Illinois General Assembly - Full Text of SB1543
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Full Text of SB1543  93rd General Assembly

SB1543eng 93rd General Assembly


093_SB1543eng

 
SB1543 Engrossed                     LRB093 10753 DRJ 11634 b

 1        AN ACT in relation to health.

 2        Be  it  enacted  by  the People of the State of Illinois,
 3    represented in the General Assembly:

 4        Section 1.  Short title. This Act may  be  cited  as  the
 5    Residential  Health Care Facility Resident Sexual Assault and
 6    Death Review Team Act.

 7        Section 5.  State policy. The  following  statements  are
 8    the policy of this State:
 9             (1)  Every nursing home resident is entitled to live
10        in  safety  and  decency  and  to  receive  competent and
11        respectful care that meets the requirements of State  and
12        federal law.
13             (2)  Responding  to  sexual assaults on nursing home
14        residents and to unnecessary nursing home resident deaths
15        is a State and a community responsibility.
16             (3)  When  a  nursing  home  resident  is   sexually
17        assaulted  or  dies  unnecessarily,  the  response by the
18        State and the community to  the  assault  or  death  must
19        include  an  accurate  and  complete determination of the
20        cause of the assault or death  and  the  development  and
21        implementation  of measures to prevent future assaults or
22        deaths from similar  causes.  The  response  may  include
23        court action, including prosecution of persons who may be
24        responsible  for  the assault or death and proceedings to
25        protect  other  residents  of  the  facility  where   the
26        resident  lived,  and disciplinary action against persons
27        who failed to meet their professional responsibilities to
28        the resident.
29             (4)  Professionals from  disparate  disciplines  and
30        agencies  who  have  responsibilities  for  nursing  home
31        residents  and expertise that can promote resident safety
 
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 1        and well-being should share their expertise and knowledge
 2        so that the goals of determining  the  causes  of  sexual
 3        assaults  and  unnecessary  resident deaths, planning and
 4        providing services to surviving residents, and preventing
 5        future assaults and unnecessary deaths can be achieved.
 6             (5)  A greater understanding of  the  incidence  and
 7        causes  of sexual assaults against nursing home residents
 8        and unnecessary nursing home resident deaths is necessary
 9        if  the  State  is  to  prevent   future   assaults   and
10        unnecessary deaths.
11             (6)  Multi-disciplinary  and multi-agency reviews of
12        sexual  assaults  against  nursing  home  residents   and
13        unnecessary  nursing  home resident deaths can assist the
14        State and counties in (i) investigating  resident  sexual
15        assaults   and   deaths,   (ii)   developing   a  greater
16        understanding of the incidence  and  causes  of  resident
17        sexual  assault and deaths and the methods for preventing
18        those assaults and deaths, and (iii) identifying gaps  in
19        services to nursing home residents.
20             (7)  Access  to  information regarding assaulted and
21        deceased nursing home residents by multi-disciplinary and
22        multi-agency nursing home  resident  sexual  assault  and
23        death  review  teams  is  necessary  for  those  teams to
24        achieve their purposes and duties.

25        Section 10.  Definitions. As used in this Act, unless the
26    context requires otherwise:
27        "Department" means the Department of Public Health.
28        "Director" means the Director of Public Health.
29        "Executive Council" means the Illinois Residential Health
30    Care Facility Resident Sexual Assault and Death Review  Teams
31    Executive Council.
32        "Resident"  means  a  person  residing  in  and receiving
33    personal care from a facility licensed under the Nursing Home
 
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 1    Care Act.
 2        "Review team" means a residential  health  care  facility
 3    resident sexual assault and death review team appointed under
 4    this Act.

 5        Section  15.  Residential  health  care facility resident
 6    sexual assault and death review teams; establishment.
 7        (a)  The Director, in  consultation  with  the  Executive
 8    Council   and   with   law  enforcement  agencies  and  other
 9    professionals  who  work  in  the  field  of   investigating,
10    treating,  or  preventing  nursing  home  resident  abuse  or
11    neglect in each of the Department's administrative regions of
12    the State, shall appoint members to a residential health care
13    facility  resident  sexual  assault  and death review team in
14    each such region outside Cook County  and  to  at  least  one
15    review  team  in  Cook County. The members of a team shall be
16    appointed  for  2-year  terms  and  shall  be  eligible   for
17    reappointment upon the expiration of their terms.
18        (b)  Each  review  team  shall  consist  of  at least one
19    member from each of the following categories:
20             (1)  Geriatrician or other  physician  knowledgeable
21        about nursing home resident abuse and neglect.
22             (2)   Representative of the Department.
23             (3)  State's    Attorney   or   State's   Attorney's
24        representative.
25             (4)  Representative  of  a  local  law   enforcement
26        agency.
27             (5)  Representative   of   the   Illinois   Attorney
28        General.
29             (6)  Psychologist or psychiatrist.
30             (7)  Representative of a local health department.
31             (8)  Representative  of  a  social service or health
32        care agency that provides services to persons with mental
33        illness, in a program whose accreditation to provide such
 
