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Illinois Compiled Statutes
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HEALTH FACILITIES AND REGULATION (210 ILCS 45/) Nursing Home Care Act. 210 ILCS 45/Art. III Pt. 4
(210 ILCS 45/Art. III Pt. 4 heading)
PART 4.
DISCHARGE AND TRANSFER
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210 ILCS 45/3-401
(210 ILCS 45/3-401) (from Ch. 111 1/2, par. 4153-401)
Sec. 3-401.
A facility may involuntarily transfer or discharge a resident
only for one or more of the following reasons:
(a) for medical reasons;
(b) for the resident's physical safety;
(c) for the physical safety of other residents, the | | facility staff or facility visitors; or
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(d) for either late payment or nonpayment for the
| | resident's stay, except as prohibited by Titles XVIII and XIX of the federal Social Security Act. For purposes of this Section, "late payment" means non-receipt of payment after submission of a bill. If payment is not received within 45 days after submission of a bill, a facility may send a notice to the resident and responsible party requesting payment within 30 days. If payment is not received within such 30 days, the facility may thereupon institute transfer or discharge proceedings by sending a notice of transfer or discharge to the resident and responsible party by registered or certified mail. The notice shall state, in addition to the requirements of Section 3-403 of this Act, that the responsible party has the right to pay the amount of the bill in full up to the date the transfer or discharge is to be made and then the resident shall have the right to remain in the facility. Such payment shall terminate the transfer or discharge proceedings. This subsection does not apply to those residents whose care is provided for under the Illinois Public Aid Code. The Department shall adopt rules setting forth the criteria and procedures to be applied in cases of involuntary transfer or discharge permitted under this Section.
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(Source: P.A. 91-357, eff. 7-29-99.)
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210 ILCS 45/3-401.1 (210 ILCS 45/3-401.1) (from Ch. 111 1/2, par. 4153-401.1) (Text of Section before amendment by P.A. 103-691 ) Sec. 3-401.1. (a) A facility participating in the Medical Assistance Program is prohibited from failing or refusing to retain as a resident any person because he or she is a recipient of or an applicant for the Medical Assistance Program. (a-5) After the effective date of this amendatory Act of 1997, a facility of which only a distinct part is certified to participate in the Medical Assistance Program may refuse to retain as a resident any person who resides in a part of the facility that does not participate in the Medical Assistance Program and who is unable to pay for his or her care in the facility without Medical Assistance only if: (1) the facility, no later than at the time of | | admission and at the time of the resident's contract renewal, explains to the resident (unless he or she is incompetent), and to the resident's representative, and to the person making payment on behalf of the resident for the resident's stay, in writing, that the facility may discharge the resident if the resident is no longer able to pay for his or her care in the facility without Medical Assistance;
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| (2) the resident (unless he or she is incompetent),
| | the resident's representative, and the person making payment on behalf of the resident for the resident's stay, acknowledge in writing that they have received the written explanation.
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| (a-10) For the purposes of this Section, a recipient or applicant shall be considered a resident in the facility during any hospital stay totaling 10 days or less following a hospital admission. The Department of Healthcare and Family Services shall recoup funds from a facility when, as a result of the facility's refusal to readmit a recipient after hospitalization for 10 days or less, the recipient incurs hospital bills in an amount greater than the amount that would have been paid by that Department (formerly the Illinois Department of Public Aid) for care of the recipient in the facility. The amount of the recoupment shall be the difference between the Department of Healthcare and Family Services' (formerly the Illinois Department of Public Aid's) payment for hospital care and the amount that Department would have paid for care in the facility.
(b) A facility which violates this Section shall be guilty of a business offense and fined not less than $500 nor more than $1,000 for the first offense and not less than $1,000 nor more than $5,000 for each subsequent offense.
(Source: P.A. 95-331, eff. 8-21-07.)
(Text of Section after amendment by P.A. 103-691 )
Sec. 3-401.1. (a) A facility participating in the Medical Assistance Program is prohibited from failing or refusing to retain as a resident any person because he or she is a recipient of or an applicant for the Medical Assistance Program.
