) It states the name and address of the principal office of
the seller provider, all branch locations, and the parent company
of the seller, if any or clearly discloses that the provider will
be selected by the purchaser or the purchaser's survivor or legal
representative at a later date, except that no contract shall
contain any provision restricting the right of the contract
purchaser during his or her lifetime in making his or her own
selection of a provider.
(2) It clearly identifies the provider's seller's name and
address, the purchaser, and the beneficiary, if other than the
purchaser, and the provider, if different than the seller or
discloses that the provider will be selected at a later date.
(3) It contains a complete description of the funeral
merchandise and services to be provided and the price of the
merchandise and services, and it clearly discloses whether the
price of the merchandise and services is guaranteed or not
guaranteed as to price.
(A) Each guaranteed price contract shall contain the
following statement in 12 point bold type:
THIS CONTRACT GUARANTEES THE BENEFICIARY THE SPECIFIC
GOODS AND SERVICES CONTRACTED FOR. NO ADDITIONAL CHARGES MAY
BE REQUIRED. FOR DESIGNATED GOODS AND SERVICES, ADDITIONAL
CHARGES MAY BE INCURRED FOR UNEXPECTED EXPENSES INCLUDING, BUT
NOT LIMITED TO, CASH ADVANCES, SHIPPING OF REMAINS FROM A
DISTANT PLACE, OR DESIGNATED HONORARIA ORDERED OR DIRECTED BY
SURVIVORS.
(B) Each non-guaranteed price contract shall contain the
following statement in 12 point bold type:
THIS CONTRACT DOES NOT GUARANTEE THE PRICE THE
BENEFICIARY WILL PAY FOR ANY SPECIFIC GOODS OR SERVICES. ANY
FUNDS PAID UNDER THIS CONTRACT ARE ONLY A DEPOSIT TO BE
APPLIED TOWARD THE FINAL PRICE OF THE GOODS OR SERVICES
CONTRACTED FOR. ADDITIONAL CHARGES MAY BE REQUIRED.
(4) It provides that if the particular supplies and services
specified in the pre-need contract are unavailable at the time of
delivery, the provider shall be required to furnish supplies and
services similar in style and at least equal in quality of material
and workmanship.
(5) It discloses any penalties or restrictions, including but
not limited to geographic restrictions or the inability of the
provider, if selected, to perform, on the delivery of merchandise,
services, or pre-need contract guarantees.
(6) Regardless of the method of funding the pre-need
contract, the following must be disclosed:
(A) Whether the pre-need contract is to be funded by a
trust, life insurance, or an annuity;
(B) The nature of the relationship among the person
entity funding the pre-need contract, the provider, if
selected, and the seller; and
(C) The impact on the pre-need contract of (i) any
changes in the funding arrangement including but not limited
to changes in the assignment, beneficiary designation, or use
of the funds; (ii) any specific penalties to be incurred by
the contract purchaser as a result of failure to make
payments; (iii) penalties to be incurred or moneys or refunds
[February 9, 2000] 42
to be received as a result of cancellations; and (iv) all
relevant information concerning what occurs and whether any
entitlements or obligations arise if there is a difference
between the proceeds of the particular funding arrangement and
the amount actually needed to pay for the funeral at-need.;
and
(D) The method of changing or selecting the designation
of the provider.
(b) All pre-need contracts are subject to the Federal Trade
Commission Rule concerning the Cooling-Off Period for Door-to-Door
Sales (16 CFR Part 429).
(c) No pre-need contract shall be sold in this State unless there
is a provider for the services and personal property being sold, or
unless disclosure has been made by the seller as provided in
subdivision (a)(1). If the seller is not a provider and a provider has
been selected, then the seller must have a binding agreement with a
provider, and the identity of the provider and the nature of the
agreement between the seller and the provider shall be disclosed in the
pre-need contract at the time of the sale and before the receipt of any
sales proceeds. Any subsequent change made in the identity of the
provider shall be approved in writing by the purchaser and beneficiary
within 30 days after it occurs. The failure to disclose the identity of
the provider, the nature of the agreement between the seller and the
provider, or any changes thereto to the purchaser and beneficiary, or
the failure to make the disclosures required in subdivision (a)(1),
constitutes an intentional violation of this Act.
(d) All pre-need contracts must be in writing in at least 12 point
type, numbered, and executed in duplicate and no pre-need contract form
shall be used without prior filing with the Comptroller. A signed copy
of the pre-need contract must be provided to the purchaser at the time
of entry. The Comptroller shall review all pre-need contract forms and
shall prohibit the use of contract forms which do not meet the
requirements of this Act upon written notification to the seller. Any
use or attempted use of any oral pre-need contract or any written
pre-need contract in a form not filed with the Comptroller or in a form
which does not meet the requirements of this Act shall be deemed a
violation of this Act and is voidable by the purchaser without penalty.
Life insurance policies, tax-deferred annuities, endorsements, riders,
or applications for life insurance or tax-deferred annuities are not
subject to filing with the Comptroller. The Comptroller may by rule
develop a model pre-need contract form which meets the requirements of
this Act.
(e) The State Comptroller shall by rule develop a booklet for
consumers in plain English describing the scope, application, and
consumer protections of this Act. After the adoption of these rules,
no pre-need contract shall be sold in this State unless the seller (i)
distributes to the purchaser prior to the sale a booklet promulgated or
approved for use by the State Comptroller and (ii) explains to the
purchaser the terms of the pre-need contract prior to the purchaser's
signing.
(f) All sales proceeds received in connection with a pre-need
contract shall be deposited into a trust account as provided in Section
1b and Section 2 of this Act, or shall be used to purchase a life
insurance policy or tax-deferred annuity as provided in Section 2a of
this Act.
(g) No pre-need contract shall be sold in this State unless it is
accompanied by a funding mechanism permitted under this Act, and unless
the seller is licensed by the Comptroller as provided in Section 3 of
this Act. Nothing in this Act is intended to relieve sellers of
pre-need contracts from being licensed under any other Act required for
their profession or business, and being subject to the rules
promulgated to regulate their profession or business, including rules
on solicitation and advertisement.
(Source: P.A. 90-47, eff. 1-1-98.)
(225 ILCS 45/2) (from Ch. 111 1/2, par. 73.102)
Sec. 2. (a) If a purchaser selects a trust arrangement to fund the
43 [February 9, 2000]
pre-need contract, all trust deposits as determined by Section 1b shall
be made within 30 days of receipt.
(b) A trust established under this Act must be maintained:
(1) in a trust account established in a bank, savings and
loan association, savings bank, or credit union authorized to do
business in Illinois in which accounts are insured by an agency of
the federal government; or
(2) in a trust company authorized to do business in Illinois.
(c) Trust agreements and amendments to the trust agreements used
to fund a pre-need contract shall be filed with the Comptroller prior
to their use.
(d) Trust agreements shall follow the format of the standard
Funeral Trust Agreements approved by the Comptroller for guaranteed or
non-guaranteed price funeral plans.
(e) A seller or provider shall furnish to the trustee and
depositary the name of each payor and the amount of payment on each
such account for which deposit is being so made. Nothing shall prevent
the trustee or a seller or provider acting as a trustee in accordance
with this Act from commingling the deposits in any such trust fund for
purposes of its management and the investment of its funds as provided
in the Common Trust Fund Act. In addition, multiple trust funds
maintained under this Act may be commingled or commingled with other
funeral or burial related trust funds if all record keeping
requirements imposed by law are met.
(f) Trust funds may be maintained in a financial institution
described in subsection (b) which is located in a state adjoining this
State where: (1) the financial institution is located within 50 miles
of the border of this State, (2) its accounts are federally insured,
and (3) it has registered with the Illinois Secretary of State for
purposes of service of process.
(g) Upon notice to the Comptroller, the seller may change the
trustee of the fund.
(Source: P.A. 88-477.)
(225 ILCS 45/2a)
Sec. 2a. Purchase of insurance or annuity.
(a) If a purchaser selects the purchase of a life insurance policy
or tax-deferred annuity contract to fund the pre-need contract, the
application and collected premium shall be mailed within 30 days of
signing the pre-need contract.
(b) If life insurance or an annuity is used to fund a pre-need
contract, the seller or provider shall not be named as the owner or
beneficiary of the policy or annuity. No person whose only insurable
interest in the insured is the receipt of proceeds from the policy or
in naming who shall receive the proceeds nor any trust acting on behalf
of such person or seller or provider shall be named as owner or
beneficiary of the policy or annuity.
(c) Nothing shall prohibit the purchaser from irrevocably
assigning ownership of the policy or annuity used to fund a guaranteed
price pre-need contract to a person or trust for the purpose of
obtaining favorable consideration for Medicaid, Supplemental Security
Income, or another public assistance program, as permitted under
federal law, except that neither the seller nor the contract provider
shall be named the owner of the policy or annuity.
(d) If a life insurance policy or annuity contract is used to fund
a pre-need contract, except for guaranteed price contracts permitted in
Section 4(a) of this Act, the pre-need contract must be revocable, and
the assignment provision in the pre-need contract must contain the
following disclosure in 12 point bold type:
THIS ASSIGNMENT MAY BE REVOKED BY THE ASSIGNOR OR ASSIGNOR'S
SUCCESSOR OR, IF THE ASSIGNOR IS ALSO THE INSURED AND DECEASED, BY THE
REPRESENTATIVE OF THE INSURED'S ESTATE BEFORE THE RENDERING TO THE
CEMETERY SERVICES OR GOODS OR FUNERAL SERVICES OR GOODS. IF THE
ASSIGNMENT IS REVOKED, THE DEATH BENEFIT UNDER THE LIFE INSURANCE
POLICY OR ANNUITY CONTRACT SHALL BE PAID IN ACCORDANCE WITH THE
BENEFICIARY DESIGNATION UNDER THE INSURANCE POLICY OR ANNUITY CONTRACT.
(e) Sales proceeds shall not be used to purchase life insurance
[February 9, 2000] 44
policies or tax-deferred annuities unless the company issuing the life
insurance policies or tax-deferred annuities is licensed with the
Illinois Department of Insurance, and the insurance producer or annuity
seller is licensed to do business in the State of Illinois.
(f) The seller or provider must give notice in writing that the
cash surrender value of a life insurance policy may be less than the
amount provided for by the refund provisions of the trust.
(Source: P.A. 88-477.)
(225 ILCS 45/3) (from Ch. 111 1/2, par. 73.103)
Sec. 3. Licensing.
(a) No person, firm, partnership, association or corporation may
act as seller without first securing from the State Comptroller a
license to so act. Application for such license shall be in writing,
signed by the applicant and duly verified on forms furnished by the
Comptroller. Each application shall contain at least the following:
(1) The full name and address (both residence and place of
business) of the applicant, and every member, officer and director
thereof if the applicant is a firm, partnership, association, or
corporation, and of every shareholder holding more than 10% of the
corporate stock if the applicant is a corporation. Any license
issued pursuant to the application shall be valid only at the
address stated in the application for such applicant or at such new
address as may be approved by the Comptroller;
(2) A statement of the applicant's assets and liabilities
approximate net worth;
(3) The name and address of the applicant's principal place of
business at which the books, accounts, and records shall be
available for examination by the Comptroller as required by this
Act;
(4) The names and addresses of the applicant's branch
locations at which pre-need sales shall be conducted and which
shall operate under the same license number as the applicant's
principal place of business;
(5) For each individual listed under item (1) above, a
detailed statement of the individual's business experience for the
10 years immediately preceding the application; any present or
prior connection between the individual and any other person
engaged in pre-need sales; any felony or misdemeanor convictions
for which fraud was an essential element; any charges or complaints
lodged against the individual for which fraud was an essential
element and which resulted in civil or criminal litigation; any
failure of the individual to satisfy an enforceable judgment
entered against him based upon fraud; and any other information
requested by the Comptroller relating to past business practices of
the individual. Since the information required by this item (5) may
be confidential or contain proprietary information, this
information shall not be available to other licensees or the
general public and shall be used only for the lawful purposes of
the Comptroller in enforcing this Act;
(6) The name of the trustee and, if applicable, the names of
the advisors to the trustee, including a copy of the proposed trust
agreement under which the trust funds are to be held as required by
this Act; and
(7) Such other information as the Comptroller may reasonably
require in order to determine the qualification of the applicant to
be licensed under this Act. and (3)
(b) Applications for license shall be accompanied by a fidelity
bond executed by the applicant and a surety company authorized to do
business in this State or an irrevocable, unconditional letter of
credit issued by a bank, credit union, or trust company authorized to
do business in the State of Illinois, as approved by the State
Comptroller, in such amount not exceeding $10,000 as the Comptroller
may require. Individual salespersons employed by a licensee shall not
be required to obtain licenses in their individual capacities. Upon
receipt of such application and bond or letter of credit the
Comptroller shall issue a license unless he or she shall determine that
45 [February 9, 2000]
the applicant has made false statements or representations in such
application, or is insolvent, or has conducted or is about to conduct
his business in a fraudulent manner, or is not duly authorized to
transact business in this State. Such license shall be kept
conspicuously posted in the place of business of the licensee. If,
after notice and an opportunity to be heard, it has been determined
that a licensee has violated this Act within the past 5 calendar years,
or if a licensee does not retain a corporate fiduciary, as defined in
the Corporate Fiduciary Act, to manage the funds in trust pursuant to
this Act, the Comptroller may require an additional bond or letter of
credit from the licensee from time to time in amounts equal to
one-tenth of such trust funds, which bond or letter of credit shall run
to the Comptroller for the use and benefit of the beneficiaries of such
trust funds.
The licensee shall keep accurate accounts, books and records in
this State, at the principal place of business identified in the
licensee's license application or as otherwise approved by the
Comptroller in writing, of all transactions, copies of all pre-need
contracts, trust agreements, and other agreements, dates and amounts of
payments made and accepted thereon, the names and addresses of the
contracting parties, the persons for whose benefit such funds are
accepted, and the names of the depositaries of such funds. Each
licensee shall maintain the documentation for a period of 3 years after
the licensee has fulfilled his obligations under the pre-need contract.
Additionally, for a period not to exceed 6 months after the performance
of all terms in a pre-need sales contract, the licensee shall maintain
copies of the contract at the licensee branch location where the
contract was entered. If an insurance policy or tax-deferred annuity
is used to fund the pre-need contract, the licensee under this Act
shall keep and maintain accurate accounts, books, and records in this
State, at the principal place of business identified in the licensee's
application or as otherwise approved by the Comptroller in writing, of
all insurance policies and tax-deferred annuities used to fund the
pre-need contract, the name and address of insured, annuitant, and
initial beneficiary, and the name and address of the insurance company
issuing the policy or annuity. If a life insurance policy or
tax-deferred annuity is used to fund a pre-need contract, the licensee
shall notify the insurance company of the name of each pre-need
contract purchaser and the amount of each payment when the pre-need
contract, insurance policy or annuity is purchased.
The licensee shall make reports to the Comptroller annually or at
such other time as the Comptroller may require, on forms furnished by
the Comptroller. The licensee shall file the annual report with the
Comptroller within 75 days after the end of the licensee's fiscal year.
The Comptroller shall for good cause shown grant an extension for the
filing of the annual report upon the written request of the licensee.
Such extension shall not exceed 60 days. If a licensee fails to submit
an annual report to the Comptroller within the time specified in this
Section, the Comptroller shall impose upon the licensee a penalty of $5
for each and every day the licensee remains delinquent in submitting
the annual report. Every application shall be accompanied by a check or
money order in the amount of $25 and every report shall be accompanied
by a check or money order in the amount of $10 payable to:
Comptroller, State of Illinois.
The licensee shall make all required books and records pertaining
to trust funds, insurance policies, or tax-deferred annuities available
to the Comptroller for examination. The Comptroller, or a person
designated by the Comptroller who is trained to perform such
examinations, may at any time investigate the books, records and
accounts of the licensee with respect to trust funds, insurance
policies, or tax-deferred annuities and for that purpose may require
the attendance of and examine under oath all persons whose testimony he
may require. The licensee shall pay a fee for such examination in
accordance with a schedule established by the Comptroller. The fee
shall not exceed the cost of such examination. For pre-need contracts
funded by trust arrangements, the cost of an initial examination shall
[February 9, 2000] 46
be borne by the licensee if it has $10,000 or more in trust funds,
otherwise, by the Comptroller. The charge made by the Comptroller for
an examination shall be based upon the total amount of trust funds held
by the licensee at the end of the calendar or fiscal year for which the
report is required by this Act and shall be in accordance with the
following schedule:
Less than $10,000............................................no charge;
$10,000 or more but less than $50,000..............................$10;
$50,000 or more but less than $100,000.............................$40;
$100,000 or more but less than $250,000............................$80;
$250,000 or more..................................................$100.
The Comptroller may order additional audits or examinations as he
or she may deem necessary or advisable to ensure the safety and
stability of the trust funds and to ensure compliance with this Act.
These additional audits or examinations shall only be made after good
cause is established by the Comptroller in the written order. The
grounds for ordering these additional audits or examinations may
include, but shall not be limited to:
(1) material and unverified changes or fluctuations in trust
balances or insurance or annuity policy amounts;
(2) the licensee changing trustees more than twice in any
12-month period;
(3) any withdrawals or attempted withdrawals from the trusts,
insurance policies, or annuity contracts in violation of this Act;
or
(4) failure to maintain or produce documentation required by
this Act for deposits into trust accounts, trust investment
activities, or life insurance or annuity policies.
Prior to ordering an additional audit or examination, the
Comptroller shall request the licensee to respond and comment upon the
factors identified by the Comptroller as warranting the subsequent
examination or audit. The licensee shall have 30 days to provide a
response to the Comptroller. If the Comptroller decides to proceed
with the additional examination or audit, the licensee shall bear the
full cost of that examination or audit, up to a maximum of $7,500. The
Comptroller may elect to pay for the examination or audit and receive
reimbursement from the licensee. Payment of the costs of the
examination or audit by a licensee shall be a condition of receiving,
maintaining, or renewing a license under this Act. All moneys received
by the Comptroller for examination or audit fees shall be maintained in
a separate account to be known as the Comptroller's Administrative
Fund. This Fund, subject to appropriation by the General Assembly, may
be utilized by the Comptroller for enforcing this Act and other
purposes that may be authorized by law.
