State of Illinois
91st General Assembly
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[ Engrossed ][ Senate Amendment 001 ]

91_SB0113

 
                                              LRB9100084MWgcA

 1        AN ACT concerning administrative hearings, amending named
 2    Acts.

 3        Be it enacted by the People of  the  State  of  Illinois,
 4    represented in the General Assembly:

 5        Section  5.  The Illinois Administrative Procedure Act is
 6    amended by changing Sections 10-20 and 10-30  and  by  adding
 7    Article 12 as follows:

 8        (5 ILCS 100/10-20) (from Ch. 127, par. 1010-20)
 9        Sec. 10-20.  Qualifications of administrative law judges.
10    Except  as  provided  in Article 12 of this Act, all agencies
11    shall adopt rules concerning the  minimum  qualifications  of
12    administrative  law  judges  for contested case hearings. The
13    agency head or  an  attorney  licensed  to  practice  law  in
14    Illinois  may act as an administrative law judge or panel for
15    an agency without adopting  any  rules  under  this  Section.
16    These  rules  may  be  adopted using the procedures in either
17    Section 5-15 or 5-35.
18    (Source: P.A. 87-823.)

19        (5 ILCS 100/10-30) (from Ch. 127, par. 1010-30)
20        Sec.  10-30.  Disqualification  of   administrative   law
21    judge.
22        (a)  Except  as  provided  in Article 12 of this Act, the
23    agency head, one or more members of the agency head,  or  any
24    other  person  meeting  the  qualifications set forth by rule
25    under Section 10-20 may be the administrative law judge.
26        (b)  The   agency   shall    provide    by    rule    for
27    disqualification  of  an administrative law judge for bias or
28    conflict of interest.  An adverse ruling, in and  of  itself,
29    shall not constitute bias or conflict of interest.
30    (Source: P.A. 87-823.)
 
                            -2-               LRB9100084MWgcA
 1        (5 ILCS 100/Art. 12 heading new)
 2             ARTICLE 12.  OFFICE OF ADMINISTRATIVE HEARINGS

 3        (5 ILCS 100/12-5 new)
 4        Sec. 12-5.  Applicability.
 5        (a)  This  Article  applies  to  all  agencies  under the
 6    jurisdiction of the Governor other than the following:
 7             (1)  Illinois Labor Relations Boards  created  under
 8        the Illinois Public Labor Relations Act;
 9             (2)  Illinois Educational Labor Relations Board;
10             (3)  Illinois Commerce Commission;
11             (4)  Illinois Industrial Commission;
12             (5)  Civil Service Commission;
13             (6)  Pollution Control Board;
14             (7)  Illinois State Police Merit Board;
15             (8)  Property Tax Appeal Board; and
16             (9)  Human Rights Commission.
17        (b)  This Article applies to proceedings that commence on
18    or after January 1, 2000.

19        (5 ILCS 100/12-10 new)
20        Sec. 12-10.  Office of Administrative Hearings.
21        (a)  The  Office  of  Administrative Hearings (Office) is
22    established.  The Office is an independent  State  agency  in
23    the  executive  branch  and  is  responsible  for  conducting
24    administrative  hearings  in  accordance with the legislative
25    intent expressed by this Act.
26        (b)  The  Office  is  under  the  direction  of  a  Chief
27    Administrative Law Judge, appointed by the Governor,  by  and
28    with  the  advice  and  consent  of  the  Senate.   The Chief
29    Administrative Law Judge, as a condition of appointment, must
30    have been admitted to practice law in the State  of  Illinois
31    for  at  least  10 years, must have substantial knowledge and
32    experience suitable to the duties of the Office, and  may  be
 
                            -3-               LRB9100084MWgcA
 1    removed   only   for  good  cause  following  notice  and  an
 2    opportunity for an adjudicative hearing.
 3        (c)  The Chief Administrative Law Judge must maintain his
 4    or her principal office in Springfield and may  maintain  any
 5    other   offices   that   may   be   necessary.    The   Chief
 6    Administrative  Law Judge may purchase or lease any equipment
 7    and supplies that may be necessary to carry out  his  or  her
 8    duties and must maintain records and files of the work of the
 9    Office.

10        (5 ILCS 100/12-15 new)
11        Sec. 12-15.  Term of office and salary.
12        (a)  The Chief Administrative Law Judge shall serve for a
13    term  of  6  years, provided that he or she shall hold office
14    until a successor is appointed.
15        (b)  The Chief Administrative Law Judge shall receive  an
16    annual  salary  of  $95,000  or the amount established by the
17    Compensation Review Board, whichever is greater.

18        (5 ILCS 100/12-20 new)
19        Sec. 12-20.  Oath.  Each prospective Chief Administrative
20    Law Judge, before taking office, must take and  subscribe  to
21    the  oath  or  affirmation prescribed by Section 3 of Article
22    XIII of the Illinois Constitution, an executed copy of  which
23    shall be filed with the Secretary of State.

