Full Text of SB3403 100th General Assembly
SB3403 100TH GENERAL ASSEMBLY |
| | 100TH GENERAL ASSEMBLY
State of Illinois
2017 and 2018 SB3403 Introduced 2/16/2018, by Sen. Kwame Raoul SYNOPSIS AS INTRODUCED: |
| 5 ILCS 420/4A-102 | from Ch. 127, par. 604A-102 | 5 ILCS 420/4A-103 | from Ch. 127, par. 604A-103 | 5 ILCS 420/4A-104 | from Ch. 127, par. 604A-104 |
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Amends the Illinois Governmental Ethics Act. Modifies the required statement of economic interests under the Act to include disclosure of income received from specified entities on which a person is required to report. Modifies the statement of economic interests forms to make conforming changes.
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| | A BILL FOR |
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| 1 | | AN ACT concerning government.
| 2 | | Be it enacted by the People of the State of Illinois,
| 3 | | represented in the General Assembly:
| 4 | | Section 5. The Illinois Governmental Ethics Act is amended | 5 | | by changing Sections 4A-102, 4A-103, and 4A-104 as follows: | 6 | | (5 ILCS 420/4A-102) (from Ch. 127, par. 604A-102)
| 7 | | Sec. 4A-102. The statement of economic interests required | 8 | | by this Article
shall include the economic interests of the | 9 | | person making the statement as
provided in this Section. The | 10 | | interest (if constructively controlled by the
person making the | 11 | | statement) of a spouse or any other party, shall be
considered | 12 | | to be the same as the interest of the person making the
| 13 | | statement. Campaign receipts shall not be included in this | 14 | | statement.
| 15 | | (a) The following interests shall be listed by all | 16 | | persons required to
file:
| 17 | | (1) The name, address , amount of income received | 18 | | from, and type of practice of any professional
| 19 | | organization or individual professional practice in | 20 | | which the person making
the statement was an officer, | 21 | | director, associate, partner or proprietor,
or served | 22 | | in any advisory capacity, from which income in excess | 23 | | of $1200
was derived during the preceding calendar |
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| 1 | | year;
| 2 | | (2) The nature of professional services (other | 3 | | than services rendered to
the unit or units of | 4 | | government in relation to which the person is required
| 5 | | to file) , the amount of income received from performing | 6 | | such services,
and the name nature of the entity to | 7 | | which they were rendered if fees exceeding
$5,000 were | 8 | | received during the preceding calendar year from the | 9 | | entity for
professional services rendered by the | 10 | | person making the statement.
| 11 | | (2.5) The name of each client from whom a person, | 12 | | or his or her business, received payments for services | 13 | | provided, if the filer's share of gross receipts was | 14 | | $5,000 or more, unless disclosure would violate legal | 15 | | confidentiality. | 16 | | (3) The identity (including the address or legal | 17 | | description of real
estate) , and the amount of income | 18 | | received from, of any capital asset from which a | 19 | | capital gain of $5,000 or more
was realized in the | 20 | | preceding calendar year.
| 21 | | (4) The name of any unit of government , and the | 22 | | amount of income received for services provided to that | 23 | | unit of government, which has employed the person
| 24 | | making the statement during the preceding calendar | 25 | | year other than the unit
or units of government in | 26 | | relation to which the person is required to file.
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| 1 | | (5) The name of any entity from which a gift or | 2 | | gifts, or honorarium or
honoraria, valued singly or in | 3 | | the aggregate in excess of $500, was
received during | 4 | | the preceding calendar year , and the monetary value of | 5 | | each gift or honorarium received from that entity .
