HB3811 - 104th General Assembly
| |||||||
| |||||||
| 1 | AMENDMENT TO HOUSE BILL 3811 | ||||||
| 2 | AMENDMENT NO. ______. Amend House Bill 3811, AS AMENDED, | ||||||
| 3 | by replacing everything after the enacting clause with the | ||||||
| 4 | following: | ||||||
| 5 | "Section 5. The Probate Act of 1975 is amended by changing | ||||||
| 6 | Sections 11a-5, 11a-15, and 23-2 and by adding Section 11a-26 | ||||||
| 7 | as follows: | ||||||
| 8 | (755 ILCS 5/11a-5) (from Ch. 110 1/2, par. 11a-5) | ||||||
| 9 | Sec. 11a-5. Who may act as guardian. | ||||||
| 10 | (a) A person is qualified to act as guardian of the person | ||||||
| 11 | and as guardian of the estate of a person with a disability if | ||||||
| 12 | the court finds that the proposed guardian is capable of | ||||||
| 13 | providing an active and suitable program of guardianship for | ||||||
| 14 | the person with a disability and that the proposed guardian: | ||||||
| 15 | (1) has attained the age of 18 years; | ||||||
| 16 | (2) is a resident of the United States; | ||||||
| |||||||
| |||||||
| 1 | (3) is not of unsound mind; | ||||||
| 2 | (4) is not an adjudged person with a disability as | ||||||
| 3 | defined in this Act; and | ||||||
| 4 | (5) has not been convicted of a felony, unless the | ||||||
| 5 | court finds appointment of the person convicted of a | ||||||
| 6 | felony to be in the best interests of the person with a | ||||||
| 7 | disability, and as part of the best interests | ||||||
| 8 | determination, the court has considered the nature of the | ||||||
| 9 | offense, the date of offense, and the evidence of the | ||||||
| 10 | proposed guardian's rehabilitation. No person shall be | ||||||
| 11 | appointed who has been convicted of a felony involving | ||||||
| 12 | harm or threat to a minor or an elderly person or a person | ||||||
| 13 | with a disability, including a felony sexual offense. | ||||||
| 14 | (b) Any public agency, private professional guardian as | ||||||
| 15 | defined in Section 11a-26, or not-for-profit corporation found | ||||||
| 16 | capable by the court of providing an active and suitable | ||||||
| 17 | program of guardianship for the person with a disability, | ||||||
| 18 | taking into consideration the nature of such person's | ||||||
| 19 | disability and the nature of such organization's services, may | ||||||
| 20 | be appointed guardian of the person or of the estate, or both, | ||||||
| 21 | of the person with a disability. The court shall not appoint as | ||||||
| 22 | guardian an agency or employee of an agency that is directly | ||||||
| 23 | providing residential services to the ward. One person or | ||||||
| 24 | agency may be appointed guardian of the person and another | ||||||
| 25 | person or agency appointed guardian of the estate. | ||||||
| 26 | (b-5)(1) The court may appoint separate individuals or | ||||||
| |||||||
| |||||||
| 1 | entities that are qualified to act as guardian under | ||||||
| 2 | subsection (b) or (c) to act as the guardian of the person and | ||||||
| 3 | the guardian of the estate of a person with a disability if the | ||||||
| 4 | court finds it is in the best interests of the person with a | ||||||
| 5 | disability that separate guardians be appointed. The court | ||||||
| 6 | shall not appoint a separate person or entity to act as | ||||||
| 7 | guardian of the person or guardian of the estate with a public | ||||||
| 8 | guardian or the Office of State Guardian unless the public | ||||||
| 9 | guardian or the Office of State Guardian agrees to such an | ||||||
| 10 | appointment. | ||||||
| 11 | (2) The court may appoint co-guardians to act as guardian | ||||||
| 12 | of the person, guardian of the estate, or both the guardian of | ||||||
| 13 | the person and the guardian of the estate if the court finds it | ||||||
| 14 | is in the best interests of the person with a disability. When | ||||||