24        (5 ILCS 100/12-25 new)
25        Sec.    12-25.  Powers    and   Duties   of   the   Chief
26    Administrative Law Judge.  The Chief Administrative Law Judge
27    has the following powers and duties:
28        (a)  The Chief Administrative Law Judge  may  select  any
29    administrative law judges that are necessary to carry out the
30    purposes of this Article.  The Chief Administrative Law Judge
31    may  establish  different  levels of administrative law judge
 
                            -4-               LRB9100084MWgcA
 1    positions.  Each administrative  law  judge  must  have  been
 2    admitted  to  practice  as  an  attorney in this State for at
 3    least  5  years,  must  have  a  demonstrated  knowledge  and
 4    experience  of  administrative  law  and  procedure  that  is
 5    suitable to the duties of the Office, and must be a full-time
 6    employee of the Office.  Administrative law  judges  are  not
 7    subject  to  the  provisions  of  the  Illinois  Public Labor
 8    Relations Act.  The Chief Administrative Law Judge may employ
 9    and direct other staff, including administrative,  technical,
10    clerical,  and other specialized or technical personnel, that
11    may be necessary to carry out the purposes of this Article.
12        (b)  Employees of the  Office  are  not  subject  to  the
13    Personnel  Code.   The  Chief  Administrative  Law Judge must
14    establish hiring procedures based upon merit and fitness  and
15    may  discipline  and terminate employees based only upon good
16    cause.  The Chief Administrative Law Judge must fix  salaries
17    of  Office employees and adopt personnel rules establishing a
18    general salary schedule  according  to  a  classification  of
19    employees,  subject  to  merit increases, that applies to all
20    employees.  The Chief Administrative Law Judge must  adopt  a
21    code  of conduct and rules concerning the hiring, discipline,
22    and termination of employees.
23        (c)  The Chief Administrative Law Judge  must  assign  an
24    administrative  law judge for any proceeding that is required
25    by this Article to be conducted by the  Office  and  for  any
26    proceeding  for  which  the  Office  has agreed to furnish an
27    administrative law judge as provided in subsection  (d).  Any
28    administrative  law  judge  so  assigned  does  not become an
29    employee of the agency  during  the  assignment  and  is  not
30    subject  to the direction or the supervision of the agency to
31    whose  proceeding  the  administrative  law  judge  has  been
32    assigned.
33        (d)  The Office may enter into an  interagency  agreement
34    with  any  agency  to  furnish  administrative  law judges to
 
                            -5-               LRB9100084MWgcA
 1    conduct administrative hearings not otherwise required to  be
 2    conducted  by  the Office.  The Office may also enter into an
 3    agreement with a unit of local government or school  district
 4    to    furnish    administrative   law   judges   to   conduct
 5    administrative hearings.
 6        (e)  In assigning administrative law  judges,  the  Chief
 7    Administrative  Law  Judge must, when possible, use personnel
 8    having experience in the  field  or  subject  matter  of  the
 9    hearing and assign administrative law judges primarily to the
10    hearings  of  particular  agencies on a long-term basis.  The
11    Chief Administrative Law Judge may act as  an  administrative
12    law judge in a particular case.
13        (f)  The Office may adopt rules as necessary to carry out
14    its  powers  and  duties  under  this  Act.   The  rules must
15    include,  but  are  not  limited  to,  the   procedures   for
16    requesting  the  assignment of administrative law judges.  No
17    agency, however, may select any individual administrative law
18    judge  for  any   proceeding   or   reject   any   individual
19    administrative  law  judge,  except  in  accordance  with the
20    provisions of this Article regarding disqualifications.
21        (g)  The Office must develop and institute a  program  of
22    continuing  education  and  training  for  administrative law
23    judges and may permit administrative law judges  and  hearing
24    examiners  employed  by  other agencies to participate in its
25    program.   The  Office  may  develop  and   institute   other
26    educational  programs  in  the area of administrative law and
27    procedure for the benefit of State employees  and  those  who
28    participate in administrative hearings.
29        (h)  The Office must:
30             (1)  annually  collect information on administrative
31        law  and   procedure   in   Illinois   and   must   study
32        administrative  law  and  procedure  for  the  purpose of
33        improving the fairness,  efficiency,  and  uniformity  of
34        administrative adjudicatory proceedings in Illinois;
 
                            -6-               LRB9100084MWgcA
 1             (2)  monitor   the   quality   and   cost  of  State
 2        administrative hearings; and
 3             (3)  annually    report     its     findings     and
 4        recommendations  to  the  Governor  and  to  the  General
 5        Assembly no later than March 15 of each year.

 6        (5 ILCS 100/12-30 new)
 7        Sec.  12-30.  Proceedings. An administrative law judge of
 8    the Office must preside over any administrative hearing  that
 9    commences  on  or after January 1, 2000 by issuance of notice
10    pursuant  to  Section  10-25  and  that  is  subject  to  the
11    provisions of this Article. Administrative hearings that  are
12    subject to this Article include the following:
13             (1)  any  administrative hearing in a contested case
14        conducted by an agency subject to the provisions of  this
15        Article; and
16             (2)  any  administrative hearing in a case for which
17        the Office has contracted to furnish  administrative  law
18        judges.