| 6 | | (b) The following interests shall also be listed by | 7 | | persons listed in
items (a) through (f), item (l), item | 8 | | (n), and item (p) of Section 4A-101:
| 9 | | (1) The name and instrument of ownership in any | 10 | | entity doing business in
the State of Illinois, in | 11 | | which an ownership interest held by the person at
the | 12 | | date of filing is in excess of $5,000 fair market value | 13 | | or from which
dividends of in excess of $1,200 were | 14 | | derived during the preceding calendar
year. (In the | 15 | | case of real estate, location thereof shall be listed | 16 | | by
street address, or if none, then by legal | 17 | | description). No time or demand
deposit in a financial | 18 | | institution, nor any debt instrument need be listed;
| 19 | | (2) Except for professional service entities, the | 20 | | name of any entity and
any position held therein from | 21 | | which income of in excess of $1,200 was
derived during | 22 | | the preceding calendar year, and the amount of income | 23 | | received from that entity, if the entity does business | 24 | | in
the State of Illinois. No time or demand deposit in | 25 | | a financial
institution, nor any debt instrument need | 26 | | be listed.
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| 1 | | (3) The identity of any compensated lobbyist with | 2 | | whom the person making
the statement maintains a close | 3 | | economic association, including the name of
the | 4 | | lobbyist and specifying the legislative matter or | 5 | | matters which are the
object of the lobbying activity, | 6 | | and describing the general type of
economic activity of | 7 | | the client or principal on whose behalf that person is
| 8 | | lobbying.
| 9 | | (c) The following interests shall also be listed by | 10 | | persons listed in
items (g), (h), (i), and (o) of Section | 11 | | 4A-101:
| 12 | | (1) The name and instrument of ownership in any | 13 | | entity doing business
with a unit of local government | 14 | | in relation to which the person is
required to file if | 15 | | the ownership interest of the person filing is greater
| 16 | | than $5,000 fair market value as of the date of filing | 17 | | or if dividends in
excess of $1,200 were received from | 18 | | the entity during the preceding
calendar year. (In the | 19 | | case of real estate, location thereof shall be
listed | 20 | | by street address, or if none, then by legal | 21 | | description). No time
or demand deposit in a financial | 22 | | institution, nor any debt instrument need
be listed.
| 23 | | (2) Except for professional service entities, the | 24 | | name of any entity and
any position held therein from | 25 | | which income in excess of $1,200 was derived
during the | 26 | | preceding calendar year , and the amount of income |
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| 1 | | received, if the entity does business with a
unit of | 2 | | local government in relation to which the person is | 3 | | required to
file. No time or demand deposit in a | 4 | | financial institution, nor any debt
instrument need be | 5 | | listed.
| 6 | | (3) The name of any entity and the nature of the | 7 | | governmental action
requested by any entity which has | 8 | | applied to a unit of local
government
in relation to | 9 | | which the person must file for any license, franchise | 10 | | or
permit for annexation, zoning or rezoning of real | 11 | | estate during the
preceding calendar year if the | 12 | | ownership interest of the person filing is
in excess of | 13 | | $5,000 fair market value at the time of filing or if | 14 | | income or
dividends in excess of $1,200 were received | 15 | | by the person filing from the
entity during the | 16 | | preceding calendar year.
| 17 | | For the purposes of this Section, the unit of local | 18 | | government in relation to which a person required to file under | 19 | | item (o) of Section 4A-101 shall be the unit of local | 20 | | government that contributes to the pension fund of which such | 21 | | person is a member of the board. | 22 | | (Source: P.A. 96-6, eff. 4-3-09; 97-754, eff. 7-6-12.)
| 23 | | (5 ILCS 420/4A-103) (from Ch. 127, par. 604A-103)
| 24 | | Sec. 4A-103.