| 15 | considering appointing co-guardians, the court shall consider | ||||||
| 16 | the proposed co-guardians' history of cooperating and working | ||||||
| 17 | together on behalf of the person with a disability. The court | ||||||
| 18 | shall appoint only co-guardians who agree to serve together. | ||||||
| 19 | The court shall not appoint a public guardian or the Office of | ||||||
| 20 | State Guardian as a co-guardian for a person with a | ||||||
| 21 | disability. | ||||||
| 22 | (c) Any corporation qualified to accept and execute trusts | ||||||
| 23 | in this State may be appointed guardian or limited guardian of | ||||||
| 24 | the estate of a person with a disability. | ||||||
| 25 | (Source: P.A. 102-72, eff. 1-1-22.) | ||||||
| |||||||
| |||||||
| 1 | (755 ILCS 5/11a-15) (from Ch. 110 1/2, par. 11a-15) | ||||||
| 2 | Sec. 11a-15. Successor guardian. | ||||||
| 3 | (a) Upon the death, incapacity, resignation, or removal of | ||||||
| 4 | a guardian of the estate or person of a living ward, the court | ||||||
| 5 | shall appoint a successor guardian or terminate the | ||||||
| 6 | adjudication of disability. The powers and duties of the | ||||||
| 7 | successor guardian shall be the same as those of the | ||||||
| 8 | predecessor guardian unless otherwise modified. | ||||||
| 9 | (b) Notice of the time and place of the hearing on a | ||||||
| 10 | petition for the appointment of a successor guardian shall be | ||||||
| 11 | given not less than 3 days before the hearing for a successor | ||||||
| 12 | to a temporary guardian and not less than 14 days before the | ||||||
| 13 | hearing for a successor to a limited or plenary guardian. The | ||||||
| 14 | notice shall be by mail or in person to the alleged person with | ||||||
| 15 | a disability, to the proposed successor guardian, and to those | ||||||
| 16 | persons whose names and addresses are listed in the petition | ||||||
| 17 | for adjudication of disability and appointment of a guardian | ||||||
| 18 | under Section 11a-8. The court, upon a finding of good cause, | ||||||
| 19 | may waive the notice requirement under this Section. | ||||||
| 20 | (c) Notwithstanding the notice requirement in subsection | ||||||
| 21 | (b), if a private professional guardian is serving as a | ||||||
| 22 | limited or plenary guardian of a person with a disability and | ||||||
| 23 | intends to name the Office of State Guardian or public | ||||||
| 24 | guardian as successor, notice shall be provided to the court | ||||||
| 25 | and the Office of State Guardian or a public guardian not less | ||||||
| 26 | than 120 days before the hearing for a successor to a limited | ||||||
| |||||||
| |||||||
| 1 | or plenary guardian. If the assets of the person with a | ||||||
| 2 | disability at the time of the appointment of the limited or | ||||||
| 3 | plenary guardian do not exceed the estimated amount necessary | ||||||
| 4 | for funding of the needs of the person with a disability for a | ||||||
| 5 | period of 120 days, this subsection does not apply. This | ||||||
| 6 | subsection does not apply to temporary guardians. | ||||||
| 7 | (Source: P.A. 103-740, eff. 1-1-25; 104-417, eff. 8-15-25.) | ||||||
| 8 | (755 ILCS 5/11a-26 new) | ||||||
| 9 | Sec. 11a-26. Private professional guardian. | ||||||
| 10 | (a) As used in this Act, "private professional guardian" | ||||||
| 11 | means: | ||||||
| 12 | (1) a person or entity who receives compensation for | ||||||
| 13 | services as a guardian to 5 or more persons with | ||||||
| 14 | disabilities who are not related to the guardian by blood | ||||||
| 15 | or marriage; or | ||||||
| 16 | (2) a not-for-profit corporation qualified to act as | ||||||
| 17 | guardian under Section 11a-5, including that corporation's | ||||||
| 18 | officers, directors, employees, and agents. | ||||||
