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Public Act 102-0664 | ||||
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AN ACT concerning State government.
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Be it enacted by the People of the State of Illinois,
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represented in the General Assembly:
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Section 5. The Illinois Governmental Ethics Act is amended | ||||
by changing Sections 1-109, 1-110, 2-101, 4A-102, 4A-103, | ||||
4A-107, and 4A-108 and by adding Sections 1-102.5, 1-104.3, | ||||
1-104.4, 1-104.5, 1-105.2, 1-105.3, 1-105.5, 1-105.6, 1-105.7, | ||||
1-112.5, 1-113.6, 1-113.7, and 3A-50 as follows: | ||||
(5 ILCS 420/1-102.5 new) | ||||
Sec. 1-102.5. "Asset" means, for the purposes of Sections | ||||
4A-102 and 4A-103, an item that is owned and has monetary | ||||
value. For the purposes of Sections 4A-102 and 4A-103, assets | ||||
include, but are not limited to: stocks, bonds, sector mutual | ||||
funds, sector exchange traded funds, commodity futures, | ||||
investment real estate, beneficial interests in trusts, | ||||
business interests, and partnership interests. For the | ||||
purposes of Sections 4A-102 and 4A-103, assets do not include: | ||||
personal residences; personal vehicles; savings or checking | ||||
accounts; bonds, notes, or securities issued by any branch of | ||||
federal, state, or local government; Medicare benefits; | ||||
inheritances or bequests, other than beneficial interests in | ||||
trusts; diversified funds; annuities; pensions (including | ||||
government pensions); retirement accounts; college savings |
plans that are qualified tuition plans; qualified | ||
tax-advantaged savings programs that allow individuals to save | ||
for disability-related expenses; or tangible personal | ||
property. | ||
(5 ILCS 420/1-104.3 new) | ||
Sec. 1-104.3. "Creditor" means, for the purposes of | ||
Sections 4A-102 and 4A-103, an individual, organization, or | ||
other business entity to whom money or its equivalent is owed, | ||
no matter whether that obligation is secured or unsecured, | ||
except that if a filer makes a loan to members of his or her | ||
family, then that filer does not, by making such a loan, become | ||
a creditor of that individual for the purposes of Sections | ||
4A-102 and 4A-103 of this Act. | ||
(5 ILCS 420/1-104.4 new) | ||
Sec. 1-104.4. "Debt" means, for the purposes of Sections | ||
4A-102 and 4A-103, any money or monetary obligation owed at | ||
any time during the preceding calendar year to an individual, | ||
company, or other organization, other than a loan that is from | ||
a financial institution, government agency, or business entity | ||
and that is granted on terms made available to the general | ||
public. For the purposes of Sections 4A-102 and 4A-103, "debt" | ||
includes, but is not limited to: personal loans from friends | ||
or business associates, business loans made outside the | ||
lender's regular course of business, and loans made at below |
market rates. For the purposes of Sections 4A-102 and 4A-103, | ||
"debt" does not include: (i) debts to or from financial | ||
institutions or government entities, such as mortgages, | ||
student loans, credit card debts, or loans secured by | ||
automobiles, household furniture, or appliances, as long as | ||
those loans were made on terms available to the general public | ||
and do not exceed the purchase price of the items securing | ||
them; (ii) debts to or from a political committee registered | ||
with the Illinois State Board of Elections or political | ||
committees, principal campaign committees, or authorized | ||
committees registered with the Federal Election Commission; or | ||
(iii) a loan from a member of the filer's family not known by | ||
the filer to be registered to lobby under the Lobbyist | ||
Registration Act. | ||
(5 ILCS 420/1-104.5 new) | ||
Sec. 1-104.5. "Diversified funds" means investment | ||
products, such as mutual funds, exchange traded funds, or unit | ||
investment trusts, that invest in a wide variety of securities | ||
across multiple sectors or asset classes. "Diversified funds" | ||
does not include sector funds. | ||
(5 ILCS 420/1-105.2 new) | ||
Sec. 1-105.2. "Economic relationship" means, for the | ||
purposes of Sections 4A-102 and 4A-103, any joint or shared | ||
ownership interests in businesses and creditor-debtor |
relationships with third parties, other than commercial | ||
lending institutions, where: (a) the filer is entitled to | ||
receive (i) more than 7.5% of the total distributable income, | ||
or (ii) an amount in excess of the salary of the Governor; or | ||
(b) the filer together with his or her spouse or minor children | ||
is entitled to receive (i) more than 15%, in the aggregate, of | ||
the total distributable income, or (ii) an amount in excess of | ||
2 times the salary of the Governor. | ||
(5 ILCS 420/1-105.3 new) | ||
Sec. 1-105.3. "Family" means, for the purposes of Sections | ||
4A-102 and 4A-103, a filer's spouse, children, step-children, | ||
parents, step-parents, siblings, step-siblings, | ||
half-siblings, sons-in-law, daughters-in-law, grandparents, | ||
and grandchildren, as well as the parents and grandparents of | ||
the filer's spouse, and any person living with the filer. | ||
(5 ILCS 420/1-105.5 new) | ||
Sec. 1-105.5. "Filer" means, for the purposes of Sections | ||
4A-102 and 4A-103, a person required to file a statement of | ||
economic interests pursuant to this Act. | ||
(5 ILCS 420/1-105.6 new) | ||
Sec. 1-105.6. "Income" means, for the purposes of Sections | ||
4A-102 and 4A-103, pension income and any income from whatever | ||
source derived, required to be reported on the filer's federal |
income tax return, including, but not limited to: compensation | ||
received for services rendered or to be rendered (as required | ||
to be reported on any Internal Revenue Service forms, | ||
including, but not limited to, Forms W-2, 1099, or K-1); | ||
earnings or capital gains from the sale of assets; profit; | ||
interest or dividend income from all assets; revenue from | ||
leases and rentals, royalties, prizes, awards, or barter; | ||
forgiveness of debt; and earnings derived from annuities or | ||
trusts other than testamentary trusts. "Income" does not | ||
include compensation earned for service in the position that | ||
necessitates the filing of the statement of economic | ||
interests, or investment or interest returns on items excluded | ||
from the definition of "asset", or income from the sale of a | ||
personal residence or personal vehicle. | ||
(5 ILCS 420/1-105.7 new) | ||
Sec. 1-105.7. "Investment real estate" means any real | ||
property, other than a filer's personal residences, purchased | ||
to produce a profit, whether from income or resale. Investment | ||
real estate may be described by the city and state where the | ||
real estate is located.
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(5 ILCS 420/1-109) (from Ch. 127, par. 601-109)
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Sec. 1-109.
"Lobbying" means engaging in activities that | ||
require registration under the Lobbyist Registration | ||
Act promoting or opposing in any manner the
passage by the |
General Assembly of any legislative matter affecting the
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interests of any individual, association or corporation as | ||
distinct from
those of the people of the State as a whole .
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(Source: Laws 1967, p. 3401.)
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(5 ILCS 420/1-110) (from Ch. 127, par. 601-110)
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Sec. 1-110.
"Lobbyist" means an individual who is required | ||
to be registered to engage in lobbying activities pursuant to | ||
the Lobbyist Registration Act any person required to be | ||
registered under
"An Act concerning lobbying and providing a | ||
penalty for violation thereof",
approved July 10, 1957, as | ||
amended .
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(Source: Laws 1967, p. 3401.)
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(5 ILCS 420/1-112.5 new) | ||
Sec. 1-112.5. "Personal residence" means, for the purposes | ||
of Sections 4A-102 and 4A-103, a filer's primary home | ||
residence and any residential real property held by the filer | ||
and used by the filer for residential rather than commercial | ||
or income generating purposes. | ||
(5 ILCS 420/1-113.6 new) | ||
Sec. 1-113.6. "Sector funds" means mutual funds or | ||
exchange traded funds invested in a particular industry or | ||
business. |
(5 ILCS 420/1-113.7 new) | ||
Sec. 1-113.7. "Spouse" means a party to a marriage, a | ||
party to a civil union, or a registered domestic partner.
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(5 ILCS 420/2-101) (from Ch. 127, par. 602-101)
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Sec. 2-101. Government official lobbying. | ||
(a) No legislator may engage in promoting or opposing in | ||
any manner the passage by the General Assembly of any | ||
legislative matter affecting the interests of any individual, | ||
association, or corporation as distinct from those of the | ||
people of the State as a whole lobbying, as that term is | ||
defined
in Section 1-109 , if he or she accepts compensation | ||
specifically attributable
to such lobbying, other than that | ||
provided by law for members of the
General Assembly. Nothing | ||
in this Section prohibits a legislator from
lobbying without | ||
compensation.
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No legislator or executive branch constitutional officer | ||
shall engage in compensated lobbying of the governing body of | ||
a municipality, county, or township, or an official thereof, | ||
on behalf of any lobbyist or lobbying entity that is | ||
registered to lobby the General Assembly or the executive | ||
branch of the State of Illinois. | ||
(b) No elected or appointed county executive or | ||
legislative official shall engage in compensated lobbying of | ||
the governing body of a county, municipality, township, the | ||
General Assembly, a State executive branch office or agency, |
or an official thereof, on behalf of any lobbyist or lobbying | ||
entity that is registered to lobby the county in which the | ||
official is elected or appointed. | ||
(c) No elected or appointed municipal executive or | ||
legislative official shall engage in compensated lobbying of | ||
the governing body of a county, municipality, township, the | ||
General Assembly, a State executive branch office or agency, | ||
or an official thereof, on behalf of any lobbyist or lobbying | ||
entity that is registered to lobby the municipality in which | ||
the official is elected or appointed. | ||
(d) No elected or appointed township executive or | ||
legislative official shall engage in compensated lobbying of | ||
the governing body of a county, municipality, township, the | ||
General Assembly, a State executive branch office or agency, | ||
or an official thereof, on behalf of any lobbyist or lobbying | ||
entity that is registered to lobby the township in which the | ||
official is elected or appointed. | ||
(e) No elected or appointed municipal executive or | ||
legislative official shall engage in compensated lobbying of | ||
the governing body of a county, municipality, or township, the | ||
General Assembly, a State executive branch office or agency, | ||
or an official thereof, on behalf of any lobbyist or lobbying | ||
entity if the person is an elected or appointed municipal | ||
executive or legislative official from a municipality exempted | ||
by the preemption provision of Section 11.2 of the Lobbyist | ||
Registration Act. |
(f) A violation of this Section shall constitute a Class A | ||
misdemeanor.
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(Source: P.A. 77-2830.)
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(5 ILCS 420/3A-50 new) | ||
Sec. 3A-50. Appointee political activity. | ||
(a) No person who is appointed to an affected office | ||
shall: (i) serve as an officer of a candidate political | ||
committee; or (ii) be a candidate who is designated as the | ||
candidate to be supported by a candidate political committee. | ||
(b) A person appointed to an affected office who is either | ||
an officer of a candidate political committee or a candidate | ||
who is designated as the candidate to be supported by a | ||
candidate political committee shall within 30 days after | ||
confirmation by the Senate: (i) resign as an officer of the | ||
candidate political committee; (ii) have his or her name | ||
removed as the candidate to be supported by a candidate | ||
political committee; (iii) notify the State Board of Elections | ||
of the person's intent to convert the candidate political | ||
committee to a limited activity committee under Section 9-1.8 | ||
of the Election Code and complete the transition to a limited | ||
activity committee within 60 days after confirmation; or (iv) | ||
dissolve the candidate political committee. A person appointed | ||
to an affected office who is in violation of this subsection | ||
(b) on the effective date of this amendatory Act of the 102nd | ||
General Assembly must come into compliance within 30 days |
after the effective date of this amendatory Act of the 102nd | ||
General Assembly. | ||
(c) As used in this Section: | ||
"Affected office" means any office in which the appointee | ||
receives any form of compensation, other than the | ||
reimbursement of expenses, and whose appointment requires | ||
advice and consent of the Senate. | ||
"Candidate political committee" has the meaning given to | ||
that term in Section 9-1.8 of the Election Code in which the | ||
person subject to confirmation by the Senate is designated as | ||
the candidate to be supported by the candidate political | ||
committee under Section 9-2 of the Code. | ||
(5 ILCS 420/4A-102) (from Ch. 127, par. 604A-102)
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Sec. 4A-102. The statement of economic interests required | ||
by this Article
shall include the economic interests of the | ||
person making the statement as
provided in this Section. | ||
(a) The interest (if constructively controlled by the
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person making the statement) of a spouse or any other party, | ||
shall be
considered to be the same as the interest of the | ||
person making the
statement. Campaign receipts shall not be | ||
included in this statement. The following interests shall be | ||
listed by all persons required to file: | ||
(1) each asset that has a value of more than $10,000 as | ||
of the end of the preceding calendar year and is: (i) held | ||
in the filer's name, (ii) held jointly by the filer with |
his or her spouse, or (iii) held jointly by the filer with | ||
his or her minor child or children. For a beneficial | ||
interest in a trust, the value is based on the total value | ||
of the assets either subject to the beneficial interest, | ||
or from which income is to be derived for the benefit of | ||
the beneficial interest, regardless of whether any | ||
distributions have been made for the benefit of the | ||
beneficial interest; | ||
(2) excluding the income from the position that | ||
requires the filing of a statement of economic interests | ||
under this Act, each source of income in excess of $7,500 | ||
during the preceding calendar year (as required to be | ||
reported on the filer's federal income tax return covering | ||
the preceding calendar year) for the filer and his or her | ||
spouse and, if the sale or transfer of an asset produced | ||
more than $7,500 in capital gains during the preceding | ||
calendar year, the transaction date on which that asset | ||
was sold or transferred; | ||
(3) each creditor of a debt in excess of $10,000 that, | ||
during the preceding calendar year, was: (i) owed by the | ||
filer, (ii) owed jointly by the filer with his or her | ||
spouse or (iii) owed jointly by the filer with his or her | ||
minor child or children; | ||
(4) the name of each unit of government of which the | ||
filer or his or her spouse was an employee, contractor, or | ||
office holder during the preceding calendar year other |
than the unit or units of government in relation to which | ||
the person is required to file and the title of the | ||
position or nature of the contractual services; | ||
(5) each person known to the filer to be registered as | ||
a lobbyist with any unit of government in the State of | ||
Illinois: (i) with whom the filer maintains an economic | ||
relationship, or (ii) who is a member of the filer's | ||
family; and | ||
(6) each source and type of gift or gifts, or | ||
honorarium or honoraria, valued singly or in the aggregate | ||
in excess of $500 that was received during the preceding | ||
calendar year, excluding any gift or gifts from a member | ||
of the filer's family that was not known to the filer to be | ||
registered as a lobbyist with any unit of government in | ||
the State of Illinois. | ||
For the purposes of this Section, the unit of local | ||
government in relation to which a person is required to file | ||
under item (e) of Section 4A-101.5 shall be the unit of local | ||
government that contributes to the pension fund of which such | ||
person is a member of the board. | ||
(b) Beginning December 1, 2025, and for every 5 years | ||
thereafter, the Secretary of State shall adjust the amounts | ||
specified under this Section that prompt disclosure under this | ||
Act for purposes of inflation as determined by the Consumer | ||
Price Index for All Urban Consumers as issued by the United | ||
States Department of Labor and rounded to the nearest $100. |
The Secretary shall publish this information on the official | ||
website of the Secretary of State, and make changes to the | ||
statement of economic interests form to be completed for the | ||
following year. | ||
(c) The Secretary of State shall develop and make publicly | ||
available on his or her website written guidance relating to | ||
the completion and filing of the statement of economic | ||
interests upon which a filer may reasonably and in good faith | ||
rely. | ||
The interest (if constructively controlled by the
person | ||
making the statement) of a spouse or any other party, shall be
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considered to be the same as the interest of the person making | ||
the
statement. Campaign receipts shall not be included in this | ||
statement.