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 1        services is recognized by the  Office  of  Mental  Health
 2        within the Department of Human Services.
 3             (9)  Representative  of  a  social service or health
 4        care  agency  that  provides  services  to  persons  with
 5        developmental   disabilities,   in   a   program    whose
 6        accreditation  to  provide such services is recognized by
 7        the  Office  of  Developmental  Disabilities  within  the
 8        Department of Human Services.
 9             (10)  Coroner or forensic pathologist.
10             (11)  Representative   of   the   local    sub-state
11        ombudsman.
12             (12)  Representative  of  a  nursing  home  resident
13        advocacy organization.
14             (13)  Representative  of  a  local  hospital, trauma
15        center, or provider of emergency medical services.
16             (14)  Representative   of   an   organization   that
17        represents nursing homes.
18        Each review team may make recommendations to the Director
19    concerning additional appointments. Each review  team  member
20    must   have   demonstrated  experience  and  an  interest  in
21    investigating, treating, or preventing nursing home  resident
22    abuse or neglect.
23        (c)  Each  review  team  shall  select a chairperson from
24    among its members. The chairperson shall also  serve  on  the
25    Illinois  Residential Health Care Facility Sexual Assault and
26    Death Review Teams Executive Council.

27        Section 20.  Reviews  of  nursing  home  resident  sexual
28    assaults and deaths.
29        (a)  Every  reported  case of sexual assault of a nursing
30    home resident that is confirmed  shall  be  reviewed  by  the
31    review  team  for the region that has primary case management
32    responsibility.
33        (b)  Every death of a  nursing  home  resident  shall  be
 
SB1543 Engrossed            -5-      LRB093 10753 DRJ 11634 b
 1    reviewed  by  the review team for the region that has primary
 2    case management responsibility, if the deceased  resident  is
 3    one of the following:
 4             (1)  A   person  whose  care  the  Department  found
 5        violated federal or  State  standards  in  the  6  months
 6        preceding the resident's death.
 7             (2)  A  person  whose  care  was  the  subject  of a
 8        complaint to the Department in the 30 days preceding  the
 9        resident's death, or after the resident's death. A review
10        team   may,  at  its  discretion,  review  other  sudden,
11        unexpected, or unexplained nursing home resident deaths.
12        (b)  A review team's purpose  in  conducting  reviews  of
13    resident sexual assaults and deaths is to do the following:
14             (1)  Assist  in  determining the cause and manner of
15        the resident's assault or death, when requested.
16             (2)  Evaluate means, if any, by which the assault or
17        death might have been prevented.
18             (3)  Report its findings to appropriate agencies and
19        make recommendations that may help to reduce  the  number
20        of  sexual  assaults on and unnecessary deaths of nursing
21        home residents.
22             (4)  Promote continuing education for  professionals
23        involved   in  investigating,  treating,  and  preventing
24        nursing home resident abuse and neglect  as  a  means  of
25        preventing  sexual  assaults  and  unnecessary  deaths of
26        nursing home residents.
27             (5)  Make specific recommendations to  the  Director
28        concerning   the   prevention   of  sexual  assaults  and
29        unnecessary deaths of  nursing  home  residents  and  the
30        establishment  of  protocols  for  investigating resident
31        sexual assaults and deaths.
32        (c)  A review team must review a sexual assault or  death
33    as  soon  as practicable and not later than 90 days following
34    the completion by the Department of the investigation of  the
 
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 1    assault  or death under the Nursing Home Care Act. When there
 2    has been no investigation by the Department, the review  team
 3    must  review  a  sexual assault or death within 90 days after
 4    obtaining the information necessary to  complete  the  review
 5    from  the  coroner,  pathologist,  medical  examiner,  or law
 6    enforcement agency, depending on the nature of  the  case.  A
 7    review team must meet at least once in each calendar quarter.
 8        (d)  Within  90 days after receiving recommendations made
 9    by a review team  under  item  (5)  of  subsection  (b),  the
10    Director must review those recommendations and respond to the
11    review  team. The Director shall implement recommendations as
12    feasible and appropriate and shall respond to the review team
13    in writing to explain the implementation or nonimplementation
14    of the recommendations.
15        (e)  In any instance when a review team does not  operate
16    in  accordance  with  established  protocol, the Director, in
17    consultation and cooperation with the Executive Council, must
18    take any necessary actions to  bring  the  review  team  into
19    compliance with the protocol.