19        (5 ILCS 100/12-35 new)
20        Sec. 12-35.  Administrative Hearing Procedures.
21        (a)  Time  and place of hearing.  The Office must consult
22    the  agency  and  determine  the  place  and  the   time   of
23    commencement of the administrative hearing.
24        (b)  Powers    of    administrative   law   judge.    The
25    administrative  law  judge  presides  at  the  administrative
26    hearing and may:
27             (1)  administer oaths and affirmations;
28             (2)  rule on offers of proof  and  receive  relevant
29        evidence;
30             (3)  regulate  the  schedule  and  the course of the
31        hearing;
32             (4)  dispose  of  procedural  requests  or   similar
 
                            -7-               LRB9100084MWgcA
 1        matters;
 2             (5)  sign  and  issue  subpoenas  in the name of the
 3        agency requiring attendance and giving  of  testimony  by
 4        witnesses  and the production of books, papers, and other
 5        documentary evidence;
 6             (6)  exercise  any  other  powers  relating  to  the
 7        conduct of the administrative hearing that  are  lawfully
 8        delegated  to  him  or  her  by  the  agency  or  by  the
 9        examining,  advisory,  or  disciplinary board.  Whenever,
10        after an  agency  head  or  an  examining,  advisory,  or
11        disciplinary  board has commenced  hearing a case with an
12        administrative law judge presiding, a  quorum  no  longer
13        exists,  the administrate law judge who is presiding must
14        complete the hearing as if sitting alone and must  render
15        a  proposed decision in accordance with subsection (e) of
16        this Section; and
17             (7)  perform other necessary and appropriate acts in
18        the performance of his or her duties.
19        (c) Disqualifications.
20             (1)  An administrative law judge of the Office  must
21        voluntarily  disqualify  himself  or herself and withdraw
22        from any case for bias, prejudice, interest, or any other
23        cause for which, under the laws of this  State,  a  State
24        court  judge  is  disqualified  from hearing a particular
25        case.  An administrative law  judge  should  perform  the
26        duties of the Office impartially and diligently.
27             (2)  Any party may petition for the disqualification
28        of  any  administrative  law judge by filing an affidavit
29        stating with particularity the grounds upon which  it  is
30        claimed  that  a  fair  and  impartial  hearing cannot be
31        accorded.  The affidavit must be filed before the  taking
32        of  evidence  or,  if  evidence  has  already been taken,
33        promptly upon discovering facts establishing grounds  for
34        disqualification.
 
                            -8-               LRB9100084MWgcA
 1             (3)  The     administrative    law    judge    whose
 2        disqualification is requested must determine  whether  to
 3        grant  the  petition,  stating  facts and reasons for the
 4        determination.
 5             (4)  If  an   administrative   law   judge   becomes
 6        unavailable as a result of recusal or  any other reasons,
 7        the  Chief  Administrative  Law Judge must assign another
 8        administrative law judge to preside at the administrative
 9        hearing.
10        (d)  Ex parte communications.  Except in  disposition  of
11    matters that are authorized by law to be disposed of on an ex
12    parte  basis,  no administrative law judge of the Office may,
13    after notice of an  administrative  hearing  in  a  contested
14    case, communicate, directly or indirectly, in connection with
15    any issue of fact, with any person or party, or in connection
16    with   any   other  issue  with  any  party  or  his  or  her
17    representative,  without  notice  and  opportunity  for   all
18    parties   to  participate.    An  administrative  law  judge,
19    however, may communicate with other employees of the Office.
20    No member of the Office  may  communicate  regarding  pending
21    matters  to  any  member  of  an  agency  or of an examining,
22    advisory, or disciplinary board if the  agency  or  board  is
23    hearing  the  case  with  the  administrative  law judge.  An
24    administrative law judge may have the aid and advice  of  one
25    or more assistants.
26        (e)  Proposed  decisions.  When a majority of the members
27    of an agency or of an examining,  advisory,  or  disciplinary
28    board has not heard a case with the administrative law judge,
29    any proposed decision prepared by an administrative law judge
30    of  the  Office is subject to this subsection (e) and Section
31    10-45 of this Act.
32             (1)  When an administrative law judge hears  a  case
33        alone,  he  or  she must prepare a proposed decision in a
34        form that may be adopted as the  decision  in  the  case.
 
                            -9-               LRB9100084MWgcA
 1        The  administrative  law  judge  must submit the proposed
 2        decision to the agency or, in  the  case  of  proceedings
 3        that  an  examining,  advisory,  or disciplinary board is
 4        authorized by an Act  to  hear  and  make  a  recommended
 5        decision,  to  the  examining,  advisory, or disciplinary
 6        board.
 7             (2)  When an administrative law judge hears  a  case
 8        with  an  agency  head or with an examining, advisory, or
 9        disciplinary board, the administrative law judge must  be
10        present during the consideration of the case and must, if
11        requested  by  the  agency  or  by  the  board, prepare a
12        proposed decision and submit it to the agency or board.
13             (3)  In reviewing a proposed decision  submitted  by
14        an administrative law judge of the Office, an agency head
15        or  an  examining, advisory, or disciplinary board is not
16        bound by the proposed decision and may adopt  all,  some,
17        or  none  of  the  proposed  decision  as its recommended
18        decision.  If the agency head or examining, advisory,  or
19        disciplinary  board  does not adopt the proposed decision
20        in its entirety, it must either (i) recommend a  decision
21        in  the case based upon the record, including transcript,
22        or (ii) remand the case to the  same  administrative  law
23        judge to take additional evidence.
24             (4)  If   a   case   has   been   remanded   to   an
25        administrative  law  judge to take additional evidence or
26        to include more detailed findings of fact or  conclusions
27        of  law,  the  administrative  law  judge  must prepare a
28        proposed decision upon the additional evidence  and  upon
29        the  transcript  and  other  papers  that are part of the
30        record of the prior hearing and must submit the  proposed
31        decision  to the agency or to the examining, advisory, or
32        disciplinary board.  If the administrative law judge  who
33        heard  the  case  originally  is  unavailable to take the
34        additional  evidence,  by  reason  of  illness  or  other
 