| 19 | "Private professional guardian" does not include a | ||||||
| 20 | government agency, the Office of State Guardian, a public | ||||||
| 21 | guardian, a corporation qualified to accept and execute trusts | ||||||
| 22 | in this State, or a financial institution as defined by | ||||||
| 23 | Section 2 of the Illinois Banking Act. | ||||||
| 24 | (b) A petitioner who nominates a private professional | ||||||
| 25 | guardian to be appointed as temporary, limited, or plenary | ||||||
| |||||||
| |||||||
| 1 | guardian for a person with a disability shall (i) attach an | ||||||
| 2 | affidavit to the petition for guardianship stating the | ||||||
| 3 | petitioner's efforts to contact the respondent's nearest | ||||||
| 4 | relatives as defined in subsection (e) of Section 11a-8, agent | ||||||
| 5 | under power of attorney, or other fiduciaries regarding the | ||||||
| 6 | respondent's need for a guardian, if known or reasonably | ||||||
| 7 | ascertainable, and (ii) provide notice of the petition for | ||||||
| 8 | guardianship to the public guardian. This subsection does not | ||||||
| 9 | apply if a family member of the respondent nominates a private | ||||||
| 10 | professional guardian. | ||||||
| 11 | (c) A private professional guardian may be appointed as | ||||||
| 12 | guardian if, in addition to meeting the requirements of | ||||||
| 13 | subsection (a) or (b) of Section 11a-5, that guardian complies | ||||||
| 14 | with the following requirements: | ||||||
| 15 | (1) Before being appointed as guardian for a person | ||||||
| 16 | with a disability, the private professional guardian shall | ||||||
| 17 | certify, in open court or by affidavit: (i) that the | ||||||
| 18 | private professional guardian has personally met with and | ||||||
| 19 | assessed the respondent or, if not reasonably possible, | ||||||
| 20 | consistent with the National Guardianship Association | ||||||
| 21 | Standards of Practice, certify that the private | ||||||
| 22 | professional guardian will meet with the respondent as | ||||||
| 23 | soon as feasible after the appointment; (ii) that it is in | ||||||
| 24 | the best interests of the respondent that a guardian be | ||||||
| 25 | appointed and what is the least restrictive form of | ||||||
| 26 | guardianship that is appropriate; and (iii) an initial | ||||||
| |||||||
| |||||||
| 1 | evaluation of options regarding the respondent's living | ||||||
| 2 | arrangements including community-based, least restrictive | ||||||
| 3 | living settings that incorporate the respondent's values, | ||||||
| 4 | preferences, and known wishes. The court may waive the | ||||||
| 5 | requirements of this subsection upon good cause being | ||||||
| 6 | shown by the petitioner. | ||||||
| 7 | (2) The president, director, or other corporate | ||||||
| 8 | officer of a not-for-profit corporation qualified to act | ||||||
| 9 | as guardian in accordance with subsection (b) of Section | ||||||
| 10 | 11a-5 shall be named in the order appointing that private | ||||||
| 11 | professional guardian as guardian of a person with a | ||||||
| 12 | disability. | ||||||
| 13 | (3) A private professional guardian may not: | ||||||
| 14 | (i) have any direct or indirect beneficial | ||||||
| 15 | interest, financial or otherwise, in entities or | ||||||
| 16 | corporations that transact business with the estate or | ||||||
| 17 | receive benefits, including referral fees, from | ||||||
| 18 | persons, entities, or corporations that transact | ||||||
| 19 | business with the estate or on behalf of the person | ||||||
| 20 | under its guardianship, excluding any fixed salary | ||||||
| 21 | received from its employer; | ||||||
| 22 | (ii) own, acquire, or possess any pecuniary | ||||||
| 23 | interest adverse to the persons or estates under its | ||||||
| 24 | guardianship; or | ||||||
| 25 | (iii) on behalf of a person with a disability | ||||||