For pre-need contracts funded by life insurance or a tax-deferred
annuity, the cost of an examination shall be borne by the licensee if
it has received $10,000 or more in premiums during the preceding
calendar year. The fee schedule for such examination shall be
established in rules promulgated by the Comptroller. In the event such
investigation or other information received by the Comptroller
discloses a substantial violation of the requirements of this Act, the
Comptroller shall revoke the license of such person upon a hearing as
provided in this Act. Such licensee may terminate all further
responsibility for compliance with the requirements of this Act by
voluntarily surrendering the license to the Comptroller, or in the
event of its loss, furnishing the Comptroller with a sworn statement to
that effect, which states the licensee's intention to discontinue
acceptance of funds received under pre-need contracts. Such license or
statement must be accompanied by an affidavit that said licensee has
lawfully expended or refunded all funds received under pre-need
contracts, and that the licensee will accept no additional sales
proceeds. The Comptroller shall immediately cancel or revoke said
license.
(Source: P.A. 88-477; 89-615, eff. 8-9-96.)
(225 ILCS 45/3a) (from Ch. 111 1/2, par. 73.103a)
Sec. 3a. Denial, suspension, or revocation of license.
47 [February 9, 2000]
(a) The Comptroller may refuse to issue or may suspend or revoke a
license on any of the following grounds:
(1) The applicant or licensee has made any misrepresentations
or false statements or concealed any material fact.
(2) The applicant or licensee is insolvent.
(3) The applicant or licensee has been engaged in business
practices that work a fraud.
(4) The applicant or licensee has refused to give pertinent
data to the Comptroller.
(5) The applicant or licensee has failed to satisfy any
enforceable judgment or decree rendered by any court of competent
jurisdiction against the applicant.
(6) The applicant or licensee has conducted or is about to
conduct business in a fraudulent manner.
(7) The trustee advisors or the trust agreement is not
satisfactory to the Comptroller.
(8) The fidelity bond is not satisfactory to the Comptroller.
(9) As to any individual, the individual has conducted or is
about to conduct any business on behalf of the applicant in a
fraudulent manner; has been convicted of any felony or misdemeanor,
an essential element of which is fraud; has had a judgment rendered
against him or her based on fraud in any civil litigation; has
failed to satisfy any enforceable judgment or decree rendered
against him or her by any court of competent jurisdiction; or has
been convicted of any felony or any theft-related offense.
(10) The applicant or licensee, including any member,
officer, or director thereof if the applicant or licensee is a
firm, partnership, association or corporation and any shareholder
holding more than 10% of the corporate stock, has violated any
provision of this Act or any regulation, decision, order, or
finding made by the Comptroller under this Act.
(11) The Comptroller finds any fact or condition existing
which, if it had existed at the time of the original application
for such license, would have warranted the Comptroller in refusing
the issuance of the license.
(b) Before refusal to issue or renew and before suspension or
revocation of a license, the Comptroller shall hold a hearing to
determine whether the applicant or licensee, hereinafter referred to as
the respondent, is entitled to hold such a license. At least 10 days
prior to the date set for such hearing, the Comptroller shall notify
the respondent in writing that on the date designated a hearing will be
held to determine his eligibility for a license and that he may appear
in person or by counsel. Such written notice may be served on the
respondent personally, or by registered or certified mail sent to the
respondent's business address as shown in his latest notification to
the Comptroller. At the hearing, both the respondent and the
complainant shall be accorded ample opportunity to present in person or
by counsel such statements, testimony, evidence and argument as may be
pertinent to the charges or to any defense thereto. The Comptroller
may reasonably continue such hearing from time to time.
The Comptroller may subpoena any person or persons in this State
and take testimony orally, by deposition or by exhibit, in the same
manner and with the same fees and mileage allowances as prescribed in
judicial proceedings in civil cases.
Any authorized agent of the Comptroller may administer oaths to
witnesses at any hearing which the Comptroller is authorized to
conduct.
(Source: P.A. 84-839.)
(225 ILCS 45/3a-5 new)
Section 3a-5. License requirements.
(a) Every license issued by the Comptroller shall state the number
of the license, the business name and address of the licensee's
principal place of business, each branch location also operating under
the license, and the licensee's parent company, if any. The license
shall be conspicuously posted in each place of business operating under
the license. The Comptroller may issue such additional licenses as may
[February 9, 2000] 48
be necessary for licensee branch locations upon compliance with the
provisions of this Act governing an original issuance of a license for
each new license.
(b) Individual salespersons representing a licensee shall not be
required to obtain licenses in their individual capacities, but must
acknowledge, by affidavit, that they have been educated in the
provisions of this Act and understand the penalties for failure to
comply. The licensee shall retain copies of the affidavits of its
sellers for its records and shall make the affidavits available to the
Comptroller for examination upon request.
(c) The licensee shall be responsible for the activities of any
person representing the licensee in selling or offering a pre-need
contract for sale.
(d) Any person not selling on behalf of a licensee shall obtain its
own license.
(e) No license shall be transferable or assignable without the
express written consent of the Comptroller. A transfer of more than
50% of the ownership of any business licensed hereunder shall be deemed
to be an attempted assignment of the license originally issued to the
licensee for which consent of the Comptroller shall be required.
(f) Every license issued hereunder shall remain in force until it
has been suspended, surrendered, or revoked in accordance with this
Act. The Comptroller, upon the request of an interested person or on
his own motion, may issue new licenses to a licensee whose license or
licenses have been revoked, if no factor or condition then exists which
would have warranted the Comptroller to originally refuse the issuance
of such license.
(225 ILCS 45/3e) (from Ch. 111 1/2, par. 73.103e)
Sec. 3e. Upon the revocation of, suspension of, or refusal to
renew any license, the licensee shall immediately surrender the license
or licenses and any branch office licenses to the Comptroller. If the
licensee fails to do so, the Comptroller shall have the right to seize
the same.
(Source: P.A. 84-839.)
(225 ILCS 45/3f)
Sec. 3f. Revocation of license.
(a) The Comptroller, upon determination that grounds exist for the
revocation or suspension of a license issued under this Act, may revoke
or suspend the license issued to a particular branch office location
with respect to which the grounds for revocation or suspension may
occur or exist or the Comptroller may revoke or suspend as many of the
licenses issued to the licensee as may be determined appropriate by the
Comptroller.
(b) Whenever a license is revoked by the Comptroller, he or she
shall apply to the Circuit Court of the county wherein the licensee is
located for a receiver to administer the trust funds of the licensee or
to maintain the life insurance policies and tax-deferred annuities held
by the licensee under a pre-need contract.
(Source: P.A. 88-477.)
(225 ILCS 45/4) (from Ch. 111 1/2, par. 73.104)
Sec. 4. Withdrawal of funds; revocability of contract.
(a) The amount or amounts so deposited into trust, with interest
thereon, if any, shall not be withdrawn until the death of the person
or persons for whose funeral or burial such funds were paid, unless
sooner withdrawn and repaid to the person who originally paid the money
under or in connection with the pre-need contract or to his or her
legal representative. The life insurance policies or tax-deferred
annuities shall not be surrendered until the death of the person or
persons for whose funeral or burial the policies or annuities were
purchased, unless sooner surrendered and repaid to the owner of the
policy purchased under or in connection with the pre-need contract or
to his or her legal representative. If, however, the agreement or
series of agreements provides for forfeiture and retention of any or
all payments as and for liquidated damages as provided in Section 6,
then the trustee may withdraw the deposits. In addition, nothing in
this Section (i) prohibits the change of depositary by the trustee and
49 [February 9, 2000]
the transfer of trust funds from one depositary to another or (ii)
prohibits a contract purchaser who is or may become eligible for public
assistance under any applicable federal or State law or local ordinance
including, but not limited to, eligibility under 24 C.F.R., Part 913
relating to family insurance under federal Housing and Urban
Development Policy from irrevocably waiving, in writing, and renouncing
the right to cancel a pre-need contract for funeral services in an
amount prescribed by rule of the Illinois Department of Public Aid. No
guaranteed price pre-need funeral contract may prohibit a purchaser
from making a contract irrevocable to the extent that federal law or
regulations require that such a contract be irrevocable for purposes of
the purchaser's eligibility for Supplemental Security Income benefits,
Medicaid, or another public assistance program, as permitted under
federal law.
(b) If for any reason a seller or provider who has engaged in
pre-need sales has refused, cannot, or does not comply with the terms
of the pre-need contract within a reasonable time after he or she is
required to do so, the purchaser or his or her heirs or assigns or duly
authorized representative shall have the right to a refund of an amount
equal to the sales proceeds price paid for undelivered merchandise or
services plus otherwise earned undistributed interest amounts held in
trust attributable to the contract, within 30 days of the filing of a
sworn affidavit with the trustee setting forth the existence of the
contract and the fact of breach. A copy of this affidavit shall be
filed with the Comptroller and the seller. In the event a seller is
prevented from performing by strike, shortage of materials, civil
disorder, natural disaster, or any like occurrence beyond the control
of the seller or provider, the seller or provider's time for
performance shall be extended by the length of the delay. Nothing in
this Section shall relieve the seller or provider from any liability
for non-performance of his or her obligations under the pre-need
contract.
(c) At any time prior to the performance of a service or delivery
of merchandise under a pre-need contract After final payment on a
pre-need contract, any purchaser, its legal representative, or all
beneficiaries under the pre-need contract may, upon signed written
demand to a seller, demand that the pre-need contract with the seller
be terminated. The seller shall, within 30 days, initiate a refund to
the purchaser, its legal representative, or all beneficiaries under the
pre-need contract in an amount as follows:
(1) 100% of the sales proceeds, including undistributed
interest earned thereon, if the purchaser, its legal
representative, or all beneficiaries demand termination of the
pre-need contract within 30 days of the date of entry into the
pre-need contract; or
(2) of the entire amount held in trust attributable to
undelivered merchandise and unperformed services, including
otherwise earned undistributed interest earned thereon, if the
purchaser, its legal representative, or all beneficiaries demand
termination of the pre-need contract more than 30 days after the
date of entry into the pre-need contract; or
(3) the cash surrender value of a life insurance policy or tax
deferred annuity.
(d) If no funeral merchandise or services are provided or if the
funeral is conducted by another person, the seller may keep no more
than 10% of the payments made under the pre-need contract or $300,
whichever sum is less. The remainder of the trust funds or insurance
or annuity proceeds shall be forwarded to the legal heirs of the
deceased or as determined by probate action.
(d) The placement and retention of all or a portion of a casket,
combination casket-vault, urn, or outer burial container comprised of
materials which are designed to withstand prolonged storage in the
manner set forth in this paragraph without adversely affecting the
structural integrity or aesthetic characteristics of such merchandise
in a specific burial space in which the person or persons for whose
funeral or burial the merchandise was intended has a right of
[February 9, 2000] 50
interment, or the placement of the merchandise in a specific mausoleum
crypt or lawn crypt in which such person has a right of entombment, or
the placement of the merchandise in a specific niche in which such
person has a right of inurnment, or delivery to such person and
retention by such person until the time of need shall constitute actual
delivery to the person who originally paid the money under or in
connection with said agreement or series of agreements. Actual
delivery shall eliminate, from and after the date of actual delivery,
any requirement under this Act to place or retain in trust any funds
received for the sale of such merchandise. The delivery, prior to the
time of need, of any funeral or burial merchandise in any manner other
than authorized by this Section shall not constitute actual delivery
and shall not eliminate any requirement under this Act to place or
retain in trust any funds received for the sale of such merchandise.
(Source: P.A. 87-1091; 88-477.)
(225 ILCS 45/7.2)
Sec. 7.2. Investigation of unlawful practices. If it appears to
the Comptroller that a person has engaged in, is engaging in, or is
about to engage in any practice in violation of declared to be unlawful
by this Act, the Comptroller may:
(1) require that person to file on such terms as the
Comptroller prescribes a statement or report in writing, under oath
or otherwise, containing all information the Comptroller may
consider necessary to ascertain whether a licensee is in compliance
with this Act, or whether an unlicensed person is engaging in
activities for which a license is required;
(2) examine under oath any person in connection with the
books and records pertaining to or having an impact upon trust
funds, insurance policies, or tax deferred annuities required or
allowed to be maintained pursuant to this Act;
(3) examine any books and records of the licensee, trustee,
or investment advisor that the Comptroller may consider necessary
to ascertain compliance with this Act; and
(4) require the production of a copy of any record, book,
document, account, or paper that is produced in accordance with
this Act and retain it in his or her possession until the
completion of all proceedings in connection with which it is
produced.
(Source: P.A. 89-615, eff. 8-9-96.)
(225 ILCS 45/8) (from Ch. 111 1/2, par. 73.108)
Sec. 8. Any person who intentionally violates any provision of this
Act is guilty of a Class 4 felony.
If any person intentionally violates this Act or fails or refuses
to comply with any order of the Comptroller or any part of an order
that has become final to the person and is still in effect, the
Comptroller may, after notice and hearing at which it is determined
that a violation of this Act or the order has been committed, further
order that the person shall forfeit and pay to the State of Illinois a
sum not to exceed $10,000 $5,000 for each violation. This liability
shall be enforced in an action brought in any court of competent
jurisdiction by the Comptroller in the name of the People of the State
of Illinois.
Any person that violates any provision of this Act or fails to
comply with an order of the Comptroller shall be liable for a civil
penalty not to exceed $10,000 for the violation and an additional civil
penalty of not to exceed $1,000 for each day during which the violation
continues. The civil penalties provided for in this Section may be
recovered in a civil action. These penalties are in addition to any
penalties that may be issued under the Consumer Fraud and Deceptive
Business Practices Act for knowing violations of this Act.
Any violation of this Act for which a fine may be assessed shall be
established by rules promulgated by the Comptroller.
In addition to the other penalties and remedies provided in this
Act, the Comptroller may bring a civil action in the county of
residence of the licensee or any person accepting trust funds to enjoin
any violation or threatened violation of this Act.
51 [February 9, 2000]
The powers vested in the Comptroller by this Section are in
addition to any and all other powers and remedies vested in the
Comptroller by law.
(Source: P.A. 88-477.)
(225 ILCS 45/8.1 new)
Sec. 8.1. Sales; liability of purchaser for shortage. In the event
of a sale or transfer of all or substantially all of the assets of the
licensee, the sale or transfer of the controlling interest of the
corporate stock of the licensee if the licensee is a corporation, the
sale or transfer of the controlling interest of the partnership if the
licensee is a partnership, or the sale of the licensee pursuant to
foreclosure proceedings, the purchaser is liable for any shortages
existing before or after the sale in the trust funds required to be
maintained in a trust pursuant to this Act and shall honor all pre-need
contracts and trusts entered into by the licensee. Any shortages
existing in the trust funds constitute a prior lien in favor of the
trust for the total value of the shortages, and notice of that lien
shall be provided in all sales instruments.
In the event of a sale or transfer of all or substantially all of
the assets of the licensee, the sale or transfer of the controlling
interest of the corporate stock of the licensee if the licensee is a
corporation, or the sale or transfer of the controlling interest of the
partnership if the licensee is a partnership, the licensee shall, at
least 21 days prior to the sale or transfer, notify the Comptroller, in
writing, of the pending date of sale or transfer so as to permit the
Comptroller to audit the books and records of the licensee. The audit
must be commenced within 10 business days of the receipt of the
notification and completed within the 21-day notification period unless
the Comptroller notifies the licensee during that period that there is
a basis for determining a deficiency which will require additional time
to finalize. The sale or transfer may not be completed by the licensee
unless and until:
(i) the Comptroller has completed the audit of the licensee's
books and records;
(ii) any delinquency existing in the trust funds has been paid
by the licensee, or arrangements satisfactory to the Comptroller
have been made by the licensee on the sale or transfer for the
payment of any delinquency; and
(iii) the Comptroller issues a license upon application of the
new owner, which license must be applied for within 30 days of the
anticipated date of the sale or transfer, subject to the payment of
any delinquencies, if any, as stated in item (ii).
For purposes of this Section, a person, firm, corporation,
partnership, or institution that acquires the licensee through a real
estate foreclosure shall be subject to the provisions of this Section.
The sale or transfer of the controlling interest of a licensee to an
immediate family member is not subject to the license application
process required in item (iii) of this Section.
Section 32. The Illinois Public Aid Code is amended by changing
Section 12-4.11 as follows:
(305 ILCS 5/12-4.11) (from Ch. 23, par. 12-4.11)
Sec. 12-4.11. Grant amounts. The Department, with due regard for
and subject to budgetary limitations, shall establish grant amounts for
each of the programs, by regulation. The grant amounts may vary by
program, size of assistance unit and geographic area.
Aid payments shall not be reduced except: (1) for changes in the
cost of items included in the grant amounts, or (2) for changes in the
expenses of the recipient, or (3) for changes in the income or
resources available to the recipient, or (4) for changes in grants
resulting from adoption of a consolidated grant amount.
In fixing standards to govern payments or reimbursements for
funeral and burial expenses, the Department shall take into account the
services essential to a dignified, low-cost funeral and burial,
including reasonable amounts that may be necessary for burial space and
cemetery charges, and any applicable taxes or other required
governmental fees or charges.
[February 9, 2000] 52
For the fiscal year beginning July 1, 2000, no payment may be
provided for funeral services in excess of $850 and no payment may be
provided for cemetery burial costs in excess of $425. For the fiscal
year beginning July 1, 2001, and thereafter, no payment may be provided
for funeral services in excess of $1,000 and no payment may be provided
for cemetery burial costs in excess of $500.
Nothing contained in this Section or in any other Section of this
Code shall be construed to prohibit the Illinois Department (1) from
consolidating existing standards on the basis of any standards which
are or were in effect on, or subsequent to July 1, 1969, or (2) from
employing any consolidated standards in determining need for public aid
and the amount of money payment or grant for individual recipients or
recipient families.
(Source: P.A. 90-17, eff. 7-1-97; 90-326, eff. 8-8-97; 90-372, eff.
7-1-98; 90-655, eff. 7-30-98; 91-24, eff. 7-1-99.)
