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92_HB1689ham001 LRB9201934MWdvam01 1 AMENDMENT TO HOUSE BILL 1689 2 AMENDMENT NO. . Amend House Bill 1689 by replacing 3 everything after the enacting clause with the following: 4 "Section 1. Short title. This Act may be cited as the 5 Fire Department Promotion Act. 6 Section 5. Definitions. In this Act: 7 "Affected department" or "department" means a municipal 8 fire department or the fire department operated by a fire 9 protection district. The terms do not include fire 10 departments operated by the State, a university, or a 11 municipality with a population over 1,000,000 or any unit of 12 local government other than a municipality or fire protection 13 district. 14 "Appointing authority" means the Board of Fire and Police 15 Commissioners, Board of Fire Commissioners, Civil Service 16 Commissioners, Superintendent or Department Head, Fire 17 Protection District Board of Trustees, or other entity having 18 the authority to administer and grant promotions in an 19 affected department. 20 "Promotion" means any appointment or advancement to a 21 rank within the affected department for which an examination 22 was required before the effective date of this Act. -2- LRB9201934MWdvam01 1 "Promotion" does not include appointments (i) that are for 2 less than 180 days; (ii) to the positions of Superintendent, 3 Chief, or other chief executive officer; (iii) to an 4 exclusively administrative or executive rank for which an 5 examination is not required; (iv) to a rank that has 6 previously been exempted by a home rule municipality, 7 provided that after the effective date of this Act no home 8 rule municipality may exempt any future or existing ranks 9 from the provisions of this Act; or (v) to an administrative 10 rank immediately below the Superintendent, Chief, or other 11 chief executive officer of an affected department, provided 12 such rank shall not exceed 2 persons and there is a promoted 13 rank immediately below it. Notwithstanding the exceptions to 14 the definition of "promotion" set forth in items (i), (ii), 15 (iii), (iv), and (v) of this paragraph, promotions shall 16 include any appointments to ranks covered by the terms of a 17 collective bargaining agreement in effect on the effective 18 date of this Act. 19 "Preliminary promotion list" means the rank order of 20 eligible candidates established in accordance with subsection 21 (b) of Section 20 prior to applicable veteran's preference 22 points. A person on the preliminary promotion list who is 23 eligible for veteran's preference under the laws and 24 agreements applicable to the appointing authority may file a 25 written application for that preference within 10 days after 26 the initial posting of the preliminary promotion list. The 27 preference shall be calculated in accordance with Section 55 28 and applied as an addition to the person's total point score 29 on the examination. The appointing authority shall make 30 adjustments to the preliminary promotion list based on any 31 veteran's preference claimed and the final adjusted promotion 32 list shall then be posted by the appointing authority. 33 "Final adjusted promotion list" means the promotion list 34 for the position that is in effect on the date the position -3- LRB9201934MWdvam01 1 is created or the vacancy occurs. If there is no final 2 adjusted promotion list in effect for that position on that 3 date, or if all persons on the current final adjusted 4 promotion list for that position refuse the promotion, the 5 affected department shall not make a permanent promotion 6 until a new final adjusted promotion list has been prepared 7 in accordance with this Act, but may make a temporary 8 appointment to fill the vacancy. Temporary appointments shall 9 not exceed 180 days. 10 Each component of the promotional test shall be scored on 11 a scale of 100 points. The component scores shall then be 12 reduced by the weighting factor assigned to the component on 13 the test and the scores of all components shall be added to 14 produce a total score based on a scale of 100 points. 15 Section 10. Applicability. 