                            -10-              LRB9100084MWgcA
 1        disability or because he or she is no longer employed  by
 2        the  Office,  the  Chief  Administrative  Law  Judge must
 3        assign a different administrative law judge to  take  the
 4        additional evidence.

 5        (5 ILCS 100/12-40 new)
 6        Sec. 12-40.  Transition.
 7        (a)  The Governor must appoint a Chief Administrative Law
 8    Judge to take office on July  1, 1999.
 9        (b)  No later than July 1, 1999, each agency must provide
10    to   the   Chief   Administrative   Law  Judge  all  relevant
11    information  concerning   hearings,   number   of   hearings,
12    personnel  used  as  hearing  officers and support staff, and
13    actual expenditures for contracted hearing officer  services,
14    equipment, and travel.
15        (c)  All   full-time   administrative   law  judges  used
16    principally to preside over administrative hearings conducted
17    by an agency subject to the provisions of  this  Act  for  at
18    least  one  year before July 1, 1999 must be administratively
19    transferred to the Office no later than January 1, 2000.
20        (d)  All full-time employees who have principally  served
21    as   support  staff  of  those  employees  transferred  under
22    subsection (c)  of  this  Section  must  be  administratively
23    transferred to the Office no later than January 1, 2000.
24        (e)  All   equipment   or  other  tangible  property,  in
25    possession of agencies, used or held principally by personnel
26    transferred under this Section must  be  transferred  to  the
27    Office not later than January 1, 2000, unless the head of the
28    agency  and the Chief Administrative Law Judge determine that
29    the equipment or property will be more  efficiently  used  by
30    the agency if not transferred.

31        Section  10.  The  Illinois Public Labor Relations Act is
32    amended by changing Section 3 as follows:
 
                            -11-              LRB9100084MWgcA
 1        (5 ILCS 315/3) (from Ch. 48, par. 1603)
 2        Sec. 3.  Definitions.  As used in this  Act,  unless  the
 3    context otherwise requires:
 4        (a)  "Board"   or  "Governing  Board"  means  either  the
 5    Illinois State Labor Relations Board or  the  Illinois  Local
 6    Labor Relations Board.
 7        (b)  "Collective  bargaining" means bargaining over terms
 8    and conditions of employment,  including  hours,  wages,  and
 9    other  conditions of employment, as detailed in Section 7 and
10    which are not excluded by Section 4.
11        (c)  "Confidential employee" means an  employee  who,  in
12    the  regular course of his or her duties, assists and acts in
13    a confidential capacity to persons who formulate,  determine,
14    and  effectuate  management  policies  with  regard  to labor
15    relations or who, in the regular course of his or her duties,
16    has  authorized  access  to  information  relating   to   the
17    effectuation   or   review   of   the  employer's  collective
18    bargaining policies.
19        (d)  "Craft employees" means skilled  journeymen,  crafts
20    persons, and their apprentices and helpers.
21        (e)  "Essential  services  employees"  means those public
22    employees  performing  functions  so   essential   that   the
23    interruption or termination of the function will constitute a
24    clear  and  present  danger  to  the health and safety of the
25    persons in the affected community.
26        (f)  "Exclusive representative", except with  respect  to
27    non-State  fire  fighters  and  paramedics  employed  by fire
28    departments and fire protection  districts,  non-State  peace
29    officers,  and  peace  officers  in  the  Department of State
30    Police, means  the  labor  organization  that  has  been  (i)
31    designated  by  the Board as the representative of a majority
32    of public employees in  an  appropriate  bargaining  unit  in
33    accordance  with  the  procedures contained in this Act, (ii)
34    historically recognized by  the  State  of  Illinois  or  any
 