Section 35. The Cemetery Care Act is amended by changing Sections
2a, 4, 8, 9, 10, 11, 11.1, 13, 15b, and 24 as follows:
(760 ILCS 100/2a) (from Ch. 21, par. 64.2a)
Sec. 2a. Powers and duties of cemetery authorities; cemetery
property maintained by cemetery care funds.
(a) With respect to cemetery property maintained by cemetery care
funds, a cemetery authority is shall be responsible for the performance
of:
(1) (a) the care and maintenance of the cemetery property it
owns; and
(2) (b) the opening and closing of all graves, crypts, or
niches for human remains in any cemetery property it owns.
(b) A cemetery authority owning, operating, controlling or managing
a privately operated cemetery shall provide reasonable maintenance of
the cemetery property and of the lots, graves, crypts, and columbariums
in the cemetery. Reasonable maintenance includes, but is not limited
to:
(1) the laying of seed, sod, or other suitable ground cover as
soon as practicable following an interment given the weather
conditions, climate, season, and the interment's proximity to
ongoing burial activity;
(2) the cutting of the lawn throughout the cemetery at
reasonable intervals to prevent an overgrowth of grass and weeds;
(3) the trimming of shrubs to prevent excessive overgrowth;
(4) the trimming of trees to remove dead limbs;
(5) keeping in repair the drains, water lines, roads,
buildings, fences, and other structures; and
(6) keeping the cemetery premises free of trash and debris.
Reasonable maintenance by the cemetery authority shall not preclude
the exercise of lawful rights by an owner of an interment, inurnment,
or entombment right, or the owner's family and heirs, in accordance
with the reasonable rules and regulations of the cemetery or other
agreement of the cemetery authority.
(c) A cemetery authority owning, operating, controlling or managing
a privately operated cemetery shall conspicuously post in each of its
offices its rules, regulations, charges, and prices of lots, plots or
parts thereof.
(d) A cemetery authority owning, operating, controlling or managing
a privately operated cemetery shall, from time to time as land in its
cemetery may be required for burial purposes, survey and subdivide
those lands and make and file in its office a map thereof delineating
the lots or plots, avenues, paths, alleys, and walks and their
respective designations. The map shall be open to public inspection.
The cemetery authority shall make available a true copy of the map upon
written request and payment of reasonable photocopy fees. Any unsold
lots, plots or parts thereof, in which there are not human remains, may
be resurveyed and altered in shape or size, and properly designated on
such map. Nothing contained in this subsection, however, shall prevent
the cemetery authority from enlarging an interment right by selling to
the owner thereof the excess space next to such interment right and
permitting interments therein, provided reasonable access to such
53 [February 9, 2000]
interment right and to adjoining interment rights is not thereby
eliminated.
(e) A cemetery authority owning, operating, controlling, or
managing a privately operated cemetery shall keep a record of every
interment, entombment, and inurnment in the cemetery. The record shall
include the deceased's name, age, and date of burial, when these
particulars can be conveniently obtained, and the lot, plot, or section
where the human remains are interred, entombed, or inurned. The record
shall be open to public inspection. The cemetery authority shall make
available a true copy of the record upon written request and payment of
reasonable copy costs.
(f) A cemetery authority owning, operating, controlling, or
managing a privately operated cemetery shall provide access to the
cemetery under the cemetery authority's reasonable rules and
regulations.
(Source: P.A. 87-747.)
(760 ILCS 100/4) (from Ch. 21, par. 64.4)
Sec. 4. Care funds; deposits; investments. Whenever a cemetery
authority owning, operating, controlling or managing a privately
operated cemetery accepts care funds, either in connection with the
sale or giving away at an imputed value of an interment right,
entombment right or inurnment right, or in pursuance of a contract, or
whenever, as a condition precedent to the purchase or acceptance of an
interment right, entombment right or inurnment right, such cemetery
authority requires the establishment of a care fund or a deposit in an
already existing care fund, then such cemetery authority shall execute
and deliver to the person from whom received an instrument in writing
which shall specifically state: (a) the nature and extent of the care
to be furnished, and (b) that such care shall be furnished only in so
far as the net income derived from the amount deposited in trust will
permit (the income from the amount so deposited, less necessary
expenditures of administering the trust, shall be deemed the net
income), and (c) that not less than the following amounts will be set
aside and deposited in trust:
1. For interment rights, $1 per square foot of the space sold
or 15% of the sales price or imputed value, whichever is the
greater, with a minimum of $25 for each individual interment right.
2. For entombment rights, not less than 10% of the sales
price or imputed value with a minimum of $25 for each individual
entombment right.
3. For inurnment rights, not less than 10% of the sales price
or imputed value with a minimum of $15 for each individual
inurnment right.
4. For any transfer of interment rights, entombment rights,
or inurnment rights recorded in the records of the cemetery
authority, excepting only transfers between members of the
immediate family of the transferor, a minimum of $25 for each such
right transferred. For the purposes of this paragraph "immediate
family of the transferor" means the spouse, parents, grandparents,
children, grandchildren, and siblings of the transferor.
5. Upon an interment, entombment, or inurnment in a grave,
crypt, or niche in which rights of interment, entombment, or
inurnment were originally acquired from a cemetery authority prior
to January 1, 1948, a minimum of $25 for each such right exercised.
6. For the special care of any lot, grave, crypt, or niche or
of a family mausoleum, memorial, marker, or monument, the full
amount received.
Such setting aside and deposit shall be made by such cemetery
authority not later than 30 days after the close of the month in which
the cemetery authority gave away for an imputed value or received a the
final payment on the purchase price of interment rights, entombment
rights, or inurnment rights, or received a the final payment for the
general or special care of a lot, grave, crypt or niche or of a family
mausoleum, memorial, marker or monument. If a sale that would require a
deposit to the care fund is made on an installment basis, the cemetery
authority shall deposit to the care fund each installment payment
[February 9, 2000] 54
within 30 days of the close of the month in which the cemetery
authority received the payment until the amount due the care fund has
been deposited. Deposits to the care funds; and such amounts shall be
held by the trustee of the care funds of such cemetery authority in
trust in perpetuity for the specific purposes stated in said written
instrument. For all care funds received by a cemetery authority, except
for care funds received by a cemetery authority pursuant to a specific
gift, grant, contribution, payment, legacy, or contract that are
subject to investment restrictions more restrictive than the investment
provisions set forth in this Act, and except for care funds otherwise
subject to a trust agreement executed by a person or persons
responsible for transferring the specific gift, grant, contribution,
payment, or legacy to the cemetery authority that contains investment
restrictions more restrictive than the investment provisions set forth
in this Act, the cemetery authority may, without the necessity of
having to obtain prior approval from any court in this State, designate
a new trustee in accordance with this Act and invest the care funds in
accordance with this Section, notwithstanding any contrary limitation
contained in the trust agreement.
Any such cemetery authority engaged in selling or giving away at an
imputed value interment rights, entombment rights or inurnment rights,
in conjunction with the selling or giving away at an imputed value any
other merchandise or services not covered by this Act, shall be
prohibited from increasing the sales price or imputed value of those
items not requiring a care fund deposit under this Act with the purpose
of allocating a lesser sales price or imputed value to items that
require a care fund deposit.
In the event any sale that would require a deposit to such cemetery
authority's care fund is made by a cemetery authority on an installment
basis, and the installment contract is factored, discounted, or sold to
a third party, the cemetery authority shall deposit the amount due to
the care fund within 30 days after the close of the month in which the
installment contract was factored, discounted, or sold. If, subsequent
to such deposit, the purchaser defaults on the contract such that no
care fund deposit on that contract would have been required, the
cemetery authority may apply the amount deposited as a credit against
future required deposits.
The trust authorized by this Section shall be a single purpose
trust fund. In the event of the seller's bankruptcy, insolvency, or
assignment for the benefit of creditors, or an adverse judgment, the
trust funds shall not be available to any creditor as assets of the
cemetery authority or to pay any expenses of any bankruptcy or similar
proceeding, but shall be retained intact to provide for the future
maintenance of the cemetery. Except in an action by the Comptroller to
revoke a license issued pursuant to this Act and for creation of a
receivership as provided in this Act, the trust shall not be subject to
judgment, execution, garnishment, attachment, or other seizure by
process in bankruptcy or otherwise, nor to sale, pledge, mortgage, or
other alienation, and shall not be assignable except as approved by the
Comptroller. The changes made by this amendatory Act of the 91st
General Assembly are intended to clarify existing law regarding the
inability of licensees to pledge the trust.
If, subsequent to a deposit of care funds required under this
Section, the purchaser defaults on the contract such that no care fund
deposits on that contract would have been required, the cemetery
authority may apply the amount deposited as a credit against future
required deposits.
(Source: P.A. 91-7, eff. 6-1-99.)
(760 ILCS 100/8) (from Ch. 21, par. 64.8)
Sec. 8. Every cemetery authority shall register with the
Comptroller upon forms furnished by him or her. Such registration
statement shall state whether the cemetery authority claims that the
cemetery owned, operated, controlled, or managed by it is a fraternal
cemetery, municipal, State, or federal cemetery, or religious cemetery,
or a family burying ground, as the case may be, as defined in Section 2
of this Act, and shall state the date of incorporation if a corporation
55 [February 9, 2000]
and whether incorporated under general or private act of the
legislature. Such registration statement shall be accompanied by a fee
of $5. Such fee shall be paid to the Comptroller and no registration
statement shall be accepted by him without the payment of such fee.
Every cemetery authority that is not required to file an annual report
under this Act shall bear the responsibility of informing the
Comptroller whenever a change takes place regarding status of cemetery,
name of contact person, and that person's address and telephone number.
Upon receipt of a registration statement, if a claim is made that a
cemetery is a fraternal cemetery, municipal cemetery, or religious
cemetery, or a family burying ground, as the case may be, as defined in
Section 2 of this Act, and the Comptroller shall determine that such
cemetery is not a fraternal cemetery, a municipal cemetery, or a
religious cemetery, or a family burying ground, as the case may be, as
defined in Section 2 of this Act, the Comptroller shall notify the
cemetery authority making the claim of such determination; provided,
however, that no such claim shall be denied until the cemetery
authority making such claim has had at least 10 days' notice of a
hearing thereon and an opportunity to be heard. When any such claim is
denied, the Comptroller shall within 20 days thereafter prepare and
keep on file in his office the transcript of the evidence taken and a
written order or decision of denial of such claim and shall send by
United States mail a copy of such order or decision of denial to the
cemetery authority making such claim within 5 days after the filing in
his office of such order, finding or decision. A review of any such
order, finding or decision may be had as provided in the Administrative
Review Law, as now or hereafter amended.
Where no claim is made that a cemetery is a fraternal cemetery,
municipal cemetery or religious cemetery or family burying ground, as
the case may be, as defined in Section 2 of this Act, the registration
statement shall be accompanied by a fidelity bond in the amount
required by Section 9 of this Act. Upon receipt of such application,
statement and bond, the Comptroller shall issue a license to accept the
care funds authorized by the provisions of Section 3 of this Act to
each cemetery authority owning, operating, controlling or managing a
privately operated cemetery. However, the Comptroller shall issue a
license without the filing of a bond where the filing of a bond is
excused by Section 18 of this Act.
The license issued by the Comptroller shall remain in full force
and effect until it is surrendered by the licensee or revoked by the
Comptroller as hereinafter provided.
(Source: P.A. 88-477.)
(760 ILCS 100/9) (from Ch. 21, par. 64.9)
Sec. 9. Application for license.
(a) Prior to or concurrent with the acceptance of care funds
authorized by Section 3 of this Act or the sale or transfer of the
controlling interest of a licensed cemetery authority, a cemetery
authority owning, operating, controlling, or managing a privately
operated cemetery shall make application to the Comptroller for a
license to hold the funds. Whenever a cemetery authority owning,
operating, controlling or managing a privately operated cemetery is
newly organized and such cemetery authority desires to be licensed to
accept the care funds authorized by Section 3 of this Act, or whenever
there is a sale or transfer of the controlling interest of a licensed
cemetery authority, it shall make application for such license.
In the case of a sale or transfer of the controlling interest of
the cemetery authority, the prior license shall remain in effect until
the Comptroller issues a new license to the newly-controlled cemetery
authority as provided in Section 15b. Upon issuance of the new
license, the prior license shall be deemed surrendered if the licensee
has agreed to the sale and transfer and has consented to the surrender
of the license. A sale or transfer of the controlling interest of a
cemetery authority to an immediate family member is not considered a
transfer of the controlling interest for purposes of this Section.
(b) Applications for license shall be filed with the Comptroller.
Applications shall be in writing under oath, signed by the applicant,
[February 9, 2000] 56
and in the form furnished by the Comptroller. The form furnished by
the Comptroller shall enable a cemetery authority to apply for license
of multiple cemetery locations within a single license application. A
check or money order in the amount of $25 per license seeking to be
issued under the application, payable to: Comptroller, State of
Illinois, shall be included. Each application shall contain the
following:
(1) the full name and address (both of residence and of place
of business) of the applicant, if an individual; of every member,
if the applicant is a partnership or association; of every officer,
manager, or director, if the applicant is a corporation, and of any
party owning 10% or more of the cemetery authority, and the full
name and address of the parent company, if any;
(2) a detailed statement of the applicant's assets and
liabilities;
(2.1) The name, address, and legal boundaries of each
cemetery for which the care funds shall be entrusted and at which
books, accounts, and records shall be available for examination by
the Comptroller as required by Section 13 of this Act;
(3) as to the name of each individual person listed under (1)
above, a detailed statement of each person's business experience
for the 10 years immediately preceding the application; the present
and previous connection, if any, of each person with any other
cemetery or cemetery authority; whether each person has ever been
convicted of any a felony or has ever been convicted of any
misdemeanor of which an essential element is fraud or has been
involved in any civil litigation in which a judgment has been
entered against him or her based on fraud; whether each person is
currently a defendant in any lawsuit in which the complaint against
the person is based upon fraud; whether such person has failed to
satisfy any enforceable judgment entered by a court of competent
jurisdiction in any civil proceedings against such individual; and
(4) the total amount in trust and now available from sales of
lots, graves, crypts or niches where part of the sale price has
been placed in trust; the amount of money placed in the care funds
of each applicant; the amount set aside in care funds from the sale
of lots, graves, crypts and niches for the general care of the
cemetery and the amount available for that purpose; the amount
received in trust by special agreement for special care and the
amount available for that purpose; the amount of principal
applicable to trust funds received by the applicant; and.
(5) Any other information that the Comptroller may reasonably
require in order to determine the qualifications of the applicant
to be licensed under this Act.
Such information shall be furnished whether the care funds are held
by the applicant as trustee or by an independent trustee. If the funds
are not held by the applicant, the name of the independent trustee
holding them is also to be furnished by the applicant.
(c) Applications for license shall also be accompanied by a
fidelity bond issued by a bonding company or insurance company
authorized to do business in this State or by an irrevocable,
unconditional letter of credit issued by a bank or trust company
authorized to do business in the State of Illinois, as approved by the
State Comptroller, where such care funds exceed the sum of $15,000.
Such bond or letter of credit shall run to the Comptroller and his or
her successor for the benefit of the care funds held by such cemetery
authority or by the trustee of the care funds of such cemetery
authority. Such bonds or letters of credit shall be in an amount equal
to 1/10 of such care funds. However, such bond or letter of credit
shall not be in an amount less than $1,000; the first $15,000 of such
care funds shall not be considered in computing the amount of such bond
or letter of credit. No application shall be accepted by the
Comptroller unless accompanied by such bond or letter of credit.
Applications for license by newly organized cemetery authorities
after January 1, 1960 shall also be accompanied by evidence of a
minimum care fund deposit in an amount to be determined as follows: if
57 [February 9, 2000]
the number of inhabitants, either in the county in which the cemetery
is to be located or in the area included within a 10 mile radius from
the cemetery if the number of inhabitants therein is greater, is 25,000
or less the deposit shall be $7,500; if the number of inhabitants is
25,001 to 50,000, the deposit shall be $10,000; if the number of
inhabitants is 50,001 to 125,000, the deposit shall be $15,000; if the
number of inhabitants is over 125,000, the deposit shall be $25,000.
After an amount equal to and in addition to the required minimum
care fund deposit has been deposited in trust, the cemetery authority
may withhold 50% of all future care funds until it has recovered the
amount of the minimum care fund deposit.
(d) (Blank). The applicant shall have a permanent address and any
license issued pursuant to the application is valid only at the address
or at any new address approved by the Comptroller.
(e) All bonds and bonding deposits made by any cemetery authority
may be returned to the cemetery authority or cancelled as to care funds
invested with an investment company.
(Source: P.A. 89-615, eff. 8-9-96; 90-655, eff. 7-30-98.)
(760 ILCS 100/10) (from Ch. 21, par. 64.10)
Sec. 10. Upon receipt of such application for license, the
Comptroller shall issue a license to the applicant unless the
Comptroller determines that:
(a) The applicant has made any misrepresentations or false
statements or has concealed any essential or material fact, or
(b) The applicant is insolvent; or
(c) The applicant is or has been using practices in the conducting
of the cemetery business that work or tend to work a fraud; or
(d) The applicant has refused to furnish or give pertinent data to
the Comptroller; or
(e) The applicant has failed to notify the Comptroller with
respect to any material facts required in the application for license
under the provisions of this Act; or
(f) The applicant has failed to satisfy any enforceable judgment
entered by the circuit court in any civil proceedings against such
applicant; or
(g) The applicant has conducted or is about to conduct its
business in a fraudulent manner; or
(h) The applicant or any As to the name of any individual listed
in the license application, such individual has conducted or is about
to conduct any business on behalf of the applicant in a fraudulent
manner; or has been convicted of a felony or any misdemeanor of which
an essential element is fraud; or has been involved in any civil
litigation in which a judgment has been entered against him or her
based on fraud; or has failed to satisfy any enforceable judgment
entered by the circuit court in any civil proceedings against such
individual; or has been convicted of any felony; or has been convicted
of any theft-related offense; or has failed to comply with the
requirements of this Act; or has demonstrated a pattern of failing to
open or close any graves, crypts, or niches for human remains in the
cemetery within a reasonable time frame; or has demonstrated a pattern
of placing human remains in a final resting place other than that
required under an agreement with a consumer; or has demonstrated a
pattern of improperly failing to honor a contract with a consumer; or
(i) The applicant has ever had a license involving cemeteries or
funeral homes revoked, suspended, or refused to be issued in Illinois
or elsewhere.
