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Rep. Kelly M. Burke
Filed: 5/31/2021
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1 | | AMENDMENT TO SENATE BILL 539
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2 | | AMENDMENT NO. ______. Amend Senate Bill 539, AS AMENDED, |
3 | | by replacing everything after the enacting clause with the |
4 | | following:
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5 | | "Section 5. The Illinois Governmental Ethics Act is |
6 | | amended by changing Sections 1-109, 1-110, 2-101, 3A-50, |
7 | | 4A-102, 4A-103, 4A-107, and 4A-108 and by adding Sections |
8 | | 1-102.5, 1-104.3, 1-104.4, 1-104.5, 1-105.2, 1-105.3, 1-105.5, |
9 | | 1-105.6, 1-105.7, 1-112.5, 1-113.6, and 1-113.7 as follows: |
10 | | (5 ILCS 420/1-102.5 new) |
11 | | Sec. 1-102.5. "Asset" means, for the purposes of Sections |
12 | | 4A-102 and 4A-103, an item that is owned and has monetary |
13 | | value. For the purposes of Sections 4A-102 and 4A-103, assets |
14 | | include, but are not limited to: stocks, bonds, sector mutual |
15 | | funds, sector exchange traded funds, commodity futures, |
16 | | investment real estate, beneficial interests in trusts, |
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1 | | business interests, and partnership interests. For the |
2 | | purposes of Sections 4A-102 and 4A-103, assets do not include: |
3 | | personal residences; personal vehicles; savings or checking |
4 | | accounts; bonds, notes, or securities issued by any branch of |
5 | | federal, state, or local government; Medicare benefits; |
6 | | inheritances or bequests, other than beneficial interests in |
7 | | trusts; diversified funds; annuities; pensions (including |
8 | | government pensions); retirement accounts; college savings |
9 | | plans that are qualified tuition plans; qualified |
10 | | tax-advantaged savings programs that allow individuals to save |
11 | | for disability-related expenses; or tangible personal |
12 | | property. |
13 | | (5 ILCS 420/1-104.3 new) |
14 | | Sec. 1-104.3. "Creditor" means, for the purposes of |
15 | | Sections 4A-102 and 4A-103, an individual, organization, or |
16 | | other business entity to whom money or its equivalent is owed, |
17 | | no matter whether that obligation is secured or unsecured, |
18 | | except that if a filer makes a loan to members of his or her |
19 | | family, then that filer does not, by making such a loan, become |
20 | | a creditor of that individual for the purposes of Sections |
21 | | 4A-102 and 4A-103 of this Act. |
22 | | (5 ILCS 420/1-104.4 new) |
23 | | Sec. 1-104.4. "Debt" means, for the purposes of Sections |
24 | | 4A-102 and 4A-103, any money or monetary obligation owed at |
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1 | | any time during the preceding calendar year to an individual, |
2 | | company, or other organization, other than a loan that is from |
3 | | a financial institution, government agency, or business entity |
4 | | and that is granted on terms made available to the general |
5 | | public. For the purposes of Sections 4A-102 and 4A-103, "debt" |
6 | | includes, but is not limited to: personal loans from friends |
7 | | or business associates, business loans made outside the |
8 | | lender's regular course of business, and loans made at below |
9 | | market rates. For the purposes of Sections 4A-102 and 4A-103, |
10 | | "debt" does not include: (i) debts to or from financial |
11 | | institutions or government entities, such as mortgages, |
12 | | student loans, credit card debts, or loans secured by |
13 | | automobiles, household furniture, or appliances, as long as |
14 | | those loans were made on terms available to the general public |
15 | | and do not exceed the purchase price of the items securing |
16 | | them; (ii) debts to or from a political committee registered |
17 | | with the Illinois State Board of Elections or political |
18 | | committees, principal campaign committees, or authorized |
19 | | committees registered with the Federal Election Commission; or |
20 | | (iii) a loan from a member of the filer's family not known by |
21 | | the filer to be registered to lobby under the Lobbyist |
22 | | Registration Act. |
23 | | (5 ILCS 420/1-104.5 new) |
24 | | Sec. 1-104.5. "Diversified funds" means investment |
25 | | products, such as mutual funds, exchange traded funds, or unit |
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1 | | investment trusts, that invest in a wide variety of securities |
2 | | across multiple sectors or asset classes. "Diversified funds" |
3 | | does not include sector funds. |
4 | | (5 ILCS 420/1-105.2 new) |
5 | | Sec. 1-105.2. "Economic relationship" means, for the |
6 | | purposes of Sections 4A-102 and 4A-103, any joint or shared |
7 | | ownership interests in businesses and creditor-debtor |
8 | | relationships with third parties, other than commercial |
9 | | lending institutions, where: (a) the filer is entitled to |
10 | | receive (i) more than 7.5% of the total distributable income, |
11 | | or (ii) an amount in excess of the salary of the Governor; or |
12 | | (b) the filer together with his or her spouse or minor children |
13 | | is entitled to receive (i) more than 15%, in the aggregate, of |
14 | | the total distributable income, or (ii) an amount in excess of |
15 | | 2 times the salary of the Governor. |
16 | | (5 ILCS 420/1-105.3 new) |
17 | | Sec. 1-105.3. "Family" means, for the purposes of Sections |
18 | | 4A-102 and 4A-103, a filer's spouse, children, step-children, |
19 | | parents, step-parents, siblings, step-siblings, |
20 | | half-siblings, sons-in-law, daughters-in-law, grandparents, |
21 | | and grandchildren, as well as the parents and grandparents of |
22 | | the filer's spouse, and any person living with the filer. |
23 | | (5 ILCS 420/1-105.5 new) |
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1 | | Sec. 1-105.5. "Filer" means, for the purposes of Section |
2 | | 4A-102 and 4A-103, a person required to file a statement of |
3 | | economic interests pursuant to this Act. |
4 | | (5 ILCS 420/1-105.6 new) |
5 | | Sec. 1-105.6. "Income" means, for the purposes of Sections |
6 | | 4A-102 and 4A-103, pension income and any income from whatever |
7 | | source derived, required to be reported on the filer's federal |
8 | | income tax return, including, but not limited to: compensation |
9 | | received for services rendered or to be rendered (as required |
10 | | to be reported on any Internal Revenue Service forms, |
11 | | including, but not limited to, Forms W-2, 1099, or K-1); |
12 | | earnings or capital gains from the sale of assets; profit; |
13 | | interest or dividend income from all assets; revenue from |
14 | | leases and rentals, royalties, prizes, awards, or barter; |
15 | | forgiveness of debt; and earnings derived from annuities or |
16 | | trusts other than testamentary trusts. "Income" does not |
17 | | include compensation earned for service in the position that |
18 | | necessitates the filing of the statement of economic |
19 | | interests, or investment or interest returns on items excluded |
20 | | from the definition of "asset", or income from the sale of a |
21 | | personal residence or personal vehicle. |
22 | | (5 ILCS 420/1-105.7 new) |
23 | | Sec. 1-105.7. "Investment real estate" means any real |
24 | | property, other than a filer's personal residences, purchased |
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1 | | to produce a profit, whether from income or resale. Investment |
2 | | real estate may be described by the city and state where the |
3 | | real estate is located.
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4 | | (5 ILCS 420/1-109) (from Ch. 127, par. 601-109)
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5 | | Sec. 1-109.
"Lobbying" means engaging in activities that |
6 | | require registration under the Lobbyist Registration |
7 | | Act promoting or opposing in any manner the
passage by the |
8 | | General Assembly of any legislative matter affecting the
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9 | | interests of any individual, association or corporation as |
10 | | distinct from
those of the people of the State as a whole .
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11 | | (Source: Laws 1967, p. 3401.)
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12 | | (5 ILCS 420/1-110) (from Ch. 127, par. 601-110)
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13 | | Sec. 1-110.
"Lobbyist" means an individual who is required |
14 | | to be registered to engage in lobbying activities pursuant to |
15 | | the Lobbyist Registration Act any person required to be |
16 | | registered under
"An Act concerning lobbying and providing a |
17 | | penalty for violation thereof",
approved July 10, 1957, as |
18 | | amended .
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19 | | (Source: Laws 1967, p. 3401.)
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20 | | (5 ILCS 420/1-112.5 new) |
21 | | Sec. 1-112.5. "Personal residence" means, for the purposes |
22 | | of Sections 4A-102 and 4A-103, a filer's primary home |
23 | | residence and any residential real property held by the filer |
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1 | | and used by the filer for residential rather than commercial |
2 | | or income generating purposes. |
3 | | (5 ILCS 420/1-113.6 new) |
4 | | Sec. 1-113.6. "Sector funds" means mutual funds or |
5 | | exchange traded funds invested in a particular industry or |
6 | | business. |
7 | | (5 ILCS 420/1-113.7 new) |
8 | | Sec. 1-113.7. "Spouse" means a party to a marriage, a |
9 | | party to a civil union, or a registered domestic partner.
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10 | | (5 ILCS 420/2-101) (from Ch. 127, par. 602-101)
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11 | | Sec. 2-101. Government official lobbying. |
12 | | (a) No legislator may engage in promoting or opposing in |
13 | | any manner the passage by General Assembly of any legislative |
14 | | matter affecting the interests of any individual, association, |
15 | | or corporation as distinct from those of the people of the |
16 | | State as a whole lobbying, as that term is defined
in Section |
17 | | 1-109 , if he or she accepts compensation specifically |
18 | | attributable
to such lobbying, other than that provided by law |
19 | | for members of the
General Assembly. Nothing in this Section |
20 | | prohibits a legislator from
lobbying without compensation.
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21 | | No legislator or executive branch constitutional officer |
22 | | shall engage in compensated lobbying of the governing body of |
23 | | a municipality, county, or township, or an official thereof, |
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1 | | on behalf of any lobbyist or lobbying entity that is |
2 | | registered to lobby the General Assembly or the executive |
3 | | branch of the State of Illinois. |
4 | | (b) No elected or appointed county executive or |
5 | | legislative official shall engage in compensated lobbying of |
6 | | the governing body of a county, municipality, township, the |
7 | | General Assembly, a State executive branch office or agency, |
8 | | or an official thereof, on behalf of any lobbyist or lobbying |
9 | | entity that is registered to lobby the county in which the |
10 | | official is elected or appointed. |
11 | | (c) No elected or appointed municipal executive or |
12 | | legislative official shall engage in compensated lobbying of |
13 | | the governing body of a county, municipality, township, the |
14 | | General Assembly, a State executive branch office or agency, |
15 | | or an official thereof, on behalf of any lobbyist or lobbying |
16 | | entity that is registered to lobby the municipality in which |
17 | | the official is elected or appointed. |
18 | | (d) No elected or appointed township executive or |
19 | | legislative official shall engage in compensated lobbying of |
20 | | the governing body of a county, municipality, township, the |
21 | | General Assembly, a State executive branch office or agency, |
22 | | or an official thereof, on behalf of any lobbyist or lobbying |
23 | | entity that is registered to lobby the township in which the |
24 | | official is elected or appointed. |
25 | | (e) No elected or appointed municipal executive or |
26 | | legislative official shall engage in compensated lobbying of |
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1 | | the governing body of a county, municipality, or township, the |
2 | | General Assembly, a State executive branch office or agency, |
3 | | or an official thereof, on behalf of any lobbyist or lobbying |
4 | | entity if the person is an elected or appointed municipal |
5 | | executive or legislative official from a municipality exempted |
6 | | by the preemption provision of Section 11.2 of the Lobbyist |
7 | | Registration Act. |
8 | | (f) A violation of this Section shall constitute a Class A |
9 | | misdemeanor.
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10 | | (Source: P.A. 77-2830.)
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11 | | (5 ILCS 420/3A-50 new) |
12 | | Sec. 3A-50. Appointee political activity. |
13 | | (a) No person who is appointed to an affected office |
14 | | shall: (i) serve as an officer of a candidate political |
15 | | committee; or (ii) be a candidate who is designated as the |
16 | | candidate to be supported by a candidate political committee. |
17 | | (b) A person appointed to an affected office who is either |
18 | | an officer of a candidate political committee or a candidate |
19 | | who is designated as the candidate to be supported by a |
20 | | candidate political committee shall within 30 days after |
21 | | confirmation by the Senate: (i) resign as an officer of the |
22 | | candidate political committee; (ii) have his or her name |
23 | | removed as the candidate to be supported by a candidate |
24 | | political committee; (iii) notify the State Board of Elections |
25 | | of the person's intent to convert the candidate political |
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1 | | committee to a limited activity committee under Section 9-1.8 |
2 | | of the Election Code and complete the transition to a limited |
3 | | activity committee within 60 days after confirmation; or (iv) |
4 | | dissolve the candidate political committee. A person appointed |
5 | | to an affected office who is in violation of this subsection |
6 | | (b) on the effective date of this amendatory Act of the 102nd |
7 | | General Assembly must come into compliance within 30 days |
8 | | after the effective date of this amendatory Act of the 102nd |
9 | | General Assembly. |
10 | | (c) As used in this Section: |
11 | | "Affected office" means any office in which the appointee |
12 | | receives any form of compensation, other than the |
13 | | reimbursement of expenses, and whose appointment requires |
14 | | advise and consent of the Senate. |
15 | | "Candidate political committee" has the meaning given to |
16 | | that term in Section 9-1.8 of the Election Code in which the |
17 | | person subject to confirmation by the Senate is designated as |
18 | | the candidate to be supported by the candidate political |
19 | | committee under Section 9-2 of the Code. |
20 | | (5 ILCS 420/4A-102) (from Ch. 127, par. 604A-102)
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21 | | Sec. 4A-102. The statement of economic interests required |
22 | | by this Article
shall include the economic interests of the |
23 | | person making the statement as
provided in this Section. |
24 | | (a) The interest (if constructively controlled by the
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25 | | person making the statement) of a spouse or any other party, |
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1 | | shall be
considered to be the same as the interest of the |
2 | | person making the
statement. Campaign receipts shall not be |
3 | | included in this statement. The following interests shall be |
4 | | listed by all persons required to file: |
5 | | (1) each asset that has a value of more than $10,000 as |
6 | | of the end of the preceding calendar year and is: (i) held |
7 | | in the filer's name, (ii) held jointly by the filer with |
8 | | his or her spouse, or (iii) held jointly by the filer with |
9 | | his or her minor child or children. For a beneficial |
10 | | interest in a trust, the value is based on the total value |
11 | | of the assets either subject to the beneficial interest, |
12 | | or from which income is to be derived for the benefit of |
13 | | the beneficial interest, regardless of whether any |
14 | | distributions have been made for the benefit of the |
15 | | beneficial interest; |
16 | | (2) excluding the income from the position that |
17 | | requires the filing of a statement of economic interests |
18 | | under this Act, each source of income in excess of $7,500 |
19 | | during the preceding calendar year (as required to be |
20 | | reported on the filer's federal income tax return covering |
21 | | the preceding calendar year) for the filer and his or her |
22 | | spouse and, if the sale or transfer of an asset produced |
23 | | more than $7,500 in capital gains during the preceding |
24 | | calendar year, the transaction date on which that asset |
25 | | was sold or transferred; |
26 | | (3) each creditor of a debt in excess of $10,000 that, |
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1 | | during the preceding calendar year, was: (i) owed by the |
2 | | filer, (ii) owed jointly by the filer with his or her |
3 | | spouse or (iii) owed jointly by the filer with his or her |
4 | | minor child or children; |
5 | | (4) the name of each unit of government of which the |
6 | | filer or his or her spouse was an employee, contractor, or |
7 | | office holder during the preceding calendar year other |
8 | | than the unit or units of government in relation to which |
9 | | the person is required to file and the title of the |
10 | | position or nature of the contractual services; |
11 | | (5) each person known to the filer to be registered as |
12 | | a lobbyist with any unit of government in the State of |
13 | | Illinois: (i) with whom the filer maintains an economic |
14 | | relationship, or (ii) who is a member of the filer's |
15 | | family; and |
16 | | (6) each source and type of gift or gifts, or |
17 | | honorarium or honoraria, valued singly or in the aggregate |
18 | | in excess of $500 that was received during the preceding |
19 | | calendar year, excluding any gift or gifts from a member |
20 | | of the filer's family that was not known to the filer to be |
21 | | registered as a lobbyist with any unit of government in |
22 | | the State of Illinois. |
23 | | For the purposes of this Section, the unit of local |
24 | | government in relation to which a person is required to file |
25 | | under item (e) of Section 4A-101.5 shall be the unit of local |
26 | | government that contributes to the pension fund of which such |
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1 | | person is a member of the board. |
2 | | (b) Beginning December 1, 2025, and for every 5 years |
3 | | thereafter, the Secretary of State shall adjust the amounts |
4 | | specified under this Section that prompt disclosure under this |
5 | | Act for purposes of inflation as determined by the Consumer |
6 | | Price Index for All Urban Consumers as issued by the United |
7 | | States Department of Labor and rounded to the nearest $100. |
8 | | The Secretary shall publish this information on the official |
9 | | website of the Secretary of State, and make changes to the |
10 | | statement of economic interests form to be completed for the |
11 | | following year. |
12 | | (c) The Secretary of State shall develop and make publicly |
13 | | available on his or her website written guidance relating to |
14 | | the completion and filing of the statement of economic |
15 | | interests upon which a filer may reasonably and in good faith |
16 | | rely. |
17 | | The interest (if constructively controlled by the
person |
18 | | making the statement) of a spouse or any other party, shall be
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19 | | considered to be the same as the interest of the person making |
20 | | the
statement. Campaign receipts shall not be included in this |
21 | | statement.
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22 | | (a) The following interests shall be listed by all |
23 | | persons required to
file:
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24 | | (1) The name, address and type of practice of any |
25 | | professional
organization or individual professional |
26 | | practice in which the person making
the statement was |
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1 | | an officer, director, associate, partner or |
2 | | proprietor,
or served in any advisory capacity, from |
3 | | which income in excess of $1200
was derived during the |
4 | | preceding calendar year;
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5 | | (2) The nature of professional services (other |
6 | | than services rendered to
the unit or units of |
7 | | government in relation to which the person is required
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8 | | to file)
and the nature of the entity to which they |
9 | | were rendered if fees exceeding
$5,000 were received |
10 | | during the preceding calendar year from the entity for
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11 | | professional services rendered by the person making |
12 | | the statement.
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13 | | (3) The identity (including the address or legal |
14 | | description of real
estate) of any capital asset from |
15 | | which a capital gain of $5,000 or more
was realized in |
16 | | the preceding calendar year.
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17 | | (4) The name of any unit of government which has |
18 | | employed the person
making the statement during the |
19 | | preceding calendar year other than the unit
or units |
20 | | of government in relation to which the person is |
21 | | required to file.
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22 | | (5) The name of any entity from which a gift or |
23 | | gifts, or honorarium or
honoraria, valued singly or in |
24 | | the aggregate in excess of $500, was
received during |
25 | | the preceding calendar year.
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26 | | (b) The following interests shall also be listed by |
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1 | | persons listed in
items (a) through (f), item (l), item |
2 | | (n), and item (p) of Section 4A-101:
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3 | | (1) The name and instrument of ownership in any |
4 | | entity doing business in
the State of Illinois, in |
5 | | which an ownership interest held by the person at
the |
6 | | date of filing is in excess of $5,000 fair market value |
7 | | or from which
dividends of in excess of $1,200 were |
8 | | derived during the preceding calendar
year. (In the |
9 | | case of real estate, location thereof shall be listed |
10 | | by
street address, or if none, then by legal |
11 | | description). No time or demand
deposit in a financial |
12 | | institution, nor any debt instrument need be listed;
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13 | | (2) Except for professional service entities, the |
14 | | name of any entity and
any position held therein from |
15 | | which income of in excess of $1,200 was
derived during |
16 | | the preceding calendar year, if the entity does |
17 | | business in
the State of Illinois. No time or demand |
18 | | deposit in a financial
institution, nor any debt |
19 | | instrument need be listed.