                            -12-              LRB9100084MWgcA
 1    political  subdivision  of the State before July 1, 1984 (the
 2    effective date of this Act) as the  exclusive  representative
 3    of  the employees in an appropriate bargaining unit, or (iii)
 4    after  July  1,  1984  (the  effective  date  of  this   Act)
 5    recognized  by  an  employer upon evidence, acceptable to the
 6    Board, that the labor organization has been designated as the
 7    exclusive representative by a majority of the employees in an
 8    appropriate bargaining unit.
 9        With respect to non-State fire  fighters  and  paramedics
10    employed  by  fire departments and fire protection districts,
11    non-State  peace  officers,  and  peace   officers   in   the
12    Department  of State Police, "exclusive representative" means
13    the labor organization that has been (i)  designated  by  the
14    Board  as  the representative of a majority of peace officers
15    or  fire  fighters  in  an  appropriate  bargaining  unit  in
16    accordance with the procedures contained in  this  Act,  (ii)
17    historically  recognized  by  the  State  of  Illinois or any
18    political subdivision of the State  before  January  1,  1986
19    (the  effective  date  of this amendatory Act of 1985) as the
20    exclusive representative by a majority of the peace  officers
21    or  fire fighters in an appropriate bargaining unit, or (iii)
22    after January 1, 1986 (the effective date of this  amendatory
23    Act  of  1985)  recognized  by  an  employer  upon  evidence,
24    acceptable to the Board, that the labor organization has been
25    designated  as  the exclusive representative by a majority of
26    the  peace  officers  or  fire  fighters  in  an  appropriate
27    bargaining unit.
28        (g)  "Fair share agreement" means  an  agreement  between
29    the  employer and an employee organization under which all or
30    any of the employees in  a  collective  bargaining  unit  are
31    required to pay their proportionate share of the costs of the
32    collective  bargaining  process, contract administration, and
33    pursuing matters affecting wages, hours, and other conditions
34    of employment, but not to exceed the amount of dues uniformly
 
                            -13-              LRB9100084MWgcA
 1    required of members. The amount certified  by  the  exclusive
 2    representative  shall  not include any fees for contributions
 3    related to the election  or  support  of  any  candidate  for
 4    political  office.  Nothing  in  this  subsection  (g)  shall
 5    preclude   an   employee   from  making  voluntary  political
 6    contributions in conjunction  with  his  or  her  fair  share
 7    payment.
 8        (g-1)  "Fire fighter" means, for the purposes of this Act
 9    only,  any person who has been or is hereafter appointed to a
10    fire department or fire protection district or employed by  a
11    state  university  and  sworn or commissioned to perform fire
12    fighter duties or paramedic duties, except that the following
13    persons are not included: part-time fire fighters, auxiliary,
14    reserve or voluntary fire fighters,  including  paid  on-call
15    fire  fighters,  clerks  and  dispatchers  or  other civilian
16    employees of a fire department or  fire  protection  district
17    who  are  not  routinely  expected  to  perform  fire fighter
18    duties, or elected officials.
19        (g-2)  "General Assembly of the State of Illinois"  means
20    the  legislative  branch  of  the  government of the State of
21    Illinois,  as  provided  for  under   Article   IV   of   the
22    Constitution  of  the  State of Illinois, and includes but is
23    not limited to the House of Representatives, the Senate,  the
24    Speaker  of the House of Representatives, the Minority Leader
25    of the House of Representatives, the President of the Senate,
26    the Minority Leader of the Senate,  the  Joint  Committee  on
27    Legislative  Support  Services  and  any  legislative support
28    services  agency  listed  in   the   Legislative   Commission
29    Reorganization Act of 1984.
30        (h)  "Governing  body"  means,  in the case of the State,
31    the  State  Labor  Relations  Board,  the  Director  of   the
32    Department  of  Central Management Services, and the Director
33    of the Department of Labor; the county board in the case of a
34    county;  the  corporate  authorities  in  the   case   of   a
 
                            -14-              LRB9100084MWgcA
 1    municipality;  and the appropriate body authorized to provide
 2    for expenditures of its funds in the case of any  other  unit
 3    of government.
 4        (i)  "Labor organization" means any organization in which
 5    public employees participate and that exists for the purpose,
 6    in  whole  or  in  part,  of  dealing  with a public employer
 7    concerning wages, hours, and other terms  and  conditions  of
 8    employment, including the settlement of grievances.
 9        (j)  "Managerial  employee"  means  an  individual who is
10    engaged predominantly in executive and  management  functions
11    and  is  charged  with  the  responsibility  of directing the
12    effectuation of management policies and practices.
13        (k)  "Peace officer" means, for the purposes of this  Act
14    only, any persons who have been or are hereafter appointed to
15    a   police   force,   department,  or  agency  and  sworn  or
16    commissioned  to  perform  police  duties,  except  that  the
17    following  persons  are  not   included:   part-time   police
18    officers,   special  police  officers,  auxiliary  police  as
19    defined by Section 3.1-30-20 of the Illinois Municipal  Code,
20    night watchmen, "merchant police", court security officers as
21    defined  by  Section 3-6012.1 of the Counties Code, temporary
22    employees, traffic guards or wardens, civilian parking  meter
23    and   parking   facilities  personnel  or  other  individuals
24    specially appointed to aid  or  direct  traffic  at  or  near
25    schools  or  public  functions  or to aid in civil defense or
26    disaster,  parking  enforcement   employees   who   are   not
27    commissioned  as peace officers and who are not armed and who
28    are not routinely expected to  effect  arrests,  parking  lot
29    attendants,   clerks   and   dispatchers  or  other  civilian
30    employees of  a  police  department  who  are  not  routinely
31    expected to effect arrests, or elected officials.
32        (l)  "Person"  includes  one  or  more individuals, labor
33    organizations, public employees, associations,  corporations,
34    legal  representatives,  trustees,  trustees  in  bankruptcy,
 