(a-5) A facility of which only a distinct part is certified to participate in the Medical Assistance Program may refuse to retain as a resident any person who resides in a part of the facility that does not participate in the Medical Assistance Program and who is unable to pay for his or her care in the facility without Medical Assistance only if:
(1) the facility, no later than at the time of
| | admission and at the time of the resident's contract renewal, explains to the resident (unless he or she is incompetent), and to the resident's representative, and to the person making payment on behalf of the resident for the resident's stay, in writing, that the facility may discharge the resident if the resident is no longer able to pay for his or her care in the facility without Medical Assistance;
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| (2) the resident (unless he or she is incompetent),
| | the resident's representative, and the person making payment on behalf of the resident for the resident's stay, acknowledge in writing that they have received the written explanation;
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| (3) in circumstances where the Medicare coverage is
| | ending prior to the full 100-day benefit period, the facility provides notice to the resident and to the resident's representative that the resident's Medicare coverage will likely end in 5 days. This notification shall specify that the resident shall not be required to move under this Section until these 5 days are up. In cases where the facility is notified in a shorter time frame than 5 days by a managed care organization or the time frame is shorter than 5 days due to inaccurate reporting by an outside entity, the facility must provide a minimum of 2 days' notification.
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| (a-10) For the purposes of this Section, a recipient or applicant shall be considered a resident in the facility during any hospital stay totaling 10 days or less following a hospital admission. The Department of Healthcare and Family Services shall recoup funds from a facility when, as a result of the facility's refusal to readmit a recipient after hospitalization for 10 days or less, the recipient incurs hospital bills in an amount greater than the amount that would have been paid by that Department (formerly the Illinois Department of Public Aid) for care of the recipient in the facility. The amount of the recoupment shall be the difference between the Department of Healthcare and Family Services' (formerly the Illinois Department of Public Aid's) payment for hospital care and the amount that Department would have paid for care in the facility.
(b) A facility which violates this Section shall be guilty of a business offense and fined not less than $500 nor more than $1,000 for the first offense and not less than $1,000 nor more than $5,000 for each subsequent offense.
(Source: P.A. 103-691, eff. 1-1-25.)
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210 ILCS 45/3-402 (210 ILCS 45/3-402) (from Ch. 111 1/2, par. 4153-402) Sec. 3-402. Involuntary transfer or discharge of a resident from a facility
shall be preceded by the discussion required under Section 3-408 and by
a minimum written notice
of 21 days, except in one of the following instances: (a) When an emergency transfer or discharge is ordered
by the resident's attending physician because of the resident's health
care needs. The State Long Term Care Ombudsman shall be notified at the time of the emergency transfer or discharge. (b) When the transfer or discharge is mandated by the physical safety of
other residents, the facility staff, or facility visitors, as
documented in the clinical record.
The Department and the State Long Term Care Ombudsman shall be notified prior to any such involuntary transfer
or discharge. The Department shall immediately offer transfer, or discharge
and relocation assistance to residents transferred or discharged under this
subparagraph (b), and the Department may place relocation teams as
provided in Section 3-419 of this Act. (c) When an identified offender is within the provisional admission period defined in Section 1-120.3. If the Identified Offender Report and Recommendation prepared under Section 2-201.6 shows that the identified offender poses a serious threat or danger to the physical safety of other residents, the facility staff, or facility visitors in the admitting facility and the facility determines that it is unable to provide a safe environment for the other residents, the facility staff, or facility visitors, the facility shall transfer or discharge the identified offender within 3 days after its receipt of the Identified Offender Report and Recommendation. (Source: P.A. 103-320, eff. 1-1-24 .) |
210 ILCS 45/3-403
(210 ILCS 45/3-403) (from Ch. 111 1/2, par. 4153-403)
Sec. 3-403.
The notice required by Section 3-402 shall be on a form
prescribed by the Department and shall contain all of the following:
(a) The stated reason for the proposed transfer or discharge;
(b) The effective date of the proposed transfer or discharge;
(c) A statement in not less than 12-point type, which reads: "You
have a right to appeal the facility's decision to transfer or discharge
you. If you think you should not have to leave this facility, you may
file a request for a hearing with the Department of Public Health within
10 days after receiving this notice. If you request a hearing, it will
be held not later than 10 days after your request, and you generally will
not be transferred or discharged during that time. If the decision
following the hearing is not in your favor, you generally will not be
transferred or discharged prior to the expiration of 30 days following
receipt of the original notice of the transfer or discharge. A form to
appeal the facility's decision and to request a hearing is attached. If
you have any questions, call the Department of Public Health or the State Long Term Care Ombudsman at the
telephone numbers listed below.";
(d) A hearing request form, together with a postage paid,
preaddressed envelope to the Department; and
(e) The name, address, and telephone number of the person charged
with the responsibility of supervising the transfer or discharge.