16 (a) This Act shall apply to all positions in an affected 17 department, except those specifically excluded in items (i), 18 (ii), (iii), (iv), and (v) of the definition of "promotion" 19 in Section 5 unless such positions are covered by a 20 collective bargaining agreement in force on the effective 21 date of this Act. Existing promotion lists shall continue to 22 be valid until after their expiration dates, or up to a 23 maximum of 3 years after the effective date of this Act. 24 (b) Notwithstanding any statute, ordinance, rule, or 25 other laws to the contrary, all promotions in an affected 26 department to which this Act applies shall be administered in 27 the manner provided for in this Act. Provisions of the 28 Illinois Municipal Code, the Fire Protection District Act, 29 municipal ordinances, or rules adopted pursuant to such 30 authority and other laws relating to promotions in affected 31 departments shall continue to apply to the extent they are 32 compatible with this Act, but in the event of conflict 33 between this Act and any other law, this Act shall control. -4- LRB9201934MWdvam01 1 (c) A home rule or non-home rule municipality may not 2 administer its fire department promotion process in a manner 3 that is inconsistent with this Act. This Section is a 4 limitation under subsection (i) of Section 6 of Article VII 5 of the Illinois Constitution on the concurrent exercise by 6 home rule units of the powers and functions exercised by the 7 State. 8 (d) This Act does not apply to any municipality with a 9 population over 1,000,000. 10 (e) This Act is intended to serve as a minimum standard 11 and shall be construed to authorize and not to limit: 12 (1) An appointing authority from establishing 13 different or supplemental promotional criteria 14 components, provided that each criteria is job related 15 and applied uniformly to all candidates. 16 (2) The negotiation by an employer and an exclusive 17 representative of clauses within a collective bargaining 18 agreement relating to conditions or procedures for the 19 promotion of employees who are not specifically excluded 20 under items (i), (ii), (iii), (iv), and (v) of the 21 definition of "promotion" in Section 5. 22 Section 15. Promotion process. 23 (a) For the purpose of granting promotion to any rank to 24 which this Act applies, the appointing authority shall from 25 time to time, as necessary, administer a promotion process in 26 accordance with this Act. 27 (b) Eligibility requirements to participate in the 28 promotional process may include a minimum requirement as to 29 the length of employment, education, training, and 30 certification in subjects and skills related to fire 31 fighting. After the effective date of this Act, any such 32 eligibility requirements shall be published at least one year 33 prior to the date of the beginning of the promotional process -5- LRB9201934MWdvam01 1 and all members of the affected department shall be given an 2 equal opportunity to meet those eligibility requirements. 3 (c) All aspects of the promotion process shall be 4 equally accessible to all eligible employees of the 5 department. Every component of the testing and evaluation 6 procedures shall be published to all eligible candidates when 7 the announcement of promotional testing is made. The scores 8 for each component of the testing and evaluation procedures 9 shall be disclosed to each candidate as soon as practicable 10 after the component is completed. 11 (d) The appointing authority shall provide a separate 12 promotional examination for each rank that is filled by 13 promotion. All examinations for promotion shall be 14 competitive among such members of the next lower rank that 15 meet the established eligibility requirements who desire to 16 submit themselves to examination. The appointing authority 17 may employ consultants to design and administer promotion 18 examinations or may adopt any job related examinations or 19 study materials that may become available, so long as they 20 comply with the requirements of this Act. 21 Section 20. Promotion lists. 22 (a) For the purpose of granting a promotion to any rank 23 to which this Act applies, the appointing authority shall 24 from time to time, as necessary, prepare a preliminary 25 promotion list in accordance with this Act. The preliminary 26 promotion list shall be distributed, posted, or otherwise 27 made conveniently available by the appointing authority to 28 all members of the department. 29 (b) A person's position on the preliminary promotion 30 list shall be determined by a combination of factors which 31 may include any of the following: (i) the person's score on 32 the written examination for that rank, determined in 33 accordance with Section 35; (ii) the person's seniority -6- LRB9201934MWdvam01 1 within the department, determined in accordance with Section 2 40; (iii) the person's ascertained merit, determined in 3 accordance with Section 45; and (iv) the person's score on 4 the subjective evaluation, determined in accordance with 5 Section 50. Candidates shall be ranked on the list in rank 6 order based on the highest to the lowest total points scored 7 on all of the components of the test. Promotional components, 8 as defined herein, shall be determined and administered in 9 accordance with the referenced Section, unless otherwise 10 modified or agreed to as provided by paragraph (1) or (2) of 11 subsection (e) of Section 10. The use of physical criteria, 12 including but not limited to, fitness testing, agility 13 testing, or medical evaluations is specifically barred from 14 being used in the promotion process. 