                            -15-              LRB9100084MWgcA
 1    receivers,   or  the  State  of  Illinois  or  any  political
 2    subdivision of the State or  governing  body,  but  does  not
 3    include  the General Assembly of the State of Illinois or any
 4    individual employed by the General Assembly of the  State  of
 5    Illinois.
 6        (m)  "Professional  employee"  means any employee engaged
 7    in work predominantly intellectual and  varied  in  character
 8    rather  than  routine  mental, manual, mechanical or physical
 9    work; involving the consistent  exercise  of  discretion  and
10    adjustment  in  its performance; of such a character that the
11    output  produced  or  the  result  accomplished   cannot   be
12    standardized  in  relation  to  a  given  period of time; and
13    requiring  advanced  knowledge  in  a  field  of  science  or
14    learning  customarily  acquired  by  a  prolonged  course  of
15    specialized  intellectual  instruction  and   study   in   an
16    institution   of   higher   learning   or   a   hospital,  as
17    distinguished from  a  general  academic  education  or  from
18    apprenticeship or from training in the performance of routine
19    mental,  manual,  or  physical processes; or any employee who
20    has  completed  the  courses  of   specialized   intellectual
21    instruction  and  study prescribed in this subsection (m) and
22    is  performing  related  work  under  the  supervision  of  a
23    professional person  to  qualify  to  become  a  professional
24    employee as defined in this subsection (m).
25        (n)  "Public employee" or "employee", for the purposes of
26    this Act, means any individual employed by a public employer,
27    including  interns  and  residents  at  public hospitals, but
28    excluding all of the  following:  employees  of  the  General
29    Assembly   of  the  State  of  Illinois;  elected  officials;
30    executive  heads  of  a  department;  members  of  boards  or
31    commissions; employees of any  agency,  board  or  commission
32    created  by  this Act; employees appointed to State positions
33    of a temporary or emergency nature; all employees  of  school
34    districts    and   higher   education   institutions   except
 
                            -16-              LRB9100084MWgcA
 1    firefighters  and  peace  officers  employed   by   a   State
 2    university;   managerial   employees;  short-term  employees;
 3    confidential     employees;     independent      contractors;
 4    administrative   law   judges   employed  by  the  Office  of
 5    Administrative Hearings; and supervisors except  as  provided
 6    in this Act.
 7        Notwithstanding  Section  9, subsection (c), or any other
 8    provisions of this Act, all peace officers above the rank  of
 9    captain   in   municipalities   with   more   than  1,000,000
10    inhabitants shall be excluded from this Act.
11        (o)  "Public employer" or "employer" means the  State  of
12    Illinois;  any  political  subdivision  of the State, unit of
13    local government or school  district;  authorities  including
14    departments,  divisions,  bureaus,  boards,  commissions,  or
15    other  agencies  of  the  foregoing  entities; and any person
16    acting within the scope of his or her authority,  express  or
17    implied,  on  behalf  of  those  entities in dealing with its
18    employees. "Public employer" or "employer" as  used  in  this
19    Act, however, does not mean and shall not include the General
20    Assembly  of  the State of Illinois and educational employers
21    or employers as defined in  the  Illinois  Educational  Labor
22    Relations  Act,  except with respect to a state university in
23    its employment of firefighters  and  peace  officers.  County
24    boards  and  county  sheriffs shall be designated as joint or
25    co-employers of county peace  officers  appointed  under  the
26    authority  of  a  county sheriff.  Nothing in this subsection
27    (o) shall be construed to prevent  the  State  Board  or  the
28    Local  Board  from  determining  that  employers are joint or
29    co-employers.
30        (p)  "Security  employee"  means  an  employee   who   is
31    responsible  for  the  supervision  and control of inmates at
32    correctional  facilities.   The  term  also  includes   other
33    non-security   employees   in  bargaining  units  having  the
34    majority of employees being responsible for  the  supervision
 
                            -17-              LRB9100084MWgcA
 1    and control of inmates at correctional facilities.
 2        (q)  "Short-term  employee"  means  an  employee  who  is
 3    employed for less than 2 consecutive calendar quarters during
 4    a  calendar year and who does not have a reasonable assurance
 5    that he or she will be rehired by the same employer  for  the
 6    same service in a subsequent calendar year.
 7        (r)  "Supervisor"  is an employee whose principal work is
 8    substantially different from that of his or her  subordinates
 9    and  who  has  authority, in the interest of the employer, to
10    hire, transfer, suspend, lay off, recall, promote, discharge,
11    direct, reward, or  discipline  employees,  to  adjust  their
12    grievances, or to effectively recommend any of those actions,
13    if  the exercise of that authority is not of a merely routine
14    or clerical  nature,  but  requires  the  consistent  use  of
15    independent   judgment.   Except   with   respect  to  police
16    employment,  the  term  "supervisor"  includes   only   those
17    individuals  who  devote  a preponderance of their employment
18    time  to  exercising  that   authority,   State   supervisors
19    notwithstanding.   In  addition,  in  determining supervisory
20    status in police employment, rank shall not be determinative.
21    The Board shall consider,  as  evidence  of  bargaining  unit
22    inclusion  or  exclusion, the common law enforcement policies
23    and  relationships   between   police   officer   ranks   and
24    certification under applicable civil service law, ordinances,
25    personnel  codes,  or  Division  2.1  of  Article  10  of the
26    Illinois Municipal Code, but these factors shall not  be  the
27    sole  or  predominant  factors  considered  by  the  Board in
28    determining police supervisory status.
29        Notwithstanding   the   provisions   of   the   preceding
30    paragraph, in determining supervisory status in fire  fighter
31    employment, no fire fighter shall be excluded as a supervisor
32    who  has established representation rights under Section 9 of
33    this Act.  Further, in  new  fire  fighter  units,  employees
34    shall consist of fire fighters of the rank of company officer
 