(Source: P.A. 103-320, eff. 1-1-24 .)
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210 ILCS 45/3-404
(210 ILCS 45/3-404) (from Ch. 111 1/2, par. 4153-404)
Sec. 3-404.
A request for a hearing made under Section 3-403 shall stay
a transfer pending a hearing or appeal of the decision, unless a condition
which would have allowed transfer or discharge in less than 21 days as described
under paragraphs (a) and (b) of Section 3-402 develops in the interim.
(Source: P.A. 81-223.)
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210 ILCS 45/3-405
(210 ILCS 45/3-405) (from Ch. 111 1/2, par. 4153-405)
Sec. 3-405. A copy of the notice required by Section 3-402 shall be placed
in the resident's clinical record and a copy shall be transmitted to the
Department, the State Long Term Care Ombudsman, the resident, and the resident's representative.
(Source: P.A. 103-320, eff. 1-1-24 .)
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210 ILCS 45/3-406
(210 ILCS 45/3-406) (from Ch. 111 1/2, par. 4153-406)
Sec. 3-406. When the basis for an involuntary transfer or discharge is
the result of an action by the Department of Healthcare and Family Services (formerly Department of Public Aid) with
respect to a recipient of Title XIX and a hearing request is filed with
the Department of Healthcare and Family Services (formerly Department of Public Aid), the 21-day written notice period shall not
begin until a final decision in the matter is rendered by the Department of Healthcare and Family Services (formerly Department
of Public Aid) or a court of competent jurisdiction and notice of that final
decision is received by the resident and the facility.
(Source: P.A. 95-331, eff. 8-21-07.)
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210 ILCS 45/3-407
(210 ILCS 45/3-407) (from Ch. 111 1/2, par. 4153-407)
Sec. 3-407.
When nonpayment is the basis for involuntary transfer or discharge,
the resident shall have the right to redeem up to the date that the discharge
or transfer is to be made and then shall have the right to
remain in the facility.
(Source: P.A. 81-223.)
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210 ILCS 45/3-408
(210 ILCS 45/3-408) (from Ch. 111 1/2, par. 4153-408)
Sec. 3-408.
The planned involuntary transfer or discharge shall be discussed
with the resident, the resident's representative and person or agency responsible
for the resident's placement, maintenance, and care in the facility. The
explanation and discussion of the reasons for involuntary
transfer or discharge shall include the facility administrator or other
appropriate facility representative as the administrator's designee. The
content of the discussion and explanation shall be summarized in writing
and shall include the names of the individuals
involved in the discussions and made a part of the resident's clinical record.
(Source: P.A. 81-223.)
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210 ILCS 45/3-409
(210 ILCS 45/3-409) (from Ch. 111 1/2, par. 4153-409)
Sec. 3-409.
The facility shall offer the resident counseling services
before the transfer or discharge of the resident.
(Source: P.A. 81-223.)
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210 ILCS 45/3-410
(210 ILCS 45/3-410) (from Ch. 111 1/2, par. 4153-410)
Sec. 3-410.
A resident subject to involuntary transfer or discharge from
a facility, the resident's guardian or if the resident is a minor, his parent
shall have the opportunity to file a request for a hearing with the Department
within 10 days following receipt of the written notice
of the involuntary transfer or discharge by the facility.
(Source: P.A. 81-223.)
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210 ILCS 45/3-411
(210 ILCS 45/3-411) (from Ch. 111 1/2, par. 4153-411)
Sec. 3-411. The Department of Public Health, when the basis for
involuntary transfer or discharge is other than action by the Department of Healthcare and Family Services (formerly
Department
of Public Aid) with respect to the Title XIX Medicaid recipient, shall
hold a hearing at the resident's facility not later than 10 days after a
hearing request is filed, and render a decision within 14 days after the
filing of the hearing request.
(Source: P.A. 95-331, eff. 8-21-07.)
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210 ILCS 45/3-412
(210 ILCS 45/3-412) (from Ch. 111 1/2, par. 4153-412)
Sec. 3-412.
The hearing before the Department provided under Section 3-411
shall be conducted as prescribed under Section 3-703. In determining whether
a transfer or discharge is authorized, the burden of proof in this hearing
rests on the person requesting the transfer or discharge.
(Source: P.A. 81-223.)
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210 ILCS 45/3-413
(210 ILCS 45/3-413) (from Ch. 111 1/2, par. 4153-413)
Sec. 3-413.
