State of Illinois
90th General Assembly
Legislation

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[ Senate Amendment 001 ]

90_HB0263ccr001

                                          LRB9000755JSgcccr10
 1                        90TH GENERAL ASSEMBLY
 2                     CONFERENCE COMMITTEE REPORT
 3                          ON HOUSE BILL 263
 4    -------------------------------------------------------------
 5    -------------------------------------------------------------
 6        To the President of the Senate and  the  Speaker  of  the
 7    House of Representatives:
 8        We,  the  conference  committee appointed to consider the
 9    differences  between  the  houses  in  relation   to   Senate
10    Amendment No. 1 to House Bill 263, recommend the following:
11        (1)  that  the Senate recede from Senate Amendment No. 1;
12    and
13        (2)  that House Bill 263  be  amended  by  replacing  the
14    title with the following:
15        "AN  ACT to amend the Public Utilities Act in relation to
16    telecommunications services."; and
17    by replacing everything after the enacting  clause  with  the
18    following:
19        "Section  5.  The  Public  Utilities  Act  is  amended by
20    changing Sections 13-506, 13-509, and 13-515 as follows:
21        (220 ILCS 5/13-506)
22        (Section scheduled to be repealed on July 1, 2001)
23        Sec. 13-506.  Tariffs for competitive  telecommunications
24    services.
25        (a)  Telecommunications   carriers   may   file  proposed
26    tariffs for any competitive telecommunications service  which
27    includes  and  specifically describes a range, band, formula,
28    or standard within which or by which a  change  in  rates  or
29    charges  for  such  telecommunications  service could be made
30    without prior notice or prior Commission  approval,  provided
31    that  any  and all rates or charges within the band or range,
32    or determinable by the operation of the formula or  standard,
                            -2-           LRB9000755JSgcccr10
 1    are  consistent  with the public interest and the purpose and
 2    policies of this Article and Act, and are likely to remain so
 3    for the foreseeable forseeable future.   To  the  extent  any
 4    proposed band or range encompasses rates or charges which are
 5    not  consistent with the public interest and the purposes and
 6    policies of this Article and Act or otherwise  fully  proper,
 7    or  any  proposed  formula  or  standard  determines rates or
 8    charges which  are  not  consistent  with  the  purposes  and
 9    policies  of  this Article and Act or otherwise fully proper,
10    the Commission after notice and hearing shall have the  power
11    to  modify the level, scope, or limits of such band or range,
12    and to modify or limit  the  operation  of  such  formula  or
13    standard,  as  necessary,  to  ensure  that  rates or charges
14    resulting therefrom are  consistent  with  the  purposes  and
15    policies of this Article and Act and fully proper, and likely
16    to remain so in the foreseeable forseeable future.
17        (b)  The  Commission  may  require  a  telecommunications
18    carrier  to  file a variable tariff as described in paragraph
19    (a) for any or all  competitive  telecommunications  services
20    which  are  offered  or  provided  by  such  carrier,  if the
21    Commission  finds,  after  notice  and  hearing,   that   the
22    determination  of  rates  or  charges  for  such service by a
23    tariff would improve the Commission's ability to  effectively
24    regulate  such  rates or charges and that such improvement is
25    required by the public interest.  Any such tariff required by
26    the  Commission  shall  be  approved  only  if  it  is   also
27    consistent  with  the  provisions  of  paragraph  (a) of this
28    Section.
29        (c)  After When the Commission approves a variable tariff
30    filed, as proposed  or  modified  pursuant  to  this  Section
31    becomes effective, the telecommunications carrier shall place
32    such  tariff  in  effect  thereafter  and  such  tariff shall
33    determine the rates and or charges for services according  to
34    the provisions thereof.
35    (Source: P.A. 90-185, eff. 7-23-97.)
