Full Text of SB1983 097th General Assembly
SB1983 97TH GENERAL ASSEMBLY |
| | 97TH GENERAL ASSEMBLY
State of Illinois
2011 and 2012 SB1983 Introduced 2/10/2011, by Sen. Kirk W. Dillard SYNOPSIS AS INTRODUCED: |
| 5 ILCS 420/4A-102 | from Ch. 127, par. 604A-102 |
5 ILCS 420/4A-103 | from Ch. 127, par. 604A-103 |
5 ILCS 420/4A-104 | from Ch. 127, par. 604A-104 |
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Amends the Illinois Governmental Ethics Act. Requires all persons who must file a statement of economic interests to disclose the name of any immediate family member who is a registered lobbyist. Defines "immediate family member" as a spouse, parent, child, stepchild, adopted child, son-in-law, daughter-in-law, father-in-law, mother-in-law, brother, sister, brother-in-law, sister-in-law, grandparent, or grandchild.
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| | | FISCAL NOTE ACT MAY APPLY | |
| | A BILL FOR |
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| 1 | | AN ACT concerning government.
| 2 | | Be it enacted by the People of the State of Illinois,
| 3 | | represented in the General Assembly:
| 4 | | Section 5. The Illinois Governmental Ethics Act is amended | 5 | | by changing Sections 4A-102, 4A-103, and 4A-104 as follows: | 6 | | (5 ILCS 420/4A-102) (from Ch. 127, par. 604A-102)
| 7 | | Sec. 4A-102. The statement of economic interests required | 8 | | by this Article
shall include the economic interests of the | 9 | | person making the statement as
provided in this Section. The | 10 | | interest (if constructively controlled by the
person making the | 11 | | statement) of a spouse or any other party, shall be
considered | 12 | | to be the same as the interest of the person making the
| 13 | | statement. Campaign receipts shall not be included in this | 14 | | statement.
| 15 | | (a) The following interests shall be listed by all | 16 | | persons required to
file:
| 17 | | (1) The name, address and type of practice of any | 18 | | professional
organization or individual professional | 19 | | practice in which the person making
the statement was | 20 | | an officer, director, associate, partner or | 21 | | proprietor,
or served in any advisory capacity, from | 22 | | which income in excess of $1200
was derived during the | 23 | | preceding calendar year;
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| 1 | | (2) The nature of professional services (other | 2 | | than services rendered to
the unit or units of | 3 | | government in relation to which the person is required
| 4 | | to file)
and the nature of the entity to which they | 5 | | were rendered if fees exceeding
$5,000 were received | 6 | | during the preceding calendar year from the entity for
| 7 | | professional services rendered by the person making | 8 | | the statement.
| 9 | | (3) The identity (including the address or legal | 10 | | description of real
estate) of any capital asset from | 11 | | which a capital gain of $5,000 or more
was realized in | 12 | | the preceding calendar year.
| 13 | | (4) The name of any unit of government which has | 14 | | employed the person
making the statement during the | 15 | | preceding calendar year other than the unit
or units of | 16 | | government in relation to which the person is required | 17 | | to file.
| 18 | | (5) The name of any entity from which a gift or | 19 | | gifts, or honorarium or
honoraria, valued singly or in | 20 | | the aggregate in excess of $500, was
received during | 21 | | the preceding calendar year.
| 22 | | (6) The name of any immediate family member who is | 23 | | a registered lobbyist. For the purposes of this | 24 | | paragraph (6), "immediate family member" means a | 25 | | spouse, parent, child, stepchild, adopted child, | 26 | | son-in-law, daughter-in-law, father-in-law, |
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| 1 | | mother-in-law, brother, sister, brother-in-law, | 2 | | sister-in-law, grandparent, or grandchild. | 3 | | (b) The following interests shall also be listed by | 4 | | persons listed in
items (a) through (f), item (l), and item | 5 | | (n) of Section 4A-101:
| 6 | | (1) The name and instrument of ownership in any | 7 | | entity doing business in
the State of Illinois, in | 8 | | which an ownership interest held by the person at
the | 9 | | date of filing is in excess of $5,000 fair market value | 10 | | or from which
dividends of in excess of $1,200 were | 11 | | derived during the preceding calendar
year. (In the | 12 | | case of real estate, location thereof shall be listed | 13 | | by
street address, or if none, then by legal | 14 | | description). No time or demand
deposit in a financial | 15 | | institution, nor any debt instrument need be listed;
| 16 | | (2) Except for professional service entities, the | 17 | | name of any entity and
any position held therein from | 18 | | which income of in excess of $1,200 was
derived during | 19 | | the preceding calendar year, if the entity does | 20 | | business in
the State of Illinois. No time or demand | 21 | | deposit in a financial
institution, nor any debt | 22 | | instrument need be listed.