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20 | | (3) The identity of any compensated lobbyist with |
21 | | whom the person making
the statement maintains a close |
22 | | economic association, including the name of
the |
23 | | lobbyist and specifying the legislative matter or |
24 | | matters which are the
object of the lobbying activity, |
25 | | and describing the general type of
economic activity |
26 | | of the client or principal on whose behalf that person |
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1 | | is
lobbying.
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2 | | (c) The following interests shall also be listed by |
3 | | persons listed in
items (a) through (c) and item (e) of |
4 | | Section 4A-101.5:
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5 | | (1) The name and instrument of ownership in any |
6 | | entity doing business
with a unit of local government |
7 | | in relation to which the person is
required to file if |
8 | | the ownership interest of the person filing is greater
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9 | | than $5,000 fair market value as of the date of filing |
10 | | or if dividends in
excess of $1,200 were received from |
11 | | the entity during the preceding
calendar year. (In the |
12 | | case of real estate, location thereof shall be
listed |
13 | | by street address, or if none, then by legal |
14 | | description). No time
or demand deposit in a financial |
15 | | institution, nor any debt instrument need
be listed.
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16 | | (2) Except for professional service entities, the |
17 | | name of any entity and
any position held therein from |
18 | | which income in excess of $1,200 was derived
during |
19 | | the preceding calendar year if the entity does |
20 | | business with a
unit of local government in relation |
21 | | to which the person is required to
file. No time or |
22 | | demand deposit in a financial institution, nor any |
23 | | debt
instrument need be listed.
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24 | | (3) The name of any entity and the nature of the |
25 | | governmental action
requested by any entity which has |
26 | | applied to a unit of local
government
in relation to |
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1 | | which the person must file for any license, franchise |
2 | | or
permit for annexation, zoning or rezoning of real |
3 | | estate during the
preceding calendar year if the |
4 | | ownership interest of the person filing is
in excess |
5 | | of $5,000 fair market value at the time of filing or if |
6 | | income or
dividends in excess of $1,200 were received |
7 | | by the person filing from the
entity during the |
8 | | preceding calendar year.
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9 | | For the purposes of this Section, the unit of local |
10 | | government in relation to which a person required to file |
11 | | under item (e) of Section 4A-101.5 shall be the unit of local |
12 | | government that contributes to the pension fund of which such |
13 | | person is a member of the board. |
14 | | (Source: P.A. 101-221, eff. 8-9-19.)
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15 | | (5 ILCS 420/4A-103) (from Ch. 127, par. 604A-103)
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16 | | Sec. 4A-103.
The statement of economic interests required |
17 | | by this Article to be filed
with the Secretary of State or |
18 | | county clerk shall be filled in by
typewriting or hand |
19 | | printing, shall be verified, dated, and signed by the
person |
20 | | making the statement and shall contain substantially the |
21 | | following:
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22 | | STATEMENT OF ECONOMIC INTERESTS |
23 | | INSTRUCTIONS: |
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1 | | You may find the following documents helpful to you in |
2 | | completing this form: |
3 | | (1) federal income tax returns, including any related |
4 | | schedules, attachments, and forms; and |
5 | | (2) investment and brokerage statements. |
6 | | To complete this form, you do not need to disclose |
7 | | specific amounts or values or report interests relating either |
8 | | to political committees registered with the Illinois State |
9 | | Board of Elections or to political committees, principal |
10 | | campaign committees, or authorized committees registered with |
11 | | the Federal Election Commission. |
12 | | The information you disclose will be available to the |
13 | | public. |
14 | | You must answer all 6 questions. Certain questions will |
15 | | ask you to report any applicable assets or debts held in, or |
16 | | payable to, your name; held jointly by, or payable to, you with |
17 | | your spouse; or held jointly by, or payable to, you with your |
18 | | minor child. If you have any concerns about whether an |
19 | | interest should be reported, please consult your department's |
20 | | ethics officer, if applicable. |
21 | | Please ensure that the information you provide is complete |
22 | | and accurate. If you need more space than the form allows, |
23 | | please attach additional pages for your response. If you are |
24 | | subject to the State Officials and Employees Ethics Act, your |
25 | | ethics officer must review your statement of economic |
26 | | interests before you file it. Failure to complete the |
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1 | | statement in good faith and within the prescribed deadline may |
2 | | subject you to fines, imprisonment, or both. |
3 | | BASIC INFORMATION: |
4 | | Name: ........................................................ |
5 | | Job title: ................................................... |
6 | | Office, department, or agency that requires you to file this |
7 | | form: ........................................................ |
8 | | Other offices, departments, or agencies that require you to |
9 | | file a Statement of Economic Interests form: ................ |
10 | | Full mailing address: ........................................ |
11 | | Preferred e-mail address (optional): ......................... |
12 | | QUESTIONS: |
13 | | 1. If you have any single asset that was worth more than |
14 | | $10,000 as of the end of the preceding calendar year and is |
15 | | held in, or payable to, your name, held jointly by, or payable |
16 | | to, you with your spouse, or held jointly by, or payable to, |
17 | | you with your minor child,
list such assets below. In the case |
18 | | of investment real estate, list the city and state where the |
19 | | investment real estate is located. If you do not have any such |
20 | | assets, list "none" below. |
21 | | ............................................................. |
22 | | ............................................................. |
23 | | ............................................................. |
24 | | ............................................................. |
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1 | | ............................................................. |
2 | | 2. Excluding the position for which you are required to |
3 | | file this form, list the source of any income in excess of |
4 | | $7,500 required to be reported during the preceding calendar |
5 | | year. If you sold an asset that produced more than $7,500 in |
6 | | capital gains in the preceding calendar year, list the name of |
7 | | the asset and the transaction date on which the sale or |
8 | | transfer took place. If you had no such sources of income or |
9 | | assets, list "none" below. |
|
10 | | Source of Income / Name of |
Date Sold (if applicable) |
|
11 | | Asset | |
|
12 | | ............................... |
............................... |
|
13 | | ............................... |
............................... |
|
14 | | ............................... |
............................... |
|
15 | | 3. Excluding debts incurred on terms available to the |
16 | | general public, such as mortgages, student loans, and credit |
17 | | card debts, if you owed any single debt in the preceding |
18 | | calendar year exceeding $10,000, list the creditor of the debt |
19 | | below. If you had no such debts, list "none" below. |
20 | | List the creditor for all applicable debts owed by you, |
21 | | owed jointly by you with your spouse, or owed jointly by you |
22 | | with your minor child. In addition to the types of debts listed |
23 | | above, you do not need to report any debts to or from financial |
24 | | institutions or government agencies, such as debts secured by |
25 | | automobiles, household furniture or appliances, as long as the |
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1 | | debt was made on terms available to the general public, debts |
2 | | to members of your family, or debts to or from a political |
3 | | committee registered with the Illinois State Board of |
4 | | Elections or any political committee, principal campaign |
5 | | committee, or authorized committee registered with the Federal |
6 | | Election Commission. |
7 | | ............................................................. |
8 | | ............................................................. |
9 | | ............................................................. |
10 | | ............................................................. |
11 | | 4. List the name of each unit of government of which you or |
12 | | your spouse were an employee, contractor, or office holder |
13 | | during the preceding calendar year other than the unit or |
14 | | units of government in relation to which the person is |
15 | | required to file and the title of the position or nature of the |
16 | | contractual services. |
|
17 | | Name of Unit of Government |
Title or Nature of Services |
|
18 | | ............................... |
............................... |
|
19 | | ............................... |
............................... |
|
20 | | ............................... |
............................... |
|
21 | | 5. If you maintain an economic relationship with a |
22 | | lobbyist or if a member of your family is known to you to be a |
23 | | lobbyist registered with any unit of government in the State |
24 | | of Illinois, list the name of the lobbyist below and identify |
25 | | the nature of your relationship with the lobbyist. If you do |
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1 | | not have an economic relationship with a lobbyist or a family |
2 | | member known to you to be a lobbyist registered with any unit |
3 | | of government in the State of Illinois, list "none" below. |
|
4 | | Name of Lobbyist |
Relationship to Filer |
|
5 | | ............................... |
............................... |
|
6 | | ............................... |
............................... |
|
7 | | ............................... |
............................... |
|
8 | | 6. List the name of each person, organization, or entity |
9 | | that was the source of a gift or gifts, or honorarium or |
10 | | honoraria, valued singly or in the aggregate in excess of $500 |
11 | | received during the preceding calendar year and the type of |
12 | | gift or gifts, or honorarium or honoraria, excluding any gift |
13 | | or gifts from a member of your family that was not known to be |
14 | | a lobbyist registered with any unit of government in the State |
15 | | of Illinois. If you had no such gifts, list "none" below. |
16 | | ............................................................. |
17 | | ............................................................. |
18 | | ............................................................. |
19 | | VERIFICATION: |
20 | | "I declare that this statement of economic interests |
21 | | (including any attachments) has been examined by me and to the |
22 | | best of my knowledge and belief is a true, correct and complete |
23 | | statement of my economic interests as required by the Illinois |
24 | | Governmental Ethics Act. I understand that the penalty for |
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1 | | willfully filing a false or incomplete statement is a fine not |
2 | | to exceed $2,500 or imprisonment in a penal institution other |
3 | | than the penitentiary not to exceed one year, or both fine and |
4 | | imprisonment." |
5 | | Printed Name of Filer: ....................................... |
6 | | Date: ........................................................ |
7 | | Signature: ................................................... |
8 | | If this statement of economic interests requires ethics |
9 | | officer review prior to filing, the applicable ethics officer |
10 | | must complete the following: |
11 | | CERTIFICATION OF ETHICS OFFICER REVIEW: |
12 | | "In accordance with law, as Ethics Officer, I reviewed |
13 | | this statement of economic interests prior to its filing." |
14 | | Printed Name of Ethics Officer: .............................. |
15 | | Date: ........................................................ |
16 | | Signature: ................................................... |
17 | | Preferred e-mail address (optional): ......................... |
18 | | STATEMENT OF ECONOMIC INTEREST
|
19 | | (TYPE OR HAND PRINT)
|
20 | | .............................................................
|
21 | | (name)
|
22 | | .............................................................
|
23 | | (each office or position of employment for which this
|
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1 | | statement is filed)
|
2 | | .............................................................
|
3 | | (full mailing address)
|
4 | | GENERAL DIRECTIONS:
|
5 | | The interest (if constructively controlled by the person |
6 | | making the
statement) of a spouse or any other party, shall be |
7 | | considered to be the
same as the interest of the person making |
8 | | the statement.
|
9 | | Campaign receipts shall not be included in this statement.
|
10 | | If additional space is needed, please attach supplemental |
11 | | listing.
|
12 | | 1. List the name and instrument of ownership in any entity |
13 | | doing
business in the State of Illinois, in which the |
14 | | ownership interest held by
the person at the date of filing is |
15 | | in excess of $5,000 fair market value
or from which dividends |
16 | | in excess of $1,200 were derived during the
preceding calendar |
17 | | year. (In the case of real estate, location thereof
shall be |
18 | | listed by street address, or if none, then by legal |
19 | | description.)
No time or demand deposit in a financial |
20 | | institution, nor any debt
instrument need be listed.
|
|
21 | | Business Entity |
Instrument of Ownership |
|
22 | | ............................... |
............................... |
|
23 | | ............................... |
............................... |
|
24 | | ............................... |
............................... |
|
25 | | ............................... |
............................... |
|
26 | | 2. List the name, address and type of practice of any |
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1 | | professional
organization in which the person making the |
2 | | statement was an officer,
director, associate, partner or |
3 | | proprietor or served in any advisory
capacity, from which |
4 | | income in excess of $1,200 was derived during the
preceding |
5 | | calendar year.
|
|
6 | | Name |
Address |
Type of Practice |
|
7 | | .................... |
.................... |
..................... |
|
8 | | .................... |
.................... |
..................... |
|
9 | | .................... |
.................... |
..................... |
|
10 | | 3. List the nature of professional services rendered |
11 | | (other than to the
State of Illinois) to each entity from which |
12 | | income exceeding $5,000 was
received for professional services |
13 | | rendered during the preceding calendar
year by the person |
14 | | making the statement.
|
15 | | .............................................................
|
16 | | .............................................................
|
17 | | 4. List the identity (including the address or legal |
18 | | description of real
estate) of any capital asset from which a |
19 | | capital gain of $5,000 or more
was realized during the |
20 | | preceding calendar year.
|
21 | | .............................................................
|
22 | | .............................................................
|
23 | | 5. List the identity of any compensated lobbyist with whom |
24 | | the person
making the statement maintains a close economic |
25 | | association, including the
name of the lobbyist and specifying |
26 | | the legislative matter or matters which
are the object of the |
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1 | | lobbying activity, and describing the general type of
economic |
2 | | activity of the client or principal on whose behalf that |
3 | | person is
lobbying.
|
|
4 | | Lobbyist |
Legislative Matter |
Client or Principal |
|
5 | | .................... |
.................... |
..................... |
|
6 | | .................... |
.................... |
..................... |
|
7 | | 6. List the name of any entity doing business in the State |
8 | | of Illinois
from which income in excess of $1,200 was derived |
9 | | during the preceding
calendar year other than for professional |
10 | | services and the title or
description of any position held in |
11 | | that entity. (In the case of real
estate, location thereof |
12 | | shall be listed by street address, or if none,
then by legal |
13 | | description). No time or demand deposit in a financial
|
14 | | institution nor any debt instrument need be listed.
|
|
15 | | Entity |
Position Held |
|
16 | | ............................... |
............................... |
|
17 | | ............................... |
............................... |
|
18 | | ............................... |
............................... |
|
19 | | 7. List the name of any unit of government which employed |
20 | | the person
making the statement during the preceding calendar |
21 | | year other than the unit
or units
of government in relation to |
22 | | which the person is required to file.
|
23 | | .............................................................
|
24 | | .............................................................
|
25 | | 8. List the name of any entity from which a gift or gifts, |
26 | | or honorarium
or honoraria, valued singly or in the aggregate |
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1 | | in excess of $500, was
received during the preceding calendar |
2 | | year.
|
3 | | .............................................................
|
4 | | VERIFICATION:
|
5 | | "I declare that this statement of economic interests |
6 | | (including any
accompanying schedules and statements) has been |
7 | | examined by me and to the
best of my knowledge and belief is a |
8 | | true, correct and complete statement
of my economic interests |
9 | | as required by the Illinois Governmental Ethics
Act. I |
10 | | understand that the penalty for willfully filing a false or
|
11 | | incomplete statement shall be a fine not to exceed $1,000 or |
12 | | imprisonment
in a penal institution other than the |
13 | | penitentiary not to exceed one year,
or both fine and |
14 | | imprisonment."
|
15 | | ................ ..........................................
|
16 | | (date of filing) (signature of person making the statement)
|
17 | | (Source: P.A. 95-173, eff. 1-1-08.)
|
18 | | (5 ILCS 420/4A-107) (from Ch. 127, par. 604A-107)
|
19 | | Sec. 4A-107. Any person required to file a statement of |
20 | | economic interests
under this Article who willfully files a |
21 | | false or incomplete statement shall be
guilty of a Class A |
22 | | misdemeanor ; provided, a filer's statement made in reasonable, |
23 | | good faith reliance on the guidance provided by the Secretary |
24 | | of State pursuant to Section 4A-102 or his or her ethics |
25 | | officer shall not constitute a willful false or incomplete |
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1 | | statement .
|
2 | | Except when the fees and penalties for late filing have |
3 | | been waived under Section 4A-105, failure to file a statement |
4 | | within the time prescribed shall result in
ineligibility for, |
5 | | or forfeiture of, office or position of employment, as
the |
6 | | case may be; provided, however, that if the notice of failure |
7 | | to
file a statement of economic interests provided in Section |
8 | | 4A-105 of this
Act is not given by the Secretary of State or |
9 | | the county clerk, as the case
may be, no forfeiture shall |
10 | | result if a statement is filed within 30 days
of actual notice |
11 | | of the failure to file. The Secretary of State shall provide |
12 | | the Attorney General with the names of persons who failed to |
13 | | file a statement. The county clerk shall provide the State's |
14 | | Attorney of the county of the entity for which the filing of |
15 | | statement of economic interest is required with the name of |
16 | | persons who failed to file a statement.
|
17 | | The Attorney General, with respect to offices or positions |
18 | | described in
items (a) through (f) and items (j), (l), (n), and |
19 | | (p) of Section 4A-101 of this
Act, or the State's
Attorney of |
20 | | the county of the entity for which the filing of statements of
|
21 | | economic interests is required, with respect to offices or |
22 | | positions
described in items (a) through (e) of
Section |
23 | | 4A-101.5,
shall bring an action in quo warranto against any |
24 | | person who has failed to file
by either May 31 or June 30 of |
25 | | any given year and for whom the fees and penalties for late |
26 | | filing have not been waived under Section 4A-105.