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(a) The following interests shall be listed by all | ||
persons required to
file:
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(1) The name, address and type of practice of any | ||
professional
organization or individual professional | ||
practice in which the person making
the statement was | ||
an officer, director, associate, partner or | ||
proprietor,
or served in any advisory capacity, from | ||
which income in excess of $1200
was derived during the | ||
preceding calendar year;
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(2) The nature of professional services (other | ||
than services rendered to
the unit or units of | ||
government in relation to which the person is required
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to file)
and the nature of the entity to which they | ||
were rendered if fees exceeding
$5,000 were received | ||
during the preceding calendar year from the entity for
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professional services rendered by the person making | ||
the statement.
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(3) The identity (including the address or legal | ||
description of real
estate) of any capital asset from | ||
which a capital gain of $5,000 or more
was realized in | ||
the preceding calendar year.
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(4) The name of any unit of government which has | ||
employed the person
making the statement during the | ||
preceding calendar year other than the unit
or units | ||
of government in relation to which the person is | ||
required to file.
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(5) The name of any entity from which a gift or | ||
gifts, or honorarium or
honoraria, valued singly or in | ||
the aggregate in excess of $500, was
received during | ||
the preceding calendar year.
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(b) The following interests shall also be listed by | ||
persons listed in
items (a) through (f), item (l), item | ||
(n), and item (p) of Section 4A-101:
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(1) The name and instrument of ownership in any | ||
entity doing business in
the State of Illinois, in | ||
which an ownership interest held by the person at
the | ||
date of filing is in excess of $5,000 fair market value | ||
or from which
dividends of in excess of $1,200 were |
derived during the preceding calendar
year. (In the | ||
case of real estate, location thereof shall be listed | ||
by
street address, or if none, then by legal | ||
description). No time or demand
deposit in a financial | ||
institution, nor any debt instrument need be listed;
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(2) Except for professional service entities, the | ||
name of any entity and
any position held therein from | ||
which income of in excess of $1,200 was
derived during | ||
the preceding calendar year, if the entity does | ||
business in
the State of Illinois. No time or demand | ||
deposit in a financial
institution, nor any debt | ||
instrument need be listed.
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(3) The identity of any compensated lobbyist with | ||
whom the person making
the statement maintains a close | ||
economic association, including the name of
the | ||
lobbyist and specifying the legislative matter or | ||
matters which are the
object of the lobbying activity, | ||
and describing the general type of
economic activity | ||
of the client or principal on whose behalf that person | ||
is
lobbying.
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(c) The following interests shall also be listed by | ||
persons listed in
items (a) through (c) and item (e) of | ||
Section 4A-101.5:
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(1) The name and instrument of ownership in any | ||
entity doing business
with a unit of local government | ||
in relation to which the person is
required to file if |
the ownership interest of the person filing is greater
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than $5,000 fair market value as of the date of filing | ||
or if dividends in
excess of $1,200 were received from | ||
the entity during the preceding
calendar year. (In the | ||
case of real estate, location thereof shall be
listed | ||
by street address, or if none, then by legal | ||
description). No time
or demand deposit in a financial | ||
institution, nor any debt instrument need
be listed.
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(2) Except for professional service entities, the | ||
name of any entity and
any position held therein from | ||
which income in excess of $1,200 was derived
during | ||
the preceding calendar year if the entity does | ||
business with a
unit of local government in relation | ||
to which the person is required to
file. No time or | ||
demand deposit in a financial institution, nor any | ||
debt
instrument need be listed.
| ||
(3) The name of any entity and the nature of the | ||
governmental action
requested by any entity which has | ||
applied to a unit of local
government
in relation to | ||
which the person must file for any license, franchise | ||
or
permit for annexation, zoning or rezoning of real | ||
estate during the
preceding calendar year if the | ||
ownership interest of the person filing is
in excess | ||
of $5,000 fair market value at the time of filing or if | ||
income or
dividends in excess of $1,200 were received | ||
by the person filing from the
entity during the |
preceding calendar year.
| ||
For the purposes of this Section, the unit of local | ||
government in relation to which a person required to file | ||
under item (e) of Section 4A-101.5 shall be the unit of local | ||
government that contributes to the pension fund of which such | ||
person is a member of the board. | ||
(Source: P.A. 101-221, eff. 8-9-19.)
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(5 ILCS 420/4A-103) (from Ch. 127, par. 604A-103)
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Sec. 4A-103.
The statement of economic interests required | ||
by this Article to be filed
with the Secretary of State or | ||
county clerk shall be filled in by
typewriting or hand | ||
printing, shall be verified, dated, and signed by the
person | ||
making the statement and shall contain substantially the | ||
following:
| ||
STATEMENT OF ECONOMIC INTERESTS | ||
INSTRUCTIONS: | ||
You may find the following documents helpful to you in | ||
completing this form: | ||
(1) federal income tax returns, including any related | ||
schedules, attachments, and forms; and | ||
(2) investment and brokerage statements. | ||
To complete this form, you do not need to disclose | ||
specific amounts or values or report interests relating either |
to political committees registered with the Illinois State | ||
Board of Elections or to political committees, principal | ||
campaign committees, or authorized committees registered with | ||
the Federal Election Commission. | ||
The information you disclose will be available to the | ||
public. | ||
You must answer all 6 questions. Certain questions will | ||
ask you to report any applicable assets or debts held in, or | ||
payable to, your name; held jointly by, or payable to, you with | ||
your spouse; or held jointly by, or payable to, you with your | ||
minor child. If you have any concerns about whether an | ||
interest should be reported, please consult your department's | ||
ethics officer, if applicable. | ||
Please ensure that the information you provide is complete | ||
and accurate. If you need more space than the form allows, | ||
please attach additional pages for your response. If you are | ||
subject to the State Officials and Employees Ethics Act, your | ||
ethics officer must review your statement of economic | ||
interests before you file it. Failure to complete the | ||
statement in good faith and within the prescribed deadline may | ||
subject you to fines, imprisonment, or both. | ||
BASIC INFORMATION: | ||
Name: ........................................................ | ||
Job title: ................................................... | ||
Office, department, or agency that requires you to file this |
form: ........................................................ | ||
Other offices, departments, or agencies that require you to | ||
file a Statement of Economic Interests form: ................ | ||
Full mailing address: ........................................ | ||
Preferred e-mail address (optional): ......................... | ||
QUESTIONS: | ||
1. If you have any single asset that was worth more than | ||
$10,000 as of the end of the preceding calendar year and is | ||
held in, or payable to, your name, held jointly by, or payable | ||
to, you with your spouse, or held jointly by, or payable to, | ||
you with your minor child,
list such assets below. In the case | ||
of investment real estate, list the city and state where the | ||
investment real estate is located. If you do not have any such | ||
assets, list "none" below. | ||
............................................................. | ||
............................................................. | ||
............................................................. | ||
............................................................. | ||
............................................................. | ||
2. Excluding the position for which you are required to | ||
file this form, list the source of any income in excess of | ||
$7,500 required to be reported during the preceding calendar | ||
year. If you sold an asset that produced more than $7,500 in | ||
capital gains in the preceding calendar year, list the name of | ||
the asset and the transaction date on which the sale or |
transfer took place. If you had no such sources of income or | ||||||||||||
assets, list "none" below. | ||||||||||||
| ||||||||||||
3. Excluding debts incurred on terms available to the | ||||||||||||
general public, such as mortgages, student loans, and credit | ||||||||||||
card debts, if you owed any single debt in the preceding | ||||||||||||
calendar year exceeding $10,000, list the creditor of the debt | ||||||||||||
below. If you had no such debts, list "none" below. | ||||||||||||
List the creditor for all applicable debts owed by you, | ||||||||||||
owed jointly by you with your spouse, or owed jointly by you | ||||||||||||
with your minor child. In addition to the types of debts listed | ||||||||||||
above, you do not need to report any debts to or from financial | ||||||||||||
institutions or government agencies, such as debts secured by | ||||||||||||
automobiles, household furniture or appliances, as long as the | ||||||||||||
debt was made on terms available to the general public, debts | ||||||||||||
to members of your family, or debts to or from a political | ||||||||||||
committee registered with the Illinois State Board of | ||||||||||||
Elections or any political committee, principal campaign | ||||||||||||
committee, or authorized committee registered with the Federal | ||||||||||||
Election Commission. | ||||||||||||
............................................................. |
............................................................. | ||||||||||
............................................................. | ||||||||||
............................................................. | ||||||||||
4. List the name of each unit of government of which you or | ||||||||||
your spouse were an employee, contractor, or office holder | ||||||||||
during the preceding calendar year other than the unit or | ||||||||||
units of government in relation to which the person is | ||||||||||
required to file and the title of the position or nature of the | ||||||||||
contractual services. | ||||||||||
| ||||||||||
5. If you maintain an economic relationship with a | ||||||||||
lobbyist or if a member of your family is known to you to be a | ||||||||||
lobbyist registered with any unit of government in the State | ||||||||||
of Illinois, list the name of the lobbyist below and identify | ||||||||||
the nature of your relationship with the lobbyist. If you do | ||||||||||
not have an economic relationship with a lobbyist or a family | ||||||||||
member known to you to be a lobbyist registered with any unit | ||||||||||
of government in the State of Illinois, list "none" below. | ||||||||||
|
| ||||
6. List the name of each person, organization, or entity | ||||
that was the source of a gift or gifts, or honorarium or | ||||
honoraria, valued singly or in the aggregate in excess of $500 | ||||
received during the preceding calendar year and the type of | ||||
gift or gifts, or honorarium or honoraria, excluding any gift | ||||
or gifts from a member of your family that was not known to be | ||||
a lobbyist registered with any unit of government in the State | ||||
of Illinois. If you had no such gifts, list "none" below. | ||||
............................................................. | ||||
............................................................. | ||||
............................................................. | ||||
VERIFICATION: | ||||
"I declare that this statement of economic interests | ||||
(including any attachments) has been examined by me and to the | ||||
best of my knowledge and belief is a true, correct and complete | ||||
statement of my economic interests as required by the Illinois | ||||
Governmental Ethics Act. I understand that the penalty for | ||||
willfully filing a false or incomplete statement is a fine not | ||||
to exceed $2,500 or imprisonment in a penal institution other | ||||
than the penitentiary not to exceed one year, or both fine and | ||||
imprisonment." | ||||
Printed Name of Filer: ....................................... | ||||
Date: ........................................................ | ||||
Signature: ................................................... |
If this statement of economic interests requires ethics | ||
officer review prior to filing, the applicable ethics officer | ||
must complete the following: | ||
CERTIFICATION OF ETHICS OFFICER REVIEW: | ||
"In accordance with law, as Ethics Officer, I reviewed | ||
this statement of economic interests prior to its filing." | ||
Printed Name of Ethics Officer: .............................. | ||
Date: ........................................................ | ||
Signature: ................................................... | ||
Preferred e-mail address (optional): ......................... | ||
STATEMENT OF ECONOMIC INTEREST
| ||
(TYPE OR HAND PRINT)
| ||
| ||
(name)
| ||
| ||
(each office or position of employment for which this
| ||
statement is filed)
| ||
| ||
(full mailing address)
| ||
GENERAL DIRECTIONS:
| ||
The interest (if constructively controlled by the person | ||
making the
statement) of a spouse or any other party, shall be | ||
considered to be the
same as the interest of the person making |
the statement.
| ||||||||||||
Campaign receipts shall not be included in this statement.
| ||||||||||||
If additional space is needed, please attach supplemental | ||||||||||||
listing.
| ||||||||||||
1. List the name and instrument of ownership in any entity | ||||||||||||
doing
business in the State of Illinois, in which the | ||||||||||||
ownership interest held by
the person at the date of filing is | ||||||||||||
in excess of $5,000 fair market value
or from which dividends | ||||||||||||
in excess of $1,200 were derived during the
preceding calendar | ||||||||||||
year. (In the case of real estate, location thereof
shall be | ||||||||||||
listed by street address, or if none, then by legal | ||||||||||||
description.)