If the Department determines that a transfer or discharge
is authorized under Section 3-401, the resident shall not be required to
leave the facility before the 34th day following receipt of the notice required
under Section 3-402, or the 10th day following receipt of the Department's
decision, whichever is later, unless a condition which would have allowed
transfer or discharge in less than 21 days as described under paragraphs
(a) and (b) of Section 3-402 develops in the interim.
(Source: P.A. 81-223.)
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210 ILCS 45/3-414
(210 ILCS 45/3-414) (from Ch. 111 1/2, par. 4153-414)
Sec. 3-414. The Department of Healthcare and Family Services shall continue Title XIX Medicaid
funding during the appeal, transfer, or discharge period for those residents
who are Title XIX recipients affected by Section 3-401.
(Source: P.A. 95-331, eff. 8-21-07.)
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210 ILCS 45/3-415
(210 ILCS 45/3-415) (from Ch. 111 1/2, par. 4153-415)
Sec. 3-415.
The Department may transfer or discharge any resident from
any facility required to be licensed under this Act when any of the following
conditions exist:
(a) Such facility is operating without a license;
(b) The Department has suspended, revoked or refused to renew the license
of the facility as provided under Section 3-119;
(c) The facility has requested the aid of the Department in the transfer
or discharge of the resident and the Department finds that the resident
consents to transfer or discharge;
(d) The facility is closing or intends to close and adequate arrangement
for relocation of the resident has not been made at least 30 days prior to closure; or
(e) The Department determines that an emergency exists which requires
immediate transfer or discharge of the resident.
(Source: P.A. 81-223.)
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210 ILCS 45/3-416
(210 ILCS 45/3-416) (from Ch. 111 1/2, par. 4153-416)
Sec. 3-416.
In deciding to transfer or discharge a resident from a facility
under Section 3-415, the Department shall consider the likelihood
of serious harm which may result if the resident remains in the facility.
(Source: P.A. 81-223.)
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210 ILCS 45/3-417
(210 ILCS 45/3-417) (from Ch. 111 1/2, par. 4153-417)
Sec. 3-417. Transfer or discharge; alternative placements. The Department shall offer transfer or discharge and relocation
assistance to residents transferred or discharged under Sections 3-401 through
3-415, including information on available alternative placements. Residents
shall be involved in planning the transfer or discharge and shall choose
among the available alternative placements, except that where an emergency
makes prior resident involvement impossible the Department may make a temporary
placement until a final placement can be arranged. Residents may choose
their final alternative placement and shall be given assistance in transferring
to such place. No resident may be forced to remain in a temporary or permanent
placement. Where the Department makes or participates
in making the relocation decision, consideration shall be given to proximity
to the resident's relatives and friends. The resident shall be allowed 3
visits to potential alternative placements prior to removal, except where
medically contraindicated or where the need for immediate transfer or discharge
requires reduction in the number of visits. When the Department provides information on available alternative placements in community-based settings for individuals being discharged or transferred from facilities licensed under this Act, the information must include a comprehensive list of a range of appropriate, client-oriented services and the name of and contact information for the ADA coordinator in the relocation locale. The comprehensive list must include the name and contact information for each agency or organization providing those services and a summary of the services provided by each agency or organization. A hotline or similar crisis telephone number must also be provided to individuals relocating into the community.
(Source: P.A. 96-477, eff. 8-14-09.)
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210 ILCS 45/3-418
(210 ILCS 45/3-418) (from Ch. 111 1/2, par. 4153-418)
Sec. 3-418.
The Department shall prepare resident transfer or discharge
plans to assure safe and orderly removals and protect residents' health,
safety, welfare and rights. In nonemergencies, and where possible in emergencies,
the Department shall design and implement such plans in advance of transfer
or discharge.
(Source: P.A. 81-223.)
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210 ILCS 45/3-419
(210 ILCS 45/3-419) (from Ch. 111 1/2, par. 4153-419)
Sec. 3-419.
The Department may place relocation teams in any facility from
which residents are being discharged or transferred for any reason, for
the purpose of implementing transfer or discharge plans.
(Source: P.A. 81-223.)
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210 ILCS 45/3-420
(210 ILCS 45/3-420) (from Ch. 111 1/2, par. 4153-420)
Sec. 3-420.