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1 | | (Source: P.A. 101-221, eff. 8-9-19.)
|
2 | | (5 ILCS 420/4A-108) |
3 | | Sec. 4A-108. Internet-based systems of filing. |
4 | | (a) Notwithstanding any other provision of this Act or any |
5 | | other law, the Secretary of State and county clerks are |
6 | | authorized to institute an Internet-based system for the |
7 | | filing of statements of economic interests in their offices. |
8 | | With respect to county clerk systems, the determination to |
9 | | institute such a system shall be in the sole discretion of the |
10 | | county clerk and shall meet the requirements set out in this |
11 | | Section. With respect to a Secretary of State system, the |
12 | | determination to institute such a system shall be in the sole |
13 | | discretion of the Secretary of State and shall meet the |
14 | | requirements set out in this Section and those Sections of the |
15 | | State Officials and Employees Ethics Act requiring ethics |
16 | | officer review prior to filing. The system shall be capable of |
17 | | allowing an ethics officer to approve a statement of economic |
18 | | interests and shall include a means to amend a statement of |
19 | | economic interests. When this Section does not modify or |
20 | | remove the requirements set forth elsewhere in this Article, |
21 | | those requirements shall apply to any system of Internet-based |
22 | | filing authorized by this Section. When this Section does |
23 | | modify or remove the requirements set forth elsewhere in this |
24 | | Article, the provisions of this Section shall apply to any |
25 | | system of Internet-based filing authorized by this Section. |
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1 | | (b) In any system of Internet-based filing of statements |
2 | | of economic interests instituted by the Secretary of State or |
3 | | a county clerk: |
4 | | (1) Any filing of an Internet-based statement of |
5 | | economic interests shall be the equivalent of the filing |
6 | | of a verified, written statement of economic interests as |
7 | | required by Section 4A-101 or 4A-101.5 and the equivalent |
8 | | of the filing of a verified, dated, and signed statement |
9 | | of economic interests as required by Section 4A-103 |
10 | | 4A-104 . |
11 | | (2) The Secretary of State and county clerks who |
12 | | institute a system of Internet-based filing of statements |
13 | | of economic interests shall establish a password-protected |
14 | | website to receive the filings of such statements. A |
15 | | website established under this Section shall set forth and |
16 | | provide a means of responding to the items set forth in |
17 | | Section 4A-103 4A-102 that are required of a person who |
18 | | files a statement of economic interests with that officer. |
19 | | A website established under this Section shall set forth |
20 | | and provide a means of generating a printable receipt page |
21 | | acknowledging filing. |
22 | | (3) The times for the filing of statements of economic |
23 | | interests set forth in Section 4A-105 shall be followed in |
24 | | any system of Internet-based filing of statements of |
25 | | economic interests; provided that a candidate for elective |
26 | | office who is required to file a statement of economic |
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1 | | interests in relation to his or her candidacy pursuant to |
2 | | Section 4A-105(a) shall receive a written or printed |
3 | | receipt for his or her filing. |
4 | | A candidate filing for Governor, Lieutenant Governor, |
5 | | Attorney General, Secretary of State, Treasurer, |
6 | | Comptroller, State Senate, or State House of |
7 | | Representatives , Supreme Court Justice, appellate court |
8 | | judge, circuit court judge, or judicial retention shall |
9 | | not use the Internet to file his or her statement of |
10 | | economic interests, but shall file his or her statement of |
11 | | economic interests in a written or printed form and shall |
12 | | receive a written or printed receipt for his or her |
13 | | filing. Annually, the duly appointed ethics officer for |
14 | | each legislative caucus shall certify to the Secretary of |
15 | | State whether his or her caucus members will file their |
16 | | statements of economic interests electronically or in a |
17 | | written or printed format for that year. If the ethics |
18 | | officer for a caucus certifies that the statements of |
19 | | economic interests shall be written or printed, then |
20 | | members of the General Assembly of that caucus shall not |
21 | | use the Internet to file his or her statement of economic |
22 | | interests, but shall file his or her statement of economic |
23 | | interests in a written or printed form and shall receive a |
24 | | written or printed receipt for his or her filing. If no |
25 | | certification is made by an ethics officer for a |
26 | | legislative caucus, or if a member of the General Assembly |
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1 | | is not affiliated with a legislative caucus, then the |
2 | | affected member or members of the General Assembly may |
3 | | file their statements of economic interests using the |
4 | | Internet. |
5 | | (4) In the first year of the implementation of a |
6 | | system of Internet-based filing of statements of economic |
7 | | interests, each person required to file such a statement |
8 | | is to be notified in writing of his or her obligation to |
9 | | file his or her statement of economic interests by way of |
10 | | the Internet-based system. If access to the website web |
11 | | site requires a code or password, this information shall |
12 | | be included in the notice prescribed by this paragraph. |
13 | | (5) When a person required to file a statement of |
14 | | economic interests has supplied the Secretary of State or |
15 | | a county clerk, as applicable, with an email address for |
16 | | the purpose of receiving notices under this Article by |
17 | | email, a notice sent by email to the supplied email |
18 | | address shall be the equivalent of a notice sent by first |
19 | | class mail, as set forth in Section 4A-106 or 4A-106.5. A |
20 | | person who has supplied such an email address shall notify |
21 | | the Secretary of State or county clerk, as applicable, |
22 | | when his or her email address changes or if he or she no |
23 | | longer wishes to receive notices by email. |
24 | | (6) If any person who is required to file a statement |
25 | | of economic interests and who has chosen to receive |
26 | | notices by email fails to file his or her statement by May |
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1 | | 10, then the Secretary of State or county clerk, as |
2 | | applicable, shall send an additional email notice on that |
3 | | date, informing the person that he or she has not filed and |
4 | | describing the penalties for late filing and failing to |
5 | | file. This notice shall be in addition to other notices |
6 | | provided for in this Article. |
7 | | (7) The Secretary of State and each county clerk who |
8 | | institutes a system of Internet-based filing of statements |
9 | | of economic interests may also institute an Internet-based |
10 | | process for the filing of the list of names and addresses |
11 | | of persons required to file statements of economic |
12 | | interests by the chief administrative officers that must |
13 | | file such information with the Secretary of State or |
14 | | county clerk, as applicable, pursuant to Section 4A-106 or |
15 | | 4A-106.5. Whenever the Secretary of State or a county |
16 | | clerk institutes such a system under this paragraph, every |
17 | | chief administrative officer must use the system to file |
18 | | this information. |
19 | | (8) The Secretary of State and any county clerk who |
20 | | institutes a system of Internet-based filing of statements |
21 | | of economic interests shall post the contents of such |
22 | | statements filed with him or her available for inspection |
23 | | and copying on a publicly accessible website. Such |
24 | | postings shall not include the addresses or signatures of |
25 | | the filers.
|
26 | | (Source: P.A. 100-1041, eff. 1-1-19; 101-221, eff. 8-9-19; |
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1 | | revised 9-12-19.)
|
2 | | (5 ILCS 420/4A-104 rep.)
|
3 | | Section 10. The Illinois Governmental Ethics Act is |
4 | | amended by repealing Section 4A-104 on January 1, 2022. |
5 | | Section 15. The State Officials and Employees Ethics Act |
6 | | is amended by changing Sections 5-40, 5-45, 20-20, 20-95, |
7 | | 25-5, 25-10, 25-15, 25-20, and 25-85 as follows: |
8 | | (5 ILCS 430/5-40)
|
9 | | Sec. 5-40. Fundraising during session in Sangamon County . |
10 | | Except as provided in this
Section, any executive branch |
11 | | constitutional officer, any candidate for an
executive branch |
12 | | constitutional office, any member of the General Assembly,
any |
13 | | candidate for the General Assembly, any political caucus of |
14 | | the General
Assembly, or any political committee on behalf of |
15 | | any of the foregoing may not
hold a political fundraising |
16 | | function in Sangamon County on any day the legislature is
in |
17 | | session or the day immediately prior to such day. This Section |
18 | | does not apply to a political fundraising function scheduled |
19 | | at least 14 days in advance of a day the legislature is in |
20 | | special session or the day immediately prior to such day (i) |
21 | | during the period beginning February 1 and ending on the later
|
22 | | of the actual adjournment dates
of either house of the spring |
23 | | session and (ii) during fall veto session . For purposes of |
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1 | | this Section, the legislature is not considered to be in
|
2 | | session on a day that is solely a perfunctory session day or on |
3 | | a day when only
a committee is meeting.
|
4 | | During the period beginning June 1 and ending on the first |
5 | | day of fall veto
session each year, this Section does not apply |
6 | | to (i) a member of the General
Assembly whose legislative or |
7 | | representative district is entirely within
Sangamon County or |
8 | | (ii) a candidate for the General Assembly from that
|
9 | | legislative or representative district.
|
10 | | (Source: P.A. 96-555, eff. 8-18-09.) |
11 | | (5 ILCS 430/5-45)
|
12 | | Sec. 5-45. Procurement; revolving door prohibition.
|
13 | | (a) No former officer, member, or State employee, or |
14 | | spouse or
immediate family member living with such person, |
15 | | shall, within a period of one
year immediately after |
16 | | termination of State employment, knowingly accept
employment |
17 | | or receive compensation or fees for services from a person or |
18 | | entity
if the officer, member, or State employee, during the |
19 | | year immediately
preceding termination of State employment, |
20 | | participated personally and
substantially in the award or |
21 | | fiscal administration of State contracts, or the issuance of |
22 | | State contract change orders, with a cumulative value
of |
23 | | $25,000
or more to the person or entity, or its parent or |
24 | | subsidiary.
|
25 | | (a-5) No officer, member, or spouse or immediate family |
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1 | | member living with such person shall, during the officer or |
2 | | member's term in office or within a period of 2 years |
3 | | immediately leaving office, hold an ownership interest, other |
4 | | than a passive interest in a publicly traded company, in any |
5 | | gaming license under the Illinois Gambling Act, the Video |
6 | | Gaming Act, the Illinois Horse Racing Act of 1975, or the |
7 | | Sports Wagering Act. Any member of the General Assembly or |
8 | | spouse or immediate family member living with such person who |
9 | | has an ownership interest, other than a passive interest in a |
10 | | publicly traded company, in any gaming license under the |
11 | | Illinois Gambling Act, the Illinois Horse Racing Act of 1975, |
12 | | the Video Gaming Act, or the Sports Wagering Act at the time of |
13 | | the effective date of this amendatory Act of the 101st General |
14 | | Assembly shall divest himself or herself of such ownership |
15 | | within one year after the effective date of this amendatory |
16 | | Act of the 101st General Assembly. No State employee who works |
17 | | for the Illinois Gaming Board or Illinois Racing Board or |
18 | | spouse or immediate family member living with such person |
19 | | shall, during State employment or within a period of 2 years |
20 | | immediately after termination of State employment, hold an |
21 | | ownership interest, other than a passive interest in a |
22 | | publicly traded company, in any gaming license under the |
23 | | Illinois Gambling Act, the Video Gaming Act, the Illinois |
24 | | Horse Racing Act of 1975, or the Sports Wagering Act. |
25 | | (a-10) This subsection (a-10) applies on and after June |
26 | | 25, 2021. No officer, member, or spouse or immediate family |
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1 | | member living with such person, shall, during the officer or |
2 | | member's term in office or within a period of 2 years |
3 | | immediately after leaving office, hold an ownership interest, |
4 | | other than a passive interest in a publicly traded company, in |
5 | | any cannabis business establishment which is licensed under |
6 | | the Cannabis Regulation and Tax Act. Any member of the General |
7 | | Assembly or spouse or immediate family member living with such |
8 | | person who has an ownership interest, other than a passive |
9 | | interest in a publicly traded company, in any cannabis |
10 | | business establishment which is licensed under the Cannabis |
11 | | Regulation and Tax Act at the time of the effective date of |
12 | | this amendatory Act of the 101st General Assembly shall divest |
13 | | himself or herself of such ownership within one year after the |
14 | | effective date of this amendatory Act of the 101st General |
15 | | Assembly. |
16 | | No State employee who works for any State agency that |
17 | | regulates cannabis business establishment license holders who |
18 | | participated personally and substantially in the award of |
19 | | licenses under the Cannabis Regulation and Tax Act or a spouse |
20 | | or immediate family member living with such person shall, |
21 | | during State employment or within a period of 2 years |
22 | | immediately after termination of State employment, hold an |
23 | | ownership interest, other than a passive interest in a |
24 | | publicly traded company, in any cannabis license under the |
25 | | Cannabis Regulation and Tax Act. |
26 | | (b) No former officer of the executive branch or State |
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1 | | employee of the
executive branch with regulatory or
licensing |
2 | | authority, or spouse or immediate family member living with |
3 | | such
person, shall, within a period of one year immediately |
4 | | after termination of
State employment, knowingly accept |
5 | | employment or receive compensation or fees
for services from a |
6 | | person or entity if the officer
or State
employee, during the |
7 | | year immediately preceding
termination of State employment, |
8 | | participated personally and substantially in making a |
9 | | regulatory or licensing decision that
directly applied to the |
10 | | person or entity, or its parent or subsidiary. |
11 | | (b-5) Beginning January 1, 2022, no former officer of the |
12 | | executive branch shall engage in activities at the State level |
13 | | that require registration under the Lobbyist Registration Act |
14 | | during the term of which he or she was elected or appointed |
15 | | until 6 months after leaving office.
|
16 | | (b-7) Beginning the second Wednesday in January of 2023, |
17 | | no former member shall engage in activities at the State level |
18 | | that require registration under the Lobbyist Registration Act |
19 | | in a General Assembly of which he or she was a member until 6 |
20 | | months after leaving office. |
21 | | (c) Within 6 months after the effective date of this |
22 | | amendatory Act of the 96th General Assembly, each executive |
23 | | branch constitutional officer and legislative leader, the |
24 | | Auditor General, and the Joint Committee on Legislative |
25 | | Support Services shall adopt a policy delineating which State |
26 | | positions under his or her jurisdiction and control, by the |
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1 | | nature of their duties, may have the authority to participate |
2 | | personally and substantially in the award or fiscal |
3 | | administration of State contracts or in regulatory or |
4 | | licensing decisions. The Governor shall adopt such a policy |
5 | | for all State employees of the executive branch not under the |
6 | | jurisdiction and control of any other executive branch |
7 | | constitutional officer.
|
8 | | The policies required under subsection (c) of this Section |
9 | | shall be filed with the appropriate ethics commission |
10 | | established under this Act or, for the Auditor General, with |
11 | | the Office of the Auditor General. |
12 | | (d) Each Inspector General shall have the authority to |
13 | | determine that additional State positions under his or her |
14 | | jurisdiction, not otherwise subject to the policies required |
15 | | by subsection (c) of this Section, are nonetheless subject to |
16 | | the notification requirement of subsection (f) below due to |
17 | | their involvement in the award or fiscal administration of |
18 | | State contracts or in regulatory or licensing decisions. |
19 | | (e) The Joint Committee on Legislative Support Services, |
20 | | the Auditor General, and each of the executive branch |
21 | | constitutional officers and legislative leaders subject to |
22 | | subsection (c) of this Section shall provide written |
23 | | notification to all employees in positions subject to the |
24 | | policies required by subsection (c) or a determination made |
25 | | under subsection (d): (1) upon hiring, promotion, or transfer |
26 | | into the relevant position; and (2) at the time the employee's |
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1 | | duties are changed in such a way as to qualify that employee. |
2 | | An employee receiving notification must certify in writing |
3 | | that the person was advised of the prohibition and the |
4 | | requirement to notify the appropriate Inspector General in |
5 | | subsection (f). |
6 | | (f) Any State employee in a position subject to the |
7 | | policies required by subsection (c) or to a determination |
8 | | under subsection (d), but who does not fall within the |
9 | | prohibition of subsection (h) below, who is offered non-State |
10 | | employment during State employment or within a period of one |
11 | | year immediately after termination of State employment shall, |
12 | | prior to accepting such non-State employment, notify the |
13 | | appropriate Inspector General. Within 10 calendar days after |
14 | | receiving notification from an employee in a position subject |
15 | | to the policies required by subsection (c), such Inspector |
16 | | General shall make a determination as to whether the State |
17 | | employee is restricted from accepting such employment by |
18 | | subsection (a) or (b). In making a determination, in addition |
19 | | to any other relevant information, an Inspector General shall |
20 | | assess the effect of the prospective employment or |
21 | | relationship upon decisions referred to in subsections (a) and |
22 | | (b), based on the totality of the participation by the former |
23 | | officer, member, or State employee in those decisions. A |
24 | | determination by an Inspector General must be in writing, |
25 | | signed and dated by the Inspector General, and delivered to |
26 | | the subject of the determination within 10 calendar days or |
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1 | | the person is deemed eligible for the employment opportunity. |
2 | | For purposes of this subsection, "appropriate Inspector |
3 | | General" means (i) for members and employees of the |
4 | | legislative branch, the Legislative Inspector General; (ii) |
5 | | for the Auditor General and employees of the Office of the |
6 | | Auditor General, the Inspector General provided for in Section |
7 | | 30-5 of this Act; and (iii) for executive branch officers and |
8 | | employees, the Inspector General having jurisdiction over the |
9 | | officer or employee. Notice of any determination of an |
10 | | Inspector General and of any such appeal shall be given to the |
11 | | ultimate jurisdictional authority, the Attorney General, and |
12 | | the Executive Ethics Commission. |
13 | | (g) An Inspector General's determination regarding |
14 | | restrictions under subsection (a) or (b) may be appealed to |
15 | | the appropriate Ethics Commission by the person subject to the |
16 | | decision or the Attorney General no later than the 10th |
17 | | calendar day after the date of the determination. |
18 | | On appeal, the Ethics Commission or Auditor General shall |
19 | | seek, accept, and consider written public comments regarding a |
20 | | determination. In deciding whether to uphold an Inspector |
21 | | General's determination, the appropriate Ethics Commission or |
22 | | Auditor General shall assess, in addition to any other |
23 | | relevant information, the effect of the prospective employment |
24 | | or relationship upon the decisions referred to in subsections |
25 | | (a) and (b), based on the totality of the participation by the |
26 | | former officer, member, or State employee in those decisions. |
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1 | | The Ethics Commission shall decide whether to uphold an |
2 | | Inspector General's determination within 10 calendar days or |
3 | | the person is deemed eligible for the employment opportunity. |
4 | | (h) The following officers, members, or State employees |
5 | | shall not, within a period of one year immediately after |
6 | | termination of office or State employment, knowingly accept |
7 | | employment or receive compensation or fees for services from a |
8 | | person or entity if the person or entity or its parent or |
9 | | subsidiary, during the year immediately preceding termination |
10 | | of State employment, was a party to a State contract or |
11 | | contracts with a cumulative value of $25,000 or more involving |
12 | | the officer, member, or State employee's State agency, or was |
13 | | the subject of a regulatory or licensing decision involving |
14 | | the officer, member, or State employee's State agency, |
15 | | regardless of whether he or she participated personally and |
16 | | substantially in the award or fiscal administration of the |
17 | | State contract or contracts or the making of the regulatory or |
18 | | licensing decision in question: |
19 | | (1) members or officers; |
20 | | (2) members of a commission or board created by the |
21 | | Illinois Constitution; |
22 | | (3) persons whose appointment to office is subject to |
23 | | the advice and consent of the Senate; |
24 | | (4) the head of a department, commission, board, |
25 | | division, bureau, authority, or other administrative unit |
26 | | within the government of this State; |
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1 | | (5) chief procurement officers, State purchasing |
2 | | officers, and their designees whose duties are directly |
3 | | related to State procurement; |
4 | | (6) chiefs of staff, deputy chiefs of staff, associate |
5 | | chiefs of staff, assistant chiefs of staff, and deputy |
6 | | governors , or any other position that holds an equivalent |
7 | | level of managerial oversight ; |
8 | | (7) employees of the Illinois Racing Board; and |
9 | | (8) employees of the Illinois Gaming Board. |
10 | | (i) For the purposes of this Section, with respect to |
11 | | officers or employees of a regional transit board, as defined |
12 | | in this Act, the phrase "person or entity" does not include: |
13 | | (i) the United States government, (ii) the State, (iii) |
14 | | municipalities, as defined under Article VII, Section 1 of the |
15 | | Illinois Constitution, (iv) units of local government, as |
16 | | defined under Article VII, Section 1 of the Illinois |
17 | | Constitution, or (v) school districts. |
18 | | (Source: P.A. 101-31, eff. 6-28-19; 101-593, eff. 12-4-19.) |
19 | | (5 ILCS 430/20-20)
|
20 | | Sec. 20-20. Duties of the Executive Inspectors
General. In |
21 | | addition to duties otherwise assigned by law,
each Executive |
22 | | Inspector General shall have the following duties:
|
23 | | (1) To receive and investigate , without advance |
24 | | approval of the Executive Ethics Commission, allegations |
25 | | of violations of this Act and other wrongful acts within |
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1 | | his or her jurisdiction based on a complaint. An |
2 | | investigation may not be initiated more than one year |
3 | | after the alleged wrongful act or the most recent act of a |
4 | | series of alleged wrongful acts based on the same wrongful |
5 | | conduct except if there is reasonable cause to believe |
6 | | that fraudulent concealment has occurred allegations of |
7 | | violations of this
Act. An investigation may not be |
8 | | initiated
more than one year after the most recent act of |
9 | | the alleged violation or of a
series of alleged violations |
10 | | except where there is reasonable cause to believe
that |
11 | | fraudulent concealment has occurred . To constitute |
12 | | fraudulent concealment
sufficient to toll this limitations |
13 | | period, there must be an affirmative act or
representation |
14 | | calculated to prevent discovery of the fact that a |
15 | | violation or other wrongful act has
occurred. The
|
16 | | Executive Inspector General shall have the discretion to |
17 | | determine the
appropriate means of investigation as |
18 | | permitted by law.