15 (c) A person on the preliminary promotion list who is 16 eligible for a veteran's preference under the laws and 17 agreements applicable to the department may file a written 18 application for that preference within 10 days after the 19 initial posting of the preliminary promotion list. The 20 preference shall be calculated as provided under Section 55 21 and added to the total score achieved by the candidate on the 22 test. The appointing authority shall then make adjustments to 23 the rank order of the preliminary promotion list based on any 24 such veteran's preferences awarded. The final adjusted 25 promotion list shall then be distributed, posted, or 26 otherwise made conveniently available by the appointing 27 authority to all members of the department. 28 (d) Whenever a promotional rank is created or becomes 29 vacant due to resignation, discharge, promotion, death, or 30 the granting of a disability or retirement pension, or any 31 other cause, the department shall appoint to that position 32 the person with the highest ranking on the final promotion 33 list for that rank, except that the appointing authority may 34 pass over the person with the highest ranking if it has an -7- LRB9201934MWdvam01 1 objectively demonstrable basis for determining that the 2 person is unable to perform the duties of the position. Any 3 disputes as to the existence of such basis shall be subject 4 to resolution in accordance with any grievance procedure in 5 effect covering the employee. 6 A vacancy shall be deemed to occur in a position on the 7 date upon which the position is vacated, and on that same 8 date, a vacancy shall occur in all ranks inferior to that 9 rank, provided that the position or positions continue to be 10 funded and authorized by the corporate authorities. If a 11 vacated position is not filled due to a lack of funding or 12 authorization and is subsequently reinstated, the final 13 promotion list shall be continued in effect until all 14 positions vacated have been filled or for a period up to 5 15 years beginning from the date on which the position was 16 vacated. In such event, the candidate or candidates who 17 would have otherwise been promoted when the vacancy 18 originally occurred shall be promoted. 19 Any candidate may refuse a promotion once without losing 20 his or her position on the final adjusted promotion list. 21 Any candidate who refuses promotion a second time shall be 22 removed from the final adjusted promotion list, provided that 23 such action shall not prejudice a person's opportunities to 24 participate in future promotion examinations. 25 (e) A final adjusted promotion list shall remain valid 26 for a period of 3 years after the date of the initial 27 posting. Integrated lists are prohibited and when a list 28 expires it shall be void, except as provided in subsection 29 (d) of this Section. If a promotion list is not in effect, 30 a successor list shall be prepared and distributed within 180 31 days after a vacancy, as defined in subsection (d) of this 32 Section. 33 Section 25. Monitoring. -8- LRB9201934MWdvam01 1 (a) All aspects of the promotion process, including 2 without limitation the administration, scoring, and posting 3 of scores for the written examination and subjective 4 evaluation and the determination and posting of seniority and 5 ascertained merit scores, shall be subject to monitoring and 6 review in accordance with this Section and Sections 30 and 7 50. 8 (b) Two impartial persons who are not members of the 9 affected department shall be selected to act as observers as 10 follows: by the exclusive bargaining agent or if there is no 11 exclusive bargaining agent, then by a majority of the 12 candidates participating in the promotion process. The 13 corporate authorities may also select 2 additional impartial 14 observers. 15 (c) The observers monitoring the promotion process are 16 authorized to be present and observe when any component of 17 the test is administered or scored. Observers may not 18 interfere with the promotion process, but shall promptly 19 report any observed or suspected violation of the 20 requirements of this Act or an applicable collective 21 bargaining agreement to the appointing authority and all 22 other affected parties. 