If the Comptroller so determines, then he or she shall conduct a
hearing to determine whether to deny the application. However, no
application shall be denied unless the applicant has had at least 10
days' notice of a hearing on the application and an opportunity to be
heard thereon. If the application is denied, the Comptroller shall
within 20 days thereafter prepare and keep on file in his or her office
the transcript of the evidence taken and a written order of denial
thereof, which shall contain his or her findings with respect thereto
and the reasons supporting the denial, and shall send by United States
mail a copy of the written order of denial to the applicant at the
[February 9, 2000] 58
address set forth in the application, within 5 days after the filing of
such order. A review of such decision may be had as provided in Section
20 of this Act.
The license issued by the Comptroller shall remain in full force
and effect until it is surrendered by the licensee or revoked by the
Comptroller as hereinafter provided.
(Source: P.A. 88-477.)
(760 ILCS 100/11) (from Ch. 21, par. 64.11)
Sec. 11. Issuance and display of license. A license issued under
this Act authorizes the cemetery authority to accept care funds for the
cemetery identified in the license. If a license application seeks
licensure to accept care funds on behalf of more than one cemetery
location, the Comptroller, upon approval of the license application,
shall issue to the cemetery authority a separate license for each
cemetery location indicated on the application. Each license issued by
the Comptroller under this Act is independent of any other license that
may be issued to a cemetery authority under a single license
application.
Every license issued by the Comptroller shall state the number of
the license and the address at which the business is to be conducted.
Such license shall be kept conspicuously posted in the place of
business of the licensee and shall not be transferable or assignable.
No more than one place of business shall be maintained under the
same license, but the Comptroller may issue more than one license to
the same licensee upon compliance with the provisions of this Act
governing an original issuance of a license, for each new license.
Whenever a licensee shall wish to change the name as originally set
forth in his license, he shall give written notice thereof to the
Comptroller together with the reasons for the change and if the change
is approved by the Comptroller he shall issue a new license.
A license issued by the Comptroller shall remain in full force and
effect until it is surrendered by the licensee or suspended or revoked
by the Comptroller as provided in this Act.
(Source: P.A. 78-592.)
(760 ILCS 100/11.1)
Sec. 11.1. Investigation of unlawful practices. If it appears to
the Comptroller that a person has engaged in, is engaging in, or is
about to engage in any practice declared to be unlawful by this Act,
the Comptroller may:
(1) require that person to file on such terms as the
Comptroller prescribes a statement or report in writing, under oath
or otherwise, containing all information the Comptroller may
consider necessary to ascertain whether a privately operated
cemetery authority licensee is in compliance with this Act, or
whether an unlicensed person is engaging in activities for which a
license is required;
(2) examine under oath any person in connection with the
books and records pertaining to or having an impact upon the trust
funds required to be maintained pursuant to this Act;
(2.1) examine under oath any person in connection with the
performance of duties required to be performed under this Act;
(3) examine any books and records of the privately operated
cemetery authority, licensee, trustee, or investment advisor that
the Comptroller may consider necessary to ascertain compliance with
this Act; and
(4) require the production of a copy of any record, book,
document, account, or paper that is produced in accordance with
this Act and retain it in his or her possession until the
completion of all proceedings in connection with which it is
produced.
(Source: P.A. 89-615, eff. 8-9-96.)
(760 ILCS 100/13) (from Ch. 21, par. 64.13)
Sec. 13. Books, accounts, and records. Every licensee and the
trustee of the care funds of every licensee shall be a resident of this
State and shall keep in this State and use in its business such books,
accounts and records as will enable the Comptroller to determine
59 [February 9, 2000]
whether such licensee or trustee is complying with the provisions of
this Act and with the rules, regulations and directions made by the
Comptroller hereunder. The licensee shall update books, accounts, and
records no less often than monthly. The licensee shall keep the books,
accounts, and records at the location identified in the license issued
by the Comptroller or as otherwise agreed by the Comptroller in
writing. The books, accounts, and records shall be accessible for
review upon demand of the Comptroller.
(Source: P.A. 78-592.)
(760 ILCS 100/15b)
Sec. 15b. Sales; liability of purchaser for shortage.
In the case of a sale of any privately operated cemetery or any
part thereof or of any related personal property by a cemetery
authority to a purchaser or pursuant to foreclosure proceedings, except
the sale of burial rights, services, or merchandise to a person for his
or her personal or family burial or interment, the purchaser is liable
for any shortages existing before or after the sale in the care funds
required to be maintained in a trust pursuant to this Act and shall
honor all instruments issued under Section 4 for that cemetery. Any
shortages existing in the care funds constitute a prior lien in favor
of the trust for the total value of the shortages, and notice of such
lien shall be provided in all sales instruments.
Prior to or concurrent with the sale of any portion of cemetery
land in which no human remains have been interred, the licensee shall
deposit $1 per square foot of the cemetery land to be sold that is
suitable for human interment into the cemetery authority's care fund
authorized under this Act. The Comptroller may waive or lessen the
amount of the required deposit when the licensee has made arrangements
satisfactory to the Comptroller.
In the event of a sale or transfer of all or substantially all of
the assets of the cemetery authority, a sale or transfer of any
cemetery land, including any portion of cemetery land in which no human
remains have been interred, the sale or transfer of the controlling
interest of the corporate stock of the cemetery authority if the
cemetery authority is a corporation, or the sale or transfer of the
controlling of the partnership if the cemetery authority is a
partnership, the cemetery authority shall, at least 21 days prior to
the sale or transfer, notify the Comptroller, in writing, of the
pending date of sale or transfer so as to permit the Comptroller to
audit the books and records of the cemetery authority. The audit must
be commenced within 10 5 business days of the receipt of the
notification and completed within the 21 day notification period unless
the Comptroller notifies the cemetery authority during that period that
there is a basis for determining a deficiency which will require
additional time to finalize. The sale or transfer may not be completed
by the cemetery authority unless and until:
(a) The Comptroller has completed the audit of the cemetery
authority's books and records;
(b) Any delinquency existing in the care funds has been paid
by the cemetery authority, or arrangements satisfactory to the
Comptroller have been made by the cemetery authority on the sale or
transfer for the payment of any delinquency;
(c) The Comptroller issues a new cemetery care license upon
application of the newly controlled corporation or partnership,
which license must be applied for within 30 days of the anticipated
date of the sale or transfer, subject to the payment of any
delinquencies, if any, as stated in item (b) above.
For purposes of this Section, a person, firm, corporation,
partnership, or institution that acquires the cemetery through a real
estate foreclosure shall be subject to the provisions of this Section.
The sale or transfer of the controlling interest of a cemetery
authority to an immediate family member is not subject to the license
application process required in item (c) of this Section.
(Source: P.A. 90-623, eff. 7-10-98.)
(760 ILCS 100/24) (from Ch. 21, par. 64.24)
Sec. 24. Penalties; civil action.
[February 9, 2000] 60
(a) Whoever intentionally violates any provision of this Act
except the provisions of Section 23 and subsections (b), (c), (d), and
(f) of Section 2a shall be guilty of a Class 4 felony, and each day
such provisions are violated shall constitute a separate offense.
(b) If any person intentionally violates this Act or fails or
refuses to comply with any order of the Comptroller or any part of an
order that has become final to such person and is still in effect, the
Comptroller may, after notice and hearing at which it is determined
that a violation of this Act or such order has been committed, further
order that such person shall forfeit and pay to the State of Illinois a
sum not to exceed $10,000 $5,000 for each violation. Such liability
shall be enforced in an action brought in any court of competent
jurisdiction by the Comptroller in the name of the People of the State
of Illinois.
(c) In addition to the other penalties and remedies provided in
this Act, the Comptroller may bring a civil action in the county of
residence of the licensee or any person accepting care funds to enjoin
any violation or threatened violation of this Act.
(d) Any person that violates any provision of this Act or fails to
comply with an order of the Comptroller shall be liable for a civil
penalty of not to exceed $10,000 for the violation and an additional
civil penalty not to exceed $1,000 for each day during which the
violation continues. The civil penalties provided for in this
subsection may be recovered in a civil action and are in addition to
any penalties that may be issued under the Consumer Fraud and Deceptive
Practices Act for knowing violations of this Act.
(e) The powers vested in the Comptroller by this Section are
additional to any and all other powers and remedies vested in the
Comptroller by law.
(Source: P.A. 86-1359.)
Section 40. The Cemetery Protection Act is amended by changing
Section 1 as follows:
(765 ILCS 835/1) (from Ch. 21, par. 15)
Sec. 1. (a) Any person who acts without proper legal authority and
who willfully and knowingly destroys or damages the remains of a
deceased human being or who desecrates human remains is guilty of a
Class 3 felony.
(a-5) Any person who acts without proper legal authority and who
willfully and knowingly removes any portion of the remains of a
deceased human being from a burial ground where skeletal remains are
buried or from a grave, crypt, vault, mausoleum, or other repository of
human remains is guilty of a Class 4 felony.
(b) Any person who acts without proper legal authority and who
willfully and knowingly:
(1) obliterates, vandalizes, or desecrates a burial ground
where skeletal remains are buried or a grave, crypt, vault,
mausoleum, or other repository of human remains;
(2) obliterates, vandalizes, or desecrates a park or other
area clearly designated to preserve and perpetuate the memory of a
deceased person or group of persons;
(3) obliterates, vandalizes, or desecrates plants, trees,
shrubs, or flowers located upon or around a repository for human
remains or within a human graveyard or cemetery; or
(4) obliterates, vandalizes, or desecrates a fence, rail,
curb, or other structure of a similar nature intended for the
protection or for the ornamentation of any tomb, monument,
gravestone, or other structure of like character;
is guilty of a Class A misdemeanor if the amount of the damage is less
than $500, a Class 4 felony if the amount of the damage is at least
$500 and less than $10,000, a Class 3 felony if the amount of the
damage is at least $10,000 and less than $100,000, or a Class 2 felony
if the damage is $100,000 or more and shall provide restitution to the
cemetery authority or property owner for the amount of any damage
caused.
(b-5) Any person who acts without proper legal authority and who
willfully and knowingly defaces, vandalizes, injures, or removes a
61 [February 9, 2000]
gravestone or other memorial, monument, or marker commemorating a
deceased person or group of persons, whether located within or outside
of a recognized cemetery, memorial park, or battlefield is guilty of a
Class 4 felony for damaging at least one but no more than 4
gravestones, a Class 3 felony for damaging at least 5 but no more than
10 gravestones, or a Class 2 felony for damaging more than 10
gravestones and shall provide restitution to the cemetery authority or
property owner for the amount of any damage caused.
(b-7) Any person who acts without proper legal authority and who
willfully and knowingly removes with the intent to resell a gravestone
or other memorial, monument, or marker commemorating a deceased person
or group of persons, whether located within or outside a recognized
cemetery, memorial park, or battlefield, is guilty of a Class 2 felony.
(c) The provisions of this Section shall not apply to the removal
or unavoidable breakage or injury by a cemetery authority of anything
placed in or upon any portion of its cemetery in violation of any of
the rules and regulations of the cemetery authority, nor to the removal
of anything placed in the cemetery by or with the consent of the
cemetery authority that in the judgment of the cemetery authority has
become wrecked, unsightly, or dilapidated.
(d) If an unemancipated minor is found guilty of violating any of
the provisions of subsection (b) of this Section and is unable to
provide restitution to the cemetery authority or property owner, the
parents or legal guardians of that minor shall provide restitution to
the cemetery authority or property owner for the amount of any damage
caused, up to the total amount allowed under the Parental
Responsibility Law.
(e) Any person who shall hunt, shoot or discharge any gun, pistol
or other missile, within the limits of any cemetery, or shall cause any
shot or missile to be discharged into or over any portion thereof, or
shall violate any of the rules made and established by the board of
directors of such cemetery, for the protection or government thereof,
is guilty of a Class C misdemeanor.
(f) Any person who knowingly enters or knowingly remains upon the
premises of a public or private cemetery without authorization during
hours that the cemetery is posted as closed to the public is guilty of
a Class A misdemeanor.
(g) All fines when recovered, shall be paid over by the court or
officer receiving the same to the cemetery association and be applied,
as far as possible in repairing the injury, if any, caused by such
offense. Provided, nothing contained in this Act shall deprive such
cemetery association, or the owner of any lot or monument from
maintaining an action for the recovery of damages caused by any injury
caused by a violation of the provisions of this Act, or of the rules
established by the board of directors of such cemetery association.
Nothing in this Section shall be construed to prohibit the discharge of
firearms loaded with blank ammunition as part of any funeral, any
memorial observance or any other patriotic or military ceremony.
(Source: P.A. 89-36, eff. 1-1-96.)
Section 45. The Illinois Pre-Need Cemetery Sales Act is amended by
changing Sections 1, 4, 5, 6, 7, 8, 8a, 9, 12, 14, 15, 16, 18, 19, 20,
22, and 23, and by adding Section 27.1, as follows:
(815 ILCS 390/1) (from Ch. 21, par. 201)
Sec. 1. Purpose. It is the purpose of this Act to assure adequate
protection for those who contract through pre-need contracts for the
purchase of certain cemetery merchandise and cemetery services and
undeveloped interment, entombment or inurnment space, when the seller
may delay delivery or performance more than 120 days following initial
payment on the account.
(Source: P.A. 85-805.)
(815 ILCS 390/4) (from Ch. 21, par. 204)
Sec. 4. Definitions. As used in this Act, the following terms
shall have the meaning specified:
(a) A. "Pre-need sales contract" or "Pre-need sales" means any
agreement or contract or series or combination of agreements or
contracts which have for a purpose the sale of cemetery merchandise,
[February 9, 2000] 62
cemetery services or undeveloped interment, entombment or inurnment
spaces where the terms of such sale require payment or payments to be
made at a currently determinable time and where the merchandise,
services or completed spaces are to be provided more than 120 days
following the initial payment on the account.
(b) B. "Delivery" occurs when:
(1) Physical possession of the merchandise is transferred or
the easement for burial rights in a completed space is executed,
delivered and transferred to the buyer; or
(2) Following authorization by a purchaser under a pre-need
sales contract, title to the merchandise has been transferred to
the buyer and the merchandise has been paid for and is in the
possession of the seller who has placed it, until needed, at the
site of its ultimate use; except that burial of any item at the
site of its ultimate use shall not constitute delivery for purposes
of this Act; or
(3) (A) Following authorization by a purchaser under a
pre-need sales contract, the merchandise has been permanently
identified with the name of the buyer or the beneficiary and
delivered to a licensed and bonded warehouse and both title to the
merchandise and a warehouse receipt have been delivered to the
purchaser or beneficiary and a copy of the warehouse receipt has
been delivered to the licensee for retention in its files; except
that in the case of outer burial containers, the use of a licensed
and bonded warehouse as set forth in this paragraph shall not
constitute delivery for purposes of this Act. Nothing herein shall
prevent a seller from perfecting a security interest in accordance
with the Uniform Commercial Code on any merchandise covered under
this Act.
(B) All warehouse facilities to which sellers deliver
merchandise pursuant to this Act shall:
(i) be either located in the State of Illinois or
qualify as a foreign warehouse facility as defined herein;
(ii) submit to the Comptroller not less than annually,
by March 1 of each year, a report of all cemetery merchandise
stored by each licensee under this Act which is in storage on
the date of the report;
(iii) permit the Comptroller or his designee at any time
to examine stored merchandise and to examine any documents
pertaining thereto;
(iv) submit evidence satisfactory to the Comptroller
that all merchandise stored by said warehouse for licensees
under this Act is insured for casualty or other loss normally
assumed by a bailee for hire;
(v) demonstrate to the Comptroller that the warehouse
has procured and is maintaining a performance bond in the
form, content and amount sufficient to unconditionally
guarantee to the purchaser or beneficiary the prompt shipment
of the cemetery merchandise.
(C) "Cemetery merchandise" means items of personal property
normally sold by a cemetery authority not covered under the Illinois
Funeral or Burial Funds Act, including but not limited to:
(1) memorials,
(2) markers,
(3) monuments,
(4) foundations, and
(5) outer burial containers.
(D) "Undeveloped interment, entombment or inurnment spaces" or
"undeveloped spaces" means any space to be used for the reception of
human remains that is not completely and totally constructed at the
time of initial payment therefor in a:
(1) lawn crypt,
(2) mausoleum,
(3) garden crypt,
(4) columbarium, or
(5) cemetery section.
63 [February 9, 2000]
(E) "Cemetery services" means those services customarily performed
by cemetery or crematory personnel in connection with the interment,
entombment, inurnment or cremation of a dead human body.
(F) "Cemetery section" means a grouping of spaces intended to be
developed simultaneously for the purpose of interring human remains.
(G) "Columbarium" means an arrangement of niches that may be an
entire building, a complete room, a series of special indoor alcoves, a
bank along a corridor or part of an outdoor garden setting that is
constructed of permanent material such as bronze, marble, brick, stone
or concrete for the inurnment of human remains.
(H) "Lawn crypt" means a permanent underground crypt usually
constructed of reinforced concrete or similar material installed in
multiple units for the interment of human remains.
(I) "Mausoleum" or "garden crypt" means a grouping of spaces
constructed of reinforced concrete or similar material constructed or
assembled above the ground for entombing human remains.
(J) "Memorials, markers and monuments" means the object usually
comprised of a permanent material such as granite or bronze used to
identify and memorialize the deceased.
(K) "Foundations" means those items used to affix or support a
memorial or monument to the ground in connection with the installation
of a memorial, marker or monument.
(L) "Person" means an individual, corporation, partnership, joint
venture, business trust, voluntary organization or any other form of
entity.
(M) "Seller" means any person selling or offering for sale
cemetery merchandise, cemetery services or undeveloped interment,
entombment, or inurnment spaces in accordance with a pre-need sales
contract on a pre-need basis.