                            -18-              LRB9100084MWgcA
 1    and  below.  If  a  company  officer otherwise qualifies as a
 2    supervisor under the preceding paragraph, however, he or  she
 3    shall  not be included in the fire fighter unit.  If there is
 4    no rank  between  that  of  chief  and  the  highest  company
 5    officer,  the employer may designate a position on each shift
 6    as  a  Shift  Commander,  and  the  persons  occupying  those
 7    positions shall be supervisors.  All other ranks  above  that
 8    of company officer shall be supervisors.
 9        (s) (1)  "Unit"  means  a class of jobs or positions that
10        are held by  employees  whose  collective  interests  may
11        suitably  be  represented  by  a  labor  organization for
12        collective bargaining.  Except with respect to  non-State
13        fire fighters and paramedics employed by fire departments
14        and  fire protection districts, non-State peace officers,
15        and peace officers in the Department of State  Police,  a
16        bargaining unit determined by the Board shall not include
17        both  employees  and  supervisors,  or  supervisors only,
18        except as provided in paragraph (2)  of  this  subsection
19        (s)  and except for bargaining units in existence on July
20        1, 1984 (the effective date of this Act).   With  respect
21        to  non-State  fire  fighters  and paramedics employed by
22        fire departments and fire protection districts, non-State
23        peace officers, and peace officers in the  Department  of
24        State  Police,  a bargaining unit determined by the Board
25        shall not include both supervisors and nonsupervisors, or
26        supervisors only, except as provided in paragraph (2)  of
27        this  subsection  (s)  and except for bargaining units in
28        existence on January 1, 1986 (the effective date of  this
29        amendatory Act of 1985).  A bargaining unit determined by
30        the  Board  to  contain  peace  officers shall contain no
31        employees other  than  peace  officers  unless  otherwise
32        agreed  to  by the employer and the labor organization or
33        labor organizations involved.  Notwithstanding any  other
34        provision  of  this  Act,  a bargaining unit, including a
 
                            -19-              LRB9100084MWgcA
 1        historical  bargaining  unit,  containing   sworn   peace
 2        officers of the Department of Natural Resources (formerly
 3        designated  the Department of Conservation) shall contain
 4        no employees other than such sworn  peace  officers  upon
 5        the effective date of this amendatory Act of 1990 or upon
 6        the   expiration   date   of  any  collective  bargaining
 7        agreement in effect  upon  the  effective  date  of  this
 8        amendatory  Act  of  1990  covering both such sworn peace
 9        officers and other employees.
10             (2)  Notwithstanding the  exclusion  of  supervisors
11        from  bargaining  units  as  provided in paragraph (1) of
12        this subsection (s),  a  public  employer  may  agree  to
13        permit its supervisory employees to form bargaining units
14        and  may  bargain with those units.  This Act shall apply
15        if the public employer  chooses  to  bargain  under  this
16        subsection.
17    (Source: P.A.  89-108,  eff.  7-7-95;  89-409, eff. 11-15-95;
18    89-445,  eff.  2-7-96;  89-626,  eff.  8-9-96;  89-685,  eff.
19    6-1-97; 90-14, eff. 7-1-97; 90-655, eff. 7-30-98.)

20        Section 15.  The Personnel Code is  amended  by  changing
21    Section 4c as follows:

22        (20 ILCS 415/4c) (from Ch. 127, par. 63b104c)
23        Sec. 4c.  General exemptions.  The following positions in
24    State service shall be exempt from jurisdictions A, B, and C,
25    unless  the  jurisdictions  shall  be extended as provided in
26    this Act:
27             (1)  All officers elected by the people.
28             (2)  All positions under  the  Lieutenant  Governor,
29        Secretary  of  State, State Treasurer, State Comptroller,
30        State Board of Education, Clerk of the Supreme Court, and
31        Attorney General.
32             (3)  Judges,  and  officers  and  employees  of  the
 
