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91_HB4448 LRB9107922LDcsB 1 AN ACT concerning education and training of alcohol 2 beverage servers and sellers. 3 Be it enacted by the People of the State of Illinois, 4 represented in the General Assembly: 5 Section 5. The Alcoholism and Other Drug Abuse and 6 Dependency Act is amended by changing Section 15-10 as 7 follows: 8 (20 ILCS 301/15-10) 9 Sec. 15-10. Licensure categories. No person or program 10 may provide the services or conduct the activities described 11 in this Section without first obtaining a license therefor 12 from the Department. The Department shall, by rule, provide 13 licensure requirements for each of the following categories 14 of service: 15 (a) residential treatment for alcoholism and other 16 drug abuse and dependency. 17 (b) outpatient treatment for alcoholism and other 18 drug abuse and dependency. 19 (c) the screening, assessment, referral or tracking 20 of clients identified by the criminal justice system as 21 having indications of alcoholism or other drug abuse or 22 dependency. 23 (d) D.U.I. evaluation services for Illinois courts 24 and the Secretary of State. 25 (e) D.U.I. remedial education services for Illinois 26 courts or the Secretary of State. 27(f) persons providing education and training to28beverage alcohol servers and sellers, as defined by the29Department.30 The Department may, under procedures established by rule 31 and upon a showing of good cause for such, exempt off-site -2- LRB9107922LDcsB 1 services from having to obtain a separate license for 2 services conducted away from the provider's primary service 3 location. 4 (Source: P.A. 88-80.) 5 Section 10. The Liquor Control Act of 1934 is amended by 6 changing Sections 3-12 and 6-27 as follows: 7 (235 ILCS 5/3-12) (from Ch. 43, par. 108) 8 Sec. 3-12. Powers and duties of State Commission. 9 (a) The State commission shall have the following 10 powers, functions and duties: 11 (1) To receive applications and to issue licenses to 12 manufacturers, foreign importers, importing distributors, 13 distributors, non-resident dealers, on premise consumption 14 retailers, off premise sale retailers, special event retailer 15 licensees, special use permit licenses, auction liquor 16 licenses, brew pubs, caterer retailers, non-beverage users, 17 railroads, including owners and lessees of sleeping, dining 18 and cafe cars, airplanes, boats, brokers, and wine maker's 19 retail licensees in accordance with the provisions of this 20 Act, and to suspend or revoke such licenses upon the State 21 commission's determination, upon notice after hearing, that a 22 licensee has violated any provision of this Act or any rule 23 or regulation issued pursuant thereto and in effect for 30 24 days prior to such violation. 25 In lieu of suspending or revoking a license, the 26 commission may impose a fine, upon the State commission's 27 determination and notice after hearing, that a licensee has 28 violated any provision of this Act or any rule or regulation 29 issued pursuant thereto and in effect for 30 days prior to 30 such violation. The fine imposed under this paragraph may 31 not exceed $500 for each violation. Each day that the 32 activity, which gave rise to the original fine, continues is -3- LRB9107922LDcsB 1 a separate violation. The maximum fine that may be levied 2 against any licensee, for the period of the license, shall 3 not exceed $20,000. The maximum penalty that may be imposed 4 on a licensee for selling a bottle of alcoholic liquor with a 5 foreign object in it or serving from a bottle of alcoholic 6 liquor with a foreign object in it shall be the destruction 7 of that bottle of alcoholic liquor for the first 10 bottles 8 so sold or served from by the licensee. For the eleventh 9 bottle of alcoholic liquor and for each third bottle 10 thereafter sold or served from by the licensee with a foreign 11 object in it, the maximum penalty that may be imposed on the 12 licensee is the destruction of the bottle of alcoholic liquor 13 and a fine of up to $50. 14 (2) To adopt such rules and regulations consistent with 15 the provisions of this Act which shall be necessary to carry 16 on its functions and duties to the end that the health, 17 safety and welfare of the People of the State of Illinois 18 shall be protected and temperance in the consumption of 19 alcoholic liquors shall be fostered and promoted and to 20 distribute copies of such rules and regulations to all 21 licensees affected thereby. 22 (3) To call upon other administrative departments of the 23 State, county and municipal governments, county and city 24 police departments and upon prosecuting officers for such 25 information and assistance as it deems necessary in the 26 performance of its duties. 27 (4) To recommend to local commissioners rules and 28 regulations, not inconsistent with the law, for the 29 distribution and sale of alcoholic liquors throughout the 30 State. 