                            -3-           LRB9000755JSgcccr10
 1        (220 ILCS 5/13-509) (from Ch. 111 2/3, par. 13-509)
 2        (Section scheduled to be repealed on July 1, 2001)
 3        Sec.  13-509.  Agreements  for  provisions of competitive
 4    telecommunications  services  differing   from   tariffs.   A
 5    telecommunications  carrier  may  negotiate with customers or
 6    prospective     customers     to     provide      competitive
 7    telecommunications  service,  and  in  so doing, may offer or
 8    agree to provide such service on  such  terms  and  for  such
 9    rates  or  charges  as  are reasonable, without regard to any
10    tariffs it may have filed with the Commission with respect to
11    such services.  Within 10 business days after  executing  any
12    such agreement, the telecommunications carrier shall file any
13    contract  or memorandum of understanding for the provision of
14    telecommunications service, which shall include the rates  or
15    other  charges, practices, rules or regulations applicable to
16    the agreed provision  of  such  service.   Any  cost  support
17    required  to  be  filed  with for the agreement by some other
18    Section of this Act shall be filed within  30  calendar  days
19    after  executing  any  such  agreement.   Where the agreement
20    contains the  same  rates,  charges,  practices,  rules,  and
21    regulations  found in a single contract or memorandum already
22    filed by the telecommunications carrier with the  Commission,
23    instead   of   filing   the   contract   or  memorandum,  the
24    telecommunications  carrier  may  elect  to  file  a   letter
25    identifying  the  new  agreement and specifically referencing
26    the  contract  or  memorandum  already  on  file   with   the
27    Commission  which  contains  the  same  provisions.  A single
28    letter may be used to file more than one new agreement.  Upon
29    filing   its   contract   or   memorandum,   or  letter,  the
30    telecommunications carrier shall thereafter  provide  service
31    according  to the terms thereof, unless the Commission finds,
32    after notice and hearing, that  the  continued  provision  of
33    service   pursuant  to  such  contract  or  memorandum  would
34    substantially and adversely affect the financial integrity of
35    the telecommunications carrier or  would  violate  any  other
                            -4-           LRB9000755JSgcccr10
 1    provision of this Act.
 2        Any   contract  or  memorandum  entered  into  and  filed
 3    pursuant to the  provisions  of  this  Section  may,  in  the
 4    Commission's discretion, be accorded proprietary treatment.
 5    (Source: P.A. 90-185, eff. 7-23-97.)
 6        (220 ILCS 5/13-515)
 7        (Section scheduled to be repealed on July 1, 2001)
 8        Sec. 13-515.  Enforcement.
 9        (a)  The  following expedited procedures Commission shall
10    be used to enforce the provisions of Section 13-514  of  this
11    Act  except  as  provided in subsection (b).  However, Unless
12    the Commission,  the  complainant,  and  the  respondent  may
13    parties  otherwise  mutually  agree to adjust, the Commission
14    shall use  the  procedures  established  set  forth  in  this
15    Section.    If   the   Commission   determines,  pursuant  to
16    subsection  (b),  that  the  procedural  provisions  of  this
17    Section do not apply, the complaint shall  continue  pursuant
18    to  the  general  complaint  provisions  of Article X for the
19    review  of  complaints  relating  to  violations  of  Section
20    13-514.
21        (b)  The provisions of this Section shall not apply to an
22    allegation of a violation of item (8) of  Section  13-514  by
23    interconnection  agreements with a Bell operating company, as
24    defined in Section 3 of the federal Telecommunications Act of
25    1996, unless and until the date such company or its affiliate
26    is authorized to provide inter-LATA  services  under  Section
27    271(d)  of  the  federal Telecommunications that Act of 1996;
28    provided, however, that a complaint setting forth a  separate
29    independent  basis  for  a  violation  of  Section 13-514 may
30    proceed under this Section notwithstanding that  the  alleged
31    acts or omissions may also constitute a violation of item (8)
32    of Section 13-514.
33        (c)  No  complaint  may be filed under this Section until
34    the complainant has first  notified  the  respondent  of  the
                            -5-           LRB9000755JSgcccr10
 1    alleged  violation  and  offered  the  respondent 48 hours to
 2    correct  the  situation.   Provision  of   notice   and   the
 3    opportunity  to  correct  the  situation creates a rebuttable
 4    presumption of knowledge under Section 13-514.
 5        (d)  A telecommunications carrier may  file  a  complaint
 6    with the Commission alleging a violation of Section 13-514 in
 7    accordance with this subsection:
 8             (1)  The  complaint  shall  be  filed with the Chief
 9        Clerk of the Commission and shall be served in hand  upon
10        the  respondent,  the executive director, and the general
11        counsel of the Commission at the time of the filing.
12             (2)  A complaint filed under this  subsection  shall
13        include  a  statement that the requirements of subsection
14        (c) have been fulfilled and that the respondent  did  not
15        correct the situation as requested.
16             (3)  Reasonable  discovery  specific to the issue of
17        the complaint may commence upon filing of the  complaint.
18        Requests  for  discovery  must  be  served  in  hand  and
19        responses  to  discovery  must be provided in hand to the
20        requester within 14 days after a request for discovery is
21        made.
22             (4)  An answer and any other responsive pleading  to
23        the  complaint  shall  be  filed  with the Commission and
24        served in hand at the same time upon the complainant, the
25        executive  director,  and  the  general  counsel  of  the
26        Commission within 7 days after  the  date  on  which  the
27        complaint is filed.