                            -20-              LRB9100084MWgcA
 1        courts, and notaries public.
 2             (4)  All officers  and  employees  of  the  Illinois
 3        General    Assembly,   all   employees   of   legislative
 4        commissions, all officers and employees of  the  Illinois
 5        Legislative  Reference  Bureau,  the Legislative Research
 6        Unit, and the Legislative Printing Unit.
 7             (5)  All positions in the  Illinois  National  Guard
 8        and  Illinois  State  Guard,  paid  from federal funds or
 9        positions  in  the  State   Military  Service  filled  by
10        enlistment and paid from State funds.
11             (6)  All employees of the Governor at the  executive
12        mansion and on his immediate personal staff.
13             (7)  Directors of Departments, the Adjutant General,
14        the  Assistant  Adjutant  General,  the  Director  of the
15        Illinois Emergency Management Agency, members  of  boards
16        and  commissions,   and  all other positions appointed by
17        the Governor by and with the consent of the Senate.
18             (8)  The presidents, other principal  administrative
19        officers,  and teaching, research and extension faculties
20        of Chicago State University, Eastern Illinois University,
21        Governors State University,  Illinois  State  University,
22        Northeastern   Illinois   University,  Northern  Illinois
23        University, Western  Illinois  University,  the  Illinois
24        Community  College  Board,  Southern Illinois University,
25        Illinois  Board  of  Higher  Education,   University   of
26        Illinois,   State   Universities  Civil  Service  System,
27        University  Retirement  System  of  Illinois,   and   the
28        administrative  officers  and  scientific  and  technical
29        staff of the Illinois State Museum.
30             (9)  All  other  employees  except  the  presidents,
31        other  principal  administrative  officers, and teaching,
32        research and  extension  faculties  of  the  universities
33        under  the  jurisdiction  of the Board of Regents and the
34        colleges and universities under the  jurisdiction of  the
 
                            -21-              LRB9100084MWgcA
 1        Board  of  Governors  of State Colleges and Universities,
 2        Illinois  Community  College  Board,  Southern   Illinois
 3        University,  Illinois Board of Higher Education, Board of
 4        Governors of State Colleges and Universities,  the  Board
 5        of  Regents,  University  of Illinois, State Universities
 6        Civil Service System,  University  Retirement  System  of
 7        Illinois,  so long as these are subject to the provisions
 8        of the State Universities Civil Service Act.
 9             (10)  The State Police so long as they  are  subject
10        to the merit provisions of the State Police Act.
11             (11)  The  scientific  staff of the State Scientific
12        Surveys and the Waste Management and Research Center.
13             (12)  The technical and engineering  staffs  of  the
14        Department  of  Transportation, the Department of Nuclear
15        Safety and the  Illinois  Commerce  Commission,  and  the
16        technical  and  engineering staff providing architectural
17        and engineering services in  the  Department  of  Central
18        Management Services.
19             (13)  All  employees  of  the  Illinois  State  Toll
20        Highway Commission.
21             (14)  The Secretary of the Industrial Commission.
22             (15)  All  persons  who are appointed or employed by
23        the Director of Insurance  under authority of Section 202
24        of the Illinois Insurance Code to assist the Director  of
25        Insurance in discharging his responsibilities relating to
26        the  rehabilitation,   liquidation,   conservation,   and
27        dissolution   of   companies  that  are  subject  to  the
28        jurisdiction of the Illinois  Insurance Code.
29             (16)  All employees of the  St.  Louis  Metropolitan
30        Area Airport Authority.
31             (17)  All   investment   officers  employed  by  the
32        Illinois State Board of Investment.
33             (18)  Employees  of   the   Illinois   Young   Adult
34        Conservation  Corps program, administered by the Illinois
 
                            -22-              LRB9100084MWgcA
 1        Department of Natural Resources, authorized grantee under
 2        Title VIII of the Comprehensive Employment  and  Training
 3        Act of 1973, 29 USC 993.
 4             (19)  Seasonal   employees   of  the  Department  of
 5        Agriculture for the operation of the Illinois State  Fair
 6        and  the DuQuoin State Fair, no one person receiving more
 7        than 29 days of such employment in any calendar year.
 8             (20)  All  "temporary"  employees  hired  under  the
 9        Department of Natural  Resources'  Illinois  Conservation
10        Service,  a  youth  employment  program  that hires young
11        people to work in State parks for a period of one year or
12        less.
13             (21)  All  hearing  officers  of  the  Human  Rights
14        Commission.
15             (22)  All employees of the Illinois Mathematics  and
16        Science Academy.
17             (23)  All  employees  of  the  Kankakee River Valley
18        Area Airport Authority.
19             (24)  All employees of the Office of  Administrative
20        Hearings.
21    (Source: P.A. 89-4, eff. 1-1-96; 89-445, eff. 2-7-96; 90-490,
22    eff. 8-17-97.)

23        Section  99.  Effective date.  This Act takes effect upon
24    becoming law.
 
                            -23-              LRB9100084MWgcA
 1                                INDEX
 2               Statutes amended in order of appearance
 3    5 ILCS 100/10-20          from Ch. 127, par. 1010-20
 4    5 ILCS 100/10-30          from Ch. 127, par. 1010-30
 5    5 ILCS 100/Art. 12 heading new
 6    5 ILCS 100/12-5 new
 7    5 ILCS 100/12-10 new
 8    5 ILCS 100/12-15 new
 9    5 ILCS 100/12-20 new
10    5 ILCS 100/12-25 new
11    5 ILCS 100/12-30 new
12    5 ILCS 100/12-35 new
13    5 ILCS 100/12-40 new
14    5 ILCS 315/3              from Ch. 48, par. 1603
15    20 ILCS 415/4c            from Ch. 127, par. 63b104c

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