23 Section 30. Promotion examination components. Promotion 24 examinations that include components consisting of written 25 examinations, seniority points, ascertained merit, or 26 subjective evaluations shall be administered as provided in 27 Sections 35, 40, 45 and 50. The weight, if any, that is 28 given to any such component included in a test may be set at 29 the discretion of the appointing authority provided that such 30 weight shall be subject to modification by the terms of any 31 collective bargaining agreement in effect on the effective 32 date of this Act or thereafter by negotiations between the 33 employer and an exclusive bargaining representative. If the -9- LRB9201934MWdvam01 1 appointing authority establishes a minimum passing score, 2 such score shall be announced prior to the date of the 3 promotion process and it must be an aggregate of all 4 components of the testing process. All candidates shall be 5 allowed to participate in all components of the testing 6 process irrespective of their score on any one component. 7 Section 35. Written examinations. 8 (a) The appointing authority may not condition 9 eligibility to take the written examination on the 10 candidate's score on any of the previous components of the 11 examination. The written examination for a particular rank 12 shall consist of matters relating to the duties regularly 13 performed by persons holding that rank within the department. 14 The examination shall be based only on the contents of 15 written materials that the appointing authority has 16 identified and made readily available to potential examinees 17 at least 90 days before the examination is administered. The 18 test questions and material must be pertinent to the 19 particular rank for which the examination is being given. The 20 written examination shall be administered after the 21 determination and posting of the seniority list, ascertained 22 merit points, and subjective evaluation scores. The written 23 examination shall be administered, the test materials opened, 24 and the results scored and tabulated only in the presence of 25 the observers appointed under Section 25 and only in 26 accordance with subsection (b) of this Section. 27 (b) Written examinations shall be graded at the 28 examination site on the day of the examination immediately 29 upon completion of the test in front of the observers if such 30 observers are appointed under Section 25, or if the tests 31 are graded offsite by a bona fide testing agency, the 32 observers shall witness the sealing and the shipping of the 33 tests for grading and the subsequent opening of the scores -10- LRB9201934MWdvam01 1 upon the return from the testing agency. Every examinee shall 2 have the right (i) to obtain his or her score on the 3 examination on the day of the examination or upon the day of 4 its return from the testing agency (or the appointing 5 authority shall require the testing agency to mail the 6 individual scores to any address submitted by the candidates 7 on the day of the examination); and (ii) to review the 8 answers to the examination that the examiners consider 9 correct. The appointing authority may hold a review session 10 after the examination for the purpose of gathering feedback 11 on the examination from the candidates. 12 (c) Sample written examinations may be examined by the 13 appointing authority and members of the department, but no 14 person in the department or the appointing authority 15 (including the Chief, Civil Service Commissioners, Board of 16 Fire and Police Commissioners, Board of Fire Commissioners, 17 or Fire Protection District Board of Trustees and other 18 appointed or elected officials) may see or examine the 19 specific questions on the actual written examination before 20 the examination is administered. If a sample examination is 21 used, actual test questions shall not be included. It is a 22 violation of this Act for any member of the department or the 23 appointing authority to obtain or divulge foreknowledge of 24 the contents of the written examination before it is 25 administered. 26 (d) Each department shall maintain reading and study 27 materials for its current written examination and the reading 28 list for the last 2 written examinations for each rank and 29 shall make these materials available and accessible at each 30 duty station. 31 Section 40. Seniority points. 32 (a) Seniority points shall be based only upon service 33 with the affected department and shall be calculated as of -11- LRB9201934MWdvam01 1 the date of the written examination. The weight of this 2 component and its computation shall be determined by the 3 appointing authority or through a collective bargaining 4 agreement. 5 (b) A seniority list shall be posted before the written 6 examination is given and before the preliminary promotion 7 list is compiled. The seniority list shall include the 8 seniority date, any breaks in service, the total number of 9 eligible years, and the number of seniority points. 