| 26 | under its guardianship, directly or indirectly | ||||||
| |||||||
| |||||||
| 1 | purchase, rent, lease, or sell any property or service | ||||||
| 2 | from or to any business entity in which the private | ||||||
| 3 | professional guardian, a spouse, or an immediate | ||||||
| 4 | family or household member is an owner, officer, | ||||||
| 5 | partner, director, shareholder, or retains a financial | ||||||
| 6 | interest. | ||||||
| 7 | (4) Within 2 years of the effective date of the | ||||||
| 8 | amendatory Act of the 104th General Assembly, a person or | ||||||
| 9 | the president, director, or chief executive officer of a | ||||||
| 10 | not-for-profit corporation who serves as a private | ||||||
| 11 | professional guardian shall be certified as a national | ||||||
| 12 | master guardian or a national certified guardian by the | ||||||
| 13 | Center for Guardianship Certification or its successor | ||||||
| 14 | organization. Within 2 years of the effective date of the | ||||||
| 15 | amendatory Act, employees of the private professional | ||||||
| 16 | guardian who are responsible for exercising the guardian's | ||||||
| 17 | powers and duties as guardian of a person with a | ||||||
| 18 | disability shall be certified as national certified | ||||||
| 19 | guardians by the Center for Guardianship Certification or | ||||||
| 20 | its successor organization. | ||||||
| 21 | (5) Use sound fiscal controls and policies in managing | ||||||
| 22 | the estates under its guardianship and, for a private | ||||||
| 23 | professional guardian that manages, in the aggregate, more | ||||||
| 24 | than $1 million of assets as a guardian of persons with a | ||||||
| 25 | disability, arrange for an independent audit by a | ||||||
| 26 | qualified examiner of its financial records on an annual | ||||||
| |||||||
| |||||||
| 1 | basis. This report shall be made available to any court | ||||||
| 2 | presiding over any persons with disabilities for whom the | ||||||
| 3 | private professional guardian serves as guardian. | ||||||
| 4 | (6) File an annual sworn statement affirming continued | ||||||
| 5 | compliance with paragraph (3) of subsection (c) of this | ||||||
| 6 | Section. | ||||||
| 7 | (7) Maintain a current fee schedule that sets forth | ||||||
| 8 | information about its hourly rate, costs for its most | ||||||
| 9 | common and anticipated services such as case management, | ||||||
| 10 | social work, property management, and such other services | ||||||
| 11 | as may be appropriate. The fee schedule shall be provided | ||||||
| 12 | to the court before the appointment of the private | ||||||
| 13 | professional guardian as guardian of a person with a | ||||||
| 14 | disability. | ||||||
| 15 | (8) Upon presentation of its initial inventory and | ||||||
| 16 | with every annual account thereafter, file a budget with | ||||||
| 17 | the court that outlines the annual anticipated estate | ||||||
| 18 | expenses that also includes a statement estimating the | ||||||
| 19 | length of time the estate of the person with a disability | ||||||
| 20 | can afford the services of the private professional | ||||||
| 21 | guardian before the estate is depleted. | ||||||
| 22 | The private professional guardian shall promptly | ||||||
| 23 | notify the court at such time that it estimates the estate | ||||||
| 24 | of the person with a disability can no longer afford the | ||||||
| 25 | services of the private professional guardian or, if the | ||||||
| 26 | sale of respondent's residence would be required for the | ||||||
| |||||||
| |||||||
| 1 | continued services of a private professional guardian, | ||||||
| 2 | within 36 months or less. Upon providing the notification, | ||||||
| 3 | the private professional guardian shall also present a | ||||||
| 4 | transition plan for the guardianship of the person with a | ||||||