20        Section 25.  Review team access to information.
21        (a)  The  Department  shall  provide to a review team, on
22    the request of the review team chairperson, all  records  and
23    information  in the Department's possession that are relevant
24    to the review team's review of a  sexual  assault  or  death,
25    including records and information concerning previous reports
26    or investigations of suspected abuse or neglect.
27        (b)  A  review  team shall have access to all records and
28    information that are relevant  to  its  review  of  a  sexual
29    assault  or  death  and in the possession of a State or local
30    governmental agency. These records and  information  include,
31    without  limitation, death certificates, all relevant medical
32    and mental health records, records of law enforcement  agency
33    investigations,   records  of  coroner  or  medical  examiner
 
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 1    investigations, records  of  the  Department  of  Corrections
 2    concerning  a  person's  parole,  records  of a probation and
 3    court services department, and records of a  social  services
 4    agency that provided services to the resident.

 5        Section 30.  Public access to information.
 6        (a)  Meetings  of  the  review  teams  and  the Executive
 7    Council shall be closed to the public. Meetings of the review
 8    teams and the Executive Council are not subject to  the  Open
 9    Meetings Act, as provided in that Act.
10        (b)  Records  and  information  provided to a review team
11    and the Executive Council, and records maintained by a review
12    team or the  Executive  Council,  are  confidential  and  not
13    subject  to  the  Freedom  of Information Act, as provided in
14    that Act.  Nothing contained in this subsection (b)  prevents
15    the  sharing  or  disclosure  of  records,  other  than those
16    produced by a review team or the Executive Council,  relating
17    or pertaining to the sexual assault or death of a resident.
18        (c)  Members  of  a review team and the Executive Council
19    are not subject to examination,  in  any  civil  or  criminal
20    proceeding,  concerning  information  presented to members of
21    the review team or the Executive Council or  opinions  formed
22    by  members of the review team or the Executive Council based
23    on that information.  A  person  may,  however,  be  examined
24    concerning  information  provided  to  a  review  team or the
25    Executive Council that is otherwise available to the public.
26        (d)  Records and information produced by  a  review  team
27    and  the  Executive  Council  are not subject to discovery or
28    subpoena and are not admissible as evidence in any  civil  or
29    criminal  proceeding.  Those  records  and  information  are,
30    however,   subject  to  discovery  or  a  subpoena,  and  are
31    admissible as evidence, to  the  extent  they  are  otherwise
32    available to the public.
 
SB1543 Engrossed            -8-      LRB093 10753 DRJ 11634 b
 1        Section  35.  Indemnification.  The State shall indemnify
 2    and hold harmless members of a review team and the  Executive
 3    Council  for  all  their acts, omissions, decisions, or other
 4    conduct arising out of the scope  of  their  service  on  the
 5    review  team  or  Executive  Council,  except those involving
 6    willful  or  wanton  misconduct.  The  method  of   providing
 7    indemnification  shall  be  as provided in the State Employee
 8    Indemnification Act.

 9        Section 40.  Executive Council.
10        (a)  The  Illinois  Residential  Health   Care   Facility
11    Resident  Sexual  Assault  and  Death  Review Teams Executive
12    Council, consisting of the chairperson of  each  review  team
13    established   under  Section  15,  is  the  coordinating  and
14    oversight body for residential health care facility  resident
15    sexual  assault  and  death  review  teams  and activities in
16    Illinois.  The  vice-chairperson  of  a   review   team,   as
17    designated  by the chairperson, may serve as a back-up member
18    or an alternate member  of  the  Executive  Council,  if  the
19    chairperson of the review team is unavailable to serve on the
20    Executive  Council. The Director may appoint to the Executive
21    Council any ex-officio members deemed necessary. Persons with
22    expertise needed by the Executive Council may be  invited  to
23    meetings.  The Executive Council must select from its members
24    a chairperson and a vice-chairperson, each to serve a 2-year,
25    renewable term. The Executive Council must meet  at  least  4
26    times during each calendar year.
27        (b)  The Department must provide or arrange for the staff
28    support  necessary for the Executive Council to carry out its
29    duties.
30        (c)  The Executive Council has, but is  not  limited  to,
31    the following duties:
32             (1)  To  serve  as  the  voice  of  review  teams in
33        Illinois.
 