The statement of economic interests required | 25 | | by this Article to be filed
with the Secretary of State shall |
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| 1 | | be filled in by
typewriting or hand printing, shall be | 2 | | verified, dated, and signed by the
person making the statement | 3 | | and shall contain substantially the following:
| 4 | | STATEMENT OF ECONOMIC INTEREST
| 5 | | (TYPE OR HAND PRINT)
| 6 | | .............................................................
| 7 | | (name)
| 8 | | .............................................................
| 9 | | (each office or position of employment for which this
statement | 10 | | is filed)
| 11 | | .............................................................
| 12 | | (full mailing address)
| 13 | | GENERAL DIRECTIONS:
| 14 | | The interest (if constructively controlled by the person | 15 | | making the
statement) of a spouse or any other party, shall be | 16 | | considered to be the
same as the interest of the person making | 17 | | the statement.
| 18 | | Campaign receipts shall not be included in this statement.
| 19 | | If additional space is needed, please attach supplemental | 20 | | listing.
| 21 | | 1. List the name and instrument of ownership in any entity | 22 | | doing
business in the State of Illinois, in which the ownership | 23 | | interest held by
the person at the date of filing is in excess | 24 | | of $5,000 fair market value
or from which dividends in excess | 25 | | of $1,200 were derived during the
preceding calendar year. (In | 26 | | the case of real estate, location thereof
shall be listed by |
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| 1 | | street address, or if none, then by legal description.)
No time | 2 | | or demand deposit in a financial institution, nor any debt
| 3 | | instrument need be listed.
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4 | | Business Entity |
Instrument of Ownership |
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5 | | ............................... |
............................... |
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6 | | ............................... |
............................... |
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7 | | ............................... |
............................... |
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8 | | ............................... |
............................... |
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9 | | 2. List the name, address , amount of income received from, | 10 | | and type of practice of any professional
organization in which | 11 | | the person making the statement was an officer,
director, | 12 | | associate, partner or proprietor or served in any advisory
| 13 | | capacity, from which income in excess of $1,200 was derived | 14 | | during the
preceding calendar year.
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15 | | Name |
Address | Income |
Type of Practice |
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16 | | | 17 | | ................ |
.............. | .............. |
.................. |
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18 | | ................ |
.............. | .............. |
.................. |
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19 | | ................ |
.............. | .............. |
.................. |
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20 | | 3. List the nature of professional services rendered (other | 21 | | than to the
State of Illinois) , the amount of income received | 22 | | from performing such services, and the name of to each entity | 23 | | from which income exceeding $5,000 was
received for | 24 | | professional services rendered during the preceding calendar
| 25 | | year by the person making the statement.
| 26 | | .............................................................
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| 1 | | .............................................................
| 2 | | 4. List the identity (including the address or legal | 3 | | description of real
estate) of , and the amount of income | 4 | | received from, any capital asset from which a capital gain of | 5 | | $5,000 or more
was realized during the preceding calendar year.
| 6 | | .............................................................
| 7 | | .............................................................
| 8 | | 5. List the identity of any compensated lobbyist with whom | 9 | | the person
making the statement maintains a close economic | 10 | | association, including the
name of the lobbyist and specifying | 11 | | the legislative matter or matters which
are the object of the | 12 | | lobbying activity, and describing the general type of
economic | 13 | | activity of the client or principal on whose behalf that person | 14 | | is
lobbying.
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15 | | Lobbyist |
Legislative Matter |
Client or Principal |
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16 | | .................... |
.................... |
..................... |
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17 | | .................... |
.................... |
..................... |
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18 | | 6. List the name of any entity doing business in the State | 19 | | of Illinois , and the amount of income received from that | 20 | | entity,
from which income in excess of $1,200 was derived | 21 | | during the preceding
calendar year other than for professional | 22 | | services and the title or
description of any position held in | 23 | | that entity. (In the case of real
estate, location thereof | 24 | | shall be listed by street address, or if none,
then by legal | 25 | | description). No time or demand deposit in a financial
| 26 | | institution nor any debt instrument need be listed.