(N) "Religious cemetery" means a cemetery owned, operated,
controlled or managed by any recognized church, religious society,
association or denomination or by any cemetery authority or any
corporation administering, or through which is administered, the
temporalities of any recognized church, religious society, association
or denomination.
(O) "Municipal cemetery" means a cemetery owned, operated,
controlled or managed by any city, village, incorporated town,
township, county or other municipal corporation, political subdivision,
or instrumentality thereof authorized by law to own, operate or manage
a cemetery.
(O-1) "Outer burial container" means a container made of concrete,
steel, wood, fiberglass, or similar material, used solely at the
interment site, and designed and used exclusively to surround or
enclose a separate casket and to support the earth above such casket,
commonly known as a burial vault, grave box, or grave liner, but not
including a lawn crypt.
(P) "Sales price" or "sales proceeds" means the gross amount paid
by a purchaser on a pre-need sales contract for cemetery merchandise,
cemetery services or undeveloped interment, entombment or inurnment
spaces including care funds contributions required for entrustment
under the, excluding sales taxes, credit life insurance premiums,
finance charges and Cemetery Care Act contributions.
(Q) (Blank).
(R) "Provider" means a person who is responsible for performing
cemetery services or furnishing cemetery merchandise, interment spaces,
entombment spaces, or inurnment spaces under a pre-need sales contract.
(S) "Purchase price" means sales proceeds.
(T) "Purchaser" or "buyer" means the person who originally paid the
money under or in connection with a pre-need sales contract.
(U) "Parent company" means a corporation that has a controlling
interest in another corporation.
(W) "Foreign warehouse facility" means a warehouse facility now or
hereafter located in any state or territory of the United States,
including the District of Columbia, other than the State of Illinois.
A foreign warehouse facility shall be deemed to have appointed the
Comptroller to be its true and lawful attorney upon whom may be served
[February 9, 2000] 64
all legal process in any action or proceeding against it relating to or
growing out of this Act, and the acceptance of the delivery of stored
merchandise under this Act shall be signification of its agreement that
any such process against it which is so served, shall be of the same
legal force and validity as though served upon it personally.
Service of such process shall be made by delivering to and leaving
with the Comptroller, or any agent having charge of the Comptroller's
Department of Cemetery and Burial Trusts, a copy of such process and
such service shall be sufficient service upon such foreign warehouse
facility if notice of such service and a copy of the process are,
within 10 days thereafter, sent by registered mail by the plaintiff to
the foreign warehouse facility at its principal office and the
plaintiff's affidavit of compliance herewith is appended to the
summons. The Comptroller shall keep a record of all process served
upon him under this Section and shall record therein the time of such
service.
(Source: P.A. 91-7, eff. 1-1-2000; 91-357, eff. 7-29-99; revised
8-30-99.)
(815 ILCS 390/5) (from Ch. 21, par. 205)
Sec. 5. It is unlawful for any seller person directly or
indirectly doing business within this State through an agent or
otherwise to engage in pre-need sales without a license issued by the
Comptroller.
(Source: P.A. 84-239.)
(815 ILCS 390/6) (from Ch. 21, par. 206)
Sec. 6. License application.
(a) An application for a license shall be made in writing to the
Comptroller on forms prescribed by him or her, signed by the applicant
under oath verified by a notary public appointed and commissioned under
the Illinois Notary Public Act, and shall be accompanied by a
non-returnable $25 application fee. The Comptroller may prescribe
abbreviated application forms for persons holding a license under the
Cemetery Care Act. Applications (except abbreviated applications) must
include at least the following information:
(1) The full name and address, both residence and business,
of the applicant if the applicant is an individual; of every member
if applicant is a partnership; of every member of the Board of
Directors if applicant is an association; and of every officer,
manager, director and shareholder holding more than 10% 5% of the
corporate stock if applicant is a corporation;
(2) A detailed statement of applicant's assets and
liabilities;
(2.1) The name and address of the applicant's principal place
of business at which the books, accounts, and records are available
for examination by the Comptroller as required by this Act;
(2.2) The name and address of the applicant's branch
locations at which pre-need sales will be conducted and which will
operate under the same license number as the applicant's principal
place of business;
(3) For each individual listed under (1) above, a detailed
statement of the individual's business experience for the 10 years
immediately preceding the application; any present or prior
connection between the individual and any other person engaged in
pre-need sales; any felony or misdemeanor convictions for which
fraud was an essential element; any charges or complaints lodged
against the individual for which fraud was an essential element and
which resulted in civil or criminal litigation; any failure of the
individual to satisfy an enforceable judgment entered against him
or her based upon fraud; and any other information requested by the
Comptroller relating to the past business practices of the
individual. Since the information required by this paragraph may
be confidential or contain proprietary information, this
information shall not be available to other licensees or the
general public and shall be used only for the lawful purposes of
the Comptroller in enforcing this Act;
(4) The name of the trustee and, if applicable, the names of
65 [February 9, 2000]
the advisors to the trustee, including a copy of the proposed trust
agreement under which the trust funds are to be held as required by
this Act;
(5) Where applicable, the name of the corporate surety
company providing the performance bond for the construction of
undeveloped spaces and a copy of the bond; and
(6) Such other information as the Comptroller may reasonably
require in order to determine the qualification of the applicant to
be licensed under this Act.
(b) Applications for license shall be accompanied by a fidelity
bond executed by the applicant and a security company authorized to do
business in this State in such amount, not exceeding $10,000, as the
Comptroller may require. The Comptroller may require additional bond
from time to time in amounts equal to one-tenth of such trust funds but
not to exceed $100,000, which bond shall run to the Comptroller for the
use and benefit of the beneficiaries of such trust funds. Such
licensee may by written permit of the Comptroller be authorized to
operate without additional bond, except such fidelity bond as may be
required by the Comptroller for the protection of the licensee against
loss by default by any of its employees engaged in the handling of
trust funds.
(c) Any application not acted upon within 90 days may be deemed
denied.
(Source: P.A. 88-477.)
(815 ILCS 390/7) (from Ch. 21, par. 207)
Sec. 7. The Comptroller may refuse to issue or may suspend or
revoke a license on any of the following grounds:
(a) The applicant or licensee has made any misrepresentations or
false statements or concealed any material fact;
(b) The applicant or licensee is insolvent;
(c) The applicant or licensee has been engaged in business
practices that work a fraud;
(d) The applicant or licensee has refused to give pertinent data
to the Comptroller;
(e) The applicant or licensee has failed to satisfy any
enforceable judgment or decree rendered by any court of competent
jurisdiction against the applicant;
(f) The applicant or licensee has conducted or is about to conduct
business in a fraudulent manner;
(g) The trustee advisors or the trust agreement is not
satisfactory to the Comptroller;
(h) The pre-construction performance bond, if applicable, is not
satisfactory to the Comptroller;
(i) The fidelity bond is not satisfactory to the Comptroller;
(j) As to any individual listed, that such individual has
conducted or is about to conduct any business on behalf of the
applicant in a fraudulent manner,; has been convicted of any felony or
misdemeanor an essential element of which is fraud, has had a judgment
rendered against him or her based on fraud in any civil litigation, or
has failed to satisfy any enforceable judgment or decree rendered
against him by any court of competent jurisdiction, or has been
convicted of any felony or any theft-related offense;
(k) The applicant or licensee has failed to make the annual report
required by this Act or to comply with a final order, decision, or
finding of the Comptroller made pursuant to this Act;
(l) The applicant or licensee, including any member, officer, or
director thereof if the applicant or licensee is a firm, partnership,
association, or corporation and any shareholder holding more than 10%
of the corporate stock, has violated any provision of this Act or any
regulation or order made by the Comptroller under this Act; or
(m) The Comptroller finds any fact or condition existing which, if
it had existed at the time of the original application for such license
would have warranted the Comptroller in refusing the issuance of the
license.
(Source: P.A. 85-842.)
(815 ILCS 390/8) (from Ch. 21, par. 208)
[February 9, 2000] 66
Sec. 8. (a) Every license issued by the Comptroller shall state
the number of the license, the business name and address of the
licensee's principal place of business, each branch location also
operating under the license, and the licensee's parent company, if any.
licensee at which the business is to be conducted, and The license
shall be conspicuously posted in each the place of business operating
under the license. No more than one place of business shall be
maintained under the same license, but The Comptroller may issue
additional licenses as may be necessary for license branch locations
more than one license to a licensee upon compliance with the provisions
of this Act governing an original issuance of a license for each new
license.
(b) Individual salespersons representing employed by a licensee
shall not be required to obtain licenses in their individual capacities
but must acknowledge, by affidavit, that they have been educated in the
provisions of this Act and must understand the penalties for failure to
comply. The licensee must retain copies of the affidavits of its
salespersons for its records and must make the affidavits available to
the Comptroller for examination upon request.
(c) The licensee shall be responsible for the activities of any
person representing the licensee in selling or offering a pre-need
contract for sale all individuals or sales organizations selling under
contract with, as agents or on behalf of the licensee.
(d) Any sales company or other person not selling on behalf of a
licensee shall be required to obtain his or her its own license.
(e) Any person engaged in pre-need sales, as defined herein, prior
to the effective date of this Act may continue operations until the
application for license under this Act is denied; provided that such
person shall make application for a license within 60 days of the date
that application forms are made available by the Comptroller.
(f) No license shall be transferable or assignable without the
express written consent of the Comptroller. A transfer of more than
50% of the ownership of any business licensed hereunder shall be deemed
to be an attempted assignment of the license originally issued to the
licensee for which consent of the Comptroller shall be required.
(g) Every license issued hereunder shall remain in force until the
same has been suspended, surrendered or revoked in accordance with this
Act, but the Comptroller, upon the request of an interested person or
on his own motion, may issue new licenses to a licensee whose license
or licenses have been revoked, if no factor or condition then exists
which would have warranted the Comptroller in refusing originally the
issuance of such license.
(Source: P.A. 84-239.)
(815 ILCS 390/8a)
Sec. 8a. Investigation of unlawful practices. If it appears to
the Comptroller that a person has engaged in, is engaging in, or is
about to engage in any practice in violation of declared to be unlawful
by this Act, the Comptroller may:
(1) require that person to file on such terms as the
Comptroller prescribes a statement or report in writing, under oath
or otherwise, containing all information the Comptroller may
consider necessary to ascertain whether a licensee is in compliance
with this Act, or whether an unlicensed person is engaging in
activities for which a license is required;
(2) examine under oath any person in connection with the
books and records pertaining to or having an impact upon the trust
funds required to be maintained pursuant to this Act;
(3) examine any books and records of the licensee, trustee,
or investment advisor that the Comptroller may consider necessary
to ascertain compliance with this Act; and
(4) require the production of a copy of any record, book,
document, account, or paper that is produced in accordance with
this Act and retain it in his or her possession until the
completion of all proceedings in connection with which it is
produced.
(Source: P.A. 89-615, eff. 8-9-96.)
67 [February 9, 2000]
(815 ILCS 390/9) (from Ch. 21, par. 209)
Sec. 9. The Comptroller may, upon his own motion investigate the
actions of any person providing, selling, or offering pre-need sales
contracts or of any applicant or any person or persons holding or
claiming to hold a license under this Act. The Comptroller shall make
such an investigation on receipt of the verified written complaint of
any person setting forth facts which, if proved, would constitute
grounds for refusal, suspension, or revocation of a license with
respect to which grounds for revocation may occur or exist, or if he
shall find that such grounds for revocation are of general application
to all offices or to more than one office operated by such licensee, he
may revoke all of the licenses issued to such licensee or such number
of licensees to which grounds apply, as the case may be. Before
refusing to issue, and before suspension or revocation of a license,
the Comptroller shall hold a hearing to determine whether the applicant
or licensee, hereafter called the respondent, is entitled to hold such
a license. At least 10 days prior to the date set for such hearing,
the Comptroller shall notify the respondent in writing that on the date
designated a hearing will be held to determine his eligibility for a
license and that he may appear in person or by counsel. Such written
notice may be served on the respondent personally, or by registered or
certified mail sent to the respondent's business address as shown in
his latest notification to the Comptroller and shall include sufficient
information to inform the respondent of the general nature of the
charge. At the hearing, both the respondent and the complainant shall
be accorded ample opportunity to present in person or by counsel such
statements, testimony, evidence and argument as may be pertinent to the
charges or to any defense thereto. The Comptroller may reasonably
continue such hearing from time to time.
The Comptroller may subpoena any person or persons in this State
and take testimony orally, by deposition or by exhibit, in the same
manner and with the same fees and mileage as prescribed in judicial
proceedings in civil cases.
Any authorized agent of the Comptroller may administer oaths to
witnesses at any hearing which the Comptroller is authorized to
conduct.
The Comptroller, at his expense, shall provide a certified
shorthand reporter to take down the testimony and preserve a record of
all proceedings at the hearing of any case involving the refusal to
issue a license, the suspension or revocation of a license, the
imposition of a monetary penalty, or the referral of a case for
criminal prosecution. The record of any such proceeding shall consist
of the notice of hearing, complaint, all other documents in the nature
of pleadings and written motions filed in the proceedings, the
transcript of testimony and the report and orders of the Comptroller.
Copies of the transcript of such record may be purchased from the
certified shorthand reporter who prepared the record or from the
Comptroller.
(Source: P.A. 84-239.)
(815 ILCS 390/12) (from Ch. 21, par. 212)
Sec. 12. License revocation or suspension.
(a) The Comptroller may, upon determination that grounds exist for
the revocation or suspension of a license issued under this Act, revoke
or suspend the license issued to a particular branch office location
with respect to which the grounds for revocation or suspension may
occur or exist, or as many of the licenses issued to the licensee as
may be determined appropriate by the Comptroller.
(b) Upon the revocation or suspension of any license, the licensee
shall immediately surrender the license or licenses and any branch
office licenses to the Comptroller. If the licensee fails to do so, the
Comptroller has the right to seize the license or licenses same.
(Source: P.A. 84-239.)
(815 ILCS 390/14) (from Ch. 21, par. 214)
Sec. 14. Contract required.
(a) It is unlawful for any person seller doing business within
this State to accept sales proceeds, either directly or indirectly, by
[February 9, 2000] 68
any means, unless the seller enters into a pre-need sales contract with
the purchaser which meets the following requirements:
(1) A written sales contract shall be executed in at least 12
point type in duplicate for each pre-need sale made by a licensee,
and a signed copy given to the purchaser. Each completed contract
shall be numbered and shall contain the name and address of the
purchaser, the principal office and all branch locations of the
licensee, the parent company, and the provider seller, the name of
the person, if known, who is to receive the cemetery merchandise,
cemetery services or the completed interment, entombment or
inurnment spaces under the contract and specifically identify such
merchandise, services or spaces to be provided and the price of the
merchandise, services, or space or spaces.
(2) In addition, such contracts must contain a provision in
distinguishing typeface as follows:
"Notwithstanding anything in this contract to the contrary,
you are afforded certain specific rights of cancellation and refund
under Sections 18 and 19 of the Illinois Pre-Need Cemetery Sales
Act, enacted by the 84th General Assembly of the State of
Illinois".
(3) All pre-need sales contracts shall be sold on a
guaranteed price basis. At the time of performance of the service
or delivery of the merchandise, the seller shall be prohibited from
assessing the purchaser or his heirs or assigns or duly authorized
representative any additional charges for the specific merchandise
and services listed on the pre-need sales contract.
(4) Each contract shall clearly disclose that the price of
the merchandise or services is guaranteed and shall contain the
following statement in 12 point bold type:
"THIS CONTRACT GUARANTEES THE BENEFICIARY THE SPECIFIC GOODS,
AND SERVICES, INTERMENT SPACES, ENTOMBMENT SPACES, AND INURNMENT
SPACES CONTRACTED FOR. NO ADDITIONAL CHARGES MAY BE REQUIRED. FOR
DESIGNATED GOODS, AND SERVICES, AND SPACES. ADDITIONAL CHARGES MAY
BE INCURRED FOR UNEXPECTED EXPENSES."
(5) The pre-need sales contract shall provide that if the
particular cemetery services, cemetery merchandise, or spaces
specified in the pre-need contract are unavailable at the time of
delivery, the seller shall be required to furnish services,
merchandise, and spaces similar in style and at least equal in
quality of material and workmanship.
(6) The pre-need contract shall also disclose any specific
penalties to be incurred by the purchaser as a result of failure to
make payments; and penalties to be incurred or moneys or refunds to
be received as a result of cancellation of the contract.
(7) The pre-need contract shall disclose the nature of the
relationship between the provider and the seller.
(8) Each pre-need contract that authorizes the delivery of
cemetery merchandise to a licensed and bonded warehouse shall
provide that prior to or upon delivery of the merchandise to the
warehouse (i) the merchandise shall be permanently identified with
the name of the buyer; and (ii) the title to the merchandise and a
warehouse receipt shall be delivered to the purchaser or
beneficiary. The pre-need contact shall contain the following
statement in 12 point bold type:
"THIS CONTRACT AUTHORIZES THE DELIVERY OF MERCHANDISE TO A LICENSED
AND BONDED WAREHOUSE FOR STORAGE OF THE MERCHANDISE UNTIL THE
MERCHANDISE IS NEEDED BY THE BENEFICIARY. DELIVERY OF THE
MERCHANDISE IN THIS MANNER MAY PRECLUDE REFUND OF SALE PROCEEDS
THAT ARE ATTRIBUTABLE TO THE DELIVERED MERCHANDISE."
The purchaser shall initial the statement at the time of entry
into the pre-need contract.
(9) Each pre-need contract that authorizes the placement of
cemetery merchandise at the site of its ultimate use prior to the
time that the merchandise is needed by the beneficiary shall
contain the following statement in 12 point bold type:
"THIS CONTRACT AUTHORIZES THE PLACEMENT OF MERCHANDISE AT THE SITE
69 [February 9, 2000]
OF ITS ULTIMATE USE PRIOR TO THE TIME THAT THE MERCHANDISE IS
NEEDED BY THE BENEFICIARY. DELIVERY OF THE MERCHANDISE IN THIS
MANNER MAY PRECLUDE REFUND OF SALE PROCEEDS THAT ARE ATTRIBUTABLE
TO THE DELIVERED MERCHANDISE."