28             (5)  If the answer or responsive pleading raises the
29        issue  that the complaint violates subsection (i) of this
30        Section,  the  complainant  may  file  a  reply  to  such
31        allegation within 3 days after  actual  service  of  such
32        answer  or  responsive pleading.  Within 4 days after the
33        time for filing a reply has expired, the hearing  officer
34        or  arbitrator  shall  either  issue  a  written decision
35        dismissing the complaint as  frivolous  in  violation  of
                            -6-           LRB9000755JSgcccr10
 1        subsection  (i) of this Section including the reasons for
 2        such disposition or shall issue an order  directing  that
 3        the  complaint  shall  proceed.  A  determination  as  to
 4        reasonable grounds for the complaint and, if appropriate,
 5        a  directive  for legal notice of a hearing shall be made
 6        within 3 days after the  date  on  which  the  answer  is
 7        filed.
 8             (6)  A  pre-hearing  conference shall be held within
 9        14 days after the date on which the complaint is filed.
10             (7)  The hearing shall commence within  30  days  of
11        the  date  on  which the complaint is filed.  The hearing
12        may  be  conducted  by  a  hearing  examiner  or  by   an
13        arbitrator.   Parties  and  the Commission staff shall be
14        entitled to present evidence and legal argument  in  oral
15        or  written  form  as  deemed  appropriate by the hearing
16        examiner  or  arbitrator.   The   hearing   examiner   or
17        arbitrator  shall issue a written decision within 60 days
18        after the date on which  the  complaint  is  filed.   The
19        decision shall include reasons for the disposition of the
20        complaint and, if a violation of Section 13-514 is found,
21        directions   and   a   deadline  for  correction  of  the
22        violation.  The  decision  of  the  hearing  examiner  or
23        arbitrator  shall  be  considered  a  final  order of the
24        Commission after 10 days unless the Commission enters its
25        own final order within 10 days of  the  decision  of  the
26        hearing examiner or arbitrator.
27             (8)  Any  party  may  file a petition requesting the
28        Commission to review the decision of the hearing examiner
29        or arbitrator within 5 days of such decision.  Any  party
30        may  file  a  response  to a petition for review within 3
31        business days  after  actual  service  of  the  petition.
32        After the time for filing of the petition for review, but
33        no  later  than 15 days after the decision of the hearing
34        examiner or arbitrator, the Commission  shall  decide  to
35        adopt  the decision of the hearing examiner or arbitrator
                            -7-           LRB9000755JSgcccr10
 1        or shall issue its own final order.
 2        (e)  If the alleged violation has a  substantial  adverse
 3    effect  on  the ability of the complainant to provide service
 4    to customers, the complainant may include in its complaint  a
 5    request  for  an order for emergency relief.  The Commission,
 6    acting through its designated hearing examiner or arbitrator,
 7    shall act upon such a request within 2 business days  of  the
 8    filing  of  the complaint.  An order for emergency relief may
 9    be granted, without an evidentiary hearing, upon  a  verified
10    factual  showing  that  the  party seeking relief will likely
11    succeed on the merits, that the party will suffer irreparable
12    harm in its ability to serve customers if emergency relief is
13    not granted, and that the order is in  the  public  interest.
14    An  order  for  emergency relief shall include a finding that
15    the requirements of this subsection have been  fulfilled  and
16    shall  specify  the  directives that must be fulfilled by the
17    respondent and deadlines for meeting those  directives.   The
18    decision  of  the  hearing examiner or arbitrator to grant or
19    deny emergency relief shall be considered  an  order  of  the
20    Commission  unless the Commission enters its own order within
21    2 calendar days of the decision of the  hearing  examiner  or
22    arbitrator.   The  order for emergency relief may require the
23    responding party to act or  refrain  from  acting  so  as  to
24    protect  the  provision  of  competitive service offerings to
25    customers.  Any action required by an emergency relief  order
26    must  be technically feasible and economically reasonable and
27    the respondent must be given a reasonable period of  time  to
28    comply with the order.
29        (f)  The  Commission  is  authorized  to  obtain  outside
30    resources  including,  but  not  limited  to, arbitrators and
31    consultants for the purposes of the  hearings  authorized  by
32    this  Section.   Any arbitrator or consultant obtained by the
33    Commission shall be approved by both parties to the  hearing.
34    The cost of such outside resources including, but not limited
35    to,  arbitrators  and  consultants  shall  be  borne  by  the
                            -8-           LRB9000755JSgcccr10
 1    parties.    The   Commission   shall   review  the  bill  for
 2    reasonableness and assess the parties  for  reasonable  costs
 3    dividing  the  costs  according  to  the  resolution  of  the
 4    complaint  brought  under  this Section.  Such costs shall be
 5    paid by the parties directly to the arbitrators, consultants,
 6    and other providers of outside resources within 60 days after
 7    receiving notice of  the  assessments  from  the  Commission.