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| 1 | | Entity | Income |
Position Held |
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2 | | ................. | .................. |
..................... |
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3 | | ................. | .................. |
..................... |
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4 | | ................. | .................. |
..................... |
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5 | | 7. List the name of any unit of government , and the amount | 6 | | of income received for services provided to that unit of | 7 | | government, which employed the person
making the statement | 8 | | during the preceding calendar year other than the unit
or units
| 9 | | of government in relation to which the person is required to | 10 | | file.
| 11 | | .............................................................
| 12 | | .............................................................
| 13 | | 8. List the name of any entity from which a gift or gifts, | 14 | | or honorarium
or honoraria, valued singly or in the aggregate | 15 | | in excess of $500, was
received during the preceding calendar | 16 | | year , and the monetary value of each gift or honorarium | 17 | | received from that entity .
| 18 | | .............................................................
| 19 | | 9. List the name of each client from whom a person, or his | 20 | | or her business, received payments for services provided, if | 21 | | the filer's share of gross receipts was $5,000 or more, unless | 22 | | disclosure would violate legal confidentiality. | 23 | | ............................................................. | 24 | | VERIFICATION:
| 25 | | "I declare that this statement of economic interests | 26 | | (including any
accompanying schedules and statements) has been |
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| 1 | | examined by me and to the
best of my knowledge and belief is a | 2 | | true, correct and complete statement
of my economic interests | 3 | | as required by the Illinois Governmental Ethics
Act. I | 4 | | understand that the penalty for willfully filing a false or
| 5 | | incomplete statement shall be a fine not to exceed $1,000 or | 6 | | imprisonment
in a penal institution other than the penitentiary | 7 | | not to exceed one year,
or both fine and imprisonment."
| 8 | | ................ ..........................................
| 9 | | (date of filing) (signature of person making the statement)
| 10 | | (Source: P.A. 95-173, eff. 1-1-08.)
| 11 | | (5 ILCS 420/4A-104) (from Ch. 127, par. 604A-104)
| 12 | | Sec. 4A-104.
The statement of economic interests required | 13 | | by this Article to be filed
with the county clerk shall be | 14 | | filled in by typewriting
or hand printing, shall be verified, | 15 | | dated, and signed by the person
making the statement and shall | 16 | | contain substantially the following:
| 17 | | STATEMENT OF ECONOMIC INTERESTS
| 18 | | (TYPE OR HAND PRINT)
| 19 | | .............................................................
| 20 | | (Name)
| 21 | | .............................................................
| 22 | | (each office or position of employment for which this
statement | 23 | | is filed)
...................................................
| 24 | | (full mailing address)
| 25 | | GENERAL DIRECTIONS:
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| 1 | | The interest (if constructively controlled by the person | 2 | | making the
statement) of a spouse or any other party, shall be | 3 | | considered to be the
same as the interest of the person making | 4 | | the statement.
| 5 | | Campaign receipts shall not be included in this statement.
| 6 | | If additional space is needed, please attach supplemental | 7 | | listing.
| 8 | | 1. List the name and instrument of ownership in any entity | 9 | | doing
business with a unit of local government in relation to | 10 | | which the
person
is required to file, in which the ownership | 11 | | interest held by the person at
the date of filing is in excess | 12 | | of $5,000 fair market value or from which
dividends in excess | 13 | | of $1,200 were received during the preceding calendar
year. (In | 14 | | the case of real estate, location thereof shall be listed by
| 15 | | street address, or if none, then by legal description.) No time | 16 | | or demand
deposit in a financial institution, nor any debt | 17 | | instrument shall be
listed.
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18 | | Business |
Instrument of |
Position of |
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19 | | Entity |
Ownership |
Management |
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20 | | .................... |
.................... |
..................... |
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21 | | .................... |
.................... |
..................... |
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22 | | .................... |
.................... |
..................... |
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23 | | 2. List the name, address , amount of income received from, | 24 | | and type of practice of any professional
organization in which | 25 | | the person making the statement was an officer,
director, | 26 | | associate, partner or proprietor, or served in any advisory
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| 1 | | capacity, from which income in excess of $1,200 was derived | 2 | | during the
preceding calendar year.