The purchaser shall initial the statement at the time of entry
into the pre-need contract.
(b) Every pre-need sales contract must be in writing., and no
pre-need sales contract form may be used unless it has previously been
filed with the Comptroller. The Comptroller shall review all pre-need
sales contract forms and, upon written notification to the seller,
shall prohibit the use of contract forms that do not meet the
requirements of this Act. Any use or attempted use of any oral
pre-need sales contract or any written pre-need sales contract in a
form not filed with the Comptroller or in a form that does not meet the
requirements of this Act shall be deemed a violation of this Act and is
voidable by the purchaser without penalty. The Comptroller may by rule
develop a model pre-need sales contract form that meets the
requirements of this Act.
(c) To the extent the Rule is applicable, every pre-need sales
contract is subject to the Federal Trade Commission Rule concerning the
Cooling-Off Period for Door-to-Door Sales (16 CFR Part 429).
(d) No pre-need sales contract may be entered into in this State
unless there is a provider for the cemetery merchandise, cemetery
services, and undeveloped interment, inurnment, and entombment spaces
being sold. If the seller is not the provider, then the seller must
have a binding agreement with a provider, and the identity of the
provider and the nature of the agreement between the seller and the
provider must be disclosed in the pre-need sales contract at the time
of sale and before the receipt of any sale proceeds. The failure to
disclose the identity of the provider, the nature of the agreement
between the seller and the provider, or any changes thereto to the
purchaser and beneficiary, or the failure to make the disclosures
required by this Section constitutes an intentional violation of this
Act.
(e) No pre-need contract may be entered into in this State unless
it is accompanied by a funding mechanism permitted under this Act and
unless the seller is licensed by the Comptroller as provided in this
Act. Nothing in this Act is intended to relieve providers or sellers of
pre-need contracts from being licensed under any other Act required for
their profession or business or from being subject to the rules
promulgated to regulate their profession or business, including rules
on solicitation and advertisement.
(f) No pre-need contract may be entered into in this State unless
the seller explains to the purchaser the terms of the pre-need contact
prior to the purchaser's signing.
(g) The State Comptroller shall develop a booklet for consumers in
plain English describing the scope, application, and consumer
protections of this Act. After the booklet is developed, no pre-need
contract may be sold in this State unless the seller distributes to the
purchaser prior to the sale a booklet developed or approved for use by
the State Comptroller.
(Source: P.A. 91-7, eff. 1-1-2000.)
(815 ILCS 390/15) (from Ch. 21, par. 215)
Sec. 15. (a) Whenever a seller receives sales proceeds anything of
value under a pre-need sales contract, the person receiving such value
shall deposit 50% of the sales all proceeds received into one or more
trust funds maintained in accordance with pursuant to this Section,
except that, in the case of proceeds received for the purchase of outer
burial containers, 85% of the sales proceeds shall be deposited into
one or more trust funds. Such deposits shall be made until the amount
deposited in trust equals 50% of the sales price of the cemetery
merchandise, cemetery services and undeveloped spaces included in such
contract, except that, in the case of deposits for outer burial
containers, deposits shall be made until the amount deposited in trust
equals 85% of the sales price. In the event an installment contract is
factored, discounted or sold to a third party, the seller shall deposit
[February 9, 2000] 70
an amount equal to 50% of the sales price of the installment contract,
except that, for the portion of the contract attributable to the sale
of outer burial containers, the seller shall deposit an amount equal to
85% of the sales price. Proceeds required to be deposited in trust
which are attributable to cemetery merchandise and cemetery services
shall be held in a "Cemetery Merchandise Trust Fund". Proceeds required
to be deposited in trust which are attributable to the sale of
undeveloped interment, entombment or inurnment spaces shall be held in
a "Pre-construction Trust Fund". If merchandise is delivered for
storage in a bonded warehouse, as authorized herein, and payment of
transportation or other charges totaling more than $20 will be required
in order to secure delivery to the site of ultimate use, upon such
delivery to the warehouse the seller shall deposit to the trust fund
the full amount of the actual or estimated transportation charge.
Transportation charges which have been prepaid by the seller shall not
be deposited to trust funds maintained pursuant to this Section. As
used in this Section, "all proceeds" means the entire amount paid by a
purchaser in connection with a pre-need sales contract, including
finance charges and Cemetery Care Act contributions, but excluding
sales taxes and credit life insurance premiums.
(b) All trust deposits required by this Act shall be made within
30 days following the end of the month of receipt.
(c) A trust established under this Act must be maintained:
(1) in a trust account established in a bank, savings and
loan association or credit union authorized to do business in
Illinois where such accounts are insured by an agency of the
federal government;
(2) in a trust company authorized to do business in Illinois;
or
(3) in an investment company authorized to do business in
Illinois insured by the Securities Brokers Insurance Corporation.
(d) Funds deposited in the trust account shall be identified in
the records of the seller by the name of the purchaser. Nothing shall
prevent the trustee from commingling the deposits in any such trust
fund for purposes of the management thereof and the investment of funds
therein as provided in the "Common Trust Fund Act", approved June 24,
1949, as amended. In addition, multiple trust funds maintained
pursuant to this Act may be commingled or commingled with other funeral
or burial related trust funds, provided that all record keeping
requirements imposed by or pursuant to law are met.
(e) In lieu of a pre-construction trust fund, a seller of
undeveloped interment, entombment or inurnment spaces may obtain and
file with the Comptroller a performance bond in an amount at least
equal to 50% of the sales price of the undeveloped spaces or the
estimated cost of completing construction, whichever is greater. The
bond shall be conditioned on the satisfactory construction and
completion of the undeveloped spaces as required in Section 19 of this
Act.
Each bond obtained under this Section shall have as surety thereon
a corporate surety company incorporated under the laws of the United
States, or a State, the District of Columbia or a territory or
possession of the United States. Each such corporate surety company
must be authorized to provide performance bonds as required by this
Section, have paid-up capital of at least $250,000 in cash or its
equivalent and be able to carry out its contracts. Each pre-need
seller must provide to the Comptroller, for each corporate surety
company such seller utilizes, a statement of assets and liabilities of
the corporate surety company sworn to by the president and secretary of
the corporation by January 1 of each year.
The Comptroller shall prohibit pre-need sellers from doing new
business with a corporate surety company if the company is insolvent or
is in violation of this Section. In addition the Comptroller may
direct a pre-need seller to reinstate a pre-construction trust fund
upon the Comptroller's determination that the corporate surety company
no longer is sufficient security.
All performance bonds issued pursuant to this Section must be
71 [February 9, 2000]
irrevocable during the statutory term for completing construction
specified in Section 19 of this Act, unless terminated sooner by the
completion of construction.
(f) Whenever any pre-need contract shall be entered into and
include 1) items of cemetery merchandise and cemetery services, and 2)
rights to interment, inurnment or entombment in completed spaces
without allocation of the gross sale price among the items sold, the
application of payments received under the contract shall be allocated,
first to the right to interment, inurnment or entombment, second to
items of cemetery merchandise and cemetery services, unless some other
allocation is clearly provided in the contract.
(g) Any person engaging in pre-need sales who enters into a
combination sale which involves the sale of items covered by a trust or
performance bond requirement and any item not covered by any
entrustment or bond requirement, shall be prohibited from increasing
the gross sales price of those items not requiring entrustment with the
purpose of allocating a lesser gross sales price to items which require
a trust deposit or a performance bond.
(Source: P.A. 91-7; eff. 1-1-2000.)
(815 ILCS 390/16) (from Ch. 21, par. 216)
Sec. 16. Trust funds; disbursements.
(a) A trustee shall make no disbursements from the trust fund
except as provided in this Act.
(b) A trustee shall, with respect to the investment of such trust
funds, exercise the judgment and care under the circumstances then
prevailing which persons of prudence, discretion and intelligence
exercise in the management of their own affairs, not in regard to
speculation, but in regard to the permanent disposition of their funds,
considering the probable income as well as the probable safety of their
capital.
The seller shall act as trustee of all amounts received for
cemetery merchandise, services, or undeveloped spaces until those
amounts have been deposited into the trust fund. The seller may
continue to be the trustee of up to $500,000 that has been deposited
into the trust fund, but the seller must retain an independent trustee
for any amount of trust funds in excess of $500,000. A seller holding
trust funds in excess of $500,000 on the effective date of this
amendatory Act of 1996 shall have 36 months to retain an independent
trustee for the amounts over $500,000; any other seller must retain an
independent trustee for its trust funds in excess of $500,000 as soon
as may be practical. The Comptroller shall have the right to
disqualify the trustee upon the same grounds as for refusing to grant
or revoking a license hereunder. Upon notice to the Comptroller, the
seller may change the trustee of the trust fund.
(c) The trustee may rely upon certifications and affidavits made
to it under the provisions of this Act, and shall not be liable to any
person for such reliance.
(d) A trustee shall be allowed to withdraw from the trust funds
maintained pursuant to this Act, payable solely from the income earned
on such trust funds, a reasonable fee for all usual and customary
services for the operation of the trust fund, including, but not
limited to trustee fees, investment advisor fees, allocation fees,
annual audit fees and other similar fees. The maximum amount allowed to
be withdrawn for these fees each year shall be the lesser of 3% of the
balance of the trust calculated on an annual basis or the amount of
annual income generated therefrom.
(e) The trust shall be a single-purpose trust fund. In the event
of the seller's bankruptcy, insolvency or assignment for the benefit of
creditors, or an adverse judgment, the trust funds shall not be
available to any creditor as assets of the seller or to pay any
expenses of any bankruptcy or similar proceeding, but shall be
distributed to the purchasers or managed for their benefit by the
trustee holding the funds. Except in an action by the Comptroller to
revoke a license issued pursuant to this Act and for creation of a
receivership as provided in this Act, the trust shall not be subject to
judgment, execution, garnishment, attachment, or other seizure by
[February 9, 2000] 72
process in bankruptcy or otherwise, nor to sale, pledge, mortgage, or
other alienation, and shall not be assignable except as approved by the
Comptroller. The changes made by this amendatory Act of the 91st
General Assembly are intended to clarify existing law regarding the
inability of licensees to pledge the trust.
(f) Because it is not known at the time of deposit or at the time
that income is earned on the trust account to whom the principal and
the accumulated earnings will be distributed, for purposes of
determining the Illinois Income Tax due on these trust funds, the
principal and any accrued earnings or losses relating to each
individual account shall be held in suspense until the final
determination is made as to whom the account shall be paid.
(Source: P.A. 91-7, eff. 6-1-99.)
(815 ILCS 390/18) (from Ch. 21, par. 218)
Sec. 18. Remedies.
(a) If for any reason a seller who has engaged in pre-need sales
has refused, cannot or does not comply with the terms of the pre-need
sales contract within a reasonable time after he is required to do so,
the purchaser or his heirs or assigns or duly authorized representative
shall have the right to a refund of an amount equal to the sales price
paid for undelivered merchandise, services or spaces plus undistributed
interest amounts held in trust attributable to such contract, within 30
days of the filing of a sworn affidavit with the trustee setting forth
the existence of the contract and the fact of breach. A copy of this
affidavit shall be filed with the Comptroller and the seller. In the
event a seller is prevented from performing by strike, shortage of
materials, civil disorder, natural disaster or any like occurrence
beyond the control of the seller, the seller's time for performance
shall be extended by the length of such delay. Nothing in this Section
shall relieve any person the seller from any liability for
non-performance of his obligations under the pre-need sales contract.
(b) If the purchaser defaults in making payments, the seller shall
have the right to cancel the contract and withdraw from the trust fund
the entire balance to the credit of the defaulting purchaser's account
as liquidating damages. In such event, the trustee shall deliver said
balance to the seller upon its certification, and upon receiving said
certification the trustee may rely thereon and shall not be liable to
anyone for such reliance.
(c) At any time prior to the performance of a service or delivery
of merchandise under a pre-need contract, any purchaser, its legal
representative, or all beneficiaries under the contract After final
payment on a pre-need contract, any beneficiary may upon written demand
of a seller, demand that the pre-need contract with such seller be
terminated. The seller shall, within 30 days, initiate a refund to
such purchaser, its legal representative, or all beneficiaries under
the pre-need contract in an amount as follows:
(1) 100% of the sales proceeds, including undistributed
interest earned thereon, if the purchaser, its legal
representative, or all beneficiaries demand termination of the
pre-need contract within 30 days after the date of entry into the
pre-need contract;
(2) beneficiary of The entire amount held in trust
attributable to undelivered cemetery merchandise and underperformed
cemetery services, including undistributed interest earned thereon,
if the purchaser, its legal representative, or all beneficiaries
demand termination of the pre-need contract more than 30 days after
the date of entry into the pre-need contract. Where more than one
beneficiary is included in a pre-need contract, a seller need not
honor a demand for cancellation under this paragraph unless all
beneficiaries assent and their signatures are included in written
demand for refund.
(Source: P.A. 85-805.)
(815 ILCS 390/19) (from Ch. 21, par. 219)
Sec. 19. Construction or development of spaces.
(a) The construction or development of undeveloped interment,
entombment or inurnment spaces shall be commenced on that phase,
73 [February 9, 2000]
section or sections of undeveloped ground or section of lawn crypts,
mausoleums, garden crypts, columbariums or cemetery spaces in which
sales are made within 3 years of the date of the first such sale. The
seller shall give written notice to the Comptroller no later than 30
days after the first sale. Such notice shall include a description of
the project. Once commenced, construction or development shall be
pursued diligently to completion. The construction must be completed
within 6 years of the first sale. If construction or development is
not commenced or completed within the times specified herein, any
purchaser may surrender and cancel the contract and upon cancellation
shall be entitled to a refund of the actual amounts paid toward the
purchase price plus interest attributable to such amount earned while
in trust; provided however that any delay caused by strike, shortage of
materials, civil disorder, natural disaster or any like occurrence
beyond the control of the seller shall extend the time of such
commencement and completion by the length of such delay.
(b) At any time within 12 months of a purchaser's entering into a
pre-need contract for undeveloped interment, entombment or inurnment
spaces, a purchaser may surrender and cancel his or her contract and
upon cancellation shall be entitled to a refund of the sales proceeds
paid towards the undeveloped interment, entombment, or inurnment spaces
the actual amounts paid toward the purchase price plus interest
attributable to such amount earned while in trust. Notwithstanding the
foregoing, the cancellation and refund rights specified in this
paragraph shall terminate as of the date the seller commences
construction or development of the phase, section or sections of
undeveloped spaces in which sales are made. After the rights of
cancellation and refund specified herein have terminated, if a
purchaser defaults in making payments under the pre-need contract, the
seller shall have the right to cancel the contract and withdraw from
the trust fund the entire balance to the credit of the defaulting
purchaser's account as liquidated damages. In such event, the trustee
shall deliver said balance to the seller upon its certification, and
upon receiving said certification the trustee may rely thereon and
shall not be liable to anyone for such reliance.
(c) During the construction or development of interment,
entombment or inurnment spaces, upon the sworn certification by the
seller and the contractor to the trustee, the trustee shall disburse
from the trust fund the amount equivalent to the cost of performed
labor or delivered materials as certified. Said certification shall be
substantially in the following form:
We, the undersigned, being respectively the Seller and Contractor,
do hereby certify that the Contractor has performed labor or delivered
materials or both to (address of property) .........., in connection
with a contract to .........., and that as of this date the value of
the labor performed and materials delivered is $.......
We do further certify that in connection with such contract there
remains labor to be performed, and materials to be delivered, of the
value of $........
This Certificate is signed (insert date).
............ ............
Seller Contractor
A person who executes and delivers a completion certificate with
actual knowledge of a falsity contained therein shall be considered in
violation of this Act and subject to the penalties contained herein.
(d) Except as otherwise authorized by this Section, every seller
of undeveloped spaces shall provide facilities for temporary interment,
entombment or inurnment for purchasers or beneficiaries of contracts
who die prior to completion of the space. Such temporary facilities
shall be constructed of permanent materials, and, insofar as practical,
be landscaped and groomed to the extent customary in the cemetery
industry in that community. The heirs, assigns, or personal
representative of a purchaser or beneficiary shall not be required to
accept temporary underground interment spaces where the undeveloped
space contracted for was an above ground entombment or inurnment space.
In the event that temporary facilities as described in this paragraph
[February 9, 2000] 74
are not made available, upon the death of a purchaser or beneficiary,
the heirs, assigns, or personal representative is entitled to a refund
of the entire sales price paid plus undistributed interest attributable
to such amount while in trust.
(e) If the seller delivers a completed space acceptable to the
heirs, assigns or personal representative of a purchaser or
beneficiary, other than the temporary facilities specified herein, in
lieu of the undeveloped space purchased, the seller shall provide the
trustee with a delivery certificate and all sums deposited under the
pre-need sales contract, including the undistributed income, shall be
paid to the seller.
(f) Upon completion of the phase, section or sections of the
project as certified to the trustee by the seller and the contractor
and delivery of the completed interment, entombment, or inurnment space
to the purchaser, the trust fund requirements set forth herein shall
terminate and all funds held in the preconstruction trust fund
attributable to the completed phase, section or sections, including
interest accrued thereon, shall be returned to the seller.
(g) This Section shall not apply to the sale of undeveloped spaces
if there has been any such sale in the same phase, section or sections
of the project prior to the effective date of this Act.
(Source: P.A. 91-357, eff. 7-29-99.)
(815 ILCS 390/20) (from Ch. 21, par. 220)
Sec. 20. Records.
(a) Each licensee must keep accurate accounts, books and records
in this State at the principal place of business identified in the
licensee's license application or as otherwise approved by the
Comptroller in writing of all transactions, copies of agreements, dates
and amounts of payments made or received, the names and addresses of
the contracting parties, the names and addresses of persons for whose
benefit funds are received, if known, and the names of the trust
depositories. Additionally, for a period not to exceed 6 months after
the performance of all terms in a pre-need sales contract, the licensee
shall maintain copies of each pre-need contract at the licensee branch
location where the contract was entered.
(b) Each licensee must maintain such records for a period of 3
years after the licensee shall have fulfilled his or her obligation
under the pre-need contract or 3 years after any stored merchandise
shall have been provided to the purchaser or beneficiary, whichever is
later.