No time or demand deposit in a financial | ||||||||||||
institution, nor any debt
instrument need be listed.
| ||||||||||||
| ||||||||||||
2. List the name, address and type of practice of any | ||||||||||||
professional
organization in which the person making the | ||||||||||||
statement was an officer,
director, associate, partner or | ||||||||||||
proprietor or served in any advisory
capacity, from which | ||||||||||||
income in excess of $1,200 was derived during the
preceding | ||||||||||||
calendar year.
| ||||||||||||
|
| |||||||||||
3. List the nature of professional services rendered | |||||||||||
(other than to the
State of Illinois) to each entity from which | |||||||||||
income exceeding $5,000 was
received for professional services | |||||||||||
rendered during the preceding calendar
year by the person | |||||||||||
making the statement.
| |||||||||||
| |||||||||||
| |||||||||||
4. List the identity (including the address or legal | |||||||||||
description of real
estate) of any capital asset from which a | |||||||||||
capital gain of $5,000 or more
was realized during the | |||||||||||
preceding calendar year.
| |||||||||||
| |||||||||||
| |||||||||||
5. List the identity of any compensated lobbyist with whom | |||||||||||
the person
making the statement maintains a close economic | |||||||||||
association, including the
name of the lobbyist and specifying | |||||||||||
the legislative matter or matters which
are the object of the | |||||||||||
lobbying activity, and describing the general type of
economic | |||||||||||
activity of the client or principal on whose behalf that | |||||||||||
person is
lobbying.
| |||||||||||
| |||||||||||
6. List the name of any entity doing business in the State |
of Illinois
from which income in excess of $1,200 was derived | ||||||||||
during the preceding
calendar year other than for professional | ||||||||||
services and the title or
description of any position held in | ||||||||||
that entity. (In the case of real
estate, location thereof | ||||||||||
shall be listed by street address, or if none,
then by legal | ||||||||||
description). No time or demand deposit in a financial
| ||||||||||
institution nor any debt instrument need be listed.
| ||||||||||
| ||||||||||
7. List the name of any unit of government which employed | ||||||||||
the person
making the statement during the preceding calendar | ||||||||||
year other than the unit
or units
of government in relation to | ||||||||||
which the person is required to file.
| ||||||||||
| ||||||||||
| ||||||||||
8. List the name of any entity from which a gift or gifts, | ||||||||||
or honorarium
or honoraria, valued singly or in the aggregate | ||||||||||
in excess of $500, was
received during the preceding calendar | ||||||||||
year.
| ||||||||||
| ||||||||||
VERIFICATION:
| ||||||||||
"I declare that this statement of economic interests | ||||||||||
(including any
accompanying schedules and statements) has been | ||||||||||
examined by me and to the
best of my knowledge and belief is a |
true, correct and complete statement
of my economic interests | ||
as required by the Illinois Governmental Ethics
Act. I | ||
understand that the penalty for willfully filing a false or
| ||
incomplete statement shall be a fine not to exceed $1,000 or | ||
imprisonment
in a penal institution other than the | ||
penitentiary not to exceed one year,
or both fine and | ||
imprisonment."
| ||
................ ..........................................
| ||
(date of filing) (signature of person making the statement)
| ||
(Source: P.A. 95-173, eff. 1-1-08.)
| ||
(5 ILCS 420/4A-107) (from Ch. 127, par. 604A-107)
| ||
Sec. 4A-107. Any person required to file a statement of | ||
economic interests
under this Article who willfully files a | ||
false or incomplete statement shall be
guilty of a Class A | ||
misdemeanor ; provided, a filer's statement made in reasonable, | ||
good faith reliance on the guidance provided by the Secretary | ||
of State pursuant to Section 4A-102 or his or her ethics | ||
officer shall not constitute a willful false or incomplete | ||
statement .
| ||
Except when the fees and penalties for late filing have | ||
been waived under Section 4A-105, failure to file a statement | ||
within the time prescribed shall result in
ineligibility for, | ||
or forfeiture of, office or position of employment, as
the | ||
case may be; provided, however, that if the notice of failure | ||
to
file a statement of economic interests provided in Section |
4A-105 of this
Act is not given by the Secretary of State or | ||
the county clerk, as the case
may be, no forfeiture shall | ||
result if a statement is filed within 30 days
of actual notice | ||
of the failure to file. The Secretary of State shall provide | ||
the Attorney General with the names of persons who failed to | ||
file a statement. The county clerk shall provide the State's | ||
Attorney of the county of the entity for which the filing of | ||
statement of economic interest is required with the name of | ||
persons who failed to file a statement.
| ||
The Attorney General, with respect to offices or positions | ||
described in
items (a) through (f) and items (j), (l), (n), and | ||
(p) of Section 4A-101 of this
Act, or the State's
Attorney of | ||
the county of the entity for which the filing of statements of
| ||
economic interests is required, with respect to offices or | ||
positions
described in items (a) through (e) of
Section | ||
4A-101.5,
shall bring an action in quo warranto against any | ||
person who has failed to file
by either May 31 or June 30 of | ||
any given year and for whom the fees and penalties for late | ||
filing have not been waived under Section 4A-105.
| ||
(Source: P.A. 101-221, eff. 8-9-19.)
| ||
(5 ILCS 420/4A-108) | ||
Sec. 4A-108. Internet-based systems of filing. | ||
(a) Notwithstanding any other provision of this Act or any | ||
other law, the Secretary of State and county clerks are | ||
authorized to institute an Internet-based system for the |
filing of statements of economic interests in their offices. | ||
With respect to county clerk systems, the determination to | ||
institute such a system shall be in the sole discretion of the | ||
county clerk and shall meet the requirements set out in this | ||
Section. With respect to a Secretary of State system, the | ||
determination to institute such a system shall be in the sole | ||
discretion of the Secretary of State and shall meet the | ||
requirements set out in this Section and those Sections of the | ||
State Officials and Employees Ethics Act requiring ethics | ||
officer review prior to filing. The system shall be capable of | ||
allowing an ethics officer to approve a statement of economic | ||
interests and shall include a means to amend a statement of | ||
economic interests. When this Section does not modify or | ||
remove the requirements set forth elsewhere in this Article, | ||
those requirements shall apply to any system of Internet-based | ||
filing authorized by this Section. When this Section does | ||
modify or remove the requirements set forth elsewhere in this | ||
Article, the provisions of this Section shall apply to any | ||
system of Internet-based filing authorized by this Section. | ||
(b) In any system of Internet-based filing of statements | ||
of economic interests instituted by the Secretary of State or | ||
a county clerk: | ||
(1) Any filing of an Internet-based statement of | ||
economic interests shall be the equivalent of the filing | ||
of a verified, written statement of economic interests as | ||
required by Section 4A-101 or 4A-101.5 and the equivalent |
of the filing of a verified, dated, and signed statement | ||
of economic interests as required by Section 4A-103 | ||
4A-104 . | ||
(2) The Secretary of State and county clerks who | ||
institute a system of Internet-based filing of statements | ||
of economic interests shall establish a password-protected | ||
website to receive the filings of such statements. A | ||
website established under this Section shall set forth and | ||
provide a means of responding to the items set forth in | ||
Section 4A-103 4A-102 that are required of a person who | ||
files a statement of economic interests with that officer. | ||
A website established under this Section shall set forth | ||
and provide a means of generating a printable receipt page | ||
acknowledging filing. | ||
(3) The times for the filing of statements of economic | ||
interests set forth in Section 4A-105 shall be followed in | ||
any system of Internet-based filing of statements of | ||
economic interests; provided that a candidate for elective | ||
office who is required to file a statement of economic | ||
interests in relation to his or her candidacy pursuant to | ||
Section 4A-105(a) shall receive a written or printed | ||
receipt for his or her filing. | ||
A candidate filing for Governor, Lieutenant Governor, | ||
Attorney General, Secretary of State, Treasurer, | ||
Comptroller, State Senate, or State House of | ||
Representatives , Supreme Court Justice, appellate court |
judge, circuit court judge, or judicial retention shall | ||
not use the Internet to file his or her statement of | ||
economic interests, but shall file his or her statement of | ||
economic interests in a written or printed form and shall | ||
receive a written or printed receipt for his or her | ||
filing. Annually, the duly appointed ethics officer for | ||
each legislative caucus shall certify to the Secretary of | ||
State whether his or her caucus members will file their | ||
statements of economic interests electronically or in a | ||
written or printed format for that year. If the ethics | ||
officer for a caucus certifies that the statements of | ||
economic interests shall be written or printed, then | ||
members of the General Assembly of that caucus shall not | ||
use the Internet to file his or her statement of economic | ||
interests, but shall file his or her statement of economic | ||
interests in a written or printed form and shall receive a | ||
written or printed receipt for his or her filing. If no | ||
certification is made by an ethics officer for a | ||
legislative caucus, or if a member of the General Assembly | ||
is not affiliated with a legislative caucus, then the | ||
affected member or members of the General Assembly may | ||
file their statements of economic interests using the | ||
Internet. | ||
(4) In the first year of the implementation of a | ||
system of Internet-based filing of statements of economic | ||
interests, each person required to file such a statement |
is to be notified in writing of his or her obligation to | ||
file his or her statement of economic interests by way of | ||
the Internet-based system. If access to the website web | ||
site requires a code or password, this information shall | ||
be included in the notice prescribed by this paragraph. | ||
(5) When a person required to file a statement of | ||
economic interests has supplied the Secretary of State or | ||
a county clerk, as applicable, with an email address for | ||
the purpose of receiving notices under this Article by | ||
email, a notice sent by email to the supplied email | ||
address shall be the equivalent of a notice sent by first | ||
class mail, as set forth in Section 4A-106 or 4A-106.5. A | ||
person who has supplied such an email address shall notify | ||
the Secretary of State or county clerk, as applicable, | ||
when his or her email address changes or if he or she no | ||
longer wishes to receive notices by email. | ||
(6) If any person who is required to file a statement | ||
of economic interests and who has chosen to receive | ||
notices by email fails to file his or her statement by May | ||
10, then the Secretary of State or county clerk, as | ||
applicable, shall send an additional email notice on that | ||
date, informing the person that he or she has not filed and | ||
describing the penalties for late filing and failing to | ||
file. This notice shall be in addition to other notices | ||
provided for in this Article. | ||
(7) The Secretary of State and each county clerk who |
institutes a system of Internet-based filing of statements | ||
of economic interests may also institute an Internet-based | ||
process for the filing of the list of names and addresses | ||
of persons required to file statements of economic | ||
interests by the chief administrative officers that must | ||
file such information with the Secretary of State or | ||
county clerk, as applicable, pursuant to Section 4A-106 or | ||
4A-106.5. Whenever the Secretary of State or a county | ||
clerk institutes such a system under this paragraph, every | ||
chief administrative officer must use the system to file | ||
this information. | ||
(8) The Secretary of State and any county clerk who | ||
institutes a system of Internet-based filing of statements | ||
of economic interests shall post the contents of such | ||
statements filed with him or her available for inspection | ||
and copying on a publicly accessible website. Such | ||
postings shall not include the addresses or signatures of | ||
the filers.
| ||
(Source: P.A. 100-1041, eff. 1-1-19; 101-221, eff. 8-9-19; | ||
revised 9-12-19.)
| ||
(5 ILCS 420/4A-104 rep.)
| ||
Section 10. The Illinois Governmental Ethics Act is | ||
amended by repealing Section 4A-104 on January 1, 2022. | ||
Section 15. The State Officials and Employees Ethics Act |
is amended by changing Sections 5-40, 5-45, 20-20, 20-95, | ||
25-5, 25-10, 25-15, 25-20, and 25-85 as follows: | ||
(5 ILCS 430/5-40)
| ||
Sec. 5-40. Fundraising during session in Sangamon County . | ||
Except as provided in this
Section, any executive branch | ||
constitutional officer, any candidate for an
executive branch | ||
constitutional office, any member of the General Assembly,
any | ||
candidate for the General Assembly, any political caucus of | ||
the General
Assembly, or any political committee on behalf of | ||
any of the foregoing may not
hold a political fundraising | ||
function in Sangamon County on any day the legislature is
in | ||
session or the day immediately prior to such day. This Section | ||
does not apply to a political fundraising function scheduled | ||
at least 14 days in advance of a day the legislature is in | ||
special session or the day immediately prior to such day (i) | ||
during the period beginning February 1 and ending on the later
| ||
of the actual adjournment dates
of either house of the spring | ||
session and (ii) during fall veto session . For purposes of | ||
this Section, the legislature is not considered to be in
| ||
session on a day that is solely a perfunctory session day or on | ||
a day when only
a committee is meeting.
| ||
During the period beginning June 1 and ending on the first | ||
day of fall veto
session each year, this Section does not apply | ||
to (i) a member of the General
Assembly whose legislative or | ||
representative district is entirely within
Sangamon County or |
(ii) a candidate for the General Assembly from that
| ||
legislative or representative district.
| ||
(Source: P.A. 96-555, eff. 8-18-09.) | ||
(5 ILCS 430/5-45)
| ||
Sec. 5-45. Procurement; revolving door prohibition.
| ||
(a) No former officer, member, or State employee, or | ||
spouse or
immediate family member living with such person, | ||
shall, within a period of one
year immediately after | ||
termination of State employment, knowingly accept
employment | ||
or receive compensation or fees for services from a person or | ||
entity
if the officer, member, or State employee, during the | ||
year immediately
preceding termination of State employment, | ||
participated personally and
substantially in the award or | ||
fiscal administration of State contracts, or the issuance of | ||
State contract change orders, with a cumulative value
of | ||
$25,000
or more to the person or entity, or its parent or | ||
subsidiary.
| ||
(a-5) No officer, member, or spouse or immediate family | ||
member living with such person shall, during the officer or | ||
member's term in office or within a period of 2 years | ||
immediately leaving office, hold an ownership interest, other | ||
than a passive interest in a publicly traded company, in any | ||
gaming license under the Illinois Gambling Act, the Video | ||
Gaming Act, the Illinois Horse Racing Act of 1975, or the | ||
Sports Wagering Act. Any member of the General Assembly or |
spouse or immediate family member living with such person who | ||
has an ownership interest, other than a passive interest in a | ||
publicly traded company, in any gaming license under the | ||
Illinois Gambling Act, the Illinois Horse Racing Act of 1975, | ||
the Video Gaming Act, or the Sports Wagering Act at the time of | ||
the effective date of this amendatory Act of the 101st General | ||
Assembly shall divest himself or herself of such ownership | ||
within one year after the effective date of this amendatory | ||
Act of the 101st General Assembly. No State employee who works | ||
for the Illinois Gaming Board or Illinois Racing Board or | ||
spouse or immediate family member living with such person | ||
shall, during State employment or within a period of 2 years | ||
immediately after termination of State employment, hold an | ||
ownership interest, other than a passive interest in a | ||
publicly traded company, in any gaming license under the | ||
Illinois Gambling Act, the Video Gaming Act, the Illinois | ||
Horse Racing Act of 1975, or the Sports Wagering Act. | ||
(a-10) This subsection (a-10) applies on and after June | ||
25, 2021. No officer, member, or spouse or immediate family | ||
member living with such person, shall, during the officer or | ||
member's term in office or within a period of 2 years | ||
immediately after leaving office, hold an ownership interest, | ||
other than a passive interest in a publicly traded company, in | ||
any cannabis business establishment which is licensed under | ||
the Cannabis Regulation and Tax Act. Any member of the General | ||
Assembly or spouse or immediate family member living with such |
person who has an ownership interest, other than a passive | ||
interest in a publicly traded company, in any cannabis | ||
business establishment which is licensed under the Cannabis | ||
Regulation and Tax Act at the time of the effective date of | ||
this amendatory Act of the 101st General Assembly shall divest | ||
himself or herself of such ownership within one year after the | ||
effective date of this amendatory Act of the 101st General | ||
Assembly. | ||
No State employee who works for any State agency that | ||
regulates cannabis business establishment license holders who | ||
participated personally and substantially in the award of | ||
licenses under the Cannabis Regulation and Tax Act or a spouse | ||
or immediate family member living with such person shall, | ||
during State employment or within a period of 2 years | ||
immediately after termination of State employment, hold an | ||
ownership interest, other than a passive interest in a | ||
publicly traded company, in any cannabis license under the | ||
Cannabis Regulation and Tax Act. | ||
(b) No former officer of the executive branch or State | ||
employee of the
executive branch with regulatory or
licensing | ||
authority, or spouse or immediate family member living with | ||
such
person, shall, within a period of one year immediately | ||
after termination of
State employment, knowingly accept | ||
employment or receive compensation or fees
for services from a | ||
person or entity if the officer
or State
employee, during the | ||
year immediately preceding
termination of State employment, |
participated personally and substantially in making a | ||
regulatory or licensing decision that
directly applied to the | ||
person or entity, or its parent or subsidiary. | ||
(b-5) Beginning January 1, 2022, no former officer of the | ||
executive branch shall engage in activities at the State level | ||
that require registration under the Lobbyist Registration Act | ||
during the term of which he or she was elected or appointed | ||
until 6 months after leaving office.