| 23 | | (3) The identity of any compensated lobbyist with | 24 | | whom the person making
the statement maintains a close | 25 | | economic association, including the name of
the | 26 | | lobbyist and specifying the legislative matter or |
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| 1 | | matters which are the
object of the lobbying activity, | 2 | | and describing the general type of
economic activity of | 3 | | the client or principal on whose behalf that person is
| 4 | | lobbying.
| 5 | | (c) The following interests shall also be listed by | 6 | | persons listed in
items (g), (h), (i), and (o) of Section | 7 | | 4A-101:
| 8 | | (1) The name and instrument of ownership in any | 9 | | entity doing business
with a unit of local government | 10 | | in relation to which the person is
required to file if | 11 | | the ownership interest of the person filing is greater
| 12 | | than $5,000 fair market value as of the date of filing | 13 | | or if dividends in
excess of $1,200 were received from | 14 | | the entity during the preceding
calendar year. (In the | 15 | | case of real estate, location thereof shall be
listed | 16 | | by street address, or if none, then by legal | 17 | | description). No time
or demand deposit in a financial | 18 | | institution, nor any debt instrument need
be listed.
| 19 | | (2) Except for professional service entities, the | 20 | | name of any entity and
any position held therein from | 21 | | which income in excess of $1,200 was derived
during the | 22 | | preceding calendar year if the entity does business | 23 | | with a
unit of local government in relation to which | 24 | | the person is required to
file. No time or demand | 25 | | deposit in a financial institution, nor any debt
| 26 | | instrument need be listed.
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| 1 | | (3) The name of any entity and the nature of the | 2 | | governmental action
requested by any entity which has | 3 | | applied to a unit of local
government
in relation to | 4 | | which the person must file for any license, franchise | 5 | | or
permit for annexation, zoning or rezoning of real | 6 | | estate during the
preceding calendar year if the | 7 | | ownership interest of the person filing is
in excess of | 8 | | $5,000 fair market value at the time of filing or if | 9 | | income or
dividends in excess of $1,200 were received | 10 | | by the person filing from the
entity during the | 11 | | preceding calendar year.
| 12 | | For the purposes of this Section, the unit of local | 13 | | government in relation to which a person required to file under | 14 | | item (o) of Section 4A-101 shall be the unit of local | 15 | | government that contributes to the pension fund of which such | 16 | | person is a member of the board. | 17 | | (Source: P.A. 96-6, eff. 4-3-09.)
| 18 | | (5 ILCS 420/4A-103) (from Ch. 127, par. 604A-103)
| 19 | | Sec. 4A-103.
The statement of economic interests required | 20 | | by this Article to be filed
with the Secretary of State shall | 21 | | be filled in by
typewriting or hand printing, shall be | 22 | | verified, dated, and signed by the
person making the statement | 23 | | and shall contain substantially the following:
| 24 | | STATEMENT OF ECONOMIC INTEREST
| 25 | | (TYPE OR HAND PRINT)
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| 1 | | .............................................................
| 2 | | (name)
| 3 | | .............................................................
| 4 | | (each office or position of employment for which this
statement | 5 | | is filed)
| 6 | | .............................................................
| 7 | | (full mailing address)
| 8 | | GENERAL DIRECTIONS:
| 9 | | The interest (if constructively controlled by the person | 10 | | making the
statement) of a spouse or any other party, shall be | 11 | | considered to be the
same as the interest of the person making | 12 | | the statement.
| 13 | | Campaign receipts shall not be included in this statement.
| 14 | | If additional space is needed, please attach supplemental | 15 | | listing.
| 16 | | 1. List the name and instrument of ownership in any entity | 17 | | doing
business in the State of Illinois, in which the ownership | 18 | | interest held by
the person at the date of filing is in excess | 19 | | of $5,000 fair market value
or from which dividends in excess | 20 | | of $1,200 were derived during the
preceding calendar year. (In | 21 | | the case of real estate, location thereof
shall be listed by | 22 | | street address, or if none, then by legal description.)
No time | 23 | | or demand deposit in a financial institution, nor any debt
| 24 | | instrument need be listed.
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25 | | Business Entity |
Instrument of Ownership |
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26 | | ............................... |
............................... |
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| 1 | | ............................... |
............................... |
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2 | | ............................... |
............................... |
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3 | | ............................... |
............................... |
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4 | | 2. List the name, address and type of practice of any | 5 | | professional
organization in which the person making the | 6 | | statement was an officer,
director, associate, partner or | 7 | | proprietor or served in any advisory
capacity, from which | 8 | | income in excess of $1,200 was derived during the
preceding | 9 | | calendar year.