SB1543 Engrossed            -9-      LRB093 10753 DRJ 11634 b
 1             (2)  To consult with  the  Director  concerning  the
 2        appointment,  reappointment,  and  removal of review team
 3        members.
 4             (3)  To oversee the review teams in order to  ensure
 5        that  the  teams'  work  is coordinated and in compliance
 6        with the statutes and the operating protocol.
 7             (4)  To ensure that the data, results, findings, and
 8        recommendations of the review teams are  adequately  used
 9        to   make   any   necessary   changes  in  the  policies,
10        procedures, and statutes in order to protect nursing home
11        residents in a timely manner.
12             (5)  To collaborate with the General  Assembly,  the
13        Department,   and   others   in   order  to  develop  any
14        legislation  needed  to  prevent  nursing  home  resident
15        sexual assaults and unnecessary  deaths  and  to  protect
16        nursing home residents.
17             (6)  To  assist  in the development of quarterly and
18        annual reports based on the work and the findings of  the
19        review teams.
20             (7)  To   ensure   that  the  review  teams'  review
21        processes are  standardized  in  order  to  convey  data,
22        findings, and recommendations in a usable format.
23             (8)  To  serve  as  a  link  with other review teams
24        throughout the country and  to  participate  in  national
25        review team activities.
26             (9)  To  develop  an  annual  statewide symposium to
27        update the knowledge and skills of  review  team  members
28        and to promote the exchange of information between review
29        teams.
30             (10)  To  provide  the  review  teams  with the most
31        current information and practices concerning nursing home
32        resident sexual assault and unnecessary death review  and
33        related topics.
34             (11)  To  perform  any  other functions necessary to
 
SB1543 Engrossed            -10-     LRB093 10753 DRJ 11634 b
 1        enhance the capability of the review teams to reduce  and
 2        prevent sexual assaults and unnecessary deaths of nursing
 3        home residents.

 4        Section  85.  Repeal.  This  Act  is  repealed on July 1,
 5    2006.

 6        Section 90.  The Open Meetings Act is amended by changing
 7    Section 2 as follows:

 8        (5 ILCS 120/2) (from Ch. 102, par. 42)
 9        Sec. 2.  Open meetings.
10        (a)  Openness required.  All meetings  of  public  bodies
11    shall be open to the public unless excepted in subsection (c)
12    and closed in accordance with Section 2a.
13        (b)  Construction    of   exceptions.    The   exceptions
14    contained  in  subsection  (c)  are  in  derogation  of   the
15    requirement   that  public  bodies  meet  in  the  open,  and
16    therefore, the  exceptions  are  to  be  strictly  construed,
17    extending  only to subjects clearly within their scope.   The
18    exceptions authorize but do not  require  the  holding  of  a
19    closed  meeting  to  discuss  a  subject  included  within an
20    enumerated exception.
21        (c)  Exceptions.  A public body may hold closed  meetings
22    to consider the following subjects:
23             (1)  The   appointment,   employment,  compensation,
24        discipline,  performance,  or   dismissal   of   specific
25        employees of the public body, including hearing testimony
26        on  a  complaint  lodged against an employee to determine
27        its validity.
28             (2)  Collective  negotiating  matters  between   the
29        public  body  and its employees or their representatives,
30        or deliberations concerning salary schedules for  one  or
31        more classes of employees.
 
SB1543 Engrossed            -11-     LRB093 10753 DRJ 11634 b
 1             (3)  The  selection  of  a  person  to fill a public
 2        office, as defined in this Act, including a vacancy in  a
 3        public  office,  when  the  public body is given power to
 4        appoint  under  law  or  ordinance,  or  the  discipline,
 5        performance or  removal  of  the  occupant  of  a  public
 6        office, when the public body is given power to remove the
 7        occupant under law or ordinance.
 8             (4)  Evidence   or   testimony   presented  in  open
 9        hearing,  or  in  closed   hearing   where   specifically
10        authorized  by  law,  to  a  quasi-adjudicative  body, as
11        defined in this Act, provided that the body prepares  and
12        makes  available for public inspection a written decision
13        setting forth its determinative reasoning.
14             (5)  The purchase or lease of real property for  the
15        use  of  the public body, including meetings held for the
16        purpose of discussing whether a particular parcel  should
17        be acquired.
18             (6)  The  setting  of  a  price for sale or lease of
19        property owned by the public body.
20             (7)  The   sale   or   purchase    of    securities,
21        investments, or investment contracts.
22             (8)  Security  procedures  and  the use of personnel
23        and equipment to respond to an actual, a threatened, or a
24        reasonably potential danger to the safety  of  employees,
25        students, staff or public property.
26             (9)  Student disciplinary cases.
27             (10)  The   placement   of  individual  students  in
28        special education programs and other matters relating  to
29        individual students.
30             (11)  Litigation,  when an action against, affecting
31        or on behalf of the particular public body has been filed
32        and is pending before a court or administrative tribunal,
33        or when the public body finds that an action is  probable
34        or  imminent,  in  which  case  the basis for the finding
 