| ||
(b-7) Beginning the second Wednesday in January of 2023, | ||
no former member shall engage in activities at the State level | ||
that require registration under the Lobbyist Registration Act | ||
in a General Assembly of which he or she was a member until 6 | ||
months after leaving office. | ||
(c) Within 6 months after the effective date of this | ||
amendatory Act of the 96th General Assembly, each executive | ||
branch constitutional officer and legislative leader, the | ||
Auditor General, and the Joint Committee on Legislative | ||
Support Services shall adopt a policy delineating which State | ||
positions under his or her jurisdiction and control, by the | ||
nature of their duties, may have the authority to participate | ||
personally and substantially in the award or fiscal | ||
administration of State contracts or in regulatory or | ||
licensing decisions. The Governor shall adopt such a policy | ||
for all State employees of the executive branch not under the | ||
jurisdiction and control of any other executive branch | ||
constitutional officer.
|
The policies required under subsection (c) of this Section | ||
shall be filed with the appropriate ethics commission | ||
established under this Act or, for the Auditor General, with | ||
the Office of the Auditor General. | ||
(d) Each Inspector General shall have the authority to | ||
determine that additional State positions under his or her | ||
jurisdiction, not otherwise subject to the policies required | ||
by subsection (c) of this Section, are nonetheless subject to | ||
the notification requirement of subsection (f) below due to | ||
their involvement in the award or fiscal administration of | ||
State contracts or in regulatory or licensing decisions. | ||
(e) The Joint Committee on Legislative Support Services, | ||
the Auditor General, and each of the executive branch | ||
constitutional officers and legislative leaders subject to | ||
subsection (c) of this Section shall provide written | ||
notification to all employees in positions subject to the | ||
policies required by subsection (c) or a determination made | ||
under subsection (d): (1) upon hiring, promotion, or transfer | ||
into the relevant position; and (2) at the time the employee's | ||
duties are changed in such a way as to qualify that employee. | ||
An employee receiving notification must certify in writing | ||
that the person was advised of the prohibition and the | ||
requirement to notify the appropriate Inspector General in | ||
subsection (f). | ||
(f) Any State employee in a position subject to the | ||
policies required by subsection (c) or to a determination |
under subsection (d), but who does not fall within the | ||
prohibition of subsection (h) below, who is offered non-State | ||
employment during State employment or within a period of one | ||
year immediately after termination of State employment shall, | ||
prior to accepting such non-State employment, notify the | ||
appropriate Inspector General. Within 10 calendar days after | ||
receiving notification from an employee in a position subject | ||
to the policies required by subsection (c), such Inspector | ||
General shall make a determination as to whether the State | ||
employee is restricted from accepting such employment by | ||
subsection (a) or (b). In making a determination, in addition | ||
to any other relevant information, an Inspector General shall | ||
assess the effect of the prospective employment or | ||
relationship upon decisions referred to in subsections (a) and | ||
(b), based on the totality of the participation by the former | ||
officer, member, or State employee in those decisions. A | ||
determination by an Inspector General must be in writing, | ||
signed and dated by the Inspector General, and delivered to | ||
the subject of the determination within 10 calendar days or | ||
the person is deemed eligible for the employment opportunity. | ||
For purposes of this subsection, "appropriate Inspector | ||
General" means (i) for members and employees of the | ||
legislative branch, the Legislative Inspector General; (ii) | ||
for the Auditor General and employees of the Office of the | ||
Auditor General, the Inspector General provided for in Section | ||
30-5 of this Act; and (iii) for executive branch officers and |
employees, the Inspector General having jurisdiction over the | ||
officer or employee. Notice of any determination of an | ||
Inspector General and of any such appeal shall be given to the | ||
ultimate jurisdictional authority, the Attorney General, and | ||
the Executive Ethics Commission. | ||
(g) An Inspector General's determination regarding | ||
restrictions under subsection (a) or (b) may be appealed to | ||
the appropriate Ethics Commission by the person subject to the | ||
decision or the Attorney General no later than the 10th | ||
calendar day after the date of the determination. | ||
On appeal, the Ethics Commission or Auditor General shall | ||
seek, accept, and consider written public comments regarding a | ||
determination. In deciding whether to uphold an Inspector | ||
General's determination, the appropriate Ethics Commission or | ||
Auditor General shall assess, in addition to any other | ||
relevant information, the effect of the prospective employment | ||
or relationship upon the decisions referred to in subsections | ||
(a) and (b), based on the totality of the participation by the | ||
former officer, member, or State employee in those decisions. | ||
The Ethics Commission shall decide whether to uphold an | ||
Inspector General's determination within 10 calendar days or | ||
the person is deemed eligible for the employment opportunity. | ||
(h) The following officers, members, or State employees | ||
shall not, within a period of one year immediately after | ||
termination of office or State employment, knowingly accept | ||
employment or receive compensation or fees for services from a |
person or entity if the person or entity or its parent or | ||
subsidiary, during the year immediately preceding termination | ||
of State employment, was a party to a State contract or | ||
contracts with a cumulative value of $25,000 or more involving | ||
the officer, member, or State employee's State agency, or was | ||
the subject of a regulatory or licensing decision involving | ||
the officer, member, or State employee's State agency, | ||
regardless of whether he or she participated personally and | ||
substantially in the award or fiscal administration of the | ||
State contract or contracts or the making of the regulatory or | ||
licensing decision in question: | ||
(1) members or officers; | ||
(2) members of a commission or board created by the | ||
Illinois Constitution; | ||
(3) persons whose appointment to office is subject to | ||
the advice and consent of the Senate; | ||
(4) the head of a department, commission, board, | ||
division, bureau, authority, or other administrative unit | ||
within the government of this State; | ||
(5) chief procurement officers, State purchasing | ||
officers, and their designees whose duties are directly | ||
related to State procurement; | ||
(6) chiefs of staff, deputy chiefs of staff, associate | ||
chiefs of staff, assistant chiefs of staff, and deputy | ||
governors , or any other position that holds an equivalent | ||
level of managerial oversight ; |
(7) employees of the Illinois Racing Board; and | ||
(8) employees of the Illinois Gaming Board. | ||
(i) For the purposes of this Section, with respect to | ||
officers or employees of a regional transit board, as defined | ||
in this Act, the phrase "person or entity" does not include: | ||
(i) the United States government, (ii) the State, (iii) | ||
municipalities, as defined under Article VII, Section 1 of the | ||
Illinois Constitution, (iv) units of local government, as | ||
defined under Article VII, Section 1 of the Illinois | ||
Constitution, or (v) school districts. | ||
(Source: P.A. 101-31, eff. 6-28-19; 101-593, eff. 12-4-19.) | ||
(5 ILCS 430/20-20)
| ||
Sec. 20-20. Duties of the Executive Inspectors
General. In | ||
addition to duties otherwise assigned by law,
each Executive | ||
Inspector General shall have the following duties:
| ||
(1) To receive and investigate allegations of | ||
violations of this
Act. An investigation may not be | ||
initiated
more than one year after the most recent act of | ||
the alleged violation or of a
series of alleged violations | ||
except where there is reasonable cause to believe
that | ||
fraudulent concealment has occurred. To constitute | ||
fraudulent concealment
sufficient to toll this limitations | ||
period, there must be an affirmative act or
representation | ||
calculated to prevent discovery of the fact that a | ||
violation or other wrongful act has
occurred. The
|
Executive Inspector General shall have the discretion to | ||
determine the
appropriate means of investigation as | ||
permitted by law.
| ||
(2) To request information relating to an | ||
investigation from any
person when the Executive Inspector | ||
General deems that information necessary in
conducting an | ||
investigation.
| ||
(3) To issue subpoenas
to compel the attendance of | ||
witnesses for the
purposes of testimony and production of | ||
documents and other items for
inspection and copying and | ||
to make service of those subpoenas and subpoenas
issued | ||
under item (7) of Section 20-15.
| ||
(4) To submit reports as required by this Act.
| ||
(5) To file
pleadings in the name of
the Executive | ||
Inspector General with the Executive Ethics
Commission, | ||
through the Attorney General, as provided in this Article | ||
if the
Attorney General finds that reasonable cause exists | ||
to believe that a violation
has
occurred.
| ||
(6) To assist and coordinate the ethics officers
for | ||
State agencies under the jurisdiction of the
Executive | ||
Inspector General and to work with those ethics officers.
| ||
(7) To participate in or conduct, when appropriate, | ||
multi-jurisdictional
investigations.
| ||
(8) To request, as the Executive Inspector General | ||
deems appropriate, from
ethics officers
of State agencies | ||
under his or her jurisdiction, reports or information
on |
(i) the content of a State agency's ethics
training | ||
program and (ii) the percentage of new officers and
| ||
employees who have completed ethics training.
| ||
(9) To review hiring and employment files of each | ||
State agency within the Executive Inspector General's | ||
jurisdiction to ensure compliance with Rutan v. Republican | ||
Party of Illinois, 497 U.S. 62 (1990), and with all | ||
applicable employment laws. | ||
(10) To establish a policy that ensures the | ||
appropriate handling and correct recording of all | ||
investigations conducted by the Office, and to ensure that | ||
the policy is accessible via the Internet in order that | ||
those seeking to report those allegations are familiar | ||
with the process and that the subjects of those | ||
allegations are treated fairly. | ||
(11) To post information to the Executive Inspector | ||
General's website explaining to complainants and subjects | ||
of an investigation the legal limitations on the Executive | ||
Inspector General's ability to provide information to them | ||
and a general overview of the investigation process. | ||
(Source: P.A. 100-588, eff. 6-8-18.) | ||
(5 ILCS 430/20-95)
| ||
Sec. 20-95. Exemptions.
| ||
(a) Documents generated by an ethics
officer under this | ||
Act, except Section 5-50, are exempt from the provisions of
|
the Freedom
of Information Act.
| ||
(b) Any allegations
and related documents
submitted to an | ||
Executive Inspector General and any pleadings and
related | ||
documents brought before the Executive Ethics
Commission are | ||
exempt from the provisions of the Freedom of
Information Act | ||
so long as the Executive Ethics Commission
does not make a | ||
finding of a violation of this Act.
If the Executive
Ethics | ||
Commission finds that a violation has occurred, the
entire | ||
record of proceedings before the Commission, the decision and
| ||
recommendation, and the response from the agency head or
| ||
ultimate jurisdictional authority to the Executive Ethics
| ||
Commission are not exempt from the provisions of the Freedom | ||
of
Information Act but information contained therein that is | ||
otherwise exempt from
the
Freedom of Information Act must be | ||
redacted before disclosure as provided in
the Freedom of | ||
Information Act. A summary report released by the Executive | ||
Ethics Commission under Section 20-52 is a public record, but | ||
information redacted by the Executive Ethics Commission shall | ||
not be part of the public record.
| ||
(c) Meetings of the Commission are exempt from the | ||
provisions of the Open
Meetings Act.
| ||
(d) Unless otherwise provided in this Act, all | ||
investigatory files and
reports of the Office of an Executive | ||
Inspector General, other than monthly
reports required under | ||
Section 20-85, are confidential and privileged , are exempt | ||
from disclosure
under the Freedom of Information Act, and |
shall not be divulged to
any person or agency, except as | ||
necessary (i) to a law
enforcement
authority, (ii) to the | ||
ultimate
jurisdictional authority, (iii) to the
Executive | ||
Ethics Commission, (iv) to another Inspector General appointed
| ||
pursuant to this Act, or (v) to an Inspector General appointed | ||
or employed by a Regional Transit Board in accordance with | ||
Section 75-10.
| ||
(Source: P.A. 96-555, eff. 8-18-09; 96-1528, eff. 7-1-11 .) | ||
(5 ILCS 430/25-5)
| ||
Sec. 25-5. Legislative Ethics Commission.
| ||
(a) The Legislative Ethics Commission is created.
| ||
(b) The Legislative Ethics Commission shall consist of 8
| ||
commissioners appointed 2 each by the
President and Minority | ||
Leader of the Senate and the Speaker and Minority Leader
of the | ||
House of Representatives.
| ||
The terms of the initial commissioners shall commence upon | ||
qualification.
Each appointing authority shall designate one | ||
appointee who
shall serve for a 2-year term running through
| ||
June 30, 2005.
Each appointing authority shall designate one | ||
appointee who
shall serve for a
4-year term running through | ||
June 30, 2007.
The initial appointments shall be made within | ||
60 days
after the effective date of this Act.
| ||
After the initial terms, commissioners shall serve for | ||
4-year terms
commencing on July 1 of the year of appointment | ||
and running
through June 30 of the fourth following year. |
Commissioners may be
reappointed to one or more subsequent | ||
terms.
| ||
A vacancy shall occur upon a commissioner's death, | ||
resignation, removal, disqualification, termination of | ||
legislative service in the house or caucus of the appointing | ||
authority, or other inability to act. Vacancies occurring | ||
other than at the end of a term shall be filled
by the | ||
appointing authority only for the balance of the
term of the | ||
commissioner whose office is vacant.
| ||
Terms shall run regardless of whether the position is | ||
filled.
| ||
(c) The appointing authorities shall appoint commissioners | ||
who
have experience holding governmental office or employment | ||
and may
appoint commissioners who are members of the General | ||
Assembly as well as
commissioners from the general public.