31 (5) To inspect, or cause to be inspected, any premises 32 in this State where alcoholic liquors are manufactured, 33 distributed, warehoused, or sold. 34 (5.1) Upon receipt of a complaint or upon having -4- LRB9107922LDcsB 1 knowledge that any person is engaged in business as a 2 manufacturer, importing distributor, distributor, or retailer 3 without a license or valid license, to notify the local 4 liquor authority, file a complaint with the State's 5 Attorney's Office of the county where the incident occurred, 6 or initiate an investigation with the appropriate law 7 enforcement officials. 8 (5.2) To issue a cease and desist notice to persons 9 shipping alcoholic liquor into this State from a point 10 outside of this State if the shipment is in violation of this 11 Act. 12 (5.3) To receive complaints from licensees, local 13 officials, law enforcement agencies, organizations, and 14 persons stating that any licensee has been or is violating 15 any provision of this Act or the rules and regulations issued 16 pursuant to this Act. Such complaints shall be in writing, 17 signed and sworn to by the person making the complaint, and 18 shall state with specificity the facts in relation to the 19 alleged violation. If the Commission has reasonable grounds 20 to believe that the complaint substantially alleges a 21 violation of this Act or rules and regulations adopted 22 pursuant to this Act, it shall conduct an investigation. If, 23 after conducting an investigation, the Commission is 24 satisfied that the alleged violation did occur, it shall 25 proceed with disciplinary action against the licensee as 26 provided in this Act. 27 (6) To hear and determine appeals from orders of a local 28 commission in accordance with the provisions of this Act, as 29 hereinafter set forth. Hearings under this subsection shall 30 be held in Springfield or Chicago, at whichever location is 31 the more convenient for the majority of persons who are 32 parties to the hearing. 33 (7) The commission shall establish uniform systems of 34 accounts to be kept by all retail licensees having more than -5- LRB9107922LDcsB 1 4 employees, and for this purpose the commission may classify 2 all retail licensees having more than 4 employees and 3 establish a uniform system of accounts for each class and 4 prescribe the manner in which such accounts shall be kept. 5 The commission may also prescribe the forms of accounts to be 6 kept by all retail licensees having more than 4 employees, 7 including but not limited to accounts of earnings and 8 expenses and any distribution, payment, or other distribution 9 of earnings or assets, and any other forms, records and 10 memoranda which in the judgment of the commission may be 11 necessary or appropriate to carry out any of the provisions 12 of this Act, including but not limited to such forms, records 13 and memoranda as will readily and accurately disclose at all 14 times the beneficial ownership of such retail licensed 15 business. The accounts, forms, records and memoranda shall 16 be available at all reasonable times for inspection by 17 authorized representatives of the State commission or by any 18 local liquor control commissioner or his or her authorized 19 representative. The commission, may, from time to time, 20 alter, amend or repeal, in whole or in part, any uniform 21 system of accounts, or the form and manner of keeping 22 accounts. 23 (8) In the conduct of any hearing authorized to be held 24 by the commission, to examine, or cause to be examined, under 25 oath, any licensee, and to examine or cause to be examined 26 the books and records of such licensee; to hear testimony and 27 take proof material for its information in the discharge of 28 its duties hereunder; to administer or cause to be 29 administered oaths; and for any such purpose to issue 30 subpoena or subpoenas to require the attendance of witnesses 31 and the production of books, which shall be effective in any 32 part of this State. 33 Any Circuit Court may by order duly entered, require the 34 attendance of witnesses and the production of relevant books -6- LRB9107922LDcsB 1 subpoenaed by the State commission and the court may compel 2 obedience to its order by proceedings for contempt. 3 (9) To investigate the administration of laws in 4 relation to alcoholic liquors in this and other states and 5 any foreign countries, and to recommend from time to time to 6 the Governor and through him or her to the legislature of 7 this State, such amendments to this Act, if any, as it may 8 think desirable and as will serve to further the general 9 broad purposes contained in Section 1-2 hereof. 10 (10) To adopt such rules and regulations consistent with 11 the provisions of this Act which shall be necessary for the 12 control, sale or disposition of alcoholic liquor damaged as a 13 result of an accident, wreck, flood, fire or other similar 14 occurrence. 