|
19 | | (2) To request information relating to an |
20 | | investigation from any
person when the Executive Inspector |
21 | | General deems that information necessary in
conducting an |
22 | | investigation.
|
23 | | (3) To issue subpoenas
to compel the attendance of |
24 | | witnesses for the
purposes of testimony and production of |
25 | | documents and other items for
inspection and copying and |
26 | | to make service of those subpoenas and subpoenas
issued |
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1 | | under item (7) of Section 20-15.
|
2 | | (4) To submit reports as required by this Act.
|
3 | | (5) To file
pleadings in the name of
the Executive |
4 | | Inspector General with the Executive Ethics
Commission, |
5 | | through the Attorney General, as provided in this Article |
6 | | if the
Attorney General finds that reasonable cause exists |
7 | | to believe that a violation
has
occurred.
|
8 | | (6) To assist and coordinate the ethics officers
for |
9 | | State agencies under the jurisdiction of the
Executive |
10 | | Inspector General and to work with those ethics officers.
|
11 | | (7) To participate in or conduct, when appropriate, |
12 | | multi-jurisdictional
investigations.
|
13 | | (8) To request, as the Executive Inspector General |
14 | | deems appropriate, from
ethics officers
of State agencies |
15 | | under his or her jurisdiction, reports or information
on |
16 | | (i) the content of a State agency's ethics
training |
17 | | program and (ii) the percentage of new officers and
|
18 | | employees who have completed ethics training.
|
19 | | (9) To review hiring and employment files of each |
20 | | State agency within the Executive Inspector General's |
21 | | jurisdiction to ensure compliance with Rutan v. Republican |
22 | | Party of Illinois, 497 U.S. 62 (1990), and with all |
23 | | applicable employment laws. |
24 | | (10) To establish a policy that ensures the |
25 | | appropriate handling and correct recording of all |
26 | | investigations conducted by the Office, and to ensure that |
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1 | | the policy is accessible via the Internet in order that |
2 | | those seeking to report those allegations are familiar |
3 | | with the process and that the subjects of those |
4 | | allegations are treated fairly. |
5 | | (11) To post information to the Executive Inspector |
6 | | General's website explaining to complainants and subjects |
7 | | of an investigation the legal limitations on the Executive |
8 | | Inspector General's ability to provide information to them |
9 | | and a general overview of the investigation process. |
10 | | (Source: P.A. 100-588, eff. 6-8-18.) |
11 | | (5 ILCS 430/20-95)
|
12 | | Sec. 20-95. Exemptions.
|
13 | | (a) Documents generated by an ethics
officer under this |
14 | | Act, except Section 5-50, are exempt from the provisions of
|
15 | | the Freedom
of Information Act.
|
16 | | (b) Any allegations
and related documents
submitted to an |
17 | | Executive Inspector General and any pleadings and
related |
18 | | documents brought before the Executive Ethics
Commission are |
19 | | exempt from the provisions of the Freedom of
Information Act |
20 | | so long as the Executive Ethics Commission
does not make a |
21 | | finding of a violation of this Act.
If the Executive
Ethics |
22 | | Commission finds that a violation has occurred, the
entire |
23 | | record of proceedings before the Commission, the decision and
|
24 | | recommendation, and the response from the agency head or
|
25 | | ultimate jurisdictional authority to the Executive Ethics
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1 | | Commission are not exempt from the provisions of the Freedom |
2 | | of
Information Act but information contained therein that is |
3 | | otherwise exempt from
the
Freedom of Information Act must be |
4 | | redacted before disclosure as provided in
the Freedom of |
5 | | Information Act. A summary report released by the Executive |
6 | | Ethics Commission under Section 20-52 is a public record, but |
7 | | information redacted by the Executive Ethics Commission shall |
8 | | not be part of the public record.
|
9 | | (c) Meetings of the Commission are exempt from the |
10 | | provisions of the Open
Meetings Act.
|
11 | | (d) Unless otherwise provided in this Act, all |
12 | | investigatory files and
reports of the Office of an Executive |
13 | | Inspector General, other than monthly
reports required under |
14 | | Section 20-85, are confidential and privileged , are exempt |
15 | | from disclosure
under the Freedom of Information Act, and |
16 | | shall not be divulged to
any person or agency, except as |
17 | | necessary (i) to a law
enforcement
authority, (ii) to the |
18 | | ultimate
jurisdictional authority, (iii) to the
Executive |
19 | | Ethics Commission, (iv) to another Inspector General appointed
|
20 | | pursuant to this Act, or (v) to an Inspector General appointed |
21 | | or employed by a Regional Transit Board in accordance with |
22 | | Section 75-10.
|
23 | | (Source: P.A. 96-555, eff. 8-18-09; 96-1528, eff. 7-1-11 .) |
24 | | (5 ILCS 430/25-5)
|
25 | | Sec. 25-5. Legislative Ethics Commission.
|
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1 | | (a) The Legislative Ethics Commission is created.
|
2 | | (b) The Legislative Ethics Commission shall consist of 8
|
3 | | commissioners appointed 2 each by the
President and Minority |
4 | | Leader of the Senate and the Speaker and Minority Leader
of the |
5 | | House of Representatives.
|
6 | | The terms of the initial commissioners shall commence upon |
7 | | qualification.
Each appointing authority shall designate one |
8 | | appointee who
shall serve for a 2-year term running through
|
9 | | June 30, 2005.
Each appointing authority shall designate one |
10 | | appointee who
shall serve for a
4-year term running through |
11 | | June 30, 2007.
The initial appointments shall be made within |
12 | | 60 days
after the effective date of this Act.
|
13 | | After the initial terms, commissioners shall serve for |
14 | | 4-year terms
commencing on July 1 of the year of appointment |
15 | | and running
through June 30 of the fourth following year. |
16 | | Commissioners may be
reappointed to one or more subsequent |
17 | | terms.
|
18 | | A vacancy shall occur upon a commissioner's death, |
19 | | resignation, removal, disqualification, termination of |
20 | | legislative service in the house or caucus of the appointing |
21 | | authority, or other inability to act. Vacancies occurring |
22 | | other than at the end of a term shall be filled
by the |
23 | | appointing authority only for the balance of the
term of the |
24 | | commissioner whose office is vacant.
|
25 | | Terms shall run regardless of whether the position is |
26 | | filled.
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1 | | (c) The appointing authorities shall appoint commissioners |
2 | | who
have experience holding governmental office or employment |
3 | | and may
appoint commissioners who are members of the General |
4 | | Assembly as well as
commissioners from the general public.
A |
5 | | commissioner who is a member of the General Assembly must |
6 | | recuse himself or
herself from participating in any matter |
7 | | relating to any investigation or
proceeding in which he or she |
8 | | is the subject or is a complainant.
A person is not eligible to
|
9 | | serve as a commissioner if that person (i) has been convicted |
10 | | of a
felony or a crime of dishonesty or moral turpitude, (ii) |
11 | | is, or was
within the preceding 12 months, engaged in |
12 | | activities that
require registration under the Lobbyist |
13 | | Registration Act, (iii) is a
relative of the appointing |
14 | | authority, (iv) is a State officer or employee
other than a |
15 | | member of the General Assembly, or (v) is a candidate for |
16 | | statewide office , federal office , or judicial office.
|
17 | | (c-5) If a commissioner is required to recuse himself or |
18 | | herself from participating in a matter as provided in |
19 | | subsection (c), the recusal shall create a temporary vacancy |
20 | | for the limited purpose of consideration of the matter for |
21 | | which the commissioner recused himself or herself, and the |
22 | | appointing authority for the recusing commissioner shall make |
23 | | a temporary appointment to fill the vacancy for consideration |
24 | | of the matter for which the commissioner recused himself or |
25 | | herself. |
26 | | (d) The Legislative Ethics Commission shall have
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1 | | jurisdiction over current and former members of the General |
2 | | Assembly regarding events occurring during a member's term of |
3 | | office and
current and former State
employees regarding events |
4 | | occurring during any period of employment where the State |
5 | | employee's ultimate jurisdictional authority is
(i) a |
6 | | legislative leader, (ii) the Senate Operations Commission, or |
7 | | (iii) the
Joint Committee on Legislative Support Services. The |
8 | | Legislative Ethics Commission shall have jurisdiction over |
9 | | complainants and respondents in violation of subsection (d) of |
10 | | Section 25-90. The jurisdiction of the
Commission is limited |
11 | | to matters arising under this Act.
|
12 | | An officer or executive branch State employee serving on a |
13 | | legislative branch board or commission remains subject to the |
14 | | jurisdiction of the Executive Ethics Commission and is not |
15 | | subject to the jurisdiction of the Legislative Ethics |
16 | | Commission. |
17 | | (e) The Legislative Ethics Commission must meet, either
in |
18 | | person or by other technological means, monthly or as
often as |
19 | | necessary. At the first meeting of the Legislative
Ethics |
20 | | Commission, the commissioners shall choose from their
number a |
21 | | chairperson and other officers that they deem appropriate.
The |
22 | | terms of officers shall be for 2 years commencing July 1 and
|
23 | | running through June 30 of the second following year. Meetings |
24 | | shall be held at
the call
of the chairperson or any 3 |
25 | | commissioners. Official action by the
Commission shall require |
26 | | the affirmative vote of 5 commissioners, and
a quorum shall |
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1 | | consist of 5 commissioners. Commissioners shall receive
no |
2 | | compensation but
may be
reimbursed for their reasonable |
3 | | expenses actually incurred in the
performance of their duties.
|
4 | | (f) No commissioner, other than a commissioner who is a |
5 | | member of the
General
Assembly, or employee of the Legislative
|
6 | | Ethics Commission may during his or her term of appointment or |
7 | | employment:
|
8 | | (1) become a candidate for any elective office;
|
9 | | (2) hold any other elected or appointed public office
|
10 | | except for appointments on governmental advisory boards
or |
11 | | study commissions or as otherwise expressly authorized by |
12 | | law;
|
13 | | (3) be actively involved in the affairs of any |
14 | | political party or political
organization; or
|
15 | | (4) advocate for the appointment of another person to |
16 | | an appointed or elected office or position or actively |
17 | | participate in any campaign for any
elective office.
|
18 | | (f-5) No commissioner who is a member of the General |
19 | | Assembly may be a candidate for statewide office , federal |
20 | | office , or judicial office. If a commissioner who is a member |
21 | | of the General Assembly files petitions to be a candidate for a |
22 | | statewide office , federal office , or judicial office, he or |
23 | | she shall be deemed to have resigned from his or her position |
24 | | as a commissioner on the date his or her name is certified for |
25 | | the ballot by the State Board of Elections or local election |
26 | | authority and his or her position as a commissioner shall be |
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1 | | deemed vacant. Such person may not be reappointed to the |
2 | | Commission during any time he or she is a candidate for |
3 | | statewide office , federal office , or judicial office. |
4 | | (g) An appointing authority may remove a
commissioner only |
5 | | for cause.
|
6 | | (h) The Legislative Ethics Commission shall appoint an
|
7 | | Executive Director subject to the approval of at least 3 of the |
8 | | 4 legislative leaders. The compensation of the Executive |
9 | | Director shall
be as determined by the Commission. The |
10 | | Executive Director of the Legislative
Ethics Commission may |
11 | | employ, subject to the approval of at least 3 of the 4 |
12 | | legislative leaders, and determine the
compensation of staff, |
13 | | as appropriations permit.
|
14 | | (i) In consultation with the Legislative Inspector |
15 | | General, the Legislative Ethics Commission may develop |
16 | | comprehensive training for members and employees under its |
17 | | jurisdiction that includes, but is not limited to, sexual |
18 | | harassment, employment discrimination, and workplace civility. |
19 | | The training may be recommended to the ultimate jurisdictional |
20 | | authorities and may be approved by the Commission to satisfy |
21 | | the sexual harassment training required under Section 5-10.5 |
22 | | or be provided in addition to the annual sexual harassment |
23 | | training required under Section 5-10.5. The Commission may |
24 | | seek input from governmental agencies or private entities for |
25 | | guidance in developing such training. |
26 | | (Source: P.A. 100-588, eff. 6-8-18; 101-81, eff. 7-12-19; |
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1 | | 101-221, eff. 8-9-19; 101-617, eff. 12-20-19.) |
2 | | (5 ILCS 430/25-10)
|
3 | | Sec. 25-10. Office of Legislative Inspector General.
|
4 | | (a) The independent Office of the Legislative Inspector |
5 | | General is created.
The Office shall be under the direction |
6 | | and supervision of the
Legislative Inspector General and shall |
7 | | be a fully independent office with its
own appropriation.
|
8 | | (b) The Legislative Inspector General shall be appointed |
9 | | without regard to
political
affiliation and solely on the |
10 | | basis of integrity and
demonstrated ability.
The Legislative |
11 | | Ethics
Commission shall diligently search out qualified |
12 | | candidates for Legislative
Inspector General
and shall make |
13 | | recommendations to the General Assembly. The Legislative |
14 | | Inspector General may serve in a full-time, part-time, or |
15 | | contractual capacity.
|
16 | | The Legislative Inspector General shall be appointed by a |
17 | | joint resolution of
the
Senate and the House of |
18 | | Representatives, which may specify the date on
which the |
19 | | appointment takes effect.
A joint resolution, or other |
20 | | document as may be specified by the
Joint Rules of the General |
21 | | Assembly, appointing the Legislative Inspector
General must be |
22 | | certified by
the Speaker
of the House of Representatives and |
23 | | the President of the Senate as having been
adopted by the
|
24 | | affirmative vote of three-fifths of the members elected to |
25 | | each house,
respectively,
and be filed with the Secretary of |
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1 | | State.
The appointment of the Legislative Inspector General |
2 | | takes effect on the day
the
appointment is completed by the |
3 | | General Assembly, unless the appointment
specifies a later |
4 | | date on which it is to become effective.
|
5 | | The Legislative Inspector General shall have the following |
6 | | qualifications:
|
7 | | (1) has not been convicted of any felony under the |
8 | | laws of this State,
another state, or the United States;
|
9 | | (2) has earned a baccalaureate degree from an |
10 | | institution of higher
education; and
|
11 | | (3) has 5 or more years of cumulative service (A) with |
12 | | a federal,
State, or
local law enforcement agency, at |
13 | | least 2 years of which have been in a
progressive |
14 | | investigatory capacity; (B)
as a
federal, State, or local |
15 | | prosecutor; (C)
as a
senior manager or executive of a |
16 | | federal, State, or local
agency; (D) as a member, an |
17 | | officer,
or a State
or federal judge; or (E) representing |
18 | | any combination of items (A) through (D).
|
19 | | The Legislative Inspector General may not be a relative of |
20 | | a commissioner.
|
21 | | The term of the initial Legislative Inspector General |
22 | | shall
commence upon qualification and shall run through June |
23 | | 30, 2008.
|
24 | | After the initial term, the Legislative Inspector General |
25 | | shall serve
for 5-year terms commencing on July 1 of the year |
26 | | of appointment
and running through June 30 of the fifth |
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1 | | following year. The
Legislative Inspector General may be |
2 | | reappointed to one or more
subsequent terms. Terms shall run |
3 | | regardless of whether the position is filled.
|
4 | | (b-5) A vacancy occurring other than at the end of a term |
5 | | shall be filled in the
same manner as an appointment only for |
6 | | the balance of the term of the
Legislative
Inspector General |
7 | | whose office is vacant. Within 7 days of the Office becoming |
8 | | vacant or receipt of a Legislative Inspector General's |
9 | | prospective resignation, the vacancy shall be publicly posted |
10 | | on the Commission's website, along with a description of the |
11 | | requirements for the position and where applicants may apply. |
12 | | Within 45 days of the vacancy, the Commission shall |
13 | | designate an Acting Legislative Inspector General who shall |
14 | | serve until the vacancy is filled. The Commission shall file |
15 | | the designation in writing with the Secretary of State. |
16 | | Within 60 days prior to the end of the term of the |
17 | | Legislative Inspector General or within 30 days of the |
18 | | occurrence of a vacancy in the Office of the Legislative |
19 | | Inspector General, the Legislative Ethics Commission shall |
20 | | establish a four-member search committee within the Commission |
21 | | for the purpose of conducting a search for qualified |
22 | | candidates to serve as Legislative Inspector General. The |
23 | | Speaker of the House of Representatives, Minority Leader of |
24 | | the House, Senate President, and Minority Leader of the Senate |
25 | | shall each appoint one member to the search committee. A |
26 | | member of the search committee shall be either a retired judge |
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1 | | or former prosecutor and may not be a member or employee of the |
2 | | General Assembly or a registered lobbyist. If the Legislative |
3 | | Ethics Commission wishes to recommend that the Legislative |
4 | | Inspector General be re-appointed, a search committee does not |
5 | | need to be appointed. |
6 | | The search committee shall conduct a search for qualified |
7 | | candidates, accept applications, and conduct interviews. The |
8 | | search committee shall recommend up to 3 candidates for |
9 | | Legislative Inspector General to the Legislative Ethics |
10 | | Commission. The search committee shall be disbanded upon an |
11 | | appointment of the Legislative Inspector General. Members of |
12 | | the search committee are not entitled to compensation but |
13 | | shall be entitled to reimbursement of reasonable expenses |
14 | | incurred in connection with the performance of their duties. |
15 | | Within 30 days after June 8, 2018 ( the effective date of |
16 | | Public Act 100-588) this amendatory Act of the 100th General |
17 | | Assembly , the Legislative Ethics Commission shall create a |
18 | | search committee in the manner provided for in this subsection |
19 | | to recommend up to 3 candidates for Legislative Inspector |
20 | | General to the Legislative Ethics Commission by October 31, |
21 | | 2018. |
22 | | If a vacancy exists and the Commission has not appointed |
23 | | an Acting Legislative Inspector General, either the staff of |
24 | | the Office of the Legislative Inspector General, or if there |
25 | | is no staff, the Executive Director, shall advise the |
26 | | Commission of all open investigations and any new allegations |
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1 | | or complaints received in the Office of the Inspector General. |
2 | | These reports shall not include the name of any person |
3 | | identified in the allegation or complaint, including, but not |
4 | | limited to, the subject of and the person filing the |
5 | | allegation or complaint. Notification shall be made to the |
6 | | Commission on a weekly basis unless the Commission approves of |
7 | | a different reporting schedule.
|
8 | | If the Office of the Inspector General is vacant for 6 |
9 | | months or more beginning on or after January 1, 2019, and the |
10 | | Legislative Ethics Commission has not appointed an Acting |
11 | | Legislative Inspector General, all complaints made to the |
12 | | Legislative Inspector General or the Legislative Ethics |
13 | | Commission shall be directed to the Inspector General for the |
14 | | Auditor General, and he or she shall have the authority to act |
15 | | as provided in subsection (c) of this Section and Section |
16 | | 25-20 of this Act, and shall be subject to all laws and rules |
17 | | governing a Legislative Inspector General or Acting |
18 | | Legislative Inspector General. The authority for the Inspector |
19 | | General of the Auditor General under this paragraph shall |
20 | | terminate upon appointment of a Legislative Inspector General |
21 | | or an Acting Legislative Inspector General.
|
22 | | (c) The Legislative Inspector General
shall have |
23 | | jurisdiction over the current and former members of the |
24 | | General Assembly regarding events occurring during a member's |
25 | | term of office and
current and former State employees |
26 | | regarding events occurring during any period of employment |
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1 | | where the State employee's ultimate jurisdictional authority |
2 | | is
(i) a legislative leader, (ii) the Senate Operations |
3 | | Commission, or (iii) the
Joint Committee on Legislative |
4 | | Support Services.