10 Section 45. Ascertained merit. 11 (a) The promotion test may include points for 12 ascertained merit. Ascertained merit points may be awarded 13 for education, training, and certification in subjects and 14 skills related to the fire service. The basis for granting 15 ascertained merit points, after the effective date of this 16 Act, shall be published at least one year prior to the date 17 ascertained merits points are awarded and all persons 18 eligible to compete for promotion shall be given an equal 19 opportunity to obtain ascertained merit points unless 20 otherwise agreed to in a collective bargaining agreement. 21 (b) Total points awarded for ascertained merit shall be 22 posted before the written examination is administered and 23 before the promotion list is compiled. 24 Section 50. Subjective evaluation. 25 (a) A promotion test may include a subjective evaluation 26 component. Subjective evaluations may include an oral 27 interview, tactical evaluation, performance evaluation, or 28 other component based on subjective evaluation of the 29 examinee. The methods used for subjective evaluations may 30 include using any employee assessment centers, evaluation 31 systems, chief's points, or other methods. 32 (b) Any subjective component shall be identified to all -12- LRB9201934MWdvam01 1 candidates prior to its application, be job related, and be 2 applied uniformly to all candidates. Every examinee shall 3 have the right to documentation of (i) his or her score on 4 the subjective component upon the completion of the 5 subjective examination component or its application and (ii) 6 an explanation of the basis or reasons for the score awarded. 7 Where chief's points or other subjective methods are employed 8 that are not amenable to monitoring, monitors shall not be 9 required, but any disputes as to the results of such methods 10 shall be subject to resolution in accordance with any 11 collectively bargained grievance procedure in effect at the 12 time of the test. 13 (c) Where performance evaluations are used as a basis 14 for promotions, they shall be given annually and made readily 15 available to each candidate for review and they shall include 16 any disagreement or documentation the employee provides to 17 refute or contest the evaluation. 18 (d) Total points awarded for subjective components shall 19 be posted before the written examination is administered and 20 before the promotion list is compiled. 21 Section 55. Veterans' preference. A person on a 22 preliminary promotion list who is eligible for veteran's 23 preference under any law or agreement applicable to an 24 affected department may file a written application for that 25 preference within 10 days after the initial posting of the 26 preliminary promotion list. The veteran's preference shall 27 be calculated as provided in the applicable law and added to 28 the applicant's total score on the preliminary promotion 29 list. Any person who has received a promotion from a 30 promotion list on which his or her position was adjusted for 31 veteran's preference, under this Act or any other law, shall 32 not be eligible for any subsequent veteran's preference under 33 this Act. -13- LRB9201934MWdvam01 1 Section 60. Right to review. Any affected person or party 2 who believes that an error has been made with respect to 3 eligibility to take an examination, examination result, 4 placement or position on a promotion list, or veteran's 5 preference shall be entitled to a review of the matter by the 6 appointing authority or as otherwise provided by law in this 7 Act. This Section is not exclusive and does not limit any 8 right to seek review or redress under any other law or 9 agreement. 10 Section 65. Violations. 11 (a) A person who knowingly divulges or receives test 12 questions or answers before a written examination, or 13 otherwise knowingly violates or subverts any requirement of 14 this Act commits a violation of this Act and may be subject 15 to charges for official misconduct. 16 (b) A person who is the knowing recipient of test 17 information in advance of the examination shall be 18 disqualified from the promotion examination or demoted from 19 the rank to which he was promoted, as applicable and 20 otherwise subjected to disciplinary actions. 21 Section 900. The State Mandates Act is amended by adding 22 Section 8.25 as follows: 23 (30 ILCS 805/8.25 new) 24 Sec. 8.25. Exempt mandate. Notwithstanding Sections 6 25 and 8 of this Act, no reimbursement by the State is required 26 for the implementation of any mandate created by this 27 amendatory Act of the 92nd General Assembly. 28 Section 999. Effective date. This Act takes effect upon 29 becoming law.".