(c) Each licensee shall submit reports to the Comptroller
annually, under oath, on forms furnished by the Comptroller. The
annual report shall contain, but shall not be limited to, the
following:
(1) An accounting of the principal deposit and additions of
principal during the fiscal year.
(2) An accounting of any withdrawal of principal or earnings.
(3) An accounting at the end of each fiscal year, of the
total amount of principal and earnings held.
(d) The annual report shall be filed by the licensee with the
Comptroller within 75 days after the end of the licensee's fiscal year.
An extension of up to 60 days may be granted by the Comptroller, upon a
showing of need by the licensee. Any other reports shall be in the
form furnished or specified by the Comptroller. If a licensee fails to
submit an annual report to the Comptroller within the time specified in
this Section, the Comptroller shall impose upon the licensee a penalty
of $5 for each and every day the licensee remains delinquent in
submitting the annual report. Each report shall be accompanied by a
check or money order in the amount of $10 payable to: Comptroller,
State of Illinois.
(e) On and after the effective date of this amendatory Act of the
91st General Assembly, a licensee may report all required information
concerning the sale of outer burial containers on the licensee's annual
report required to be filed under this Act and shall not be required to
report that information under the Illinois Funeral or Burial Funds Act,
as long as the information is reported under this Act.
75 [February 9, 2000]
(Source: P.A. 91-7, eff. 1-1-2000.)
(815 ILCS 390/22) (from Ch. 21, par. 222)
Sec. 22. Cemetery Consumer Protection Fund.
(a) Every seller engaging in pre-need sales shall pay to the
Comptroller $5 for each said contract entered into, to be paid into a
special income earning fund hereby created in the State Treasury, known
as the Cemetery Consumer Protection Fund. The above said fees shall be
remitted to the Comptroller semi-annually within 30 days after the end
of June and December for all contracts that have been entered in such 6
month period.
(b) All monies paid into the fund together with all accumulated
undistributed income thereon shall be held as a special fund in the
State Treasury. The fund shall be used solely for the purpose of
providing restitution to consumers who have suffered pecuniary loss
arising out of pre-need sales.
(c) The fund shall be applied only to restitution or completion of
the project or delivery of the merchandise or services, where such has
been ordered by the Circuit Court in a lawsuit brought under this Act
by the Attorney General of the State of Illinois on behalf of the
Comptroller and in which it has been determined by the Court that the
obligation is non-collectible from the judgment debtor. Restitution
shall not exceed the amount of the sales price paid plus interest at
the statutory rate. The fund shall not be used for the payment of any
attorney or other fees.
(d) Whenever restitution is paid by the fund, the fund shall be
subrogated to the amount of such restitution, and the Comptroller shall
request the Attorney General to engage in all reasonable post judgment
collection steps to collect said restitution from the judgment debtor
and reimburse the fund.
(e) The fund shall not be applied toward any restitution for
losses in any lawsuit initiated by the Attorney General or Comptroller
or with respect to any claim made on pre-need sales which occurred
prior to the effective date of this Act.
(f) The fund may not be allocated for any purpose other than that
specified in this Act.
(g) Notwithstanding any other provision of this Section, the
payment of restitution from the fund shall be a matter of grace and not
of right and no purchaser shall have any vested rights in the fund as a
beneficiary or otherwise. Prior to seeking restitution from the fund,
a purchaser or beneficiary seeking payment of restitution shall apply
for restitution on a form provided by the Comptroller. The form shall
include any information the Comptroller may reasonably require in order
for the Court to determine that restitution or completion of the
project or delivery of merchandise or service is appropriate.
(h) Annually, the status of the fund shall be reviewed by the
Comptroller, and if he determines that the fund together with all
accumulated income earned thereon, equals or exceeds $10,000,000 and
that the total number of outstanding claims filed against the fund is
less than 10% of the fund's current balance, then payments to the fund
shall be suspended until such time as the fund's balance drops below
$10,000,000 or the total number of outstanding claims filed against the
fund is more than 10% of the fund's current balance, but on such
suspension, the fund shall not be considered inactive.
(Source: P.A. 84-239.)
(815 ILCS 390/23) (from Ch. 21, par. 223)
Sec. 23. Violations and penalties.
(a) Any person intentionally violating any provision of this Act
is guilty of a Class 4 felony.
(b) If any person violates this Act or fails or refuses to comply
with any order of the Comptroller or any part thereof which to such
person has become final and is still in effect, the Comptroller may,
after notice and hearing at which it is determined that a violation of
this Act or such order has been committed, further order that such
person shall forfeit and pay to the State of Illinois a sum not to
exceed $10,000 $5,000 for each violation. Such liability shall be
enforced in an action brought in any court of competent jurisdiction by
[February 9, 2000] 76
the Comptroller in the name of the people of the State of Illinois.
(c) Whenever a license is revoked by the Comptroller, or the
Comptroller determines that any person is engaged in pre-need sales
without a license, he shall apply to the circuit court of the county
where such person is located for a receiver to administer the business
of such person.
(d) Whenever a licensee fails or refuses to make a required report
or whenever it appears to the Comptroller from any report or
examination that such licensee has committed a violation of law or that
the trust funds have not been administered properly or that it is
unsafe or inexpedient for such licensee or the trustee of the trust
funds of such licensee to continue to administer such funds or that any
officer of such licensee or of the trustee of the trust funds of such
licensee has abused his trust or has been guilty of misconduct or
breach of trust in his official position injurious to such licensee or
that such licensee has suffered as to its trust funds a serious loss by
larceny, embezzlement, burglary, repudiation or otherwise, the
Comptroller shall, by order, direct the discontinuance of such illegal,
unsafe or unauthorized practices and shall direct strict conformity
with the requirements of the law and safety and security in its
transactions and may apply to the circuit court of the county where
such licensee is located to prevent any disbursements or expenditures
by such licensee until the trust funds are in such condition that it
would not be jeopardized thereby and the Comptroller shall communicate
the facts to the Attorney General of the State of Illinois who shall
thereupon institute such proceedings against the licensee or its
trustee or the officers of either or both as the nature of the case may
require.
(e) In addition to the other penalties and remedies provided in
this Act, the Comptroller may bring a civil action in the county of
residence of the licensee or any person engaging in pre-need sales, to
enjoin any violation or threatened violation of this Act.
(e-5) Any person that violates any provision of this Act or fails
to comply with an order of the Comptroller is liable for a civil
penalty of not to exceed $10,000 for the violation and an additional
civil penalty of not to exceed $1,000 for each day during which the
violation continues. These penalties are in addition to any penalties
that may be issued under the Consumer Fraud and Deceptive Business
Practices Act for knowing violations of this Act. The civil penalties
provided for in this subsection may be recovered in a civil action.
(f) The powers vested in the Comptroller by this Section are
additional to any and all other powers and remedies vested in the
Comptroller by law, and nothing herein contained shall be construed as
requiring that the Comptroller shall employ the powers conferred herein
instead of or as a condition precedent to the exercise of any other
power or remedy vested in the Comptroller.
(Source: P.A. 88-477.)
(815 ILCS 390/27.1 new)
Sec. 27.1. Sales; liability of purchaser for shortage. In the
event of a sale or transfer of all or substantially all of the assets
of the licensee, the sale or transfer of the controlling interest of
the corporate stock of the licensee if the licensee is a corporation,
the sale or transfer of the controlling interest of the partnership if
the licensee is a partnership, or sale pursuant to foreclosure
proceedings, the purchaser is liable for any shortages existing before
or after the sale in the trust funds required to be maintained in a
trust under this Act and shall honor all pre-need contracts and trusts
entered into by the licensee. Any shortages existing in the trust funds
constitute a prior lien in favor of the trust for the total value of
the shortages, and notice of that lien must be provided in all sales
instruments.
In the event of a sale or transfer of all or substantially all of
the assets of the licensee, the sale or transfer of the controlling
interest of the corporate stock of the licensee if the licensee is a
corporation, or the sale or transfer of the controlling interest of the
partnership if the licensee is a partnership, the licensee shall, at
77 [February 9, 2000]
least 21 days prior to the sale or transfer, notify the Comptroller, in
writing, of the pending date of sale or transfer so as to permit the
Comptroller to audit the books and records of the licensee. The audit
must be commenced within 10 business days after the receipt of the
notification and completed within the 21-day notification period unless
the Comptroller notifies the licensee during that period that there is
a basis for determining a deficiency which will require additional time
to finalize. The sale or transfer may not be completed by the licensee
unless and until:
(i) the Comptroller has completed the audit of the licensee's
books and records;
(ii) any delinquency existing in the trust funds has been paid
by the licensee, or arrangements satisfactory to the Comptroller
have been made by the licensee on the sale or transfer for the
payment of any delinquency;
(iii) the Comptroller issues a license upon application of the
new owner, which license must be applied for within 30 days after
the anticipated date of the sale or transfer, subject to the
payment of any delinquencies, if any, as stated in item (ii).
For purposes of this Section, a person, firm, corporation,
partnership, or institution that acquires the licensee through a real
estate foreclosure is subject to the provisions of this Section. The
sale or transfer of the controlling interest of a licensee to an
immediate family member is not subject to the license application
process required in item (iii) of this Section.
Section 50. Severability. If any provision of this Act or its
application to any person or circumstance is held invalid, the
invalidity of that provision or application does not affect other
provisions or applications of this Act that can be given effect without
the invalid provision or application.
Section 99. Effective date. This Act takes effect January 1,
2001.".
There being no further amendments, the foregoing Amendment No. 1
was ordered engrossed; and the bill, as amended, was advanced to the
order of Third Reading.
CONCURRENCES AND NON-CONCURRENCES
IN SENATE AMENDMENT/S TO HOUSE BILLS
Senate Amendment No. 1 to HOUSE BILL 1137, having been printed, was
taken up for consideration.
Representative Boland moved that the House refuse to concur with
the Senate in the adoption of Senate Amendment No. 1.
The motion prevailed.
Ordered that the Clerk inform the Senate.
At the hour of 3:50 o'clock p.m., Representative Currie moved that
the House do now adjourn until Thursday, February 10, 2000, at 1:00
o'clock p.m.
The motion prevailed.
And the House stood adjourned.
[February 9, 2000] 78
NO. 1
STATE OF ILLINOIS
NINETY-FIRST
GENERAL ASSEMBLY
HOUSE ROLL CALL
QUORUM ROLL CALL FOR ATTENDANCE
FEB 09, 2000
0 YEAS 0 NAYS 118 PRESENT
P ACEVEDO P FOWLER P LINDNER P REITZ
P BASSI P FRANKS P LOPEZ P RIGHTER
P BEAUBIEN P FRITCHEY P LYONS,EILEEN P RUTHERFORD
P BELLOCK P GARRETT P LYONS,JOSEPH P RYDER
P BIGGINS P GASH P MATHIAS P SAVIANO
P BLACK P GIGLIO P MAUTINO P SCHMITZ
P BOLAND P GILES P McAULIFFE P SCHOENBERG
P BOST P GRANBERG P McCARTHY P SCOTT
P BRADLEY P HAMOS P McGUIRE P SCULLY
P BRADY P HANNIG P McKEON P SHARP
P BROSNAHAN P HARRIS P MEYER P SILVA
P BRUNSVOLD P HARTKE P MITCHELL,BILL P SKINNER
P BUGIELSKI P HASSERT P MITCHELL,JERRY P SLONE
P BURKE P HOEFT P MOFFITT P SMITH