 8    Interest  at the statutory rate shall accrue after expiration
 9    of  the  60-day   period.    The   Commission,   arbitrators,
10    consultants,  or  other  providers  of  outside resources may
11    apply to a court  of  competent  jurisdiction  for  an  order
12    requiring payment.
13        (g)  The  Commission  shall assess the parties under this
14    subsection for all of the Commission's costs of investigation
15    and conduct of the proceedings  brought  under  this  Section
16    including,  but  not  limited  to,  the  prorated salaries of
17    staff, attorneys, hearing examiners,  and  support  personnel
18    and  including any travel and per diem, directly attributable
19    to the  complaint  brought  pursuant  to  this  Section,  but
20    excluding   those  costs  provided  for  in  subsection  (f),
21    dividing  the  costs  according  to  the  resolution  of  the
22    complaint brought under this Section.  All  assessments  made
23    under  this  subsection shall be paid into the Public Utility
24    Fund within 60 days after receiving notice of the assessments
25    from the Commission.  Interest at the  statutory  rate  shall
26    accrue  after  the  expiration  of  the  60  day period.  The
27    Commission is authorized to apply to  a  court  of  competent
28    jurisdiction for an order requiring payment.
29        (h)  If  the  Commission  determines  that  there  is  an
30    imminent threat to competition or to the public interest, the
31    Commission  may,  notwithstanding any other provision of this
32    Act, seek temporary,  preliminary,  or  permanent  injunctive
33    relief from a court of competent jurisdiction either prior to
34    or after the hearing.
35        (i)  A  party  shall  not  bring  or  defend a proceeding
                            -9-           LRB9000755JSgcccr10
 1    brought under this Section or assert or controvert  an  issue
 2    in a proceeding brought under this Section, unless there is a
 3    non-frivolous  basis for doing so.  By presenting a pleading,
 4    written motion, or other paper in complaint or defense of the
 5    actions or inaction of a party under this Section, a party is
 6    certifying to the Commission that to the best of that party's
 7    knowledge, information, and belief, formed after a reasonable
 8    inquiry of the subject matter of the  complaint  or  defense,
 9    that  the  complaint  or  defense is well grounded in law and
10    fact, and under the circumstances:
11             (1)  it is not being presented to harass  the  other
12        party,  cause  unnecessary  delay  in  the  provision  of
13        competitive  telecommunications services to consumers, or
14        create needless increases in the cost of litigation; and
15             (2)  the allegations and other  factual  contentions
16        have   evidentiary   support   or,   if  specifically  so
17        identified, are likely to have evidentiary support  after
18        reasonable   opportunity  for  further  investigation  or
19        discovery as defined herein.
20        (j)  If, after notice and  a  reasonable  opportunity  to
21    respond,  the  Commission  determines that subsection (i) has
22    been  violated,  the  Commission  shall  impose   appropriate
23    sanctions  upon  the  party  or  parties  that  have violated
24    subsection (i) or are responsible  for  the  violation.   The
25    sanctions  shall  be not more than $7,500, plus the amount of
26    expenses  accrued  by  the  Commission  for  conducting   the
27    hearing.   Payment of sanctions imposed under this subsection
28    shall be made to the Common School Fund  within  30  days  of
29    imposition of such sanctions.
30        (k)  An  appeal  of  a  Commission Order made pursuant to
31    this Section shall not effectuate a stay of the Order  unless
32    a court of competent jurisdiction specifically finds that the
33    party  seeking  the  stay  will likely succeed on the merits,
34    that the party will suffer irreparable harm without the stay,
35    and that the stay is in the public interest.
                            -10-          LRB9000755JSgcccr10
 1    (Source: P.A. 90-185, eff. 7-23-97.)
 2        (220 ILCS 5/13-505.7 rep.)
 3        Section 10.  The  Public  Utilities  Act  is  amended  by
 4    repealing Section 13-505.7 as added by Public Act 90-185.
 5        Section  99.  Effective date.  This Act takes effect upon
 6    becoming law.".
 7        Submitted on                     , 1997.
 8    ______________________________  _____________________________
 9    Senator Mahar                   Representative Novak
10    ______________________________  _____________________________
11    Senator Rauschenberger          Representative Granberg
12    ______________________________  _____________________________
13    Senator Maitland                Representative Morrow
14    ______________________________  _____________________________
15    Senator Farley                  Representative Churchill
16    ______________________________  _____________________________
17    Senator Shaw                    Representative Persico
18    Committee for the Senate        Committee for the House

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