|
5 | | The jurisdiction of each Legislative Inspector General is |
6 | | to investigate
allegations of violations of this Act, |
7 | | violations of other related laws and rules regarding events |
8 | | related to the member's or employee's public duties or use of |
9 | | State office, employment, or resources, or fraud, waste, |
10 | | abuse, mismanagement, misconduct, nonfeasance,
misfeasance,
or |
11 | | malfeasance related to the member's or employee's public |
12 | | duties or use of State office, employment, or resources. The |
13 | | jurisdiction shall not include violations of the Rules of the |
14 | | House of Representatives or the Senate , or violations of this |
15 | | Act or violations of other related
laws and rules .
|
16 | | The Legislative Inspector General shall have jurisdiction |
17 | | over complainants in violation of subsection (e) of Section |
18 | | 25-63 of this Act. |
19 | | (d) The compensation of the Legislative Inspector General |
20 | | shall
be the greater of an amount (i) determined by the |
21 | | Commission or (ii) by joint
resolution of the General Assembly |
22 | | passed by a majority of members elected in
each chamber.
|
23 | | Subject to Section 25-45 of this Act, the Legislative |
24 | | Inspector General has
full
authority to organize the Office of |
25 | | the Legislative Inspector General,
including the employment |
26 | | and determination of the compensation of
staff, such as |
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1 | | deputies, assistants, and other employees, as
appropriations |
2 | | permit. Employment of staff is subject to the approval of at |
3 | | least 3 of the 4 legislative leaders.
|
4 | | (e) No Legislative Inspector General or employee of the |
5 | | Office of
the Legislative Inspector General may, during his or |
6 | | her term of appointment or
employment:
|
7 | | (1) become a candidate for any elective office;
|
8 | | (2) hold any other elected or appointed public office
|
9 | | except for appointments on governmental advisory boards
or |
10 | | study commissions or as otherwise expressly authorized by |
11 | | law;
|
12 | | (3) be actively involved in the affairs of any |
13 | | political party or
political organization; or
|
14 | | (4) actively participate in any campaign for any
|
15 | | elective office.
|
16 | | A full-time Legislative Inspector General shall not engage |
17 | | in the practice of law or any other business, employment, or |
18 | | vocation. |
19 | | In this subsection an appointed public office means a |
20 | | position authorized by
law that is filled by an appointing |
21 | | authority as provided by law and does not
include employment |
22 | | by hiring in the ordinary course of business.
|
23 | | (e-1) No Legislative Inspector General or employee of the |
24 | | Office of the
Legislative Inspector General may, for one year |
25 | | after the termination of his or
her appointment or employment:
|
26 | | (1) become a candidate for any elective office;
|
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1 | | (2) hold any elected public office; or
|
2 | | (3) hold any appointed State, county, or local |
3 | | judicial office.
|
4 | | (e-2) The requirements of item (3) of subsection (e-1) may |
5 | | be waived by the
Legislative Ethics Commission.
|
6 | | (f) The Commission may remove the Legislative Inspector |
7 | | General only for
cause. At the time of the removal, the |
8 | | Commission must report to the General
Assembly the |
9 | | justification for the removal.
|
10 | | (Source: P.A. 100-588, eff. 6-8-18; 101-221, eff. 8-9-19; |
11 | | revised 9-12-19.) |
12 | | (5 ILCS 430/25-15)
|
13 | | Sec. 25-15. Duties of the Legislative Ethics Commission. |
14 | | In addition to
duties otherwise assigned by law, the |
15 | | Legislative Ethics Commission shall have
the following duties:
|
16 | | (1) To promulgate rules governing the performance of |
17 | | its duties and the
exercise of its powers and governing |
18 | | the investigations of the Legislative
Inspector General ; |
19 | | except that, the Legislative Ethics Commission shall adopt |
20 | | no rule requiring the Legislative Inspector General to |
21 | | seek the Commission's advance approval before commencing |
22 | | any investigation authorized under this Article. Any |
23 | | existing rule, as of the effective date of this amendatory |
24 | | Act of the 102nd General Assembly, requiring the |
25 | | Legislative Inspector General to seek the Commission's |
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1 | | advance approval before commencing any investigation is |
2 | | void . The rules shall be available on the Commission's |
3 | | website and any proposed changes to the rules must be made |
4 | | available to the public on the Commission's website no |
5 | | less than 7 days before the adoption of the changes. Any |
6 | | person shall be given an opportunity to provide written or |
7 | | oral testimony before the Commission in support of or |
8 | | opposition to proposed rules.
|
9 | | (2) To conduct administrative hearings and rule on |
10 | | matters
brought before the Commission only upon the |
11 | | receipt of pleadings
filed by the Legislative Inspector |
12 | | General and not upon its own
prerogative, but may appoint |
13 | | special Legislative Inspectors General as provided
in |
14 | | Section 25-21. Any other allegations of misconduct |
15 | | received by the
Commission from a person other than the |
16 | | Legislative Inspector General
shall be referred to the |
17 | | Office of the Legislative Inspector General.
|
18 | | (3) To prepare and publish manuals and guides and, |
19 | | working with
the Office of the Attorney General, oversee
|
20 | | training of employees under its jurisdiction that explains |
21 | | their duties.
|
22 | | (4) To prepare public information materials to |
23 | | facilitate
compliance, implementation, and enforcement of |
24 | | this Act.
|
25 | | (5) To submit reports as required by this Act.
|
26 | | (6) To the extent authorized by this Act, to make |
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1 | | rulings, issue
recommendations, and impose administrative |
2 | | fines,
if appropriate,
in
connection with the |
3 | | implementation and interpretation of this Act.
The powers |
4 | | and duties of the
Commission are limited to matters |
5 | | clearly within the purview of this
Act.
|
6 | | (7) To issue subpoenas with respect to matters pending |
7 | | before the Commission,
subject to the provisions of this |
8 | | Article and in the
discretion of the Commission,
to compel |
9 | | the attendance of witnesses for purposes of testimony and
|
10 | | the production of documents and other items for inspection |
11 | | and
copying.
|
12 | | (8) To appoint special Legislative Inspectors General |
13 | | as provided in Section
25-21.
|
14 | | (9) To conspicuously display on the Commission's |
15 | | website the procedures for reporting a violation of this |
16 | | Act, including how to report violations via email or |
17 | | online. |
18 | | (10) To conspicuously display on the Commission's |
19 | | website any vacancies within the Office of the Legislative |
20 | | Inspector General. |
21 | | (11) To appoint an Acting Legislative Inspector |
22 | | General in the event of a vacancy in the Office of the |
23 | | Legislative Inspector General. |
24 | | (Source: P.A. 100-554, eff. 11-16-17; 100-588, eff. 6-8-18.) |
25 | | (5 ILCS 430/25-20)
|
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1 | | Sec. 25-20. Duties of the Legislative Inspector
General. |
2 | | In addition to duties otherwise assigned by law,
the |
3 | | Legislative Inspector General shall have the following duties:
|
4 | | (1) To receive and investigate , without advance |
5 | | approval of the Legislative Ethics Commission, allegations |
6 | | of violations of this Act and other wrongful acts within |
7 | | his or her jurisdiction based on a complaint. Except as |
8 | | otherwise provided in paragraph (1.5), an investigation |
9 | | may not be initiated more than one year after the alleged |
10 | | wrongful act or the most recent act of a series of alleged |
11 | | wrongful acts based on the same wrongful conduct except if |
12 | | there is reasonable cause to believe that fraudulent |
13 | | concealment has occurred allegations of violations of this
|
14 | | Act. Except as otherwise provided in paragraph (1.5), an |
15 | | investigation may not be initiated
more than one year |
16 | | after the most recent act of the alleged violation or of a
|
17 | | series of alleged violations except where there is |
18 | | reasonable cause to believe
that fraudulent concealment |
19 | | has occurred . To constitute fraudulent concealment
|
20 | | sufficient to toll this limitations period, there must be |
21 | | an affirmative act or
representation calculated to prevent |
22 | | discovery of the fact that a violation or other wrongful |
23 | | act
has occurred. The
Legislative Inspector General shall |
24 | | have the discretion to determine the
appropriate means of |
25 | | investigation as permitted by law. |
26 | | (1.5) Notwithstanding any provision of law to the |
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1 | | contrary, the Legislative Inspector General, whether |
2 | | appointed by the Legislative Ethics Commission or the |
3 | | General Assembly, may initiate an investigation based on |
4 | | information provided to the Office of the Legislative |
5 | | Inspector General or the Legislative Ethics Commission |
6 | | during the period from December 1, 2014 through November |
7 | | 3, 2017. Any investigation initiated under this paragraph |
8 | | (1.5) must be initiated within one year after the |
9 | | effective date of this amendatory Act of the 100th General |
10 | | Assembly.
|
11 | | Notwithstanding any provision of law to the contrary, |
12 | | the Legislative Inspector General, through the Attorney |
13 | | General, shall have the authority to file a complaint |
14 | | related to any founded violations that occurred during the |
15 | | period December 1, 2014 through November 3, 2017 to the |
16 | | Legislative Ethics Commission, and the Commission shall |
17 | | have jurisdiction to conduct administrative hearings |
18 | | related to any pleadings filed by the Legislative |
19 | | Inspector General, provided the complaint is filed with |
20 | | the Commission no later than 6 months after the summary |
21 | | report is provided to the Attorney General in accordance |
22 | | with subsection (c) of Section 25-50. |
23 | | (2) To request information relating to an |
24 | | investigation from any
person when the Legislative |
25 | | Inspector General deems that information necessary
in
|
26 | | conducting an investigation.
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1 | | (3) To issue subpoenas, with the advance approval of |
2 | | the Commission,
to compel the attendance of witnesses for |
3 | | the
purposes of testimony and production of documents and |
4 | | other items for
inspection and copying and to make service |
5 | | of those subpoenas and subpoenas
issued under item (7) of |
6 | | Section 25-15.
|
7 | | (4) To submit reports as required by this Act.
|
8 | | (5) To file
pleadings in the name of
the Legislative |
9 | | Inspector General with the Legislative Ethics
Commission, |
10 | | through the Attorney General, as provided in this Article |
11 | | if the
Attorney General finds that reasonable cause exists |
12 | | to believe that a violation
has
occurred.
|
13 | | (6) To assist and coordinate the ethics officers
for |
14 | | State agencies under the jurisdiction of the
Legislative |
15 | | Inspector General and to work with those ethics officers.
|
16 | | (7) To participate in or conduct, when appropriate, |
17 | | multi-jurisdictional
investigations.
|
18 | | (8) To request, as the Legislative Inspector General |
19 | | deems appropriate,
from ethics officers
of State agencies |
20 | | under his or her jurisdiction, reports or information
on |
21 | | (i) the content of a State agency's ethics
training |
22 | | program and (ii) the percentage of new officers and
|
23 | | employees who have completed ethics training.
|
24 | | (9) To establish a policy that ensures the appropriate |
25 | | handling and correct recording of all investigations of |
26 | | allegations and to ensure that the policy is accessible |
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1 | | via the Internet in order that those seeking to report |
2 | | those allegations are familiar with the process and that |
3 | | the subjects of those allegations are treated fairly. |
4 | | (10) To post information to the Legislative Inspector |
5 | | General's website explaining to complainants and subjects |
6 | | of an investigation the legal limitations on the |
7 | | Legislative Inspector General's ability to provide |
8 | | information to them and a general overview of the |
9 | | investigation process. |
10 | | (Source: P.A. 100-553, eff. 11-16-17; 100-588, eff. 6-8-18.) |
11 | | (5 ILCS 430/25-85)
|
12 | | Sec. 25-85. Quarterly reports by the Legislative Inspector |
13 | | General.
The Legislative Inspector General shall submit |
14 | | quarterly
reports of claims within his or her jurisdiction |
15 | | filed with the Office of the Legislative Inspector General to |
16 | | the General Assembly and the
Legislative Ethics Commission, on |
17 | | dates determined by the
Legislative Ethics Commission, |
18 | | indicating:
|
19 | | (1) the total number of allegations received since the |
20 | | date of the last report and the total number of |
21 | | allegations received since the date of the last report by |
22 | | category of claim; |
23 | | (2) the total number of investigations initiated since |
24 | | the date of
the last report and the total number of |
25 | | investigations initiated since the date of the last report |
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1 | | by category of claim;
|
2 | | (3) the total number of investigations concluded since |
3 | | the date of
the last report and the total number of |
4 | | investigations concluded since the date of the last report |
5 | | by category of claim;
|
6 | | (4) the total number of investigations pending as of |
7 | | the reporting
date and the total number of investigations |
8 | | pending as of the reporting date by category of claim;
|
9 | | (5) the total number of summary reports complaints |
10 | | forwarded to the Attorney General pursuant to subsection |
11 | | (c) of Section 25-50 since the
date of the last report;
|
12 | | (6) the total number of actions filed with the |
13 | | Legislative Ethics Commission
since the date of the last |
14 | | report, the total number of
actions pending before the |
15 | | Legislative Ethics Commission as of the reporting
date, |
16 | | the total number of actions filed with the Legislative |
17 | | Ethics Commission since the date of the last report by |
18 | | category of claim, and the total number of actions pending |
19 | | before the Legislative Ethics Commission as of the |
20 | | reporting date by category of claim; |
21 | | (7) the number of allegations referred to any law |
22 | | enforcement agency since the date of the last report; |
23 | | (8) the total number of allegations referred to |
24 | | another investigatory body since the date of the last |
25 | | report; and |
26 | | (9) the cumulative number of each of the foregoing for |
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1 | | the current calendar year. |
2 | | For the purposes of this Section, "category of claim" |
3 | | shall include discrimination claims, harassment claims, sexual |
4 | | harassment claims, retaliation claims, gift ban claims, |
5 | | prohibited political activity claims, revolving door |
6 | | prohibition claims, and other, miscellaneous, or |
7 | | uncharacterized claims. |
8 | | The quarterly report shall be available on the website of |
9 | | the Legislative Inspector General.
|
10 | | (Source: P.A. 100-588, eff. 6-8-18.) |
11 | | Section 20. The Election Code is amended by changing |
12 | | Sections 1A-14, 9-1.8, and 9-8.5 and by adding Section 9-3.5 |
13 | | as follows:
|
14 | | (10 ILCS 5/1A-14) (from Ch. 46, par. 1A-14)
|
15 | | Sec. 1A-14. Political activity by members of the State |
16 | | Board of Elections. |
17 | | (a) No member of the State Board of Elections may become a |
18 | | candidate
for nomination for, or election to,
or accept |
19 | | appointment to or hold any other remunerative public office or |
20 | | public
employment or any office in a political party. No |
21 | | member of the State Board of Elections shall: (i) contribute, |
22 | | either financially or in services or goods or any other way, to |
23 | | any political committee; (ii) serve as an officer of any |
24 | | political committee; or (iii) be a candidate who is designated |
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1 | | as the candidate to be supported by a candidate political |
2 | | committee. |
3 | | (b) A member of the State Board of Elections who is either |
4 | | an officer of a political committee or a candidate who is |
5 | | designated as the candidate to be supported by a candidate |
6 | | political committee shall within 30 days after confirmation by |
7 | | the Senate: (i) resign as an officer of the political |
8 | | committee; (ii) have his or her name removed as the candidate |
9 | | to be supported by a political committee; (iii) notify the |
10 | | Board of the member's intent to convert the political |
11 | | committee to a limited activity committee under Section 9-1.8, |
12 | | and complete the transition to a limited activity committee |
13 | | within 60 days after confirmation; or (iv) dissolve the |
14 | | committee. A member of the State Board of Elections who is in |
15 | | violation of this subsection (b) on the effective date of this |
16 | | amendatory Act of the 102nd General Assembly must come into |
17 | | compliance within 30 days after the effective date of this |
18 | | amendatory Act of the 102nd General Assembly. |
19 | | (c) Violation of any prohibition
in this Section shall |
20 | | disqualify a member of the Board and a
vacancy is thereby |
21 | | created. A vacancy also exists upon the occurrence of
any of |
22 | | the events enumerated in Section 25-2 of this Act as in the |
23 | | case
of an elective office. |
24 | | (d) As used in this Section, "political committee" |
25 | | includes both the meaning provided in Section 9-1.8 of this |
26 | | Code and the meaning provided in 52 U.S.C. 30101.
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1 | | (Source: P.A. 80-1178.)
|
2 | | (10 ILCS 5/9-1.8)
(from Ch. 46, par. 9-1.8)
|
3 | | Sec. 9-1.8. Political committees. |
4 | | (a) "Political committee" includes a candidate political |
5 | | committee, a political party committee, a political action |
6 | | committee, a ballot initiative committee, and an independent |
7 | | expenditure committee. |
8 | | (b) "Candidate political committee" means the candidate |
9 | | himself or herself or any natural person, trust, partnership, |
10 | | corporation, or other organization or group of persons |
11 | | designated by the candidate that accepts contributions or |
12 | | makes expenditures during any 12-month period in an aggregate |
13 | | amount exceeding $5,000 on behalf of the candidate. |
14 | | (c) "Political party committee" means the State central |
15 | | committee of a political party, a county central committee of |
16 | | a political party, a legislative caucus committee, or a |
17 | | committee formed by a ward or township committeeperson of a |
18 | | political party. For purposes of this Article, a "legislative |
19 | | caucus committee" means a committee established for the |
20 | | purpose of electing candidates to the General Assembly by the |
21 | | person elected President of the Senate, Minority Leader of the |
22 | | Senate, Speaker of the House of Representatives, Minority |
23 | | Leader of the House of Representatives, or a committee |
24 | | established by 5 or more members of the same caucus of the |
25 | | Senate or 10 or more members of the same caucus of the House of |
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1 | | Representatives. |
2 | | (d) "Political action committee" means any natural person, |
3 | | trust, partnership, committee, association, corporation, or |
4 | | other organization or group of persons, other than a |
5 | | candidate, political party, candidate political committee, or |
6 | | political party committee, that accepts contributions or makes |
7 | | expenditures during any 12-month period in an aggregate amount |
8 | | exceeding $5,000 on behalf of or in opposition to a candidate |
9 | | or candidates for public office. "Political action committee" |
10 | | includes any natural person, trust, partnership, committee, |
11 | | association, corporation, or other organization or group of |
12 | | persons, other than a candidate, political party, candidate |
13 | | political committee, or political party committee, that makes |
14 | | electioneering communications during any 12-month period in an |
15 | | aggregate amount exceeding $5,000 related to any candidate or |
16 | | candidates for public office. |
17 | | (e) "Ballot initiative committee" means any natural |
18 | | person, trust, partnership, committee, association, |
19 | | corporation, or other organization or group of persons that |
20 | | accepts contributions or makes expenditures during any |
21 | | 12-month period in an aggregate amount exceeding $5,000 in |
22 | | support of or in opposition to any question of public policy to |
23 | | be submitted to the electors. "Ballot initiative committee" |
24 | | includes any natural person, trust, partnership, committee, |
25 | | association, corporation, or other organization or group of |
26 | | persons that makes electioneering communications during any |
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1 | | 12-month period in an aggregate amount exceeding $5,000 |
2 | | related to any question of public policy to be submitted to the |
3 | | voters. The $5,000 threshold applies to any contributions or |
4 | | expenditures received or made with the purpose of securing a |
5 | | place on the ballot for, advocating the defeat or passage of, |
6 | | or engaging in electioneering communication regarding the |
7 | | question of public policy, regardless of the method of |
8 | | initiation of the question of public policy and regardless of |
9 | | whether petitions have been circulated or filed with the |
10 | | appropriate office or whether the question has been adopted |
11 | | and certified by the governing body. |
12 | | (f) "Independent expenditure committee" means any trust, |
13 | | partnership, committee, association, corporation, or other |
14 | | organization or group of persons formed for the exclusive
|
15 | | purpose of making independent expenditures during any 12-month |
16 | | period in an aggregate amount exceeding $5,000 in support of |
17 | | or in opposition to (i) the nomination for election, election, |
18 | | retention, or defeat of any public official or candidate or |
19 | | (ii) any question of public policy to be submitted to the |
20 | | electors. "Independent expenditure committee" also includes |
21 | | any trust, partnership, committee, association, corporation, |
22 | | or other organization or group of persons that makes |
23 | | electioneering communications that are not made in connection, |
24 | | consultation, or concert with or at the request or suggestion |
25 | | of a public official or candidate, a public official's or |
26 | | candidate's designated political committee or campaign, or an |
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1 | | agent or agents of the public official, candidate, or |
2 | | political committee or campaign during any 12-month period in |
3 | | an aggregate amount exceeding $5,000 related to (i) the |
4 | | nomination for election, election, retention, or defeat of any |
5 | | public official or candidate or (ii) any question of public |
6 | | policy to be submitted to the voters. |
7 | | (g) "Limited activity committee" means a political |
8 | | committee for which a person who is nominated to a position |
9 | | that is subject to confirmation by the Senate, including a |
10 | | member of the State Board of Elections, is either an officer or |
11 | | a candidate the committee has designated to support.