SB1543 Engrossed            -12-     LRB093 10753 DRJ 11634 b
 1        shall be recorded and entered into  the  minutes  of  the
 2        closed meeting.
 3             (12)  The establishment of reserves or settlement of
 4        claims   as   provided  in  the  Local  Governmental  and
 5        Governmental Employees Tort Immunity  Act,  if  otherwise
 6        the  disposition  of  a claim or potential claim might be
 7        prejudiced, or the review or discussion of  claims,  loss
 8        or  risk management information, records, data, advice or
 9        communications from or with respect to any insurer of the
10        public body  or  any  intergovernmental  risk  management
11        association  or  self  insurance pool of which the public
12        body is a member.
13             (13)  Conciliation of complaints  of  discrimination
14        in  the  sale  or rental of housing, when closed meetings
15        are authorized by the law or ordinance  prescribing  fair
16        housing   practices   and   creating   a   commission  or
17        administrative agency for their enforcement.
18             (14)  Informant sources, the hiring or assignment of
19        undercover personnel or equipment, or ongoing,  prior  or
20        future  criminal  investigations,  when  discussed  by  a
21        public body with criminal investigatory responsibilities.
22             (15)  Professional   ethics   or   performance  when
23        considered by an advisory  body  appointed  to  advise  a
24        licensing  or regulatory agency on matters germane to the
25        advisory body's field of competence.
26             (16)  Self evaluation, practices and  procedures  or
27        professional  ethics,  when meeting with a representative
28        of a statewide association of which the public body is  a
29        member.
30             (17)  The  recruitment, credentialing, discipline or
31        formal peer review of physicians  or  other  health  care
32        professionals   for  a  hospital,  or  other  institution
33        providing medical care, that is operated  by  the  public
34        body.
 
SB1543 Engrossed            -13-     LRB093 10753 DRJ 11634 b
 1             (18)  Deliberations  for  decisions  of the Prisoner
 2        Review Board.
 3             (19)  Review or discussion of applications  received
 4        under  the  Experimental Organ Transplantation Procedures
 5        Act.
 6             (20)  The classification and discussion  of  matters
 7        classified  as  confidential or continued confidential by
 8        the State Employees Suggestion Award Board.
 9             (21)  Discussion of  minutes  of  meetings  lawfully
10        closed  under  this Act, whether for purposes of approval
11        by the body of the minutes or semi-annual review  of  the
12        minutes as mandated by Section 2.06.
13             (22)  Deliberations   for  decisions  of  the  State
14        Emergency Medical Services Disciplinary Review Board.
15             (23)  The operation by a municipality of a municipal
16        utility or the operation of a municipal power  agency  or
17        municipal natural gas agency when the discussion involves
18        (i) contracts relating to the purchase, sale, or delivery
19        of  electricity  or  natural  gas  or (ii) the results or
20        conclusions of load forecast studies.
21             (24)  Meetings of a residential health care facility
22        resident sexual assault and  death  review  team  or  the
23        Residential  Health Care Facility Resident Sexual Assault
24        and  Death  Review  Teams  Executive  Council  under  the
25        Residential Health Care Facility Resident Sexual  Assault
26        and Death Review Team Act.
27        (d)  Definitions.  For purposes of this Section:
28        "Employee" means a person employed by a public body whose
29    relationship    with   the   public   body   constitutes   an
30    employer-employee relationship under  the  usual  common  law
31    rules, and who is not an independent contractor.
32        "Public  office" means a position created by or under the
33    Constitution or laws of this State, the occupant of which  is
34    charged  with  the  exercise of some portion of the sovereign
 
SB1543 Engrossed            -14-     LRB093 10753 DRJ 11634 b
 1    power of this State. The term "public office"  shall  include
 2    members  of  the  public  body,  but  it  shall  not  include
 3    organizational  positions  filled by members thereof, whether
 4    established by law or by a public body itself, that exist  to
 5    assist the body in the conduct of its business.
 6        "Quasi-adjudicative  body"  means  an administrative body
 7    charged by  law  or  ordinance  with  the  responsibility  to
 8    conduct  hearings,  receive  evidence  or  testimony and make
 9    determinations based thereon,  but  does  not  include  local
10    electoral  boards  when  such bodies are considering petition
11    challenges.
12        (e)  Final action.  No final action may  be  taken  at  a
13    closed  meeting.  Final  action shall be preceded by a public
14    recital of the nature of  the  matter  being  considered  and
15    other information that will inform the public of the business
16    being conducted.
17    (Source: P.A. 90-144, eff. 7-23-97; 91-730, eff. 1-1-01.)

18        Section 93.  The Freedom of Information Act is amended by
19    changing Section 7 as follows:

20        (5 ILCS 140/7) (from Ch. 116, par. 207)
21        Sec. 7.  Exemptions.
22        (1)  The  following  shall  be exempt from inspection and
23    copying:
24             (a)  Information   specifically   prohibited    from
25        disclosure   by   federal  or  State  law  or  rules  and
26        regulations adopted under federal or State law.
27             (b)  Information   that,   if    disclosed,    would
28        constitute  a  clearly  unwarranted  invasion of personal
29        privacy, unless the disclosure is consented to in writing
30        by the  individual  subjects  of  the  information.   The
31        disclosure of information that bears on the public duties
32        of public employees and officials shall not be considered
 