A | ||
commissioner who is a member of the General Assembly must | ||
recuse himself or
herself from participating in any matter | ||
relating to any investigation or
proceeding in which he or she | ||
is the subject or is a complainant.
A person is not eligible to
| ||
serve as a commissioner if that person (i) has been convicted | ||
of a
felony or a crime of dishonesty or moral turpitude, (ii) | ||
is, or was
within the preceding 12 months, engaged in | ||
activities that
require registration under the Lobbyist | ||
Registration Act, (iii) is a
relative of the appointing | ||
authority, (iv) is a State officer or employee
other than a | ||
member of the General Assembly, or (v) is a candidate for |
statewide office , federal office , or judicial office.
| ||
(c-5) If a commissioner is required to recuse himself or | ||
herself from participating in a matter as provided in | ||
subsection (c), the recusal shall create a temporary vacancy | ||
for the limited purpose of consideration of the matter for | ||
which the commissioner recused himself or herself, and the | ||
appointing authority for the recusing commissioner shall make | ||
a temporary appointment to fill the vacancy for consideration | ||
of the matter for which the commissioner recused himself or | ||
herself. | ||
(d) The Legislative Ethics Commission shall have
| ||
jurisdiction over current and former members of the General | ||
Assembly regarding events occurring during a member's term of | ||
office and
current and former State
employees regarding events | ||
occurring during any period of employment where the State | ||
employee's ultimate jurisdictional authority is
(i) a | ||
legislative leader, (ii) the Senate Operations Commission, or | ||
(iii) the
Joint Committee on Legislative Support Services. The | ||
Legislative Ethics Commission shall have jurisdiction over | ||
complainants and respondents in violation of subsection (d) of | ||
Section 25-90. The jurisdiction of the
Commission is limited | ||
to matters arising under this Act.
| ||
An officer or executive branch State employee serving on a | ||
legislative branch board or commission remains subject to the | ||
jurisdiction of the Executive Ethics Commission and is not | ||
subject to the jurisdiction of the Legislative Ethics |
Commission. | ||
(e) The Legislative Ethics Commission must meet, either
in | ||
person or by other technological means, monthly or as
often as | ||
necessary. At the first meeting of the Legislative
Ethics | ||
Commission, the commissioners shall choose from their
number a | ||
chairperson and other officers that they deem appropriate.
The | ||
terms of officers shall be for 2 years commencing July 1 and
| ||
running through June 30 of the second following year. Meetings | ||
shall be held at
the call
of the chairperson or any 3 | ||
commissioners. Official action by the
Commission shall require | ||
the affirmative vote of 5 commissioners, and
a quorum shall | ||
consist of 5 commissioners. Commissioners shall receive
no | ||
compensation but
may be
reimbursed for their reasonable | ||
expenses actually incurred in the
performance of their duties.
| ||
(f) No commissioner, other than a commissioner who is a | ||
member of the
General
Assembly, or employee of the Legislative
| ||
Ethics Commission may during his or her term of appointment or | ||
employment:
| ||
(1) become a candidate for any elective office;
| ||
(2) hold any other elected or appointed public office
| ||
except for appointments on governmental advisory boards
or | ||
study commissions or as otherwise expressly authorized by | ||
law;
| ||
(3) be actively involved in the affairs of any | ||
political party or political
organization; or
| ||
(4) advocate for the appointment of another person to |
an appointed or elected office or position or actively | ||
participate in any campaign for any
elective office.
| ||
(f-5) No commissioner who is a member of the General | ||
Assembly may be a candidate for statewide office , federal | ||
office , or judicial office. If a commissioner who is a member | ||
of the General Assembly files petitions to be a candidate for a | ||
statewide office , federal office , or judicial office, he or | ||
she shall be deemed to have resigned from his or her position | ||
as a commissioner on the date his or her name is certified for | ||
the ballot by the State Board of Elections or local election | ||
authority and his or her position as a commissioner shall be | ||
deemed vacant. Such person may not be reappointed to the | ||
Commission during any time he or she is a candidate for | ||
statewide office , federal office , or judicial office. | ||
(g) An appointing authority may remove a
commissioner only | ||
for cause.
| ||
(h) The Legislative Ethics Commission shall appoint an
| ||
Executive Director subject to the approval of at least 3 of the | ||
4 legislative leaders. The compensation of the Executive | ||
Director shall
be as determined by the Commission. The | ||
Executive Director of the Legislative
Ethics Commission may | ||
employ, subject to the approval of at least 3 of the 4 | ||
legislative leaders, and determine the
compensation of staff, | ||
as appropriations permit.
| ||
(i) In consultation with the Legislative Inspector | ||
General, the Legislative Ethics Commission may develop |
comprehensive training for members and employees under its | ||
jurisdiction that includes, but is not limited to, sexual | ||
harassment, employment discrimination, and workplace civility. | ||
The training may be recommended to the ultimate jurisdictional | ||
authorities and may be approved by the Commission to satisfy | ||
the sexual harassment training required under Section 5-10.5 | ||
or be provided in addition to the annual sexual harassment | ||
training required under Section 5-10.5. The Commission may | ||
seek input from governmental agencies or private entities for | ||
guidance in developing such training. | ||
(Source: P.A. 100-588, eff. 6-8-18; 101-81, eff. 7-12-19; | ||
101-221, eff. 8-9-19; 101-617, eff. 12-20-19.) | ||
(5 ILCS 430/25-10)
| ||
Sec. 25-10. Office of Legislative Inspector General.
| ||
(a) The independent Office of the Legislative Inspector | ||
General is created.
The Office shall be under the direction | ||
and supervision of the
Legislative Inspector General and shall | ||
be a fully independent office with its
own appropriation.
| ||
(b) The Legislative Inspector General shall be appointed | ||
without regard to
political
affiliation and solely on the | ||
basis of integrity and
demonstrated ability.
The Legislative | ||
Ethics
Commission shall diligently search out qualified | ||
candidates for Legislative
Inspector General
and shall make | ||
recommendations to the General Assembly. The Legislative | ||
Inspector General may serve in a full-time, part-time, or |
contractual capacity.
| ||
The Legislative Inspector General shall be appointed by a | ||
joint resolution of
the
Senate and the House of | ||
Representatives, which may specify the date on
which the | ||
appointment takes effect.
A joint resolution, or other | ||
document as may be specified by the
Joint Rules of the General | ||
Assembly, appointing the Legislative Inspector
General must be | ||
certified by
the Speaker
of the House of Representatives and | ||
the President of the Senate as having been
adopted by the
| ||
affirmative vote of three-fifths of the members elected to | ||
each house,
respectively,
and be filed with the Secretary of | ||
State.
The appointment of the Legislative Inspector General | ||
takes effect on the day
the
appointment is completed by the | ||
General Assembly, unless the appointment
specifies a later | ||
date on which it is to become effective.
| ||
The Legislative Inspector General shall have the following | ||
qualifications:
| ||
(1) has not been convicted of any felony under the | ||
laws of this State,
another state, or the United States;
| ||
(2) has earned a baccalaureate degree from an | ||
institution of higher
education; and
| ||
(3) has 5 or more years of cumulative service (A) with | ||
a federal,
State, or
local law enforcement agency, at | ||
least 2 years of which have been in a
progressive | ||
investigatory capacity; (B)
as a
federal, State, or local | ||
prosecutor; (C)
as a
senior manager or executive of a |
federal, State, or local
agency; (D) as a member, an | ||
officer,
or a State
or federal judge; or (E) representing | ||
any combination of items (A) through (D).
| ||
The Legislative Inspector General may not be a relative of | ||
a commissioner.
| ||
The term of the initial Legislative Inspector General | ||
shall
commence upon qualification and shall run through June | ||
30, 2008.
| ||
After the initial term, the Legislative Inspector General | ||
shall serve
for 5-year terms commencing on July 1 of the year | ||
of appointment
and running through June 30 of the fifth | ||
following year. The
Legislative Inspector General may be | ||
reappointed to one or more
subsequent terms. Terms shall run | ||
regardless of whether the position is filled.
| ||
(b-5) A vacancy occurring other than at the end of a term | ||
shall be filled in the
same manner as an appointment only for | ||
the balance of the term of the
Legislative
Inspector General | ||
whose office is vacant. Within 7 days of the Office becoming | ||
vacant or receipt of a Legislative Inspector General's | ||
prospective resignation, the vacancy shall be publicly posted | ||
on the Commission's website, along with a description of the | ||
requirements for the position and where applicants may apply. | ||
Within 45 days of the vacancy, the Commission shall | ||
designate an Acting Legislative Inspector General who shall | ||
serve until the vacancy is filled. The Commission shall file | ||
the designation in writing with the Secretary of State. |
Within 60 days prior to the end of the term of the | ||
Legislative Inspector General or within 30 days of the | ||
occurrence of a vacancy in the Office of the Legislative | ||
Inspector General, the Legislative Ethics Commission shall | ||
establish a four-member search committee within the Commission | ||
for the purpose of conducting a search for qualified | ||
candidates to serve as Legislative Inspector General. The | ||
Speaker of the House of Representatives, Minority Leader of | ||
the House, Senate President, and Minority Leader of the Senate | ||
shall each appoint one member to the search committee. A | ||
member of the search committee shall be either a retired judge | ||
or former prosecutor and may not be a member or employee of the | ||
General Assembly or a registered lobbyist. If the Legislative | ||
Ethics Commission wishes to recommend that the Legislative | ||
Inspector General be re-appointed, a search committee does not | ||
need to be appointed. | ||
The search committee shall conduct a search for qualified | ||
candidates, accept applications, and conduct interviews. The | ||
search committee shall recommend up to 3 candidates for | ||
Legislative Inspector General to the Legislative Ethics | ||
Commission. The search committee shall be disbanded upon an | ||
appointment of the Legislative Inspector General. Members of | ||
the search committee are not entitled to compensation but | ||
shall be entitled to reimbursement of reasonable expenses | ||
incurred in connection with the performance of their duties. | ||
Within 30 days after June 8, 2018 ( the effective date of |
Public Act 100-588) this amendatory Act of the 100th General | ||
Assembly , the Legislative Ethics Commission shall create a | ||
search committee in the manner provided for in this subsection | ||
to recommend up to 3 candidates for Legislative Inspector | ||
General to the Legislative Ethics Commission by October 31, | ||
2018. | ||
If a vacancy exists and the Commission has not appointed | ||
an Acting Legislative Inspector General, either the staff of | ||
the Office of the Legislative Inspector General, or if there | ||
is no staff, the Executive Director, shall advise the | ||
Commission of all open investigations and any new allegations | ||
or complaints received in the Office of the Inspector General. | ||
These reports shall not include the name of any person | ||
identified in the allegation or complaint, including, but not | ||
limited to, the subject of and the person filing the | ||
allegation or complaint. Notification shall be made to the | ||
Commission on a weekly basis unless the Commission approves of | ||
a different reporting schedule.
| ||
If the Office of the Inspector General is vacant for 6 | ||
months or more beginning on or after January 1, 2019, and the | ||
Legislative Ethics Commission has not appointed an Acting | ||
Legislative Inspector General, all complaints made to the | ||
Legislative Inspector General or the Legislative Ethics | ||
Commission shall be directed to the Inspector General for the | ||
Auditor General, and he or she shall have the authority to act | ||
as provided in subsection (c) of this Section and Section |
25-20 of this Act, and shall be subject to all laws and rules | ||
governing a Legislative Inspector General or Acting | ||
Legislative Inspector General. The authority for the Inspector | ||
General of the Auditor General under this paragraph shall | ||
terminate upon appointment of a Legislative Inspector General | ||
or an Acting Legislative Inspector General.
| ||
(c) The Legislative Inspector General
shall have | ||
jurisdiction over the current and former members of the | ||
General Assembly regarding events occurring during a member's | ||
term of office and
current and former State employees | ||
regarding events occurring during any period of employment | ||
where the State employee's ultimate jurisdictional authority | ||
is
(i) a legislative leader, (ii) the Senate Operations | ||
Commission, or (iii) the
Joint Committee on Legislative | ||
Support Services.
| ||
The jurisdiction of each Legislative Inspector General is | ||
to investigate
allegations of violations of this Act, | ||
violations of other related laws and rules regarding events | ||
related to the member's or employee's public duties or use of | ||
State office, employment, or resources, or fraud, waste, | ||
abuse, mismanagement, misconduct, nonfeasance,
misfeasance,
or | ||
malfeasance related to the member's or employee's public | ||
duties or use of State office, employment, or resources. The | ||
jurisdiction shall not include violations of the Rules of the | ||
House of Representatives or the Senate , or violations of this | ||
Act or violations of other related
laws and rules .
|
The Legislative Inspector General shall have jurisdiction | ||
over complainants in violation of subsection (e) of Section | ||
25-63 of this Act. | ||
(d) The compensation of the Legislative Inspector General | ||
shall
be the greater of an amount (i) determined by the | ||
Commission or (ii) by joint
resolution of the General Assembly | ||
passed by a majority of members elected in
each chamber.
| ||
Subject to Section 25-45 of this Act, the Legislative | ||
Inspector General has
full
authority to organize the Office of | ||
the Legislative Inspector General,
including the employment | ||
and determination of the compensation of
staff, such as | ||
deputies, assistants, and other employees, as
appropriations | ||
permit. Employment of staff is subject to the approval of at | ||
least 3 of the 4 legislative leaders.
| ||
(e) No Legislative Inspector General or employee of the | ||
Office of
the Legislative Inspector General may, during his or | ||
her term of appointment or
employment:
| ||
(1) become a candidate for any elective office;
| ||
(2) hold any other elected or appointed public office
| ||
except for appointments on governmental advisory boards
or | ||
study commissions or as otherwise expressly authorized by | ||
law;
| ||
(3) be actively involved in the affairs of any | ||
political party or
political organization; or
| ||
(4) actively participate in any campaign for any
| ||
elective office.
|
A full-time Legislative Inspector General shall not engage | ||
in the practice of law or any other business, employment, or | ||
vocation. | ||
In this subsection an appointed public office means a | ||
position authorized by
law that is filled by an appointing | ||
authority as provided by law and does not
include employment | ||
by hiring in the ordinary course of business.
| ||
(e-1) No Legislative Inspector General or employee of the | ||
Office of the
Legislative Inspector General may, for one year | ||
after the termination of his or
her appointment or employment:
| ||
(1) become a candidate for any elective office;
| ||
(2) hold any elected public office; or
| ||
(3) hold any appointed State, county, or local | ||
judicial office.