15 (11) To develop industry educational programs related to 16 responsible serving and selling, particularly in the areas of 17 overserving consumers and illegal underage purchasing and 18 consumption of alcoholic beverages. 19 (11.1) To license persons providing education and 20 training to alcohol beverage sellers and servers under the 21 Beverage Alcohol Sellers and Servers Education and Training 22 (BASSET) programs and to develop and administer a public 23 awareness program in Illinois to reduce or eliminate the 24 illegal purchase and consumption of alcoholic beverage 25 products by persons under the age of 21. Application for a 26 license shall be made on forms provided by the State 27 Commission. 28 (12) To develop and maintain a repository of license and 29 regulatory information. 30 (13) On or before January 15, 1994, the Commission shall 31 issue a written report to the Governor and General Assembly 32 that is to be based on a comprehensive study of the impact on 33 and implications for the State of Illinois of Section 1926 of 34 the Federal ADAMHA Reorganization Act of 1992 (Public Law -7- LRB9107922LDcsB 1 102-321). This study shall address the extent to which 2 Illinois currently complies with the provisions of P.L. 3 102-321 and the rules promulgated pursuant thereto. 4 As part of its report, the Commission shall provide the 5 following essential information: 6 (i) the number of retail distributors of tobacco 7 products, by type and geographic area, in the State; 8 (ii) the number of reported citations and 9 successful convictions, categorized by type and location 10 of retail distributor, for violation of the Sale of 11 Tobacco to Minors Act and the Smokeless Tobacco 12 Limitation Act; 13 (iii) the extent and nature of organized 14 educational and governmental activities that are intended 15 to promote, encourage or otherwise secure compliance with 16 any Illinois laws that prohibit the sale or distribution 17 of tobacco products to minors; and 18 (iv) the level of access and availability of 19 tobacco products to individuals under the age of 18. 20 To obtain the data necessary to comply with the 21 provisions of P.L. 102-321 and the requirements of this 22 report, the Commission shall conduct random, unannounced 23 inspections of a geographically and scientifically 24 representative sample of the State's retail tobacco 25 distributors. 26 The Commission shall consult with the Department of 27 Public Health, the Department of Human Services, the Illinois 28 State Police and any other executive branch agency, and 29 private organizations that may have information relevant to 30 this report. 31 The Commission may contract with the Food and Drug 32 Administration of the U.S. Department of Health and Human 33 Services to conduct unannounced investigations of Illinois 34 tobacco vendors to determine compliance with federal laws -8- LRB9107922LDcsB 1 relating to the illegal sale of cigarettes and smokeless 2 tobacco products to persons under the age of 18. 3 (b) On or before April 30, 1999, the Commission shall 4 present a written report to the Governor and the General 5 Assembly that shall be based on a study of the impact of this 6 amendatory Act of 1998 on the business of soliciting, 7 selling, and shipping alcoholic liquor from outside of this 8 State directly to residents of this State. 9 As part of its report, the Commission shall provide the 10 following information: 11 (i) the amount of State excise and sales tax 12 revenues generated as a result of this amendatory Act of 13 1998; 14 (ii) the amount of licensing fees received as a 15 result of this amendatory Act of 1998; 16 (iii) the number of reported violations, the number 17 of cease and desist notices issued by the Commission, the 18 number of notices of violations issued to the Department 19 of Revenue, and the number of notices and complaints of 20 violations to law enforcement officials. 21 (Source: P.A. 90-9, eff. 7-1-97; 90-432, eff. 1-1-98; 90-655, 22 eff. 7-30-98; 90-739, eff. 8-13-98; 91-553, eff. 8-14-99.) 23 (235 ILCS 5/6-27) (from Ch. 43, par. 144c) 24 Sec. 6-27. Licensing of seller and server education 25 programs. 26 (a) Any program designed to educate or train employees 27 who sell or serve alcoholic beverages at retail to identify 28 and address persons displaying problems with alcohol misuse 29 or abuse shall be licensed by the State CommissionDepartment30of Human Services. 31 (b) A seller and server education program license in 32 effect on the effective date of this amendatory Act of the 33 91st General Assembly shall remain in effect until June 30, -9- LRB9107922LDcsB 1 2000. 2 (Source: P.A. 89-507, eff. 7-1-97.) 3 Section 99. Effective date. This Act takes effect upon 4 becoming law.