SB1543 Engrossed            -15-     LRB093 10753 DRJ 11634 b
 1        an  invasion  of  personal privacy.  Information exempted
 2        under this  subsection  (b)  shall  include  but  is  not
 3        limited to:
 4                  (i)  files  and personal information maintained
 5             with  respect  to  clients,   patients,   residents,
 6             students  or  other  individuals  receiving  social,
 7             medical,    educational,    vocational,   financial,
 8             supervisory or custodial care or  services  directly
 9             or   indirectly  from  federal  agencies  or  public
10             bodies;
11                  (ii)  personnel files and personal  information
12             maintained  with respect to employees, appointees or
13             elected officials of any public body  or  applicants
14             for those positions;
15                  (iii)  files     and    personal    information
16             maintained with respect to any applicant, registrant
17             or licensee by any public body cooperating  with  or
18             engaged     in    professional    or    occupational
19             registration, licensure or discipline;
20                  (iv)  information required of any  taxpayer  in
21             connection  with the assessment or collection of any
22             tax unless disclosure is otherwise required by State
23             statute; and
24                  (v)  information  revealing  the  identity   of
25             persons   who   file   complaints  with  or  provide
26             information to  administrative,  investigative,  law
27             enforcement  or  penal  agencies; provided, however,
28             that  identification   of   witnesses   to   traffic
29             accidents,  traffic  accident  reports,  and  rescue
30             reports   may  be  provided  by  agencies  of  local
31             government, except in a case for  which  a  criminal
32             investigation  is  ongoing,  without  constituting a
33             clearly unwarranted  per  se  invasion  of  personal
34             privacy under this subsection.
 
SB1543 Engrossed            -16-     LRB093 10753 DRJ 11634 b
 1             (c)  Records   compiled   by  any  public  body  for
 2        administrative  enforcement  proceedings  and   any   law
 3        enforcement  or  correctional  agency for law enforcement
 4        purposes or for internal matters of a  public  body,  but
 5        only to the extent that disclosure would:
 6                  (i)  interfere  with  pending  or  actually and
 7             reasonably contemplated law enforcement  proceedings
 8             conducted  by  any  law  enforcement or correctional
 9             agency;
10                  (ii)  interfere  with  pending   administrative
11             enforcement  proceedings  conducted  by  any  public
12             body;
13                  (iii)  deprive  a  person of a fair trial or an
14             impartial hearing;
15                  (iv)  unavoidably disclose the  identity  of  a
16             confidential   source  or  confidential  information
17             furnished only by the confidential source;
18                  (v)  disclose     unique     or     specialized
19             investigative techniques other than those  generally
20             used  and  known  or  disclose internal documents of
21             correctional   agencies   related   to    detection,
22             observation  or  investigation of incidents of crime
23             or misconduct;
24                  (vi)  constitute  an   invasion   of   personal
25             privacy under subsection (b) of this Section;
26                  (vii)  endanger  the life or physical safety of
27             law enforcement personnel or any other person; or
28                  (viii)  obstruct    an     ongoing     criminal
29             investigation.
30             (d)  Criminal  history record information maintained
31        by State or local criminal justice agencies,  except  the
32        following  which  shall be open for public inspection and
33        copying:
34                  (i)  chronologically     maintained      arrest
 
SB1543 Engrossed            -17-     LRB093 10753 DRJ 11634 b
 1             information,  such  as  traditional  arrest  logs or
 2             blotters;
 3                  (ii)  the name of a person in the custody of  a
 4             law  enforcement  agency  and  the charges for which
 5             that person is being held;
 6                  (iii)  court records that are public;
 7                  (iv)  records  that  are  otherwise   available
 8             under State or local law; or
 9                  (v)  records  in  which the requesting party is
10             the individual identified, except as provided  under
11             part  (vii)  of  paragraph  (c) of subsection (1) of
12             this Section.
13             "Criminal history  record  information"  means  data
14        identifiable   to   an   individual   and  consisting  of
15        descriptions  or  notations   of   arrests,   detentions,
16        indictments, informations, pre-trial proceedings, trials,
17        or  other formal events in the criminal justice system or
18        descriptions or notations of criminal charges  (including
19        criminal  violations  of  local municipal ordinances) and
20        the  nature  of  any   disposition   arising   therefrom,
21        including  sentencing, court or correctional supervision,
22        rehabilitation and release.  The term does not  apply  to
23        statistical  records and reports in which individuals are
24        not identified and from which their  identities  are  not
25        ascertainable,  or  to  information  that is for criminal
26        investigative or intelligence purposes.
27             (e)  Records that relate to or affect  the  security
28        of correctional institutions and detention facilities.
29             (f)  Preliminary   drafts,  notes,  recommendations,
30        memoranda  and  other  records  in  which  opinions   are
31        expressed,  or policies or actions are formulated, except
32        that a specific record or relevant portion  of  a  record
33        shall not be exempt when the record is publicly cited and
34        identified  by the head of the public body. The exemption
 