| ||
(e-2) The requirements of item (3) of subsection (e-1) may | ||
be waived by the
Legislative Ethics Commission.
| ||
(f) The Commission may remove the Legislative Inspector | ||
General only for
cause. At the time of the removal, the | ||
Commission must report to the General
Assembly the | ||
justification for the removal.
| ||
(Source: P.A. 100-588, eff. 6-8-18; 101-221, eff. 8-9-19; | ||
revised 9-12-19.) | ||
(5 ILCS 430/25-15)
| ||
Sec. 25-15. Duties of the Legislative Ethics Commission. | ||
In addition to
duties otherwise assigned by law, the |
Legislative Ethics Commission shall have
the following duties:
| ||
(1) To promulgate rules governing the performance of | ||
its duties and the
exercise of its powers and governing | ||
the investigations of the Legislative
Inspector General ; | ||
except that, the Legislative Ethics Commission shall adopt | ||
no rule requiring the Legislative Inspector General to | ||
seek the Commission's advance approval before commencing | ||
any investigation authorized under this Article. Any | ||
existing rule, as of the effective date of this amendatory | ||
Act of the 102nd General Assembly, requiring the | ||
Legislative Inspector General to seek the Commission's | ||
advance approval before commencing any investigation is | ||
void . The rules shall be available on the Commission's | ||
website and any proposed changes to the rules must be made | ||
available to the public on the Commission's website no | ||
less than 7 days before the adoption of the changes. Any | ||
person shall be given an opportunity to provide written or | ||
oral testimony before the Commission in support of or | ||
opposition to proposed rules.
| ||
(2) To conduct administrative hearings and rule on | ||
matters
brought before the Commission only upon the | ||
receipt of pleadings
filed by the Legislative Inspector | ||
General and not upon its own
prerogative, but may appoint | ||
special Legislative Inspectors General as provided
in | ||
Section 25-21. Any other allegations of misconduct | ||
received by the
Commission from a person other than the |
Legislative Inspector General
shall be referred to the | ||
Office of the Legislative Inspector General.
| ||
(3) To prepare and publish manuals and guides and, | ||
working with
the Office of the Attorney General, oversee
| ||
training of employees under its jurisdiction that explains | ||
their duties.
| ||
(4) To prepare public information materials to | ||
facilitate
compliance, implementation, and enforcement of | ||
this Act.
| ||
(5) To submit reports as required by this Act.
| ||
(6) To the extent authorized by this Act, to make | ||
rulings, issue
recommendations, and impose administrative | ||
fines,
if appropriate,
in
connection with the | ||
implementation and interpretation of this Act.
The powers | ||
and duties of the
Commission are limited to matters | ||
clearly within the purview of this
Act.
| ||
(7) To issue subpoenas with respect to matters pending | ||
before the Commission,
subject to the provisions of this | ||
Article and in the
discretion of the Commission,
to compel | ||
the attendance of witnesses for purposes of testimony and
| ||
the production of documents and other items for inspection | ||
and
copying.
| ||
(8) To appoint special Legislative Inspectors General | ||
as provided in Section
25-21.
| ||
(9) To conspicuously display on the Commission's | ||
website the procedures for reporting a violation of this |
Act, including how to report violations via email or | ||
online. | ||
(10) To conspicuously display on the Commission's | ||
website any vacancies within the Office of the Legislative | ||
Inspector General. | ||
(11) To appoint an Acting Legislative Inspector | ||
General in the event of a vacancy in the Office of the | ||
Legislative Inspector General. | ||
(Source: P.A. 100-554, eff. 11-16-17; 100-588, eff. 6-8-18.) | ||
(5 ILCS 430/25-20)
| ||
Sec. 25-20. Duties of the Legislative Inspector
General. | ||
In addition to duties otherwise assigned by law,
the | ||
Legislative Inspector General shall have the following duties:
| ||
(1) To receive and investigate , without advance | ||
approval of the Legislative Ethics Commission, allegations | ||
of violations of this Act and other wrongful acts within | ||
his or her jurisdiction based on a complaint. Except as | ||
otherwise provided in paragraph (1.5), an investigation | ||
may not be initiated more than one year after the alleged | ||
wrongful act or the most recent act of a series of alleged | ||
wrongful acts based on the same wrongful conduct except if | ||
there is reasonable cause to believe that fraudulent | ||
concealment has occurred allegations of violations of this
| ||
Act. Except as otherwise provided in paragraph (1.5), an | ||
investigation may not be initiated
more than one year |
after the most recent act of the alleged violation or of a
| ||
series of alleged violations except where there is | ||
reasonable cause to believe
that fraudulent concealment | ||
has occurred . To constitute fraudulent concealment
| ||
sufficient to toll this limitations period, there must be | ||
an affirmative act or
representation calculated to prevent | ||
discovery of the fact that a violation or other wrongful | ||
act
has occurred. The
Legislative Inspector General shall | ||
have the discretion to determine the
appropriate means of | ||
investigation as permitted by law. | ||
(1.5) Notwithstanding any provision of law to the | ||
contrary, the Legislative Inspector General, whether | ||
appointed by the Legislative Ethics Commission or the | ||
General Assembly, may initiate an investigation based on | ||
information provided to the Office of the Legislative | ||
Inspector General or the Legislative Ethics Commission | ||
during the period from December 1, 2014 through November | ||
3, 2017. Any investigation initiated under this paragraph | ||
(1.5) must be initiated within one year after the | ||
effective date of this amendatory Act of the 100th General | ||
Assembly.
| ||
Notwithstanding any provision of law to the contrary, | ||
the Legislative Inspector General, through the Attorney | ||
General, shall have the authority to file a complaint | ||
related to any founded violations that occurred during the | ||
period December 1, 2014 through November 3, 2017 to the |
Legislative Ethics Commission, and the Commission shall | ||
have jurisdiction to conduct administrative hearings | ||
related to any pleadings filed by the Legislative | ||
Inspector General, provided the complaint is filed with | ||
the Commission no later than 6 months after the summary | ||
report is provided to the Attorney General in accordance | ||
with subsection (c) of Section 25-50. | ||
(2) To request information relating to an | ||
investigation from any
person when the Legislative | ||
Inspector General deems that information necessary
in
| ||
conducting an investigation.
| ||
(3) To issue subpoenas, with the advance approval of | ||
the Commission,
to compel the attendance of witnesses for | ||
the
purposes of testimony and production of documents and | ||
other items for
inspection and copying and to make service | ||
of those subpoenas and subpoenas
issued under item (7) of | ||
Section 25-15.
| ||
(4) To submit reports as required by this Act.
| ||
(5) To file
pleadings in the name of
the Legislative | ||
Inspector General with the Legislative Ethics
Commission, | ||
through the Attorney General, as provided in this Article | ||
if the
Attorney General finds that reasonable cause exists | ||
to believe that a violation
has
occurred.
| ||
(6) To assist and coordinate the ethics officers
for | ||
State agencies under the jurisdiction of the
Legislative | ||
Inspector General and to work with those ethics officers.
|
(7) To participate in or conduct, when appropriate, | ||
multi-jurisdictional
investigations.
| ||
(8) To request, as the Legislative Inspector General | ||
deems appropriate,
from ethics officers
of State agencies | ||
under his or her jurisdiction, reports or information
on | ||
(i) the content of a State agency's ethics
training | ||
program and (ii) the percentage of new officers and
| ||
employees who have completed ethics training.
| ||
(9) To establish a policy that ensures the appropriate | ||
handling and correct recording of all investigations of | ||
allegations and to ensure that the policy is accessible | ||
via the Internet in order that those seeking to report | ||
those allegations are familiar with the process and that | ||
the subjects of those allegations are treated fairly. | ||
(10) To post information to the Legislative Inspector | ||
General's website explaining to complainants and subjects | ||
of an investigation the legal limitations on the | ||
Legislative Inspector General's ability to provide | ||
information to them and a general overview of the | ||
investigation process. | ||
(Source: P.A. 100-553, eff. 11-16-17; 100-588, eff. 6-8-18.) | ||
(5 ILCS 430/25-85)
| ||
Sec. 25-85. Quarterly reports by the Legislative Inspector | ||
General.
The Legislative Inspector General shall submit | ||
quarterly
reports of claims within his or her jurisdiction |
filed with the Office of the Legislative Inspector General to | ||
the General Assembly and the
Legislative Ethics Commission, on | ||
dates determined by the
Legislative Ethics Commission, | ||
indicating:
| ||
(1) the total number of allegations received since the | ||
date of the last report and the total number of | ||
allegations received since the date of the last report by | ||
category of claim; | ||
(2) the total number of investigations initiated since | ||
the date of
the last report and the total number of | ||
investigations initiated since the date of the last report | ||
by category of claim;
| ||
(3) the total number of investigations concluded since | ||
the date of
the last report and the total number of | ||
investigations concluded since the date of the last report | ||
by category of claim;
| ||
(4) the total number of investigations pending as of | ||
the reporting
date and the total number of investigations | ||
pending as of the reporting date by category of claim;
| ||
(5) the total number of summary reports complaints | ||
forwarded to the Attorney General pursuant to subsection | ||
(c) of Section 25-50 since the
date of the last report;
| ||
(6) the total number of actions filed with the | ||
Legislative Ethics Commission
since the date of the last | ||
report, the total number of
actions pending before the | ||
Legislative Ethics Commission as of the reporting
date, |
the total number of actions filed with the Legislative | ||
Ethics Commission since the date of the last report by | ||
category of claim, and the total number of actions pending | ||
before the Legislative Ethics Commission as of the | ||
reporting date by category of claim; | ||
(7) the number of allegations referred to any law | ||
enforcement agency since the date of the last report; | ||
(8) the total number of allegations referred to | ||
another investigatory body since the date of the last | ||
report; and | ||
(9) the cumulative number of each of the foregoing for | ||
the current calendar year. | ||
For the purposes of this Section, "category of claim" | ||
shall include discrimination claims, harassment claims, sexual | ||
harassment claims, retaliation claims, gift ban claims, | ||
prohibited political activity claims, revolving door | ||
prohibition claims, and other, miscellaneous, or | ||
uncharacterized claims. | ||
The quarterly report shall be available on the website of | ||
the Legislative Inspector General.
| ||
(Source: P.A. 100-588, eff. 6-8-18.) | ||
Section 20. The Election Code is amended by changing | ||
Sections 1A-14, 9-1.8, and 9-8.5 and by adding Section 9-3.5 | ||
as follows:
|
(10 ILCS 5/1A-14) (from Ch. 46, par. 1A-14)
| ||
Sec. 1A-14. Political activity by members of the State | ||
Board of Elections. | ||
(a) No member of the State Board of Elections may become a | ||
candidate
for nomination for, or election to,
or accept | ||
appointment to or hold any other remunerative public office or | ||
public
employment or any office in a political party. No | ||
member of the State Board of Elections shall: (i) contribute, | ||
either financially or in services or goods or any other way, to | ||
any political committee; (ii) serve as an officer of any | ||
political committee; or (iii) be a candidate who is designated | ||
as the candidate to be supported by a candidate political | ||
committee. | ||
(b) A member of the State Board of Elections who is either | ||
an officer of a political committee or a candidate who is | ||
designated as the candidate to be supported by a candidate | ||
political committee shall within 30 days after confirmation by | ||
the Senate: (i) resign as an officer of the political | ||
committee; (ii) have his or her name removed as the candidate | ||
to be supported by a political committee; (iii) notify the | ||
Board of the member's intent to convert the political | ||
committee to a limited activity committee under Section 9-1.8, | ||
and complete the transition to a limited activity committee | ||
within 60 days after confirmation; or (iv) dissolve the | ||
committee. A member of the State Board of Elections who is in | ||
violation of this subsection (b) on the effective date of this |
amendatory Act of the 102nd General Assembly must come into | ||
compliance within 30 days after the effective date of this | ||
amendatory Act of the 102nd General Assembly. | ||
(c) Violation of any prohibition
in this Section shall | ||
disqualify a member of the Board and a
vacancy is thereby | ||
created. A vacancy also exists upon the occurrence of
any of | ||
the events enumerated in Section 25-2 of this Act as in the | ||
case
of an elective office. | ||
(d) As used in this Section, "political committee" | ||
includes both the meaning provided in Section 9-1.8 of this | ||
Code and the meaning provided in 52 U.S.C. 30101.
| ||
(Source: P.A. 80-1178.)
| ||
(10 ILCS 5/9-1.8)
(from Ch. 46, par. 9-1.8)
| ||
Sec. 9-1.8. Political committees. | ||
(a) "Political committee" includes a candidate political | ||
committee, a political party committee, a political action | ||
committee, a ballot initiative committee, and an independent | ||
expenditure committee. | ||
(b) "Candidate political committee" means the candidate | ||
himself or herself or any natural person, trust, partnership, | ||
corporation, or other organization or group of persons | ||
designated by the candidate that accepts contributions or | ||
makes expenditures during any 12-month period in an aggregate | ||
amount exceeding $5,000 on behalf of the candidate. | ||
(c) "Political party committee" means the State central |
committee of a political party, a county central committee of | ||
a political party, a legislative caucus committee, or a | ||
committee formed by a ward or township committeeperson of a | ||
political party. For purposes of this Article, a "legislative | ||
caucus committee" means a committee established for the | ||
purpose of electing candidates to the General Assembly by the | ||
person elected President of the Senate, Minority Leader of the | ||
Senate, Speaker of the House of Representatives, Minority | ||
Leader of the House of Representatives, or a committee | ||
established by 5 or more members of the same caucus of the | ||
Senate or 10 or more members of the same caucus of the House of | ||
Representatives. | ||
(d) "Political action committee" means any natural person, | ||
trust, partnership, committee, association, corporation, or | ||
other organization or group of persons, other than a | ||
candidate, political party, candidate political committee, or | ||
political party committee, that accepts contributions or makes | ||
expenditures during any 12-month period in an aggregate amount | ||
exceeding $5,000 on behalf of or in opposition to a candidate | ||
or candidates for public office. "Political action committee" | ||
includes any natural person, trust, partnership, committee, | ||
association, corporation, or other organization or group of | ||
persons, other than a candidate, political party, candidate | ||
political committee, or political party committee, that makes | ||
electioneering communications during any 12-month period in an | ||
aggregate amount exceeding $5,000 related to any candidate or |
candidates for public office. | ||
(e) "Ballot initiative committee" means any natural | ||
person, trust, partnership, committee, association, | ||
corporation, or other organization or group of persons that | ||
accepts contributions or makes expenditures during any | ||
12-month period in an aggregate amount exceeding $5,000 in | ||
support of or in opposition to any question of public policy to | ||
be submitted to the electors. "Ballot initiative committee" | ||
includes any natural person, trust, partnership, committee, | ||
association, corporation, or other organization or group of | ||
persons that makes electioneering communications during any | ||
12-month period in an aggregate amount exceeding $5,000 | ||
related to any question of public policy to be submitted to the | ||
voters. The $5,000 threshold applies to any contributions or | ||
expenditures received or made with the purpose of securing a | ||
place on the ballot for, advocating the defeat or passage of, | ||
or engaging in electioneering communication regarding the | ||
question of public policy, regardless of the method of | ||
initiation of the question of public policy and regardless of | ||
whether petitions have been circulated or filed with the | ||
appropriate office or whether the question has been adopted | ||
and certified by the governing body. | ||
(f) "Independent expenditure committee" means any trust, | ||
partnership, committee, association, corporation, or other | ||
organization or group of persons formed for the exclusive
| ||
purpose of making independent expenditures during any 12-month |
period in an aggregate amount exceeding $5,000 in support of | ||
or in opposition to (i) the nomination for election, election, | ||
retention, or defeat of any public official or candidate or | ||
(ii) any question of public policy to be submitted to the | ||
electors. "Independent expenditure committee" also includes | ||
any trust, partnership, committee, association, corporation, | ||
or other organization or group of persons that makes | ||
electioneering communications that are not made in connection, | ||
consultation, or concert with or at the request or suggestion | ||
of a public official or candidate, a public official's or | ||
candidate's designated political committee or campaign, or an | ||
agent or agents of the public official, candidate, or | ||
political committee or campaign during any 12-month period in | ||
an aggregate amount exceeding $5,000 related to (i) the | ||
nomination for election, election, retention, or defeat of any | ||
public official or candidate or (ii) any question of public | ||
policy to be submitted to the voters. | ||
(g) "Limited activity committee" means a political | ||
committee for which a person who is nominated to a position | ||
that is subject to confirmation by the Senate, including a | ||
member of the State Board of Elections, is either an officer or | ||
a candidate the committee has designated to support.