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3 | | Name |
Address | Income |
Type of Practice |
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4 | | ............. |
.............. | .............. |
................. |
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5 | | ............. |
.............. | .............. |
................. |
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6 | | ............. |
.............. | .............. |
................. |
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7 | | 3. List the nature of professional services rendered (other | 8 | | than to the
unit or units of local government in relation to | 9 | | which the person is
required to
file) , the amount of income | 10 | | received from performing such services, and the name of to each | 11 | | entity from which income exceeding $5,000 was received for
| 12 | | professional services rendered during the preceding calendar | 13 | | year by the
person making the statement.
| 14 | | .............................................................
| 15 | | .............................................................
| 16 | | 4. List the identity (including the address or legal | 17 | | description of real
estate) of , and the amount of income | 18 | | received from, any capital asset from which a capital gain of | 19 | | $5,000 or more
was realized during the preceding calendar year.
| 20 | | .............................................................
| 21 | | .............................................................
| 22 | | .............................................................
| 23 | | 5. List the name of any entity and the nature of the | 24 | | governmental action
requested by any entity which has applied | 25 | | to a unit of local
government
in relation to which the person | 26 | | must file for any license, franchise or
permit for annexation, |
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| 1 | | zoning or rezoning of real estate during the
preceding calendar | 2 | | year if the ownership interest of the person filing is
in | 3 | | excess of $5,000 fair market value at the time of filing or if | 4 | | income or
dividends in excess of $1200 were received by the | 5 | | person filing from the
entity during the preceding calendar | 6 | | year.
| 7 | | .............................................................
| 8 | | .............................................................
| 9 | | .............................................................
| 10 | | 6. List the name of any entity doing business with a unit | 11 | | of
local
government , and the amount of income received from | 12 | | that entity, in relation to which the person is required to | 13 | | file from which
income in excess of $1,200 was derived during | 14 | | the preceding calendar year
other than for professional | 15 | | services and the title or description of any
position held in | 16 | | that entity. No time or demand deposit in a financial
| 17 | | institution nor any debt instrument need be listed.
| 18 | | .............................................................
| 19 | | .............................................................
| 20 | | 7. List the name of any unit of government , and the amount | 21 | | of income received for services provided to that unit of | 22 | | government, which employed the person
making the statement | 23 | | during the preceding calendar year other than the unit
or units | 24 | | of government in relation to which the person is required to | 25 | | file.
| 26 | | .............................................................
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| 1 | | .............................................................
| 2 | | 8. List the name of any entity from which a gift or gifts, | 3 | | or honorarium
or honoraria, valued singly or in the aggregate | 4 | | in excess of $500, was
received during the preceding calendar | 5 | | year , and the monetary value of each gift or honorarium | 6 | | received from that entity .
| 7 | | .............................................................
| 8 | | 9. List the name of each client from whom a person, or his | 9 | | or her business, received payments for services provided, if | 10 | | the filer's share of gross receipts was $5,000 or more, unless | 11 | | disclosure would violate legal confidentiality. | 12 | | ............................................................. | 13 | | VERIFICATION:
| 14 | | "I declare that this statement of economic interests | 15 | | (including any
accompanying schedules and statements) has been | 16 | | examined by me and to the
best of my knowledge and belief is a | 17 | | true, correct and complete statement
of my economic interests | 18 | | as required by the Illinois Governmental Ethics
Act. I | 19 | | understand that the penalty for willfully filing a false or
| 20 | | incomplete statement shall be a fine not to exceed $1,000 or | 21 | | imprisonment
in a penal institution other than the penitentiary | 22 | | not to exceed one year,
or both fine and imprisonment."
| 23 | | ................ ..........................................
| 24 | | (date of filing) (signature of person making the statement)
| 25 | | (Source: P.A. 95-173, eff. 1-1-08.)
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