SB1543 Engrossed            -18-     LRB093 10753 DRJ 11634 b
 1        provided in this  paragraph  (f)  extends  to  all  those
 2        records  of officers and agencies of the General Assembly
 3        that pertain to the preparation of legislative documents.
 4             (g)  Trade  secrets  and  commercial  or   financial
 5        information  obtained from a person or business where the
 6        trade secrets or information are proprietary,  privileged
 7        or confidential, or where disclosure of the trade secrets
 8        or  information may cause competitive harm, including all
 9        information determined to be confidential  under  Section
10        4002  of  the Technology Advancement and Development Act.
11        Nothing  contained  in  this  paragraph  (g)   shall   be
12        construed to prevent a person or business from consenting
13        to disclosure.
14             (h)  Proposals  and bids for any contract, grant, or
15        agreement,  including  information  which  if   it   were
16        disclosed   would   frustrate   procurement  or  give  an
17        advantage  to  any  person  proposing  to  enter  into  a
18        contractor agreement with the body,  until  an  award  or
19        final  selection is made.  Information prepared by or for
20        the body in preparation of a bid  solicitation  shall  be
21        exempt until an award or final selection is made.
22             (i)  Valuable formulae, computer geographic systems,
23        designs,  drawings and research data obtained or produced
24        by any public body when disclosure  could  reasonably  be
25        expected to produce private gain or public loss.
26             (j)  Test   questions,   scoring   keys   and  other
27        examination  data  used   to   administer   an   academic
28        examination   or  determined  the  qualifications  of  an
29        applicant for a license or employment.
30             (k)  Architects'  plans  and  engineers'   technical
31        submissions  for projects not constructed or developed in
32        whole or in part  with  public  funds  and  for  projects
33        constructed or developed with public funds, to the extent
34        that disclosure would compromise security.
 
SB1543 Engrossed            -19-     LRB093 10753 DRJ 11634 b
 1             (l)  Library    circulation    and   order   records
 2        identifying library users with specific materials.
 3             (m)  Minutes of meetings of public bodies closed  to
 4        the public as provided in the Open Meetings Act until the
 5        public  body  makes  the  minutes available to the public
 6        under Section 2.06 of the Open Meetings Act.
 7             (n)  Communications between a  public  body  and  an
 8        attorney  or  auditor  representing  the public body that
 9        would not be subject  to  discovery  in  litigation,  and
10        materials prepared or compiled by or for a public body in
11        anticipation  of  a  criminal,  civil  or  administrative
12        proceeding  upon  the request of an attorney advising the
13        public body, and  materials  prepared  or  compiled  with
14        respect to internal audits of public bodies.
15             (o)  Information  received by a primary or secondary
16        school, college or university under  its  procedures  for
17        the  evaluation  of  faculty  members  by  their academic
18        peers.
19             (p)  Administrative   or    technical    information
20        associated  with  automated  data  processing operations,
21        including  but  not  limited   to   software,   operating
22        protocols,  computer  program  abstracts,  file  layouts,
23        source  listings,  object  modules,  load  modules,  user
24        guides,  documentation  pertaining  to  all  logical  and
25        physical   design   of   computerized  systems,  employee
26        manuals, and any other information  that,  if  disclosed,
27        would  jeopardize  the security of the system or its data
28        or the security of materials exempt under this Section.
29             (q)  Documents or materials relating  to  collective
30        negotiating  matters  between  public  bodies  and  their
31        employees  or  representatives,  except  that  any  final
32        contract  or agreement shall be subject to inspection and
33        copying.
34             (r)  Drafts, notes,  recommendations  and  memoranda
 
SB1543 Engrossed            -20-     LRB093 10753 DRJ 11634 b
 1        pertaining to the financing and marketing transactions of
 2        the  public body. The records of ownership, registration,
 3        transfer, and exchange of municipal debt obligations, and
 4        of  persons  to  whom  payment  with  respect  to   these
 5        obligations is made.
 6             (s)  The records, documents and information relating
 7        to   real   estate   purchase  negotiations  until  those
 8        negotiations have been completed or otherwise terminated.
 9        With regard to a parcel involved in a pending or actually
10        and reasonably  contemplated  eminent  domain  proceeding
11        under  Article  VII  of  the  Code  of  Civil  Procedure,
12        records,  documents  and  information  relating  to  that
13        parcel  shall  be  exempt  except as may be allowed under
14        discovery rules adopted by the  Illinois  Supreme  Court.
15        The records, documents and information relating to a real
16        estate sale shall be exempt until a sale is consummated.
17             (t)  Any and all proprietary information and records
18        related  to  the  operation  of an intergovernmental risk
19        management association or self-insurance pool or  jointly
20        self-administered  health  and  accident  cooperative  or
21        pool.
22             (u)  Information     concerning    a    university's
23        adjudication  of  student  or   employee   grievance   or
24        disciplinary  cases,  to the extent that disclosure would
25        reveal the  identity  of  the  student  or  employee  and
26        information  concerning any public body's adjudication of
27        student or employee  grievances  or  disciplinary  cases,
28        except for the final outcome of the cases.
29             (v)  Course  materials or research materials used by
30        faculty members.
31             (w)  Information  related  solely  to  the  internal
32        personnel rules and practices of a public body.
33             (x)  Information  contained   in   or   related   to
34        examination, operating, or condition reports prepared by,
 