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10 | | Name |
Address |
Type of Practice |
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11 | | .................... |
.................... |
..................... |
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12 | | .................... |
.................... |
..................... |
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13 | | .................... |
.................... |
..................... |
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14 | | 3. List the nature of professional services rendered (other | 15 | | than to the
State of Illinois) to each entity from which income | 16 | | exceeding $5,000 was
received for professional services | 17 | | rendered during the preceding calendar
year by the person | 18 | | making the statement.
| 19 | | .............................................................
| 20 | | .............................................................
| 21 | | 4. List the identity (including the address or legal | 22 | | description of real
estate) of any capital asset from which a | 23 | | capital gain of $5,000 or more
was realized during the | 24 | | preceding calendar year.
| 25 | | .............................................................
| 26 | | .............................................................
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| 1 | | 5. List the identity of any compensated lobbyist with whom | 2 | | the person
making the statement maintains a close economic | 3 | | association, including the
name of the lobbyist and specifying | 4 | | the legislative matter or matters which
are the object of the | 5 | | lobbying activity, and describing the general type of
economic | 6 | | activity of the client or principal on whose behalf that person | 7 | | is
lobbying.
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8 | | Lobbyist |
Legislative Matter |
Client or Principal |
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9 | | .................... |
.................... |
..................... |
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10 | | .................... |
.................... |
..................... |
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11 | | 6. List the name of any entity doing business in the State | 12 | | of Illinois
from which income in excess of $1,200 was derived | 13 | | during the preceding
calendar year other than for professional | 14 | | services and the title or
description of any position held in | 15 | | that entity. (In the case of real
estate, location thereof | 16 | | shall be listed by street address, or if none,
then by legal | 17 | | description). No time or demand deposit in a financial
| 18 | | institution nor any debt instrument need be listed.
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19 | | Entity |
Position Held |
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20 | | ............................... |
............................... |
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21 | | ............................... |
............................... |
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22 | | ............................... |
............................... |
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23 | | 7. List the name of any unit of government which employed | 24 | | the person
making the statement during the preceding calendar | 25 | | year other than the unit
or units
of government in relation to | 26 | | which the person is required to file.
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| 1 | | .............................................................
| 2 | | .............................................................
| 3 | | 8. List the name of any entity from which a gift or gifts, | 4 | | or honorarium
or honoraria, valued singly or in the aggregate | 5 | | in excess of $500, was
received during the preceding calendar | 6 | | year.
| 7 | | .............................................................
| 8 | | 9. List the name of any immediate family member who is a | 9 | | registered lobbyist. | 10 | | ............................................................. | 11 | | VERIFICATION:
| 12 | | "I declare that this statement of economic interests | 13 | | (including any
accompanying schedules and statements) has been | 14 | | examined by me and to the
best of my knowledge and belief is a | 15 | | true, correct and complete statement
of my economic interests | 16 | | as required by the Illinois Governmental Ethics
Act. I | 17 | | understand that the penalty for willfully filing a false or
| 18 | | incomplete statement shall be a fine not to exceed $1,000 or | 19 | | imprisonment
in a penal institution other than the penitentiary | 20 | | not to exceed one year,
or both fine and imprisonment."
| 21 | | ................ ..........................................
| 22 | | (date of filing) (signature of person making the statement)
| 23 | | (Source: P.A. 95-173, eff. 1-1-08.)
| 24 | | (5 ILCS 420/4A-104) (from Ch. 127, par. 604A-104)
| 25 | | Sec. 4A-104.
The statement of economic interests required |
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| 1 | | by this Article to be filed
with the county clerk shall be | 2 | | filled in by typewriting
or hand printing, shall be verified, | 3 | | dated, and signed by the person
making the statement and shall | 4 | | contain substantially the following:
| 5 | | STATEMENT OF ECONOMIC INTERESTS
| 6 | | (TYPE OR HAND PRINT)
| 7 | | .............................................................
| 8 | | (Name)
| 9 | | .............................................................
| 10 | | (each office or position of employment for which this
statement | 11 | | is filed)
...................................................
| 12 | | (full mailing address)
| 13 | | GENERAL DIRECTIONS:
| 14 | | The interest (if constructively controlled by the person | 15 | | making the
statement) of a spouse or any other party, shall be | 16 | | considered to be the
same as the interest of the person making | 17 | | the statement.
| 18 | | Campaign receipts shall not be included in this statement.
| 19 | | If additional space is needed, please attach supplemental | 20 | | listing.
| 21 | | 1. List the name and instrument of ownership in any entity | 22 | | doing
business with a unit of local government in relation to | 23 | | which the
person
is required to file, in which the ownership | 24 | | interest held by the person at
the date of filing is in excess | 25 | | of $5,000 fair market value or from which
dividends in excess | 26 | | of $1,200 were received during the preceding calendar
year. (In |
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| 1 | | the case of real estate, location thereof shall be listed by
| 2 | | street address, or if none, then by legal description.) No time | 3 | | or demand
deposit in a financial institution, nor any debt | 4 | | instrument shall be
listed.