|
12 | | (Source: P.A. 100-1027, eff. 1-1-19 .)
|
13 | | (10 ILCS 5/9-3.5 new) |
14 | | Sec. 9-3.5. Candidate political committee restrictions. |
15 | | (a) A person who is nominated to an affected office shall |
16 | | not: (i) serve as an officer of a candidate political |
17 | | committee that is designated to support or oppose that person |
18 | | as a candidate; or (ii) be a candidate who is designated as the |
19 | | candidate to be supported by a candidate political committee. |
20 | | (b) Within 30 days after appointment, the person shall: |
21 | | (i) dissolve the candidate political committee; (ii) resign as |
22 | | an officer of the candidate political committee; (iii) have |
23 | | his or her name removed as the candidate to be supported by the |
24 | | candidate political committee; or (iv) notify the Board of the |
25 | | person's intent to convert the candidate political committee |
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1 | | to a limited activity candidate political committee. |
2 | | (c) As used in this Section, "affected office" has the |
3 | | meaning provided in subsection (c) of Section 3A-50 of the |
4 | | Illinois Governmental Ethics Act. |
5 | | (10 ILCS 5/9-8.5) |
6 | | Sec. 9-8.5. Limitations on campaign contributions. |
7 | | (a) It is unlawful for a political committee to accept |
8 | | contributions except as provided in this Section. |
9 | | (b) During an election cycle, a candidate political |
10 | | committee may not accept contributions with an aggregate value |
11 | | over the following: (i) $5,000 from any individual, (ii) |
12 | | $10,000 from any corporation, labor organization, or |
13 | | association, or (iii) $50,000 from a candidate political |
14 | | committee or political action committee. A candidate political |
15 | | committee may accept contributions in any amount from a |
16 | | political party committee except during an election cycle in |
17 | | which the candidate seeks nomination at a primary election. |
18 | | During an election cycle in which the candidate seeks |
19 | | nomination at a primary election, a candidate political |
20 | | committee may not accept contributions from political party |
21 | | committees with an aggregate value over the following: (i) |
22 | | $200,000 for a candidate political committee established to |
23 | | support a candidate seeking nomination to statewide office, |
24 | | (ii) $125,000 for a candidate political committee established |
25 | | to support a candidate seeking nomination to the Senate, the |
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1 | | Supreme Court or Appellate Court in the First Judicial |
2 | | District, or an office elected by all voters in a county with |
3 | | 1,000,000 or more residents, (iii) $75,000 for a candidate |
4 | | political committee established to support a candidate seeking |
5 | | nomination to the House of Representatives, the Supreme Court |
6 | | or Appellate Court for a Judicial District other than the |
7 | | First Judicial District, an office elected by all voters of a |
8 | | county of fewer than 1,000,000 residents, and municipal and |
9 | | county offices in Cook County other than those elected by all |
10 | | voters of Cook County, and (iv) $50,000 for a candidate |
11 | | political committee established to support the nomination of a |
12 | | candidate to any other office.
A candidate political committee |
13 | | established to elect a candidate to the General Assembly may |
14 | | accept contributions from only one legislative caucus |
15 | | committee. A candidate political committee may not accept |
16 | | contributions from a ballot initiative committee or from an
|
17 | | independent expenditure committee. |
18 | | (c) During an election cycle, a political party committee |
19 | | may not accept contributions with an aggregate value over the |
20 | | following: (i) $10,000 from any individual, (ii) $20,000 from |
21 | | any corporation, labor organization, or association, or (iii) |
22 | | $50,000 from a political action committee. A political party |
23 | | committee may accept contributions in any amount from another |
24 | | political party committee or a candidate political committee, |
25 | | except as provided in subsection (c-5). Nothing in this |
26 | | Section shall limit the amounts that may be transferred |
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1 | | between a political party committee established under |
2 | | subsection (a) of Section 7-8 of this Code and an affiliated |
3 | | federal political committee established under the Federal |
4 | | Election Code by the same political party. A political party |
5 | | committee may not accept contributions from a ballot |
6 | | initiative committee or from an
independent expenditure |
7 | | committee. A political party committee established by a |
8 | | legislative caucus may not accept contributions from another |
9 | | political party committee established by a legislative caucus. |
10 | | (c-5) During the period beginning on the date candidates |
11 | | may begin circulating petitions for a primary election and |
12 | | ending on the day of the primary election, a political party |
13 | | committee may not accept contributions with an aggregate value |
14 | | over $50,000 from a candidate political committee or political |
15 | | party committee. A political party committee may accept |
16 | | contributions in any amount from a candidate political |
17 | | committee or political party committee if the political party |
18 | | committee receiving the contribution filed a statement of |
19 | | nonparticipation in the primary as provided in subsection |
20 | | (c-10). The Task Force on Campaign Finance Reform shall study |
21 | | and make recommendations on the provisions of this subsection |
22 | | to the Governor and General Assembly by September 30, 2012. |
23 | | This subsection becomes inoperative on July 1, 2013 and |
24 | | thereafter no longer applies. |
25 | | (c-10) A political party committee that does not intend to |
26 | | make contributions to candidates to be nominated at a general |
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1 | | primary election or consolidated primary election may file a |
2 | | Statement of Nonparticipation in a Primary Election with the |
3 | | Board. The Statement of Nonparticipation shall include a |
4 | | verification signed by the chairperson and treasurer of the |
5 | | committee that (i) the committee will not make contributions |
6 | | or coordinated expenditures in support of or opposition to a |
7 | | candidate or candidates to be nominated at the general primary |
8 | | election or consolidated primary election (select one) to be |
9 | | held on (insert date), (ii) the political party committee may |
10 | | accept unlimited contributions from candidate political |
11 | | committees and political party committees, provided that the |
12 | | political party committee does not make contributions to a |
13 | | candidate or candidates to be nominated at the primary |
14 | | election, and (iii) failure to abide by these requirements |
15 | | shall deem the political party committee in violation of this |
16 | | Article and subject the committee to a fine of no more than |
17 | | 150% of the total contributions or coordinated expenditures |
18 | | made by the committee in violation of this Article. This |
19 | | subsection becomes inoperative on July 1, 2013 and thereafter |
20 | | no longer applies. |
21 | | (d) During an election cycle, a political action committee |
22 | | may not accept contributions with an aggregate value over the |
23 | | following: (i) $10,000 from any individual, (ii) $20,000 from |
24 | | any corporation, labor organization, political party |
25 | | committee, or association, or (iii) $50,000 from a political |
26 | | action committee or candidate political committee. A political |
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1 | | action committee may not accept contributions from a ballot |
2 | | initiative committee or from an
independent expenditure |
3 | | committee. |
4 | | (e) A ballot initiative committee may accept contributions |
5 | | in any amount from any source, provided that the committee |
6 | | files the document required by Section 9-3 of this Article and |
7 | | files the disclosure reports required by the provisions of |
8 | | this Article. |
9 | | (e-5) An independent expenditure committee may accept |
10 | | contributions in any amount from any source, provided that the |
11 | | committee files the document required by Section 9-3 of this |
12 | | Article and files the disclosure reports required by the |
13 | | provisions of this Article. |
14 | | (e-10) A limited activity committee shall not accept |
15 | | contributions, except that the officer or a candidate the |
16 | | committee has designated to support may contribute personal |
17 | | funds in order to pay for maintenance expenses. A limited |
18 | | activity committee may only make expenditures that are: (i) |
19 | | necessary for maintenance of the committee; (ii) for rent or |
20 | | lease payments until the end of the lease in effect at the time |
21 | | the officer or candidate is confirmed by the Senate; (iii) |
22 | | contributions to 501(c)(3) charities; or (iv) returning |
23 | | contributions to original contributors. |
24 | | (f) Nothing in this Section shall prohibit a political |
25 | | committee from dividing the proceeds of joint fundraising |
26 | | efforts; provided that no political committee may receive more |
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1 | | than the limit from any one contributor, and provided that an |
2 | | independent
expenditure committee may not conduct joint |
3 | | fundraising efforts with a
candidate political committee or a |
4 | | political party committee. |
5 | | (g) On January 1 of each odd-numbered year, the State |
6 | | Board of Elections shall adjust the amounts of the |
7 | | contribution limitations established in this Section for |
8 | | inflation as determined by the Consumer Price Index for All |
9 | | Urban Consumers as issued by the United States Department of |
10 | | Labor and rounded to the nearest $100. The State Board shall |
11 | | publish this information on its official website. |
12 | | (h) Self-funding candidates. If a public official, a |
13 | | candidate, or the public official's or candidate's immediate |
14 | | family contributes or loans to the public official's or |
15 | | candidate's political committee or to other political |
16 | | committees that transfer funds to the public official's or |
17 | | candidate's political committee or makes independent |
18 | | expenditures for the benefit of the public official's or |
19 | | candidate's campaign during the 12 months prior to an election |
20 | | in an aggregate amount of more than (i) $250,000 for statewide |
21 | | office or (ii) $100,000 for all other elective offices, then |
22 | | the public official or candidate shall file with the State |
23 | | Board of Elections, within one day, a Notification of |
24 | | Self-funding that shall detail each contribution or loan made |
25 | | by the public official, the candidate, or the public |
26 | | official's or candidate's immediate family. Within 2 business |
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1 | | days after the filing of a Notification of Self-funding, the |
2 | | notification shall be posted on the Board's website and the |
3 | | Board shall give official notice of the filing to each |
4 | | candidate for the same office as the public official or |
5 | | candidate making the filing, including the public official or |
6 | | candidate filing the Notification of Self-funding. Notice |
7 | | shall be sent via first class mail to the candidate and the |
8 | | treasurer of the candidate's committee. Notice shall also be |
9 | | sent by e-mail to the candidate and the treasurer of the |
10 | | candidate's committee if the candidate and the treasurer, as |
11 | | applicable, have provided the Board with an e-mail address. |
12 | | Upon posting of the notice on the Board's website, all |
13 | | candidates for that office, including the public official or |
14 | | candidate who filed a Notification of Self-funding, shall be |
15 | | permitted to accept contributions in excess of any |
16 | | contribution limits imposed by subsection (b). If a public |
17 | | official or candidate filed a Notification of Self-funding |
18 | | during an election cycle that includes a general primary |
19 | | election or consolidated primary election and that public |
20 | | official or candidate is nominated, all candidates for that |
21 | | office, including the nominee who filed the notification of |
22 | | self-funding, shall be permitted to accept contributions in |
23 | | excess of any contribution limit imposed by subsection (b) for |
24 | | the subsequent election cycle. For the purposes of this |
25 | | subsection, "immediate family" means the spouse, parent, or |
26 | | child of a public official or candidate. |
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1 | | (h-5) If a natural person or independent expenditure |
2 | | committee makes independent expenditures in support of or in |
3 | | opposition to the campaign of a particular public official or |
4 | | candidate in an aggregate amount of more than (i) $250,000 for |
5 | | statewide office or (ii) $100,000 for all other elective |
6 | | offices in an election cycle, as reported in a written |
7 | | disclosure filed under subsection (a) of Section 9-8.6 or |
8 | | subsection (e-5) of Section 9-10, then the State Board of |
9 | | Elections shall, within 2 business days after the filing of |
10 | | the disclosure, post the disclosure on the Board's website and |
11 | | give official notice of the disclosure to each candidate for |
12 | | the same office as the public official or candidate for whose |
13 | | benefit or detriment the natural person or independent |
14 | | expenditure committee made independent expenditures. Upon |
15 | | posting of the notice on the Board's website, all candidates |
16 | | for that office in that election, including the public |
17 | | official or candidate for whose benefit or detriment the |
18 | | natural person or independent expenditure committee made |
19 | | independent expenditures, shall be permitted to accept |
20 | | contributions in excess of any contribution limits imposed by |
21 | | subsection (b). |
22 | | (h-10) If the State Board of Elections receives |
23 | | notification or determines that a natural person or persons, |
24 | | an independent expenditure committee or committees, or |
25 | | combination thereof has made independent expenditures in |
26 | | support of or in opposition to the campaign of a particular |
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1 | | public official or candidate in an aggregate amount of more |
2 | | than (i) $250,000 for statewide office or (ii) $100,000 for |
3 | | all other elective offices in an election cycle, then the |
4 | | Board shall, within 2 business days after discovering the |
5 | | independent expenditures that, in the aggregate, exceed the |
6 | | threshold set forth in (i) and (ii) of this subsection, post |
7 | | notice of this fact on the Board's website and give official |
8 | | notice to each candidate for the same office as the public |
9 | | official or candidate for whose benefit or detriment the |
10 | | independent expenditures were made. Notice shall be sent via |
11 | | first class mail to the candidate and the treasurer of the |
12 | | candidate's committee. Notice shall also be sent by e-mail to |
13 | | the candidate and the treasurer of the candidate's committee |
14 | | if the candidate and the treasurer, as applicable, have |
15 | | provided the Board with an e-mail address. Upon posting of the |
16 | | notice on the Board's website, all candidates of that office |
17 | | in that election, including the public official or candidate |
18 | | for whose benefit or detriment the independent expenditures |
19 | | were made, may accept contributions in excess of any |
20 | | contribution limits imposed by subsection (b). |
21 | | (i) For the purposes of this Section, a corporation, labor |
22 | | organization, association, or a political action committee |
23 | | established by a corporation, labor organization, or |
24 | | association may act as a conduit in facilitating the delivery |
25 | | to a political action committee of contributions made through |
26 | | dues, levies, or similar assessments and the political action |
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1 | | committee may report the contributions in the aggregate, |
2 | | provided that: (i) contributions made through dues, levies, or |
3 | | similar assessments paid by any natural person, corporation, |
4 | | labor organization, or association in a calendar year may not |
5 | | exceed the limits set forth in this Section; (ii) the |
6 | | corporation, labor organization, association, or a political |
7 | | action committee established by a corporation, labor |
8 | | organization, or association facilitating the delivery of |
9 | | contributions maintains a list of natural persons, |
10 | | corporations, labor organizations, and associations that paid |
11 | | the dues, levies, or similar assessments from which the |
12 | | contributions comprising the aggregate amount derive; and |
13 | | (iii) contributions made through dues, levies, or similar |
14 | | assessments paid by any natural person, corporation, labor |
15 | | organization, or association that exceed $500 in a quarterly |
16 | | reporting period shall be itemized on the committee's |
17 | | quarterly report and may not be reported in the aggregate. A |
18 | | political action committee facilitating the delivery of |
19 | | contributions or receiving contributions shall disclose the |
20 | | amount of contributions made through dues delivered or |
21 | | received and the name of the corporation, labor organization, |
22 | | association, or political action committee delivering the |
23 | | contributions, if applicable. On January 1 of each |
24 | | odd-numbered year, the State Board of Elections shall adjust |
25 | | the amounts of the contribution limitations established in |
26 | | this subsection for inflation as determined by the Consumer |
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1 | | Price Index for All Urban Consumers as issued by the United |
2 | | States Department of Labor and rounded to the nearest $100. |
3 | | The State Board shall publish this information on its official |
4 | | website. |
5 | | (j) A political committee that receives a contribution or |
6 | | transfer in violation of this Section shall dispose of the |
7 | | contribution or transfer by returning the contribution or |
8 | | transfer, or an amount equal to the contribution or transfer, |
9 | | to the contributor or transferor or donating the contribution |
10 | | or transfer, or an amount equal to the contribution or |
11 | | transfer, to a charity. A contribution or transfer received in |
12 | | violation of this Section that is not disposed of as provided |
13 | | in this subsection within 30 days after the Board sends |
14 | | notification to the political committee of the excess |
15 | | contribution by certified mail shall escheat to the General |
16 | | Revenue Fund and the political committee shall be deemed in |
17 | | violation of this Section and subject to a civil penalty not to |
18 | | exceed 150% of the total amount of the contribution. |
19 | | (k) For the purposes of this Section, "statewide office" |
20 | | means the Governor, Lieutenant Governor, Attorney General, |
21 | | Secretary of State, Comptroller, and Treasurer. |
22 | | (l) This Section is repealed if and when the United States |
23 | | Supreme Court invalidates contribution limits on committees |
24 | | formed to assist candidates, political parties, corporations, |
25 | | associations, or labor organizations established by or |
26 | | pursuant to federal law.