SB1543 Engrossed            -21-     LRB093 10753 DRJ 11634 b
 1        on behalf of, or for the use of a public body responsible
 2        for   the   regulation   or   supervision   of  financial
 3        institutions or insurance companies, unless disclosure is
 4        otherwise required by State law.
 5             (y)  Information  the   disclosure   of   which   is
 6        restricted  under  Section  5-108 of the Public Utilities
 7        Act.
 8             (z)  Manuals or instruction to staff that relate  to
 9        establishment  or  collection  of liability for any State
10        tax or that relate to investigations by a public body  to
11        determine violation of any criminal law.
12             (aa)  Applications,  related  documents, and medical
13        records    received    by    the    Experimental    Organ
14        Transplantation  Procedures  Board  and   any   and   all
15        documents  or  other records prepared by the Experimental
16        Organ  Transplantation  Procedures  Board  or  its  staff
17        relating to applications it has received.
18             (bb)  Insurance or  self  insurance  (including  any
19        intergovernmental  risk  management  association  or self
20        insurance  pool)  claims,   loss   or   risk   management
21        information, records, data, advice or communications.
22             (cc)  Information and records held by the Department
23        of  Public  Health  and  its  authorized  representatives
24        relating   to   known  or  suspected  cases  of  sexually
25        transmissible disease or any information  the  disclosure
26        of  which  is  restricted  under  the  Illinois  Sexually
27        Transmissible Disease Control Act.
28             (dd)  Information   the   disclosure   of  which  is
29        exempted under Section 30 of the Radon Industry Licensing
30        Act.
31             (ee)  Firm performance evaluations under Section  55
32        of  the  Architectural,  Engineering,  and Land Surveying
33        Qualifications Based Selection Act.
34             (ff)  Security portions  of  system  safety  program
 
SB1543 Engrossed            -22-     LRB093 10753 DRJ 11634 b
 1        plans,  investigation reports, surveys, schedules, lists,
 2        data, or information compiled, collected, or prepared  by
 3        or   for  the  Regional  Transportation  Authority  under
 4        Section 2.11 of the Regional Transportation Authority Act
 5        or the  St.  Clair  County  Transit  District  under  the
 6        Bi-State Transit Safety Act.
 7             (gg)  Information   the   disclosure   of  which  is
 8        restricted and exempted under Section 50 of the  Illinois
 9        Prepaid Tuition Act.
10             (hh)  Information   the   disclosure   of  which  is
11        exempted under Section 80 of the State Gift Ban Act.
12             (ii)  Beginning July 1, 1999, information that would
13        disclose or might lead to the  disclosure  of  secret  or
14        confidential information, codes, algorithms, programs, or
15        private  keys intended to be used to create electronic or
16        digital signatures under the Electronic Commerce Security
17        Act.
18             (jj)  Information contained  in  a  local  emergency
19        energy  plan  submitted  to  a municipality in accordance
20        with a local emergency  energy  plan  ordinance  that  is
21        adopted under Section 11-21.5-5 of the Illinois Municipal
22        Code.
23             (kk)  Information    and    data    concerning   the
24        distribution of surcharge moneys collected  and  remitted
25        by   wireless   carriers  under  the  Wireless  Emergency
26        Telephone Safety Act.
27             (ll)  Records  and   information   provided   to   a
28        residential  health care facility resident sexual assault
29        and death review team  or  the  Residential  Health  Care
30        Facility  Resident  Sexual Assault and Death Review Teams
31        Executive  Council  under  the  Residential  Health  Care
32        Facility Resident Sexual Assault and  Death  Review  Team
33        Act.
34        (2)  This  Section  does  not  authorize  withholding  of
 
SB1543 Engrossed            -23-     LRB093 10753 DRJ 11634 b
 1    information  or  limit  the  availability  of  records to the
 2    public,  except  as  stated  in  this  Section  or  otherwise
 3    provided in this Act.
 4    (Source: P.A. 91-137, eff.  7-16-99;  91-357,  eff.  7-29-99;
 5    91-660,  eff.  12-22-99;  92-16,  eff.  6-28-01; 92-241, eff.
 6    8-3-01; 92-281, eff. 8-7-01; 92-645,  eff.  7-11-02;  92-651,
 7    eff. 7-11-02.)

 8        Section  99.  Effective date.  This Act takes effect upon
 9    becoming law.