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5 | | Business |
Instrument of |
Position of |
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6 | | Entity |
Ownership |
Management |
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7 | | .................... |
.................... |
..................... |
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8 | | .................... |
.................... |
..................... |
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9 | | .................... |
.................... |
..................... |
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10 | | 2. List the name, address and type of practice of any | 11 | | professional
organization in which the person making the | 12 | | statement was an officer,
director, associate, partner or | 13 | | proprietor, or served in any advisory
capacity, from which | 14 | | income in excess of $1,200 was derived during the
preceding | 15 | | calendar year.
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16 | | Name |
Address |
Type of Practice |
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17 | | .................... |
.................... |
..................... |
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18 | | .................... |
.................... |
..................... |
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19 | | .................... |
.................... |
..................... |
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20 | | 3. List the nature of professional services rendered (other | 21 | | than to the
unit or units of local government in relation to | 22 | | which the person is
required to
file) to each entity from which | 23 | | income exceeding $5,000 was received for
professional services | 24 | | rendered during the preceding calendar year by the
person | 25 | | making the statement.
| 26 | | .............................................................
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| 1 | | .............................................................
| 2 | | 4. List the identity (including the address or legal | 3 | | description of real
estate) of any capital asset from which a | 4 | | capital gain of $5,000 or more
was realized during the | 5 | | preceding calendar year.
| 6 | | .............................................................
| 7 | | .............................................................
| 8 | | .............................................................
| 9 | | 5. List the name of any entity and the nature of the | 10 | | governmental action
requested by any entity which has applied | 11 | | to a unit of local
government
in relation to which the person | 12 | | must file for any license, franchise or
permit for annexation, | 13 | | zoning or rezoning of real estate during the
preceding calendar | 14 | | year if the ownership interest of the person filing is
in | 15 | | excess of $5,000 fair market value at the time of filing or if | 16 | | income or
dividends in excess of $1200 were received by the | 17 | | person filing from the
entity during the preceding calendar | 18 | | year.
| 19 | | .............................................................
| 20 | | .............................................................
| 21 | | .............................................................
| 22 | | 6. List the name of any entity doing business with a unit | 23 | | of
local
government in relation to which the person is required | 24 | | to file from which
income in excess of $1,200 was derived | 25 | | during the preceding calendar year
other than for professional | 26 | | services and the title or description of any
position held in |
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| 1 | | that entity. No time or demand deposit in a financial
| 2 | | institution nor any debt instrument need be listed.
| 3 | | .............................................................
| 4 | | .............................................................
| 5 | | 7. List the name of any unit of government which employed | 6 | | the person
making the statement during the preceding calendar | 7 | | year other than the unit
or units of government in relation to | 8 | | which the person is required to file.
| 9 | | .............................................................
| 10 | | .............................................................
| 11 | | 8. List the name of any entity from which a gift or gifts, | 12 | | or honorarium
or honoraria, valued singly or in the aggregate | 13 | | in excess of $500, was
received during the preceding calendar | 14 | | year.
| 15 | | .............................................................
| 16 | | 9. List the name of any immediate family member who is a | 17 | | registered lobbyist. | 18 | | ............................................................. | 19 | | VERIFICATION:
| 20 | | "I declare that this statement of economic interests | 21 | | (including any
accompanying schedules and statements) has been | 22 | | examined by me and to the
best of my knowledge and belief is a | 23 | | true, correct and complete statement
of my economic interests | 24 | | as required by the Illinois Governmental Ethics
Act. I | 25 | | understand that the penalty for willfully filing a false or
| 26 | | incomplete statement shall be a fine not to exceed $1,000 or |
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| 1 | | imprisonment
in a penal institution other than the penitentiary | 2 | | not to exceed one year,
or both fine and imprisonment."
| 3 | | ................ ..........................................
| 4 | | (date of filing) (signature of person making the statement)
| 5 | | (Source: P.A. 95-173, eff. 1-1-08.)
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