| ||
(Source: P.A. 100-1027, eff. 1-1-19 .)
| ||
(10 ILCS 5/9-3.5 new) | ||
Sec. 9-3.5. Candidate political committee restrictions. |
(a) A person who is nominated to an affected office shall | ||
not: (i) serve as an officer of a candidate political | ||
committee that is designated to support or oppose that person | ||
as a candidate; or (ii) be a candidate who is designated as the | ||
candidate to be supported by a candidate political committee. | ||
(b) Within 30 days after appointment, the person shall: | ||
(i) dissolve the candidate political committee; (ii) resign as | ||
an officer of the candidate political committee; (iii) have | ||
his or her name removed as the candidate to be supported by the | ||
candidate political committee; or (iv) notify the Board of the | ||
person's intent to convert the candidate political committee | ||
to a limited activity candidate political committee. | ||
(c) As used in this Section, "affected office" has the | ||
meaning provided in subsection (c) of Section 3A-50 of the | ||
Illinois Governmental Ethics Act. | ||
(10 ILCS 5/9-8.5) | ||
Sec. 9-8.5. Limitations on campaign contributions. | ||
(a) It is unlawful for a political committee to accept | ||
contributions except as provided in this Section. | ||
(b) During an election cycle, a candidate political | ||
committee may not accept contributions with an aggregate value | ||
over the following: (i) $5,000 from any individual, (ii) | ||
$10,000 from any corporation, labor organization, or | ||
association, or (iii) $50,000 from a candidate political | ||
committee or political action committee. A candidate political |
committee may accept contributions in any amount from a | ||
political party committee except during an election cycle in | ||
which the candidate seeks nomination at a primary election. | ||
During an election cycle in which the candidate seeks | ||
nomination at a primary election, a candidate political | ||
committee may not accept contributions from political party | ||
committees with an aggregate value over the following: (i) | ||
$200,000 for a candidate political committee established to | ||
support a candidate seeking nomination to statewide office, | ||
(ii) $125,000 for a candidate political committee established | ||
to support a candidate seeking nomination to the Senate, the | ||
Supreme Court or Appellate Court in the First Judicial | ||
District, or an office elected by all voters in a county with | ||
1,000,000 or more residents, (iii) $75,000 for a candidate | ||
political committee established to support a candidate seeking | ||
nomination to the House of Representatives, the Supreme Court | ||
or Appellate Court for a Judicial District other than the | ||
First Judicial District, an office elected by all voters of a | ||
county of fewer than 1,000,000 residents, and municipal and | ||
county offices in Cook County other than those elected by all | ||
voters of Cook County, and (iv) $50,000 for a candidate | ||
political committee established to support the nomination of a | ||
candidate to any other office.
A candidate political committee | ||
established to elect a candidate to the General Assembly may | ||
accept contributions from only one legislative caucus | ||
committee. A candidate political committee may not accept |
contributions from a ballot initiative committee or from an
| ||
independent expenditure committee. | ||
(c) During an election cycle, a political party committee | ||
may not accept contributions with an aggregate value over the | ||
following: (i) $10,000 from any individual, (ii) $20,000 from | ||
any corporation, labor organization, or association, or (iii) | ||
$50,000 from a political action committee. A political party | ||
committee may accept contributions in any amount from another | ||
political party committee or a candidate political committee, | ||
except as provided in subsection (c-5). Nothing in this | ||
Section shall limit the amounts that may be transferred | ||
between a political party committee established under | ||
subsection (a) of Section 7-8 of this Code and an affiliated | ||
federal political committee established under the Federal | ||
Election Code by the same political party. A political party | ||
committee may not accept contributions from a ballot | ||
initiative committee or from an
independent expenditure | ||
committee. A political party committee established by a | ||
legislative caucus may not accept contributions from another | ||
political party committee established by a legislative caucus. | ||
(c-5) During the period beginning on the date candidates | ||
may begin circulating petitions for a primary election and | ||
ending on the day of the primary election, a political party | ||
committee may not accept contributions with an aggregate value | ||
over $50,000 from a candidate political committee or political | ||
party committee. A political party committee may accept |
contributions in any amount from a candidate political | ||
committee or political party committee if the political party | ||
committee receiving the contribution filed a statement of | ||
nonparticipation in the primary as provided in subsection | ||
(c-10). The Task Force on Campaign Finance Reform shall study | ||
and make recommendations on the provisions of this subsection | ||
to the Governor and General Assembly by September 30, 2012. | ||
This subsection becomes inoperative on July 1, 2013 and | ||
thereafter no longer applies. | ||
(c-10) A political party committee that does not intend to | ||
make contributions to candidates to be nominated at a general | ||
primary election or consolidated primary election may file a | ||
Statement of Nonparticipation in a Primary Election with the | ||
Board. The Statement of Nonparticipation shall include a | ||
verification signed by the chairperson and treasurer of the | ||
committee that (i) the committee will not make contributions | ||
or coordinated expenditures in support of or opposition to a | ||
candidate or candidates to be nominated at the general primary | ||
election or consolidated primary election (select one) to be | ||
held on (insert date), (ii) the political party committee may | ||
accept unlimited contributions from candidate political | ||
committees and political party committees, provided that the | ||
political party committee does not make contributions to a | ||
candidate or candidates to be nominated at the primary | ||
election, and (iii) failure to abide by these requirements | ||
shall deem the political party committee in violation of this |
Article and subject the committee to a fine of no more than | ||
150% of the total contributions or coordinated expenditures | ||
made by the committee in violation of this Article. This | ||
subsection becomes inoperative on July 1, 2013 and thereafter | ||
no longer applies. | ||
(d) During an election cycle, a political action committee | ||
may not accept contributions with an aggregate value over the | ||
following: (i) $10,000 from any individual, (ii) $20,000 from | ||
any corporation, labor organization, political party | ||
committee, or association, or (iii) $50,000 from a political | ||
action committee or candidate political committee. A political | ||
action committee may not accept contributions from a ballot | ||
initiative committee or from an
independent expenditure | ||
committee. | ||
(e) A ballot initiative committee may accept contributions | ||
in any amount from any source, provided that the committee | ||
files the document required by Section 9-3 of this Article and | ||
files the disclosure reports required by the provisions of | ||
this Article. | ||
(e-5) An independent expenditure committee may accept | ||
contributions in any amount from any source, provided that the | ||
committee files the document required by Section 9-3 of this | ||
Article and files the disclosure reports required by the | ||
provisions of this Article. | ||
(e-10) A limited activity committee shall not accept | ||
contributions, except that the officer or a candidate the |
committee has designated to support may contribute personal | ||
funds in order to pay for maintenance expenses. A limited | ||
activity committee may only make expenditures that are: (i) | ||
necessary for maintenance of the committee; (ii) for rent or | ||
lease payments until the end of the lease in effect at the time | ||
the officer or candidate is confirmed by the Senate; (iii) | ||
contributions to 501(c)(3) charities; or (iv) returning | ||
contributions to original contributors. | ||
(f) Nothing in this Section shall prohibit a political | ||
committee from dividing the proceeds of joint fundraising | ||
efforts; provided that no political committee may receive more | ||
than the limit from any one contributor, and provided that an | ||
independent
expenditure committee may not conduct joint | ||
fundraising efforts with a
candidate political committee or a | ||
political party committee. | ||
(g) On January 1 of each odd-numbered year, the State | ||
Board of Elections shall adjust the amounts of the | ||
contribution limitations established in this Section for | ||
inflation as determined by the Consumer Price Index for All | ||
Urban Consumers as issued by the United States Department of | ||
Labor and rounded to the nearest $100. The State Board shall | ||
publish this information on its official website. | ||
(h) Self-funding candidates. If a public official, a | ||
candidate, or the public official's or candidate's immediate | ||
family contributes or loans to the public official's or | ||
candidate's political committee or to other political |
committees that transfer funds to the public official's or | ||
candidate's political committee or makes independent | ||
expenditures for the benefit of the public official's or | ||
candidate's campaign during the 12 months prior to an election | ||
in an aggregate amount of more than (i) $250,000 for statewide | ||
office or (ii) $100,000 for all other elective offices, then | ||
the public official or candidate shall file with the State | ||
Board of Elections, within one day, a Notification of | ||
Self-funding that shall detail each contribution or loan made | ||
by the public official, the candidate, or the public | ||
official's or candidate's immediate family. Within 2 business | ||
days after the filing of a Notification of Self-funding, the | ||
notification shall be posted on the Board's website and the | ||
Board shall give official notice of the filing to each | ||
candidate for the same office as the public official or | ||
candidate making the filing, including the public official or | ||
candidate filing the Notification of Self-funding. Notice | ||
shall be sent via first class mail to the candidate and the | ||
treasurer of the candidate's committee. Notice shall also be | ||
sent by e-mail to the candidate and the treasurer of the | ||
candidate's committee if the candidate and the treasurer, as | ||
applicable, have provided the Board with an e-mail address. | ||
Upon posting of the notice on the Board's website, all | ||
candidates for that office, including the public official or | ||
candidate who filed a Notification of Self-funding, shall be | ||
permitted to accept contributions in excess of any |
contribution limits imposed by subsection (b). If a public | ||
official or candidate filed a Notification of Self-funding | ||
during an election cycle that includes a general primary | ||
election or consolidated primary election and that public | ||
official or candidate is nominated, all candidates for that | ||
office, including the nominee who filed the notification of | ||
self-funding, shall be permitted to accept contributions in | ||
excess of any contribution limit imposed by subsection (b) for | ||
the subsequent election cycle. For the purposes of this | ||
subsection, "immediate family" means the spouse, parent, or | ||
child of a public official or candidate. | ||
(h-5) If a natural person or independent expenditure | ||
committee makes independent expenditures in support of or in | ||
opposition to the campaign of a particular public official or | ||
candidate in an aggregate amount of more than (i) $250,000 for | ||
statewide office or (ii) $100,000 for all other elective | ||
offices in an election cycle, as reported in a written | ||
disclosure filed under subsection (a) of Section 9-8.6 or | ||
subsection (e-5) of Section 9-10, then the State Board of | ||
Elections shall, within 2 business days after the filing of | ||
the disclosure, post the disclosure on the Board's website and | ||
give official notice of the disclosure to each candidate for | ||
the same office as the public official or candidate for whose | ||
benefit or detriment the natural person or independent | ||
expenditure committee made independent expenditures. Upon | ||
posting of the notice on the Board's website, all candidates |
for that office in that election, including the public | ||
official or candidate for whose benefit or detriment the | ||
natural person or independent expenditure committee made | ||
independent expenditures, shall be permitted to accept | ||
contributions in excess of any contribution limits imposed by | ||
subsection (b). | ||
(h-10) If the State Board of Elections receives | ||
notification or determines that a natural person or persons, | ||
an independent expenditure committee or committees, or | ||
combination thereof has made independent expenditures in | ||
support of or in opposition to the campaign of a particular | ||
public official or candidate in an aggregate amount of more | ||
than (i) $250,000 for statewide office or (ii) $100,000 for | ||
all other elective offices in an election cycle, then the | ||
Board shall, within 2 business days after discovering the | ||
independent expenditures that, in the aggregate, exceed the | ||
threshold set forth in (i) and (ii) of this subsection, post | ||
notice of this fact on the Board's website and give official | ||
notice to each candidate for the same office as the public | ||
official or candidate for whose benefit or detriment the | ||
independent expenditures were made. Notice shall be sent via | ||
first class mail to the candidate and the treasurer of the | ||
candidate's committee. Notice shall also be sent by e-mail to | ||
the candidate and the treasurer of the candidate's committee | ||
if the candidate and the treasurer, as applicable, have | ||
provided the Board with an e-mail address. Upon posting of the |
notice on the Board's website, all candidates of that office | ||
in that election, including the public official or candidate | ||
for whose benefit or detriment the independent expenditures | ||
were made, may accept contributions in excess of any | ||
contribution limits imposed by subsection (b). | ||
(i) For the purposes of this Section, a corporation, labor | ||
organization, association, or a political action committee | ||
established by a corporation, labor organization, or | ||
association may act as a conduit in facilitating the delivery | ||
to a political action committee of contributions made through | ||
dues, levies, or similar assessments and the political action | ||
committee may report the contributions in the aggregate, | ||
provided that: (i) contributions made through dues, levies, or | ||
similar assessments paid by any natural person, corporation, | ||
labor organization, or association in a calendar year may not | ||
exceed the limits set forth in this Section; (ii) the | ||
corporation, labor organization, association, or a political | ||
action committee established by a corporation, labor | ||
organization, or association facilitating the delivery of | ||
contributions maintains a list of natural persons, | ||
corporations, labor organizations, and associations that paid | ||
the dues, levies, or similar assessments from which the | ||
contributions comprising the aggregate amount derive; and | ||
(iii) contributions made through dues, levies, or similar | ||
assessments paid by any natural person, corporation, labor | ||
organization, or association that exceed $500 in a quarterly |
reporting period shall be itemized on the committee's | ||
quarterly report and may not be reported in the aggregate. A | ||
political action committee facilitating the delivery of | ||
contributions or receiving contributions shall disclose the | ||
amount of contributions made through dues delivered or | ||
received and the name of the corporation, labor organization, | ||
association, or political action committee delivering the | ||
contributions, if applicable. On January 1 of each | ||
odd-numbered year, the State Board of Elections shall adjust | ||
the amounts of the contribution limitations established in | ||
this subsection for inflation as determined by the Consumer | ||
Price Index for All Urban Consumers as issued by the United | ||
States Department of Labor and rounded to the nearest $100. | ||
The State Board shall publish this information on its official | ||
website. | ||
(j) A political committee that receives a contribution or | ||
transfer in violation of this Section shall dispose of the | ||
contribution or transfer by returning the contribution or | ||
transfer, or an amount equal to the contribution or transfer, | ||
to the contributor or transferor or donating the contribution | ||
or transfer, or an amount equal to the contribution or | ||
transfer, to a charity. A contribution or transfer received in | ||
violation of this Section that is not disposed of as provided | ||
in this subsection within 30 days after the Board sends | ||
notification to the political committee of the excess | ||
contribution by certified mail shall escheat to the General |
Revenue Fund and the political committee shall be deemed in | ||
violation of this Section and subject to a civil penalty not to | ||
exceed 150% of the total amount of the contribution. | ||
(k) For the purposes of this Section, "statewide office" | ||
means the Governor, Lieutenant Governor, Attorney General, | ||
Secretary of State, Comptroller, and Treasurer. | ||
(l) This Section is repealed if and when the United States | ||
Supreme Court invalidates contribution limits on committees | ||
formed to assist candidates, political parties, corporations, | ||
associations, or labor organizations established by or | ||
pursuant to federal law.