In any transfer or discharge conducted under Sections 3-415
through 3-418 the Department shall:
(a) Provide written notice to the facility prior to the transfer or
discharge. The notice shall state the basis for the order of transfer or
discharge and shall inform the facility of its right to an informal conference
prior to transfer or discharge under this Section, and its right to a
subsequent hearing under Section 3-422. If a facility desires to contest a
nonemergency transfer or discharge, prior to transfer or discharge it shall,
within 4 working days after receipt of the notice, send a written request for
an informal conference to the Department. The Department shall, within 4
working days from the receipt of the request, hold an informal conference in
the county in which the facility is located. Following this conference,
the Department may affirm, modify or overrule its previous decision. Except
in an emergency, transfer or discharge may not begin until the period for
requesting a conference has passed or, if a conference is requested, until
after a conference has been held; and
(b) Provide written notice to any resident to be removed, to the resident's
representative, if any, and to a member of the resident's family, where
practicable, prior to the removal. The notice shall state the reason for
which transfer or discharge is ordered and shall inform the resident of
the resident's right to challenge the transfer or discharge under Section
3-422. The Department shall hold an informal conference with the resident
or the resident's representative prior to transfer or discharge at which
the resident or the representative may present any objections to the proposed
transfer or discharge plan or alternative placement.
(Source: P.A. 81-223.)
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210 ILCS 45/3-421
(210 ILCS 45/3-421) (from Ch. 111 1/2, par. 4153-421)
Sec. 3-421. In any transfer or discharge conducted under subsection (e)
of Section 3-415, the Department shall notify the facility and any resident
to be removed that an emergency has been found to exist and removal
has been ordered, and shall involve the residents in removal planning if
possible. With the consent of the resident or his or her representative, the facility must inform the resident's designated case coordination unit, as defined in 89 Ill. Adm. Code 240.260, of the resident's pending discharge and must provide the resident or his or her representative with the case coordination unit's telephone number and other contact information. Following emergency removal, the Department shall provide written
notice to the facility, to the resident, to the resident's representative,
if any, and to a member of the resident's family, where practicable, of
the basis for the finding that an emergency existed and of the right to
challenge removal under Section 3-422.
(Source: P.A. 94-767, eff. 5-12-06.)
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210 ILCS 45/3-422
(210 ILCS 45/3-422) (from Ch. 111 1/2, par. 4153-422)
Sec. 3-422.
Within 10 days following transfer or discharge, the facility
or any resident transferred or discharged may send a written request to
the Department for a hearing under Section 3-703 to challenge the transfer
or discharge. The Department shall hold the hearing within 30 days of receipt
of the request. The hearing shall be held at the facility from which the
resident is being transferred or discharged, unless the resident or
resident's representative, requests an alternative hearing site. If the
facility prevails, it may file a claim against the State under the "Court
of Claims Act" for payments lost less expenses saved as a result of the
transfer or discharge. No resident transferred or discharged may be held
liable for the charge for care which would have been made had the resident
remained in the facility. If a resident prevails,
the resident may file a claim against the State under the "Court of Claims
Act" for any excess expenses directly caused by the order to transfer or
discharge. The Department shall assist the resident in returning to the
facility if assistance is requested.
(Source: P.A. 85-1378.)
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210 ILCS 45/3-423
(210 ILCS 45/3-423) (from Ch. 111 1/2, par. 4153-423)
Sec. 3-423.
The administrator of a facility licensed under this Act shall give 60
days notice prior to voluntarily closing a facility or closing any part
of a facility, or prior to closing any part of a facility if closing such
part will require the transfer or discharge of more than 10% of the residents.
Such notice shall be given to the Department, to the Office of State Long Term Care Ombudsman, to any resident who must be
transferred or discharged, to the resident's representative, and to a member
of the resident's family, where practicable. If the Department suspends, revokes, or denies renewal of the facility's license, then notice shall be given no later than the date specified by the Department. Notice shall state the proposed
date of closing and the reason for closing. The facility shall submit a closure plan to the Department for approval which shall address the process for the safe and orderly transfer of residents. The approved plan shall be included in the notice.
The facility shall offer to assist the resident in securing an alternative
placement and shall advise the resident on available alternatives. Where
the resident is unable to choose an alternate placement and is not under
guardianship, the Department shall be notified of the need for relocation
assistance. A facility closing in its entirety shall not admit any new residents on or after the date written notice is submitted to the Department under this Section. The facility shall comply with all applicable laws and regulations until
the date of closing, including those related to transfer or discharge of
residents. The Department may place a relocation team in the facility as
provided under Section 3-419.
(Source: P.A. 98-834, eff. 8-1-14.)
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