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1 | | (Source: P.A. 97-766, eff. 7-6-12; 98-115, eff. 7-29-13.) |
2 | | Section 25. The General Assembly Compensation Act is |
3 | | amended by changing Section 1 as follows: |
4 | | (25 ILCS 115/1) (from Ch. 63, par. 14) |
5 | | Sec. 1. Each member of the General Assembly shall receive |
6 | | an annual salary
of $28,000 or as set by the Compensation |
7 | | Review Board, whichever is
greater. The
following named |
8 | | officers, committee chairmen and committee minority spokesmen
|
9 | | shall receive additional amounts per year for
their services |
10 | | as such officers, committee chairmen and committee
minority |
11 | | spokesmen respectively, as set by the Compensation
Review |
12 | | Board or, as follows, whichever is greater: Beginning the |
13 | | second
Wednesday in January 1989, the Speaker and the minority |
14 | | leader of the
House of Representatives and the
President and |
15 | | the minority leader of the Senate, $16,000 each; the
majority |
16 | | leader in the House of Representatives $13,500;
5 assistant
|
17 | | majority leaders and 5 assistant minority leaders in the |
18 | | Senate,
$12,000
each; 6 assistant majority leaders and 6 |
19 | | assistant minority leaders in
the House of Representatives, |
20 | | $10,500 each; 2 Deputy
Majority leaders in the House of |
21 | | Representatives $11,500 each; and 2 Deputy
Minority leaders in |
22 | | the House of Representatives, $11,500 each; the majority
|
23 | | caucus chairman and minority caucus chairman in the Senate, |
24 | | $12,000 each;
and beginning the second Wednesday in January, |
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1 | | 1989, the majority
conference chairman and the minority |
2 | | conference chairman
in the House of Representatives, $10,500 |
3 | | each; beginning
the second Wednesday in January, 1989, the |
4 | | chairman and minority spokesman
of each standing committee of |
5 | | the Senate, except the Rules Committee, the
Committee on |
6 | | Committees, and the Committee on Assignment of Bills, $6,000
|
7 | | each; and beginning the second Wednesday in January, 1989, the |
8 | | chairman and
minority spokesman of each standing and select |
9 | | committee of the House of
Representatives, $6,000 each; and |
10 | | beginning fiscal year 2020 , the majority leader in the Senate, |
11 | | an amount equal to the majority leader in the House. A member |
12 | | who serves in more than one
position as an officer, committee |
13 | | chairman, or committee minority spokesman
shall receive only |
14 | | one additional amount based on the position paying the
highest |
15 | | additional amount. Prior to the 103rd General Assembly, the |
16 | | The
compensation provided for in this Section to be paid per |
17 | | year to members
of the General Assembly, including the |
18 | | additional sums payable per year
to officers of the General |
19 | | Assembly shall be paid in 12 equal monthly
installments. The |
20 | | first such installment is payable on January 31,
1977. All |
21 | | subsequent equal monthly installments are payable on the last
|
22 | | working day of the month. Prior to the 103rd General Assembly, |
23 | | a A member who has held office any part of a
month is entitled |
24 | | to compensation for an entire month. |
25 | | Beginning with the 103rd General Assembly, the |
26 | | compensation provided for in this Section to be paid per year |
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1 | | to members of the General Assembly, including additional sums |
2 | | payable per year to officers of the General Assembly, shall be |
3 | | paid bi-monthly. Members who resign before completing the |
4 | | entire term in office shall be compensated on a prorated |
5 | | basis. Members completing the term of a vacancy shall be |
6 | | compensated on a prorated basis. |
7 | | Mileage shall be paid at the rate of 20 cents per mile |
8 | | before January
9, 1985, and at the mileage allowance rate in |
9 | | effect under regulations
promulgated pursuant to 5 U.S.C. |
10 | | 5707(b)(2) beginning January 9, 1985, for the number
of actual |
11 | | highway miles necessarily and conveniently traveled by the
|
12 | | most feasible route to be present upon convening of the |
13 | | sessions of the
General Assembly by such member in each and |
14 | | every trip during each
session in going to and returning from |
15 | | the seat of government, to be
computed by the Comptroller. A |
16 | | member traveling by public
transportation for such purposes, |
17 | | however, shall be paid his actual cost
of that transportation |
18 | | instead of on the mileage rate if his cost of
public |
19 | | transportation exceeds the amount to which he would be |
20 | | entitled
on a mileage basis. No member may be paid, whether on |
21 | | a mileage basis
or for actual costs of public transportation, |
22 | | for more than one such
trip for each week the General Assembly |
23 | | is actually in session. Each
member shall also receive an |
24 | | allowance of $36 per day for lodging and
meals while in |
25 | | attendance at sessions
of the General Assembly before January |
26 | | 9, 1985; beginning January 9,
1985, such food and lodging |
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1 | | allowance shall be equal to the amount per day
permitted to be |
2 | | deducted for such expenses under the Internal Revenue Code;
|
3 | | however, beginning May 31, 1995, no allowance for food and |
4 | | lodging while in
attendance at sessions is authorized for |
5 | | periods of time after the last day in
May of each calendar |
6 | | year, except (i) if the General Assembly is convened in
|
7 | | special session by either the Governor or the presiding |
8 | | officers of both
houses, as provided by subsection (b) of |
9 | | Section 5 of Article IV of the
Illinois Constitution or (ii) if |
10 | | the
General Assembly is convened to consider bills vetoed, |
11 | | item vetoed, reduced, or
returned with specific |
12 | | recommendations for change by the Governor as provided
in |
13 | | Section 9 of Article IV of the Illinois Constitution. For |
14 | | fiscal year 2011 and for session days in fiscal years 2012, |
15 | | 2013, 2014, 2015, 2016, 2017, 2018, and 2019 only (i) the |
16 | | allowance for lodging and meals is $111 per day and (ii) |
17 | | mileage for automobile travel shall be reimbursed at a rate of |
18 | | $0.39 per mile. |
19 | | Notwithstanding any other provision of law to the |
20 | | contrary, beginning in fiscal year 2012, travel reimbursement |
21 | | for
General Assembly members on non-session days shall be
|
22 | | calculated using the guidelines set forth by the Legislative
|
23 | | Travel Control Board, except that fiscal year 2012, 2013, |
24 | | 2014, 2015, 2016, 2017, 2018, and 2019 mileage reimbursement |
25 | | is set at a rate of $0.39 per mile. |
26 | | If a member dies having received only a portion of the |
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1 | | amount payable
as compensation, the unpaid balance shall be |
2 | | paid to the surviving
spouse of such member, or, if there be |
3 | | none, to the estate of such member. |
4 | | (Source: P.A. 100-25, eff. 7-26-17; 100-587, eff. 6-4-18; |
5 | | 101-10, eff. 6-5-19; revised 7-17-19.) |
6 | | Section 30. The Lobbyist Registration Act is amended by |
7 | | changing Sections 2, 3, 4.5, 4.7, 5, 6, 8, and 11.2 as follows: |
8 | | (25 ILCS 170/2) (from Ch. 63, par. 172) |
9 | | Sec. 2. Definitions. As used in this Act, unless the |
10 | | context otherwise
requires: |
11 | | (a) "Person" means any individual, firm, partnership, |
12 | | committee,
association, corporation, or any other organization |
13 | | or group of persons. |
14 | | (b) "Expenditure" means a payment, distribution, loan, |
15 | | advance, deposit,
or gift of money or anything of value, and |
16 | | includes a contract, promise, or
agreement, whether or not |
17 | | legally enforceable, to make an expenditure, for
the ultimate |
18 | | purpose of influencing executive, legislative, or |
19 | | administrative
action, other than compensation as defined in |
20 | | subsection (d). |
21 | | (c) "Official" means: |
22 | | (1) the Governor, Lieutenant Governor, Secretary of |
23 | | State, Attorney
General, State Treasurer, and State |
24 | | Comptroller; |
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1 | | (2) Chiefs of Staff for officials described in item |
2 | | (1) , the Deputy Governor, the Deputy Secretary of State, |
3 | | the Deputy Attorney General, the Deputy Treasurer, and the |
4 | | Deputy Comptroller ; |
5 | | (3) Cabinet members of any elected constitutional |
6 | | officer, including Directors, Assistant Directors and |
7 | | Chief Legal Counsel or General Counsel; |
8 | | (4) Members of the General Assembly; and |
9 | | (5) Members of any board, commission, authority, or |
10 | | task force of the State authorized or created by State law |
11 | | or by executive order of the Governor ; . |
12 | | (6) Mayors, presidents, aldermen, commissioners, and |
13 | | trustees of a city, village, or town; |
14 | | (7) County board members and countywide elected |
15 | | officials; |
16 | | (8) Township board members and township elected |
17 | | officials; and |
18 | | (9) Members of any board, commission, authority, or |
19 | | task force created by a local ordinance or order of a mayor |
20 | | or village or town president. |
21 | | (d) "Compensation" means any money, thing of value or |
22 | | financial benefits
received or to be received in return for |
23 | | services rendered or to be
rendered, for lobbying or as a |
24 | | consultant as defined in subsection (e) . |
25 | | Monies paid to members of the General Assembly by the |
26 | | State as
remuneration for performance of their Constitutional |
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1 | | and statutory duties
as members of the General Assembly shall |
2 | | not constitute compensation as
defined by this Act. |
3 | | (e) "Lobby" and "lobbying"
means to communicate, including |
4 | | the soliciting of others to communicate, any communication |
5 | | with an official of the
executive or legislative branch of |
6 | | State government as defined in subsection
(c) for the ultimate |
7 | | purpose of influencing any executive, legislative, or
|
8 | | administrative action at the State, municipal, county, or |
9 | | township government level. Soliciting of others to communicate |
10 | | shall not include (i) the making of a grant by an organization |
11 | | recognized as tax exempt under Section 501(c)(3) of the |
12 | | Internal Revenue Code made in accordance with Section 4945 and |
13 | | the regulations thereunder or (ii) a communication by an |
14 | | organization recognized as tax exempt under Section 501(c)(3) |
15 | | or 501(c)(5) of the Internal Revenue Code to the public or a |
16 | | segment thereof or to its members to communicate with |
17 | | legislators, executives, or administrators with respect to a |
18 | | proposed action by the legislature, executive, or |
19 | | administrator . |
20 | | (f) "Influencing" means any communication, action, |
21 | | reportable
expenditure as prescribed in Section 6 or other |
22 | | means used to promote,
support, affect, modify, oppose or |
23 | | delay any executive, legislative or
administrative action or |
24 | | to promote goodwill with officials as defined in
subsection |
25 | | (c). |
26 | | (g) "Executive action" means the proposal, drafting, |
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1 | | development,
consideration, amendment, adoption, approval, |
2 | | promulgation, issuance,
modification, rejection or |
3 | | postponement by a State , municipal, county, or township |
4 | | government entity of a rule,
regulation, order, decision, |
5 | | determination, contractual arrangement, purchasing
agreement |
6 | | or other quasi-legislative or quasi-judicial action or |
7 | | proceeding. |
8 | | (h) "Legislative action" means the development, drafting, |
9 | | introduction,
consideration, modification, adoption, |
10 | | rejection, review, enactment, or passage
or defeat of any |
11 | | bill, amendment, resolution, ordinance, report, nomination,
|
12 | | administrative rule or other matter by either house of the |
13 | | General Assembly or
a committee thereof, or by a legislator , |
14 | | by the legislative body of a municipality, county, or |
15 | | township, or by an alderman, trustee, or township board |
16 | | member . Legislative action also means the
action of the |
17 | | Governor , mayor, or village or township board president, or |
18 | | county executive in approving or vetoing any bill , ordinance, |
19 | | or resolution or portion thereof, and
the action of such |
20 | | officials the Governor or any agency under their jurisdiction |
21 | | in the development of a legislative proposal for
introduction |
22 | | in the legislature . |
23 | | (i) "Administrative action" means the execution or |
24 | | rejection of any rule,
regulation, legislative rule, standard, |
25 | | fee, rate, contractual arrangement,
purchasing agreement or |
26 | | other delegated legislative or quasi-legislative action
to be |
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1 | | taken or withheld by any executive agency, department, board |
2 | | or
commission of the State , municipal, county, or township . |
3 | | (j) "Lobbyist" means any natural person who undertakes to |
4 | | lobby State , municipal, county, or township government
as |
5 | | provided in subsection (e). |
6 | | (k) "Lobbying entity" means any entity that hires, |
7 | | retains, employs, or compensates a natural person to lobby |
8 | | State , municipal, county, or township government as provided |
9 | | in subsection (e).
|
10 | | (l) "Authorized agent" means the person designated by an |
11 | | entity or lobbyist registered under this Act as the person |
12 | | responsible for submission and retention of reports required |
13 | | under this Act. |
14 | | (m) "Client" means any person or entity that provides |
15 | | compensation to a lobbyist to lobby State , municipal, county, |
16 | | or township government as provided in subsection (e) of this |
17 | | Section. |
18 | | (n) "Client registrant" means a client who is required to |
19 | | register under this Act. |
20 | | (o) "Unit of local government" has the meaning ascribed to |
21 | | it in Section 1 of Article VII of the Illinois Constitution and |
22 | | also includes school districts and community college |
23 | | districts. |
24 | | (p) "Consultant" means any natural person or entity who, |
25 | | for compensation, provides advisory services, including but |
26 | | not limited to, rendering opinions on or developing strategies |
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1 | | for lobbying or influencing, to a lobbyist or lobbying entity |
2 | | for the ultimate purpose of influencing any executive, |
3 | | legislative, or administrative action. "Consultant" does not |
4 | | include (i) an employee of the lobbyist or lobbying entity or |
5 | | (ii) an attorney or law firm providing legal services, |
6 | | including drafting legislation or advising and rendering |
7 | | opinions to clients as to the construction and legal effect of |
8 | | proposed or pending legislation or any executive, legislative, |
9 | | or administrative action. |
10 | | (Source: P.A. 101-595, eff. 12-5-19.) |
11 | | (25 ILCS 170/3) (from Ch. 63, par. 173) |
12 | | Sec. 3. Persons required to register. |
13 | | (a) Except as provided in Section
9, any natural
person |
14 | | who, for compensation or otherwise,
undertakes to lobby, or |
15 | | any
person or entity who employs or compensates another person |
16 | | for the purposes
of lobbying, shall register with the |
17 | | Secretary of State as provided in this Act, unless that person |
18 | | or entity qualifies for one or more of the following |
19 | | exemptions. |
20 | | (1) Persons or entities who, for the purpose of |
21 | | influencing any executive, legislative, or administrative |
22 | | action and who do not make expenditures that are |
23 | | reportable pursuant to Section 6, appear without |
24 | | compensation or promise thereof only as witnesses before a |
25 | | legislative committee committees of the House and Senate |
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1 | | for the purpose of explaining or arguing for or against |
2 | | the passage of or action upon any legislation , ordinance, |
3 | | or regulation then pending before the committee those |
4 | | committees , or who seek without compensation or promise |
5 | | thereof the approval or veto of any legislation or |
6 | | ordinance by the Governor . |
7 | | (1.4) A unit of local government , State government, or |
8 | | agencies, departments, commissions, boards, or task forces |
9 | | thereof or a school district . |
10 | | (1.5) An elected or appointed official or an employee |
11 | | of a unit of local government or school district who, in |
12 | | the scope of his or her public office or employment, seeks |
13 | | to influence executive, legislative, or administrative |
14 | | action exclusively on behalf of that unit of local |
15 | | government or school district . |
16 | | (2) Persons or entities who own, publish, or are |
17 | | employed by a newspaper or other regularly published |
18 | | periodical, or who own or are employed by a radio station, |
19 | | television station, or other bona fide news medium that in |
20 | | the ordinary course of business disseminates news, |
21 | | editorial or other comment, or paid advertisements that |
22 | | directly urge the passage or defeat of legislation. This |
23 | | exemption is not applicable to such an individual insofar |
24 | | as he or she receives additional compensation or expenses |
25 | | from some source other than the bona fide news medium for |
26 | | the purpose of influencing executive, legislative, or |
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1 | | administrative action. This exemption does not apply to |
2 | | newspapers and periodicals owned by or published by trade |
3 | | associations and not-for-profit corporations engaged |
4 | | primarily in endeavors other than dissemination of news. |
5 | | (3) Persons or entities performing professional |
6 | | services in drafting bills or in advising and rendering |
7 | | opinions to clients as to the construction and effect of |
8 | | proposed or pending legislation when those professional |
9 | | services are not otherwise, directly or indirectly, |
10 | | connected with executive, legislative, or administrative |
11 | | action. |
12 | | (4) Persons or entities who are employees of |
13 | | departments, divisions, or agencies of State or local |
14 | | government and who appear before committees of the House |
15 | | and Senate for the purpose of explaining how the |
16 | | executive, legislative, or administrative action passage |
17 | | of or action upon any legislation then pending before |
18 | | those committees will affect those departments, divisions, |
19 | | or agencies of State or local government. |
20 | | (5) Employees of the General Assembly, legislators, |
21 | | legislative agencies, and legislative commissions who, in |
22 | | the course of their official duties only, engage in |
23 | | activities that otherwise qualify as lobbying. Legislators |
24 | | whose activities are limited to occasional communications |
25 | | with an official of a unit of local government on behalf of |
26 | | their employer in the ordinary course of their non-public |
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1 | | employment where (1) the primary duties of the employment |
2 | | are not to influence executive, legislative, or |
3 | | administrative action and (2) the legislator does not make |
4 | | any expenditures that are reportable pursuant to Section |
5 | | 6. |
6 | | (6) Persons or entities in possession of technical |
7 | | skills and knowledge relevant to certain areas of |
8 | | executive, legislative, or administrative actions, whose |
9 | | skills and knowledge would be helpful to officials when |
10 | | considering those actions, whose activities are limited to |
11 | | making occasional appearances for or communicating on |
12 | | behalf of a registrant, and who do not make expenditures |
13 | | that are reportable pursuant to Section 6 even though |
14 | | receiving expense reimbursement for those occasional |
15 | | appearances. |
16 | | (7) Any full-time employee of a bona fide church or |
17 | | religious organization who represents that organization |
18 | | solely for the purpose of protecting the right of the |
19 | | members thereof to practice the religious doctrines of |
20 | | that church or religious organization, or any such bona |
21 | | fide church or religious organization. |
22 | | (8) Persons or entities that receive no compensation |
23 | | other than reimbursement for expenses of up to $500 per |
24 | | year while engaged in lobbying State government , unless |
25 | | those persons make expenditures that are reportable under |
26 | | Section 6. |
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1 | | (9) Any attorney or group or firm of attorneys (1) in |
2 | | connection with the practice of law or (2) in the course of |
3 | | representing a client in relation to any administrative , |
4 | | or judicial , quasi-judicial proceeding, or any witness |
5 | | providing testimony in any administrative , or judicial , or |
6 | | quasi-judicial proceeding, in which ex parte |
7 | | communications are not allowed and who does not make |
8 | | expenditures that are reportable pursuant to Section 6. |
9 | | (9.5) Any attorney or group or firm of attorneys in |
10 | | the course of representing a client in an administrative |
11 | | or executive action involving a contractual or purchasing |
12 | | arrangement and who does not make expenditures that are |
13 | | reportable pursuant to Section 6. |
14 | | (10) Persons or entities who, in the scope of their |
15 | | employment as a vendor, offer or solicit an official for |
16 | | the purchase of any goods or services when (1) the |
17 | | solicitation is limited to either an oral inquiry or |
18 | | written advertisements and informative literature; or (2) |
19 | | the goods and services are subject to competitive bidding |
20 | | requirements of the Illinois Procurement Code ; or (3) the |
21 | | goods and services are for sale at a cost not to exceed |
22 | | $5,000; and (4) the persons or entities do not make |
23 | | expenditures that are reportable under Section 6.