| 5 | disability. | ||||||
| 6 | (d) Upon appointment and annually thereafter, a private | ||||||
| 7 | professional guardian acting as temporary, limited, or plenary | ||||||
| 8 | guardian of a person with a disability shall file an affidavit | ||||||
| 9 | with the court stating that all of its officers, directors, | ||||||
| 10 | and employees who are responsible for exercising the | ||||||
| 11 | guardian's powers and duties as guardian of a person with a | ||||||
| 12 | disability have, within 5 years of the affidavit filing date, | ||||||
| 13 | undergone an Illinois State Police background check. This | ||||||
| 14 | background check shall include a State criminal history, a | ||||||
| 15 | national criminal history, and the Child Abuse and Neglect | ||||||
| 16 | Tracking System and be found to be in compliance with | ||||||
| 17 | paragraph (5) of subsection (a) of Section 11a-5. The private | ||||||
| 18 | professional guardian shall pay any fees and costs associated | ||||||
| 19 | with the background checks. | ||||||
| 20 | (e) In addition to taking into consideration the | ||||||
| 21 | requirements set forth in this Section and in Section 11a-12, | ||||||
| 22 | the court may appoint a private professional guardian as | ||||||
| 23 | guardian for a person with a disability only upon a finding | ||||||
| 24 | that the appointment is in the best interests of the person | ||||||
| 25 | with a disability, taking into consideration the respondent's | ||||||
| 26 | immediate need for timely medical decision-making including, | ||||||
| |||||||
| |||||||
| 1 | but not limited to, discharge planning and costs to the estate | ||||||
| 2 | in appointing a private professional guardian as compared to | ||||||
| 3 | other available and appropriate options. | ||||||
| 4 | (755 ILCS 5/23-2) (from Ch. 110 1/2, par. 23-2) | ||||||
| 5 | Sec. 23-2. Removal. | ||||||
| 6 | (a) On petition of any interested person or on the court's | ||||||
| 7 | own motion, the court may remove a representative if: | ||||||
| 8 | (1) the representative is acting under letters secured | ||||||
| 9 | by false pretenses; | ||||||
| 10 | (2) the representative is adjudged a person subject to | ||||||
| 11 | involuntary admission under the Mental Health and | ||||||
| 12 | Developmental Disabilities Code or is adjudged a person | ||||||
| 13 | with a disability; | ||||||
| 14 | (3) the representative is convicted of a felony; | ||||||
| 15 | (4) the representative wastes or mismanages the | ||||||
| 16 | estate; | ||||||
| 17 | (5) the representative conducts himself or herself in | ||||||
| 18 | such a manner as to endanger any co-representative or the | ||||||
| 19 | surety on the representative's bond; | ||||||
| 20 | (6) the representative fails to give sufficient bond | ||||||
| 21 | or security, counter security or a new bond, after being | ||||||
| 22 | ordered by the court to do so; | ||||||
| 23 | (7) the representative fails to file an inventory or | ||||||
| 24 | accounting after being ordered by the court to do so; | ||||||
| 25 | (8) the representative conceals himself or herself so | ||||||
| |||||||
| |||||||
| 1 | that process cannot be served upon the representative or | ||||||
| 2 | notice cannot be given to the representative; | ||||||
| 3 | (9) the representative becomes incapable of or | ||||||
| 4 | unsuitable for the discharge of the representative's | ||||||
| 5 | duties; or | ||||||
| 6 | (10) the representative is a private professional | ||||||
| 7 | guardian that fails to comply with the requirements of | ||||||
| 8 | Section 11a-26; or | ||||||
| 9 | (11) (10) there is other good cause. | ||||||
| 10 | (b) If the representative becomes a nonresident of the | ||||||
| 11 | United States, the court may remove the representative as such | ||||||
| 12 | representative. | ||||||
| 13 | (Source: P.A. 99-143, eff. 7-27-15.)". | ||||||