P CAPPARELLI P HOFFMAN P MOORE P SOMMER
P COULSON P HOLBROOK P MORROW P STEPHENS
P COWLISHAW P HOWARD P MULLIGAN P STROGER
P CROSS P HULTGREN P MURPHY P TENHOUSE
P CROTTY P JOHNSON,TIM P MYERS P TURNER,ART
P CURRIE P JOHNSON,TOM P NOVAK P TURNER,JOHN
P CURRY P JONES,JOHN P O'BRIEN P WAIT
P DANIELS P JONES,LOU P O'CONNOR P WINKEL
P DART P JONES,SHIRLEY P OSMOND P WINTERS
P DAVIS,MONIQUE P KENNER P OSTERMAN P WIRSING
P DAVIS,STEVE P KLINGLER P PANKAU P WOJCIK
P DELGADO P KOSEL P PARKE P WOOLARD
P DURKIN P KRAUSE P PERSICO P YOUNGE
P ERWIN P LANG P POE P ZICKUS
P FEIGENHOLTZ P LAWFER P PUGH P MR. SPEAKER
P FLOWERS P LEITCH
79 [February 9, 2000]
NO. 2
STATE OF ILLINOIS
NINETY-FIRST
GENERAL ASSEMBLY
HOUSE ROLL CALL
HOUSE BILL 3114
ANNUAL STIPND-CORONER
THIRD READING
PASSED
FEB 09, 2000
88 YEAS 29 NAYS 0 PRESENT
Y ACEVEDO N FOWLER Y LINDNER Y REITZ
N BASSI N FRANKS Y LOPEZ Y RIGHTER
Y BEAUBIEN Y FRITCHEY N LYONS,EILEEN N RUTHERFORD
Y BELLOCK N GARRETT Y LYONS,JOSEPH Y RYDER
Y BIGGINS N GASH Y MATHIAS Y SAVIANO
A BLACK Y GIGLIO Y MAUTINO N SCHMITZ
Y BOLAND Y GILES Y McAULIFFE N SCHOENBERG
N BOST Y GRANBERG N McCARTHY Y SCOTT
Y BRADLEY Y HAMOS Y McGUIRE Y SCULLY
Y BRADY Y HANNIG Y McKEON Y SHARP
Y BROSNAHAN Y HARRIS Y MEYER N SILVA
Y BRUNSVOLD Y HARTKE N MITCHELL,BILL N SKINNER
Y BUGIELSKI Y HASSERT Y MITCHELL,JERRY Y SLONE
Y BURKE N HOEFT Y MOFFITT Y SMITH
Y CAPPARELLI Y HOFFMAN Y MOORE N SOMMER
Y COULSON Y HOLBROOK Y MORROW N STEPHENS
Y COWLISHAW Y HOWARD Y MULLIGAN Y STROGER
Y CROSS Y HULTGREN Y MURPHY Y TENHOUSE
Y CROTTY Y JOHNSON,TIM Y MYERS Y TURNER,ART
Y CURRIE Y JOHNSON,TOM Y NOVAK Y TURNER,JOHN
N CURRY N JONES,JOHN N O'BRIEN N WAIT
Y DANIELS Y JONES,LOU N O'CONNOR Y WINKEL
Y DART Y JONES,SHIRLEY Y OSMOND N WINTERS
Y DAVIS,MONIQUE Y KENNER Y OSTERMAN Y WIRSING
Y DAVIS,STEVE Y KLINGLER Y PANKAU N WOJCIK
N DELGADO N KOSEL N PARKE Y WOOLARD
Y DURKIN Y KRAUSE Y PERSICO Y YOUNGE
Y ERWIN Y LANG N POE N ZICKUS
Y FEIGENHOLTZ Y LAWFER Y PUGH Y MR. SPEAKER
Y FLOWERS Y LEITCH
[February 9, 2000] 80
NO. 3
STATE OF ILLINOIS
NINETY-FIRST
GENERAL ASSEMBLY
HOUSE ROLL CALL
HOUSE BILL 3138
TRANSIENT MERCHANT-RECEIPTS
THIRD READING
PASSED
FEB 09, 2000
118 YEAS 0 NAYS 0 PRESENT
Y ACEVEDO Y FOWLER Y LINDNER Y REITZ
Y BASSI Y FRANKS Y LOPEZ Y RIGHTER
Y BEAUBIEN Y FRITCHEY Y LYONS,EILEEN Y RUTHERFORD
Y BELLOCK Y GARRETT Y LYONS,JOSEPH Y RYDER
Y BIGGINS Y GASH Y MATHIAS Y SAVIANO
Y BLACK Y GIGLIO Y MAUTINO Y SCHMITZ
Y BOLAND Y GILES Y McAULIFFE Y SCHOENBERG
Y BOST Y GRANBERG Y McCARTHY Y SCOTT
Y BRADLEY Y HAMOS Y McGUIRE Y SCULLY
Y BRADY Y HANNIG Y McKEON Y SHARP
Y BROSNAHAN Y HARRIS Y MEYER Y SILVA
Y BRUNSVOLD Y HARTKE Y MITCHELL,BILL Y SKINNER
Y BUGIELSKI Y HASSERT Y MITCHELL,JERRY Y SLONE
Y BURKE Y HOEFT Y MOFFITT Y SMITH
Y CAPPARELLI Y HOFFMAN Y MOORE Y SOMMER
Y COULSON Y HOLBROOK Y MORROW Y STEPHENS
Y COWLISHAW Y HOWARD Y MULLIGAN Y STROGER
Y CROSS Y HULTGREN Y MURPHY Y TENHOUSE
Y CROTTY Y JOHNSON,TIM Y MYERS Y TURNER,ART
Y CURRIE Y JOHNSON,TOM Y NOVAK Y TURNER,JOHN
Y CURRY Y JONES,JOHN Y O'BRIEN Y WAIT
Y DANIELS Y JONES,LOU Y O'CONNOR Y WINKEL
Y DART Y JONES,SHIRLEY Y OSMOND Y WINTERS
Y DAVIS,MONIQUE Y KENNER Y OSTERMAN Y WIRSING
Y DAVIS,STEVE Y KLINGLER Y PANKAU Y WOJCIK
Y DELGADO Y KOSEL Y PARKE Y WOOLARD
Y DURKIN Y KRAUSE Y PERSICO Y YOUNGE
Y ERWIN Y LANG Y POE Y ZICKUS
Y FEIGENHOLTZ Y LAWFER Y PUGH Y MR. SPEAKER
Y FLOWERS Y LEITCH
81 [February 9, 2000]
NO. 4
STATE OF ILLINOIS
NINETY-FIRST
GENERAL ASSEMBLY
HOUSE ROLL CALL
HOUSE BILL 3176
VEH CD-DISABILITIES PARKING
THIRD READING
PASSED
FEB 09, 2000
118 YEAS 0 NAYS 0 PRESENT
Y ACEVEDO Y FOWLER Y LINDNER Y REITZ
Y BASSI Y FRANKS Y LOPEZ Y RIGHTER
Y BEAUBIEN Y FRITCHEY Y LYONS,EILEEN Y RUTHERFORD
Y BELLOCK Y GARRETT Y LYONS,JOSEPH Y RYDER
Y BIGGINS Y GASH Y MATHIAS Y SAVIANO
Y BLACK Y GIGLIO Y MAUTINO Y SCHMITZ
Y BOLAND Y GILES Y McAULIFFE Y SCHOENBERG
Y BOST Y GRANBERG Y McCARTHY Y SCOTT
Y BRADLEY Y HAMOS Y McGUIRE Y SCULLY
Y BRADY Y HANNIG Y McKEON Y SHARP
Y BROSNAHAN Y HARRIS Y MEYER Y SILVA
Y BRUNSVOLD Y HARTKE Y MITCHELL,BILL Y SKINNER
Y BUGIELSKI Y HASSERT Y MITCHELL,JERRY Y SLONE
Y BURKE Y HOEFT Y MOFFITT Y SMITH
Y CAPPARELLI Y HOFFMAN Y MOORE Y SOMMER
Y COULSON Y HOLBROOK Y MORROW Y STEPHENS
Y COWLISHAW Y HOWARD Y MULLIGAN Y STROGER
Y CROSS Y HULTGREN Y MURPHY Y TENHOUSE
Y CROTTY Y JOHNSON,TIM Y MYERS Y TURNER,ART
Y CURRIE Y JOHNSON,TOM Y NOVAK Y TURNER,JOHN
Y CURRY Y JONES,JOHN Y O'BRIEN Y WAIT
Y DANIELS Y JONES,LOU Y O'CONNOR Y WINKEL
Y DART Y JONES,SHIRLEY Y OSMOND Y WINTERS
Y DAVIS,MONIQUE Y KENNER Y OSTERMAN Y WIRSING
Y DAVIS,STEVE Y KLINGLER Y PANKAU Y WOJCIK
Y DELGADO Y KOSEL Y PARKE Y WOOLARD
Y DURKIN Y KRAUSE Y PERSICO Y YOUNGE
Y ERWIN Y LANG Y POE Y ZICKUS
Y FEIGENHOLTZ Y LAWFER Y PUGH Y MR. SPEAKER
Y FLOWERS Y LEITCH
[February 9, 2000] 82
NO. 5
STATE OF ILLINOIS
NINETY-FIRST
GENERAL ASSEMBLY
HOUSE ROLL CALL
HOUSE BILL 3201
SEX ASSAULT SURVIVOR-TREATMENT
THIRD READING
PASSED
FEB 09, 2000
76 YEAS 42 NAYS 0 PRESENT
Y ACEVEDO N FOWLER Y LINDNER N REITZ
Y BASSI N FRANKS Y LOPEZ N RIGHTER
Y BEAUBIEN Y FRITCHEY N LYONS,EILEEN N RUTHERFORD
N BELLOCK Y GARRETT N LYONS,JOSEPH N RYDER
N BIGGINS Y GASH Y MATHIAS Y SAVIANO
Y BLACK Y GIGLIO Y MAUTINO N SCHMITZ
Y BOLAND Y GILES N McAULIFFE Y SCHOENBERG
N BOST Y GRANBERG N McCARTHY Y SCOTT
Y BRADLEY Y HAMOS Y McGUIRE Y SCULLY
N BRADY N HANNIG Y McKEON Y SHARP
N BROSNAHAN Y HARRIS N MEYER Y SILVA
Y BRUNSVOLD Y HARTKE N MITCHELL,BILL N SKINNER
Y BUGIELSKI Y HASSERT Y MITCHELL,JERRY Y SLONE
Y BURKE Y HOEFT Y MOFFITT Y SMITH
N CAPPARELLI Y HOFFMAN Y MOORE N SOMMER
Y COULSON Y HOLBROOK Y MORROW N STEPHENS
N COWLISHAW Y HOWARD Y MULLIGAN Y STROGER
Y CROSS N HULTGREN Y MURPHY N TENHOUSE
Y CROTTY N JOHNSON,TIM N MYERS Y TURNER,ART
Y CURRIE N JOHNSON,TOM Y NOVAK Y TURNER,JOHN
Y CURRY N JONES,JOHN Y O'BRIEN N WAIT
N DANIELS Y JONES,LOU Y O'CONNOR N WINKEL
Y DART Y JONES,SHIRLEY Y OSMOND N WINTERS
Y DAVIS,MONIQUE Y KENNER Y OSTERMAN N WIRSING
Y DAVIS,STEVE Y KLINGLER N PANKAU N WOJCIK
Y DELGADO N KOSEL Y PARKE Y WOOLARD
Y DURKIN Y KRAUSE Y PERSICO Y YOUNGE
Y ERWIN Y LANG N POE N ZICKUS
Y FEIGENHOLTZ N LAWFER Y PUGH Y MR. SPEAKER
Y FLOWERS N LEITCH
83 [February 9, 2000]
NO. 6
STATE OF ILLINOIS
NINETY-FIRST
GENERAL ASSEMBLY
HOUSE ROLL CALL
HOUSE BILL 3260
UNEMP INS-EMPLOYEE LEASING CO
THIRD READING
PASSED
FEB 09, 2000
118 YEAS 0 NAYS 0 PRESENT
Y ACEVEDO Y FOWLER Y LINDNER Y REITZ
Y BASSI Y FRANKS Y LOPEZ Y RIGHTER
Y BEAUBIEN Y FRITCHEY Y LYONS,EILEEN Y RUTHERFORD
Y BELLOCK Y GARRETT Y LYONS,JOSEPH Y RYDER
Y BIGGINS Y GASH Y MATHIAS Y SAVIANO
Y BLACK Y GIGLIO Y MAUTINO Y SCHMITZ
Y BOLAND Y GILES Y McAULIFFE Y SCHOENBERG
Y BOST Y GRANBERG Y McCARTHY Y SCOTT
Y BRADLEY Y HAMOS Y McGUIRE Y SCULLY
Y BRADY Y HANNIG Y McKEON Y SHARP
Y BROSNAHAN Y HARRIS Y MEYER Y SILVA
Y BRUNSVOLD Y HARTKE Y MITCHELL,BILL Y SKINNER
Y BUGIELSKI Y HASSERT Y MITCHELL,JERRY Y SLONE
Y BURKE Y HOEFT Y MOFFITT Y SMITH
Y CAPPARELLI Y HOFFMAN Y MOORE Y SOMMER
Y COULSON Y HOLBROOK Y MORROW Y STEPHENS
Y COWLISHAW Y HOWARD Y MULLIGAN Y STROGER
Y CROSS Y HULTGREN Y MURPHY Y TENHOUSE
Y CROTTY Y JOHNSON,TIM Y MYERS Y TURNER,ART
Y CURRIE Y JOHNSON,TOM Y NOVAK Y TURNER,JOHN
Y CURRY Y JONES,JOHN Y O'BRIEN Y WAIT
Y DANIELS Y JONES,LOU Y O'CONNOR Y WINKEL
Y DART Y JONES,SHIRLEY Y OSMOND Y WINTERS
Y DAVIS,MONIQUE Y KENNER Y OSTERMAN Y WIRSING
Y DAVIS,STEVE Y KLINGLER Y PANKAU Y WOJCIK
Y DELGADO Y KOSEL Y PARKE Y WOOLARD
Y DURKIN Y KRAUSE Y PERSICO Y YOUNGE
Y ERWIN Y LANG Y POE Y ZICKUS
Y FEIGENHOLTZ Y LAWFER Y PUGH Y MR. SPEAKER
Y FLOWERS Y LEITCH
[February 9, 2000] 84
NO. 7
STATE OF ILLINOIS
NINETY-FIRST
GENERAL ASSEMBLY
HOUSE ROLL CALL
HOUSE BILL 3312
VIETNAM VET LICENSE PLATES
THIRD READING
PASSED
FEB 09, 2000
116 YEAS 2 NAYS 0 PRESENT
Y ACEVEDO Y FOWLER Y LINDNER Y REITZ
Y BASSI Y FRANKS Y LOPEZ Y RIGHTER
Y BEAUBIEN Y FRITCHEY Y LYONS,EILEEN N RUTHERFORD
Y BELLOCK Y GARRETT Y LYONS,JOSEPH Y RYDER
Y BIGGINS Y GASH Y MATHIAS Y SAVIANO
Y BLACK Y GIGLIO Y MAUTINO Y SCHMITZ
Y BOLAND Y GILES Y McAULIFFE Y SCHOENBERG
Y BOST Y GRANBERG N McCARTHY Y SCOTT
Y BRADLEY Y HAMOS Y McGUIRE Y SCULLY
Y BRADY Y HANNIG Y McKEON Y SHARP
Y BROSNAHAN Y HARRIS Y MEYER Y SILVA
Y BRUNSVOLD Y HARTKE Y MITCHELL,BILL Y SKINNER
Y BUGIELSKI Y HASSERT Y MITCHELL,JERRY Y SLONE
Y BURKE Y HOEFT Y MOFFITT Y SMITH
Y CAPPARELLI Y HOFFMAN Y MOORE Y SOMMER
Y COULSON Y HOLBROOK Y MORROW Y STEPHENS
Y COWLISHAW Y HOWARD Y MULLIGAN Y STROGER
Y CROSS Y HULTGREN Y MURPHY Y TENHOUSE
Y CROTTY Y JOHNSON,TIM Y MYERS Y TURNER,ART
Y CURRIE Y JOHNSON,TOM Y NOVAK Y TURNER,JOHN
Y CURRY Y JONES,JOHN Y O'BRIEN Y WAIT
Y DANIELS Y JONES,LOU Y O'CONNOR Y WINKEL
Y DART Y JONES,SHIRLEY Y OSMOND Y WINTERS
Y DAVIS,MONIQUE Y KENNER Y OSTERMAN Y WIRSING
Y DAVIS,STEVE Y KLINGLER Y PANKAU Y WOJCIK
Y DELGADO Y KOSEL Y PARKE Y WOOLARD
Y DURKIN Y KRAUSE Y PERSICO Y YOUNGE
Y ERWIN Y LANG Y POE Y ZICKUS
Y FEIGENHOLTZ Y LAWFER Y PUGH Y MR. SPEAKER
Y FLOWERS Y LEITCH
85 [February 9, 2000]
NO. 8
STATE OF ILLINOIS
NINETY-FIRST
GENERAL ASSEMBLY
HOUSE ROLL CALL
HOUSE BILL 3424
MUNI CD-TEMPORARY APPOINTMENT
THIRD READING
PASSED
FEB 09, 2000
115 YEAS 3 NAYS 0 PRESENT
Y ACEVEDO Y FOWLER Y LINDNER Y REITZ
Y BASSI Y FRANKS Y LOPEZ Y RIGHTER
Y BEAUBIEN Y FRITCHEY Y LYONS,EILEEN Y RUTHERFORD
Y BELLOCK Y GARRETT Y LYONS,JOSEPH Y RYDER
Y BIGGINS Y GASH Y MATHIAS Y SAVIANO
Y BLACK N GIGLIO Y MAUTINO Y SCHMITZ
Y BOLAND Y GILES Y McAULIFFE Y SCHOENBERG
Y BOST Y GRANBERG Y McCARTHY Y SCOTT
Y BRADLEY Y HAMOS Y McGUIRE Y SCULLY
Y BRADY Y HANNIG Y McKEON Y SHARP
Y BROSNAHAN Y HARRIS Y MEYER Y SILVA
Y BRUNSVOLD Y HARTKE Y MITCHELL,BILL N SKINNER
Y BUGIELSKI Y HASSERT Y MITCHELL,JERRY Y SLONE
Y BURKE Y HOEFT Y MOFFITT Y SMITH
Y CAPPARELLI Y HOFFMAN Y MOORE Y SOMMER
Y COULSON Y HOLBROOK Y MORROW Y STEPHENS
Y COWLISHAW Y HOWARD Y MULLIGAN Y STROGER
Y CROSS Y HULTGREN Y MURPHY Y TENHOUSE
Y CROTTY Y JOHNSON,TIM Y MYERS Y TURNER,ART
Y CURRIE Y JOHNSON,TOM Y NOVAK Y TURNER,JOHN
Y CURRY Y JONES,JOHN Y O'BRIEN Y WAIT
Y DANIELS Y JONES,LOU Y O'CONNOR Y WINKEL
Y DART Y JONES,SHIRLEY N OSMOND Y WINTERS
Y DAVIS,MONIQUE Y KENNER Y OSTERMAN Y WIRSING
Y DAVIS,STEVE Y KLINGLER Y PANKAU Y WOJCIK
Y DELGADO Y KOSEL Y PARKE Y WOOLARD
Y DURKIN Y KRAUSE Y PERSICO Y YOUNGE
Y ERWIN Y LANG Y POE Y ZICKUS
Y FEIGENHOLTZ Y LAWFER Y PUGH Y MR. SPEAKER
Y FLOWERS Y LEITCH
[February 9, 2000] 86
NO. 9
STATE OF ILLINOIS
NINETY-FIRST
GENERAL ASSEMBLY
HOUSE ROLL CALL
HOUSE BILL 709
DPA-ABORTION LIMITATIONS
SECOND READING - AMENDMENT N0. 7
LOST
FEB 09, 2000
52 YEAS 65 NAYS 1 PRESENT
Y ACEVEDO N FOWLER Y LINDNER N REITZ
Y BASSI N FRANKS Y LOPEZ N RIGHTER
Y BEAUBIEN Y FRITCHEY N LYONS,EILEEN N RUTHERFORD
N BELLOCK Y GARRETT N LYONS,JOSEPH N RYDER
N BIGGINS Y GASH Y MATHIAS N SAVIANO
N BLACK Y GIGLIO N MAUTINO N SCHMITZ
Y BOLAND Y GILES N McAULIFFE Y SCHOENBERG
N BOST N GRANBERG N McCARTHY Y SCOTT
Y BRADLEY Y HAMOS N McGUIRE N SCULLY
N BRADY N HANNIG Y McKEON Y SHARP
N BROSNAHAN Y HARRIS N MEYER Y SILVA
N BRUNSVOLD N HARTKE N MITCHELL,BILL N SKINNER
N BUGIELSKI N HASSERT N MITCHELL,JERRY Y SLONE
Y BURKE Y HOEFT N MOFFITT Y SMITH
N CAPPARELLI N HOFFMAN Y MOORE N SOMMER
Y COULSON N HOLBROOK Y MORROW N STEPHENS
N COWLISHAW Y HOWARD Y MULLIGAN Y STROGER
Y CROSS N HULTGREN N MURPHY N TENHOUSE
Y CROTTY N JOHNSON,TIM N MYERS Y TURNER,ART
Y CURRIE N JOHNSON,TOM N NOVAK N TURNER,JOHN
Y CURRY N JONES,JOHN Y O'BRIEN N WAIT
N DANIELS Y JONES,LOU P O'CONNOR N WINKEL
Y DART Y JONES,SHIRLEY N OSMOND N WINTERS
Y DAVIS,MONIQUE Y KENNER Y OSTERMAN N WIRSING
Y DAVIS,STEVE Y KLINGLER N PANKAU N WOJCIK
Y DELGADO N KOSEL N PARKE N WOOLARD
N DURKIN Y KRAUSE N PERSICO Y YOUNGE
Y ERWIN Y LANG N POE N ZICKUS
Y FEIGENHOLTZ N LAWFER Y PUGH N MR. SPEAKER
Y FLOWERS N LEITCH
87 [February 9, 2000]
NO. 10
STATE OF ILLINOIS
NINETY-FIRST
GENERAL ASSEMBLY
HOUSE ROLL CALL
HOUSE BILL 709
DPA-ABORTION LIMITATIONS
FISCAL NOTE ACT DOES NOT APPLY
PREVAILED
VERIFIED ROLL CALL
FEB 09, 2000
60 YEAS 57 NAYS 0 PRESENT
N ACEVEDO Y FOWLER N LINDNER Y REITZ
N BASSI Y FRANKS N LOPEZ Y RIGHTER
N BEAUBIEN N FRITCHEY Y LYONS,EILEEN Y RUTHERFORD
Y BELLOCK N GARRETT Y LYONS,JOSEPH Y RYDER
Y BIGGINS N GASH N MATHIAS N SAVIANO
Y BLACK N GIGLIO N MAUTINO Y SCHMITZ
N BOLAND N GILES Y McAULIFFE N SCHOENBERG
Y BOST A GRANBERG Y McCARTHY N SCOTT
N BRADLEY N HAMOS Y McGUIRE Y SCULLY
Y BRADY Y HANNIG N McKEON Y SHARP
Y BROSNAHAN N HARRIS Y MEYER N SILVA
Y BRUNSVOLD Y HARTKE Y MITCHELL,BILL Y SKINNER
Y BUGIELSKI Y HASSERT N MITCHELL,JERRY N SLONE
N BURKE N HOEFT Y MOFFITT Y SMITH
Y CAPPARELLI Y HOFFMAN N MOORE Y SOMMER
N COULSON Y HOLBROOK N MORROW Y STEPHENS
Y COWLISHAW N HOWARD N MULLIGAN N STROGER
N CROSS Y HULTGREN N MURPHY Y TENHOUSE
N CROTTY Y JOHNSON,TIM Y MYERS N TURNER,ART
N CURRIE Y JOHNSON,TOM N NOVAK Y TURNER,JOHN
N CURRY Y JONES,JOHN N O'BRIEN Y WAIT
Y DANIELS N JONES,LOU Y O'CONNOR Y WINKEL
N DART N JONES,SHIRLEY Y OSMOND Y WINTERS
N DAVIS,MONIQUE N KENNER N OSTERMAN Y WIRSING
N DAVIS,STEVE N KLINGLER Y PANKAU Y WOJCIK
N DELGADO N KOSEL Y PARKE Y WOOLARD
Y DURKIN N KRAUSE N PERSICO N YOUNGE
N ERWIN N LANG Y POE Y ZICKUS
N FEIGENHOLTZ Y LAWFER N PUGH Y MR. SPEAKER
N FLOWERS Y LEITCH
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