|
24 | | (a-5) If in the course of providing services as a |
25 | | consultant, the consultant communicates with an official on |
26 | | behalf of the lobbyist or lobbying entity for the ultimate |
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1 | | purpose of influencing any executive, legislative, or |
2 | | administrative action, or makes an expenditure on behalf of or |
3 | | benefiting an official, the consultant shall register as a |
4 | | lobbyist within 2 business days of engaging in the |
5 | | communication with the official or making the expenditure |
6 | | benefiting the official. |
7 | | (b) It is a violation of this Act to engage in lobbying or |
8 | | to employ any
person for the purpose of lobbying who is not |
9 | | registered with the Office of the
Secretary of State, except |
10 | | upon condition that the person register and the
person does in |
11 | | fact register within 2 business days after being employed or |
12 | | retained for lobbying services. |
13 | | (c) The Secretary shall promulgate a rule establishing a |
14 | | list of the entities required to register under this Act, |
15 | | including the name of each board, commission, authority, or |
16 | | task force. The Secretary may require a person or entity |
17 | | claiming an exemption under this Section to certify the person |
18 | | or entity is not required to register under this Act. Nothing |
19 | | prohibits the Secretary from rejecting a certification and |
20 | | requiring a person or entity to register. |
21 | | (Source: P.A. 96-555, eff. 1-1-10; 96-1358, eff. 7-28-10.) |
22 | | (25 ILCS 170/4.5) |
23 | | Sec. 4.5. Ethics training. Each natural person required to |
24 | | register as a lobbyist under this Act must complete a program |
25 | | of ethics training provided by the Secretary of State. A |
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1 | | natural person registered under this Act must complete the |
2 | | training program before no later than 30 days after |
3 | | registration or renewal is deemed complete under this Act. If |
4 | | the Secretary of State uses the ethics training developed in |
5 | | accordance with Section 5-10 of the State Officials and |
6 | | Employees Ethics Act, that training must be expanded to |
7 | | include appropriate information about the requirements, |
8 | | responsibilities, and opportunities imposed by or arising |
9 | | under this Act, including reporting requirements. |
10 | | The Secretary of State shall adopt rules for the |
11 | | implementation of this Section. |
12 | | (Source: P.A. 96-555, eff. 1-1-10; 96-1358, eff. 7-28-10.) |
13 | | (25 ILCS 170/4.7) |
14 | | Sec. 4.7. Prohibition on sexual harassment. |
15 | | (a) All persons have the right to work in an environment |
16 | | free from sexual harassment. All persons subject to this Act |
17 | | shall refrain from sexual harassment of any person. |
18 | | (b) (Blank). Until January 1, 2020, each natural person |
19 | | required to register as a lobbyist under this Act must |
20 | | complete, at least annually, a sexual harassment training |
21 | | program provided by the Secretary of State. A natural person |
22 | | registered under this Act must complete the training program |
23 | | no later than 30 days after registration or renewal under this |
24 | | Act. This requirement does not apply to a lobbying entity or a |
25 | | client that hires a lobbyist that (i) does not have employees |
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1 | | of the lobbying entity or client registered as lobbyists, or |
2 | | (ii) does not have an actual presence in Illinois. |
3 | | (b-5) Each Beginning January 1, 2020, each natural person |
4 | | required to register as a lobbyist under this Act must |
5 | | complete, at least annually, a harassment and discrimination |
6 | | prevention training program provided by the Secretary of |
7 | | State. A natural person registered under this Act must |
8 | | complete the training program before no later than 30 days |
9 | | after registration or renewal is deemed complete under this |
10 | | Act. This requirement does not apply to a lobbying entity or a |
11 | | client that hires a lobbyist that (i) does not have employees |
12 | | of the lobbying entity or client registered as lobbyists, or |
13 | | (ii) does not have an actual presence in Illinois. For the |
14 | | purposes of this subsection, "unlawful discrimination" and |
15 | | "harassment" mean unlawful discrimination and harassment |
16 | | prohibited under Section 2-102 of the Illinois Human Rights |
17 | | Act. |
18 | | (c) Before registration or renewal is deemed complete |
19 | | under this Act No later than January 1, 2018 , each natural |
20 | | person and any entity required to register under this Act |
21 | | shall have a written sexual harassment policy that shall |
22 | | include, at a minimum: (i) a prohibition on sexual harassment; |
23 | | (ii) details on how an individual can report an allegation of |
24 | | sexual harassment, including options for making a confidential |
25 | | report to a supervisor, ethics officer, Inspector General, or |
26 | | the Department of Human Rights; (iii) a prohibition on |
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1 | | retaliation for reporting sexual harassment allegations, |
2 | | including availability of whistleblower protections under the |
3 | | State Officials and Employee Ethics Act, the Whistleblower |
4 | | Act, and the Illinois Human Rights Act; and (iv) the |
5 | | consequences of a violation of the prohibition on sexual |
6 | | harassment and the consequences for knowingly making a false |
7 | | report. |
8 | | (d) For purposes of this Act, "sexual harassment" means |
9 | | any unwelcome sexual advances or requests for sexual favors or |
10 | | any conduct of a sexual nature when: (i) submission to such |
11 | | conduct is made either explicitly or implicitly a term or |
12 | | condition of an individual's employment; (ii) submission to or |
13 | | rejection of such conduct by an individual is used as the basis |
14 | | for employment decisions affecting such individual; or (iii) |
15 | | such conduct has the purpose or effect of substantially |
16 | | interfering with an individual's work performance or creating |
17 | | an intimidating, hostile, or offensive working environment. |
18 | | For the purposes of this definition, the phrase "working |
19 | | environment" is not limited to a physical location an employee |
20 | | is assigned to perform his or her duties and does not require |
21 | | an employment relationship. |
22 | | (e) The Secretary of State shall adopt rules for the |
23 | | implementation of this Section. In order to provide for the |
24 | | expeditious and timely implementation of this Section, the |
25 | | Secretary of State shall adopt emergency rules under |
26 | | subsection (z) of Section 5-45 of the Illinois Administrative |
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1 | | Procedure Act for the implementation of this Section no later |
2 | | than 60 days after the effective date of this amendatory Act of |
3 | | the 100th General Assembly.
|
4 | | (Source: P.A. 100-554, eff. 11-16-17; 101-221, eff. 8-9-19.) |
5 | | (25 ILCS 170/5) |
6 | | Sec. 5. Lobbyist registration and disclosure. Every |
7 | | natural person and every entity required to
register under |
8 | | this Act shall
before any service
is performed which requires |
9 | | the natural person or entity to register, but in any event not
|
10 | | later than 2 business days after being employed or retained, |
11 | | file in the Office of the
Secretary of State a statement in a |
12 | | format prescribed by the Secretary of State containing the
|
13 | | following
information
with respect to each person or entity
|
14 | | employing, retaining, or benefitting from the services of the |
15 | | natural person or entity required to register:
|
16 | | (a) The registrant's name, permanent address, e-mail
|
17 | | address, if any,
fax
number, if any, business telephone |
18 | | number, and temporary address, if the
registrant has a |
19 | | temporary address while lobbying.
|
20 | | (a-5) If the registrant is an entity, the
information |
21 | | required under subsection (a) for each natural person |
22 | | associated with the
registrant who will be lobbying,
|
23 | | regardless of whether lobbying is a significant part of |
24 | | his or her duties.
|
25 | | (b) The name and address of the client or clients |
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1 | | employing or retaining
the registrant to perform such |
2 | | services or on whose behalf the registrant appears.
If the |
3 | | client employing or retaining the registrant is a client |
4 | | registrant, the statement shall also include the name and |
5 | | address of the client or clients of the client registrant |
6 | | on whose behalf the registrant will be or anticipates |
7 | | performing services. |
8 | | (b-5) If the registrant employs or retains a |
9 | | sub-registrant, the statement shall include the name and |
10 | | address of the sub-registrant and identify the client or |
11 | | clients of the registrant on whose behalf the |
12 | | sub-registrant will be or is anticipated to be performing |
13 | | services. |
14 | | (b-7) If the registrant retains a consultant, the |
15 | | statement shall include the name and address of the |
16 | | consultant and identify the client or clients and each |
17 | | executive and legislative branch agency for which the |
18 | | consultant is to provide advisory services. |
19 | | (c) For those identified under subsections (b), (b-5), |
20 | | and (b-7), a A brief description of the executive, |
21 | | legislative, or administrative
action in reference to |
22 | | which such service is to be rendered.
|
23 | | (c-5) Each executive and legislative branch agency of |
24 | | the State and each unit of local government the registrant
|
25 | | expects
to lobby during the registration period.
|
26 | | (c-6) The nature of the client's business, by |
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1 | | indicating all
of the following categories that apply: (1) |
2 | | banking and financial services, (2)
manufacturing, (3) |
3 | | education, (4) environment, (5) healthcare, (6)
insurance, |
4 | | (7) community interests, (8) labor, (9) public relations |
5 | | or
advertising, (10) marketing or sales, (11) hospitality, |
6 | | (12) engineering,
(13) information or technology products |
7 | | or services, (14) social services,
(15) public utilities, |
8 | | (16) racing or wagering, (17) real estate or
construction, |
9 | | (18) telecommunications, (19) trade or professional
|
10 | | association, (20) travel or tourism, (21) transportation, |
11 | | (22) agriculture, and (23) other
(setting forth the nature |
12 | | of that other business).
|
13 | | (d) A confirmation that the registrant has a sexual |
14 | | harassment policy as required by Section 4.7, that such |
15 | | policy shall be made available to any individual within 2 |
16 | | business days upon written request (including electronic |
17 | | requests), that any person may contact the authorized |
18 | | agent of the registrant to report allegations of sexual |
19 | | harassment, and that the registrant recognizes the |
20 | | Inspector General has jurisdiction to review any |
21 | | allegations of sexual harassment alleged against the |
22 | | registrant or lobbyists hired by the registrant. |
23 | | (e) (Blank). Each unit of local government in this |
24 | | State for which the registrant is or expects to be |
25 | | required to register to lobby the local government during |
26 | | the registration period. "Lobby" shall have the meaning |
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1 | | ascribed to it by the relevant unit of local government. |
2 | | (f) Each elected or appointed public office in this |
3 | | State to be held by the registrant at any time during the |
4 | | registration period. |
5 | | Every natural person and every entity required to register |
6 | | under this Act shall annually submit the registration required |
7 | | by this Section on or before each January 31. The registrant |
8 | | has a continuing duty to report any substantial change or |
9 | | addition to the information contained in the registration.
A |
10 | | registrant who retains a consultant shall file an amended |
11 | | registration before any consulting services are performed, but |
12 | | in any event not later than 2 business days after the |
13 | | consultant is retained, setting forth the information required |
14 | | in subsections (b-7) and (c) of this Section. Registrants |
15 | | registered as of the effective date of this amendatory Act of |
16 | | the 101st General Assembly shall update their registration to |
17 | | add the information required under subsections (b-5), (e), and |
18 | | (f), if applicable, within 30 days after the effective date of |
19 | | this amendatory Act of the 101st General Assembly. |
20 | | The Secretary of State shall make all filed statements and |
21 | | amendments to statements publicly available by means of a |
22 | | searchable database that is accessible through the World Wide |
23 | | Web. The Secretary of State shall provide all software |
24 | | necessary to comply with this provision to all natural persons |
25 | | and entities required to file. The Secretary of State shall |
26 | | implement a plan to provide computer access and assistance to |
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1 | | natural persons and entities required to file electronically. |
2 | | All natural persons
and entities required to register |
3 | | under this Act shall remit a single, annual, and
nonrefundable |
4 | | $300 registration fee. Each natural person required to |
5 | | register
under this Act shall submit, on an annual basis, a |
6 | | picture of the registrant. A registrant may, in lieu of |
7 | | submitting a
picture on an annual basis, authorize the |
8 | | Secretary of State to use any photo
identification available |
9 | | in any database maintained by the Secretary of State
for other |
10 | | purposes. Each registration fee collected for registrations on
|
11 | | or after January 1, 2010 shall be deposited into the Lobbyist
|
12 | | Registration Administration Fund for administration and |
13 | | enforcement
of this
Act.
|
14 | | (Source: P.A. 100-554, eff. 11-16-17; 101-595, eff. 12-5-19.) |
15 | | (25 ILCS 170/6) (from Ch. 63, par. 176) |
16 | | Sec. 6. Reports. |
17 | | (a) Lobbyist reports. Except as otherwise provided in this |
18 | | Section, every lobbyist registered under this Act who is |
19 | | solely employed by a lobbying entity
shall file an |
20 | | affirmation, verified under
oath pursuant to Section 1-109 of |
21 | | the Code of Civil Procedure, with
the
Secretary of
State |
22 | | attesting to the accuracy of any reports filed pursuant to |
23 | | subsection (b) as those reports pertain to work performed by |
24 | | the lobbyist. Any lobbyist registered under this Act who is |
25 | | not solely employed by a lobbying entity shall personally file |
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1 | | reports required of lobbying entities pursuant to subsection |
2 | | (b). A lobbyist may, if authorized so to do by a lobbying |
3 | | entity by whom he or she is employed or retained, file lobbying |
4 | | entity reports pursuant to subsection (b) provided that the |
5 | | lobbying entity may delegate the filing of the lobbying entity |
6 | | report to only one lobbyist in any reporting period.
|
7 | | (b) Lobbying entity reports. Every lobbying entity |
8 | | registered under this Act shall report expenditures related to |
9 | | lobbying , including any expenditures made by a consultant in |
10 | | performing services for the lobbying entity . The report shall |
11 | | itemize each individual expenditure or transaction
and shall |
12 | | include the name of the official on whose behalf the
|
13 | | expenditure
was made, the name of the client if the |
14 | | expenditure was made on behalf of a client, the
total amount of |
15 | | the expenditure, a description of the expenditure, the vendor |
16 | | or purveyor to whom the expenditure was made (including the |
17 | | address or location of the expenditure), the date on which the |
18 | | expenditure occurred and
the subject matter of the lobbying |
19 | | activity, if any.
For those expenditures made on behalf of a |
20 | | client, if the client is a client registrant, the report shall |
21 | | also include the name and address of the client or clients of |
22 | | the client registrant or the official or officials on whose |
23 | | behalf the expenditure ultimately was made. Each expenditure |
24 | | required to be reported shall include all expenses made for or |
25 | | on behalf of an official or his or her immediate family member |
26 | | living with the official. |
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1 | | (b-1) The report shall include any change or addition to |
2 | | the client list information, required in Section 5 for |
3 | | registration, since the last report, including the names and |
4 | | addresses of all clients who retained the lobbying entity |
5 | | together with an itemized description for each client of the |
6 | | following: (1) lobbying regarding executive action, including |
7 | | the name of any executive agency lobbied and the subject |
8 | | matter; (2) lobbying regarding legislative action, including |
9 | | the General Assembly and any other agencies lobbied and the |
10 | | subject matter; and (3) lobbying regarding administrative |
11 | | action, including the agency lobbied and the subject matter. |
12 | | Registrants who made no reportable expenditures during a |
13 | | reporting period shall file a report stating that no |
14 | | expenditures were incurred.
|
15 | | (b-2) Expenditures attributable to lobbying officials |
16 | | shall be listed and reported
according to the following |
17 | | categories:
|
18 | | (1) Travel and lodging on behalf of others, including, |
19 | | but not limited to, all travel and living accommodations |
20 | | made for or on behalf of State officials during sessions |
21 | | of the General Assembly.
|
22 | | (2) Meals, beverages and other entertainment.
|
23 | | (3) Gifts (indicating which, if any, are on the basis |
24 | | of personal friendship).
|
25 | | (4) Honoraria.
|
26 | | (5) Any other thing or service of value not listed |
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1 | | under categories (1) through (4), setting forth a |
2 | | description of the expenditure.
The category travel and |
3 | | lodging includes, but is not limited to, all travel and |
4 | | living accommodations made for or on behalf of State |
5 | | officials in the State capital during sessions of the |
6 | | General Assembly.
|
7 | | (b-3) Expenditures incurred for hosting receptions, |
8 | | benefits and other large
gatherings held for purposes of |
9 | | goodwill or otherwise to influence executive,
legislative or |
10 | | administrative action to which there are 25 or more State
|
11 | | officials invited shall be reported listing only the total |
12 | | amount of
the
expenditure, the date of the event, and the |
13 | | estimated number of officials in
attendance.
|
14 | | (b-7) Matters excluded from reports. The following items |
15 | | need not be included in the report: |
16 | | (1) Reasonable and bona fide expenditures made by the |
17 | | registrant
who is a member of a legislative or State study |
18 | | commission or committee while
attending and participating |
19 | | in meetings and hearings of such commission or
committee.
|
20 | | (2) Reasonable and bona fide expenditures made by the |
21 | | registrant for personal
sustenance, lodging, travel, |
22 | | office expenses and clerical or support staff.
|
23 | | (3) Salaries, fees, and other compensation paid to
the |
24 | | registrant
for the
purposes of lobbying.
|
25 | | (4) Any contributions required to be reported under |
26 | | Article 9 of the Election
Code.
|
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1 | | (5) Expenditures made by a registrant on behalf of an |
2 | | official that are returned or reimbursed prior to the |
3 | | deadline for submission of the report. |
4 | | (c)
A registrant who terminates employment or duties which |
5 | | required him to
register under this Act shall give the |
6 | | Secretary of State, within 30 days after
the date of such |
7 | | termination, written notice of such termination and shall
|
8 | | include therewith a report of the expenditures described |
9 | | herein, covering the
period of time since the filing of his |
10 | | last report to the date of termination
of employment. Such |
11 | | notice and report shall be final and relieve such
registrant |
12 | | of further reporting under this Act, unless and until he later |
13 | | takes
employment or assumes duties requiring him to again |
14 | | register under this Act.
|
15 | | (d) Failure to file any such report within the time |
16 | | designated or the
reporting of incomplete information shall |
17 | | constitute a violation of this Act.
|
18 | | A registrant shall preserve for a period of 2 years all |
19 | | receipts and records
used in preparing reports under this Act.
|
20 | | (e) Within 30 days after a filing deadline or as provided |
21 | | by rule, the lobbyist shall notify each
official on whose |
22 | | behalf an expenditure has been reported. Notification shall
|
23 | | include the name of the registrant, the total amount of the |
24 | | expenditure, a description of the expenditure, the
date on |
25 | | which the expenditure occurred, and the subject matter of the |
26 | | lobbying
activity.
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1 | | (f) A report for the period beginning January 1, 2010 and |
2 | | ending on June 30, 2010 shall be filed no later than July 15, |
3 | | 2010, and a report for the period beginning July 1, 2010 and |
4 | | ending on December 31, 2010 shall be filed no later than |
5 | | January 15, 2011. Beginning January 1, 2011, reports shall be |
6 | | filed semi-monthly as follows: (i) for the period beginning |
7 | | the first day of the month through the 15th day of the month, |
8 | | the report shall be filed no later than the 20th day of the |
9 | | month and (ii) for the period beginning on the 16th day of the |
10 | | month through the last day of the month, the report shall be |
11 | | filed no later than the 5th day of the following month. A |
12 | | report filed under this Act is due in the Office of the |
13 | | Secretary of State no later than the close of business on the |
14 | | date on which it is required to be filed. |
15 | | (g) All reports filed under this Act shall be filed in a |
16 | | format or on forms prescribed by the Secretary of State.
|
17 | | (Source: P.A. 98-459, eff. 1-1-14.)
|
18 | | (25 ILCS 170/8) (from Ch. 63, par. 178)
|
19 | | Sec. 8. Contingent
fees prohibited. No person shall retain |
20 | | or employ another to lobby or provide services as a consultant |
21 | | with respect to any legislative, executive, or administrative |
22 | | action for compensation contingent in whole or in part upon |
23 | | the
outcome of the action and no person shall accept any such |
24 | | employment
or render any such service for compensation |
25 | | contingent upon the outcome of the legislative, executive, or |
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1 | | administrative action.
|
2 | | (Source: P.A. 93-889, eff. 8-9-04.)
|
3 | | (25 ILCS 170/11.2)
|
4 | | Sec. 11.2. Preemption Local regulation . Other than a |
5 | | municipality with a population over 500,000, no unit of local |
6 | | government, including a home rule unit, may regulate lobbying |
7 | | in a manner inconsistent with this Act, and all existing laws |
8 | | and ordinances that are inconsistent with this Act are hereby |
9 | | superseded. This Section is a limitation of home rule powers |
10 | | under subsections (h) and (i) of Section 6 of Article VII of |
11 | | the Illinois Constitution. A unit of local government or |
12 | | school
district may adopt an ordinance or resolution |
13 | | regulating lobbying activities
with that unit of local |
14 | | government or school district that imposes requirements
|
15 | | similar to those imposed by this Act.
|
16 | | (Source: P.A. 88-187.)
|
17 | | Section 99. Effective date. This Act takes effect January |
18 | | 1, 2022.".
|