| ||
(Source: P.A. 97-766, eff. 7-6-12; 98-115, eff. 7-29-13.) | ||
Section 25. The General Assembly Compensation Act is | ||
amended by changing Section 1 as follows: | ||
(25 ILCS 115/1) (from Ch. 63, par. 14) | ||
Sec. 1. Each member of the General Assembly shall receive | ||
an annual salary
of $28,000 or as set by the Compensation | ||
Review Board, whichever is
greater. The
following named | ||
officers, committee chairmen and committee minority spokesmen
| ||
shall receive additional amounts per year for
their services | ||
as such officers, committee chairmen and committee
minority | ||
spokesmen respectively, as set by the Compensation
Review | ||
Board or, as follows, whichever is greater: Beginning the | ||
second
Wednesday in January 1989, the Speaker and the minority |
leader of the
House of Representatives and the
President and | ||
the minority leader of the Senate, $16,000 each; the
majority | ||
leader in the House of Representatives $13,500;
5 assistant
| ||
majority leaders and 5 assistant minority leaders in the | ||
Senate,
$12,000
each; 6 assistant majority leaders and 6 | ||
assistant minority leaders in
the House of Representatives, | ||
$10,500 each; 2 Deputy
Majority leaders in the House of | ||
Representatives $11,500 each; and 2 Deputy
Minority leaders in | ||
the House of Representatives, $11,500 each; the majority
| ||
caucus chairman and minority caucus chairman in the Senate, | ||
$12,000 each;
and beginning the second Wednesday in January, | ||
1989, the majority
conference chairman and the minority | ||
conference chairman
in the House of Representatives, $10,500 | ||
each; beginning
the second Wednesday in January, 1989, the | ||
chairman and minority spokesman
of each standing committee of | ||
the Senate, except the Rules Committee, the
Committee on | ||
Committees, and the Committee on Assignment of Bills, $6,000
| ||
each; and beginning the second Wednesday in January, 1989, the | ||
chairman and
minority spokesman of each standing and select | ||
committee of the House of
Representatives, $6,000 each; and | ||
beginning fiscal year 2020 , the majority leader in the Senate, | ||
an amount equal to the majority leader in the House. A member | ||
who serves in more than one
position as an officer, committee | ||
chairman, or committee minority spokesman
shall receive only | ||
one additional amount based on the position paying the
highest | ||
additional amount. Prior to the 103rd General Assembly, the |
The
compensation provided for in this Section to be paid per | ||
year to members
of the General Assembly, including the | ||
additional sums payable per year
to officers of the General | ||
Assembly shall be paid in 12 equal monthly
installments. The | ||
first such installment is payable on January 31,
1977. All | ||
subsequent equal monthly installments are payable on the last
| ||
working day of the month. Prior to the 103rd General Assembly, | ||
a A member who has held office any part of a
month is entitled | ||
to compensation for an entire month. | ||
Beginning with the 103rd General Assembly, the | ||
compensation provided for in this Section to be paid per year | ||
to members of the General Assembly, including additional sums | ||
payable per year to officers of the General Assembly, shall be | ||
paid bi-monthly. Members who resign before completing the | ||
entire term in office shall be compensated on a prorated | ||
basis. Members completing the term of a vacancy shall be | ||
compensated on a prorated basis. | ||
Mileage shall be paid at the rate of 20 cents per mile | ||
before January
9, 1985, and at the mileage allowance rate in | ||
effect under regulations
promulgated pursuant to 5 U.S.C. | ||
5707(b)(2) beginning January 9, 1985, for the number
of actual | ||
highway miles necessarily and conveniently traveled by the
| ||
most feasible route to be present upon convening of the | ||
sessions of the
General Assembly by such member in each and | ||
every trip during each
session in going to and returning from | ||
the seat of government, to be
computed by the Comptroller. A |
member traveling by public
transportation for such purposes, | ||
however, shall be paid his actual cost
of that transportation | ||
instead of on the mileage rate if his cost of
public | ||
transportation exceeds the amount to which he would be | ||
entitled
on a mileage basis. No member may be paid, whether on | ||
a mileage basis
or for actual costs of public transportation, | ||
for more than one such
trip for each week the General Assembly | ||
is actually in session. Each
member shall also receive an | ||
allowance of $36 per day for lodging and
meals while in | ||
attendance at sessions
of the General Assembly before January | ||
9, 1985; beginning January 9,
1985, such food and lodging | ||
allowance shall be equal to the amount per day
permitted to be | ||
deducted for such expenses under the Internal Revenue Code;
| ||
however, beginning May 31, 1995, no allowance for food and | ||
lodging while in
attendance at sessions is authorized for | ||
periods of time after the last day in
May of each calendar | ||
year, except (i) if the General Assembly is convened in
| ||
special session by either the Governor or the presiding | ||
officers of both
houses, as provided by subsection (b) of | ||
Section 5 of Article IV of the
Illinois Constitution or (ii) if | ||
the
General Assembly is convened to consider bills vetoed, | ||
item vetoed, reduced, or
returned with specific | ||
recommendations for change by the Governor as provided
in | ||
Section 9 of Article IV of the Illinois Constitution. For | ||
fiscal year 2011 and for session days in fiscal years 2012, | ||
2013, 2014, 2015, 2016, 2017, 2018, and 2019 only (i) the |
allowance for lodging and meals is $111 per day and (ii) | ||
mileage for automobile travel shall be reimbursed at a rate of | ||
$0.39 per mile. | ||
Notwithstanding any other provision of law to the | ||
contrary, beginning in fiscal year 2012, travel reimbursement | ||
for
General Assembly members on non-session days shall be
| ||
calculated using the guidelines set forth by the Legislative
| ||
Travel Control Board, except that fiscal year 2012, 2013, | ||
2014, 2015, 2016, 2017, 2018, and 2019 mileage reimbursement | ||
is set at a rate of $0.39 per mile. | ||
If a member dies having received only a portion of the | ||
amount payable
as compensation, the unpaid balance shall be | ||
paid to the surviving
spouse of such member, or, if there be | ||
none, to the estate of such member. | ||
(Source: P.A. 100-25, eff. 7-26-17; 100-587, eff. 6-4-18; | ||
101-10, eff. 6-5-19; revised 7-17-19.) | ||
Section 30. The Lobbyist Registration Act is amended by | ||
changing Sections 2, 3, 4.5, 4.7, 5, 6, 8, and 11.2 as follows: | ||
(25 ILCS 170/2) (from Ch. 63, par. 172) | ||
Sec. 2. Definitions. As used in this Act, unless the | ||
context otherwise
requires: | ||
(a) "Person" means any individual, firm, partnership, | ||
committee,
association, corporation, or any other organization | ||
or group of persons. |
(b) "Expenditure" means a payment, distribution, loan, | ||
advance, deposit,
or gift of money or anything of value, and | ||
includes a contract, promise, or
agreement, whether or not | ||
legally enforceable, to make an expenditure, for
the ultimate | ||
purpose of influencing executive, legislative, or | ||
administrative
action, other than compensation as defined in | ||
subsection (d). | ||
(c) "Official" means: | ||
(1) the Governor, Lieutenant Governor, Secretary of | ||
State, Attorney
General, State Treasurer, and State | ||
Comptroller; | ||
(2) Chiefs of Staff for officials described in item | ||
(1) , the Deputy Governor, the Deputy Secretary of State, | ||
the Deputy Attorney General, the Deputy Treasurer, and the | ||
Deputy Comptroller ; | ||
(3) Cabinet members of any elected constitutional | ||
officer, including Directors, Assistant Directors and | ||
Chief Legal Counsel or General Counsel; | ||
(4) Members of the General Assembly; and | ||
(5) Members of any board, commission, authority, or | ||
task force of the State authorized or created by State law | ||
or by executive order of the Governor ; . | ||
(6) Mayors, presidents, aldermen, commissioners, and | ||
trustees of a city, village, or town; | ||
(7) County board members and countywide elected | ||
officials; |
(8) Township board members and township elected | ||
officials; and | ||
(9) Members of any board, commission, authority, or | ||
task force created by a local ordinance or order of a mayor | ||
or village or town president. | ||
(d) "Compensation" means any money, thing of value or | ||
financial benefits
received or to be received in return for | ||
services rendered or to be
rendered, for lobbying or as a | ||
consultant as defined in subsection (e) . | ||
Monies paid to members of the General Assembly by the | ||
State as
remuneration for performance of their Constitutional | ||
and statutory duties
as members of the General Assembly shall | ||
not constitute compensation as
defined by this Act. | ||
(e) "Lobby" and "lobbying"
means to communicate, including | ||
the soliciting of others to communicate, any communication | ||
with an official of the
executive or legislative branch of | ||
State government as defined in subsection
(c) for the ultimate | ||
purpose of influencing any executive, legislative, or
| ||
administrative action at the State, municipal, county, or | ||
township government level. Soliciting of others to communicate | ||
shall not include (i) the making of a grant by an organization | ||
recognized as tax exempt under Section 501(c)(3) of the | ||
Internal Revenue Code made in accordance with Section 4945 and | ||
the regulations thereunder or (ii) a communication by an | ||
organization recognized as tax exempt under Section 501(c)(3) | ||
or 501(c)(5) of the Internal Revenue Code to the public or a |
segment thereof or to its members to communicate with | ||
legislators, executives, or administrators with respect to a | ||
proposed action by the legislature, executive, or | ||
administrator . | ||
(f) "Influencing" means any communication, action, | ||
reportable
expenditure as prescribed in Section 6 or other | ||
means used to promote,
support, affect, modify, oppose or | ||
delay any executive, legislative or
administrative action or | ||
to promote goodwill with officials as defined in
subsection | ||
(c). | ||
(g) "Executive action" means the proposal, drafting, | ||
development,
consideration, amendment, adoption, approval, | ||
promulgation, issuance,
modification, rejection or | ||
postponement by a State , municipal, county, or township | ||
government entity of a rule,
regulation, order, decision, | ||
determination, contractual arrangement, purchasing
agreement | ||
or other quasi-legislative or quasi-judicial action or | ||
proceeding. | ||
(h) "Legislative action" means the development, drafting, | ||
introduction,
consideration, modification, adoption, | ||
rejection, review, enactment, or passage
or defeat of any | ||
bill, amendment, resolution, ordinance, report, nomination,
| ||
administrative rule or other matter by either house of the | ||
General Assembly or
a committee thereof, or by a legislator , | ||
by the legislative body of a municipality, county, or | ||
township, or by an alderman, trustee, or township board |
member . Legislative action also means the
action of the | ||
Governor , mayor, or village or township board president, or | ||
county executive in approving or vetoing any bill , ordinance, | ||
or resolution or portion thereof, and
the action of such | ||
officials the Governor or any agency under their jurisdiction | ||
in the development of a legislative proposal for
introduction | ||
in the legislature . | ||
(i) "Administrative action" means the execution or | ||
rejection of any rule,
regulation, legislative rule, standard, | ||
fee, rate, contractual arrangement,
purchasing agreement or | ||
other delegated legislative or quasi-legislative action
to be | ||
taken or withheld by any executive agency, department, board | ||
or
commission of the State , municipal, county, or township . | ||
(j) "Lobbyist" means any natural person who undertakes to | ||
lobby State , municipal, county, or township government
as | ||
provided in subsection (e). | ||
(k) "Lobbying entity" means any entity that hires, | ||
retains, employs, or compensates a natural person to lobby | ||
State , municipal, county, or township government as provided | ||
in subsection (e).
| ||
(l) "Authorized agent" means the person designated by an | ||
entity or lobbyist registered under this Act as the person | ||
responsible for submission and retention of reports required | ||
under this Act. | ||
(m) "Client" means any person or entity that provides | ||
compensation to a lobbyist to lobby State , municipal, county, |
or township government as provided in subsection (e) of this | ||
Section. | ||
(n) "Client registrant" means a client who is required to | ||
register under this Act. | ||
(o) "Unit of local government" has the meaning ascribed to | ||
it in Section 1 of Article VII of the Illinois Constitution and | ||
also includes school districts and community college | ||
districts. | ||
(p) "Consultant" means any natural person or entity who, | ||
for compensation, provides advisory services, including but | ||
not limited to, rendering opinions on or developing strategies | ||
for lobbying or influencing, to a lobbyist or lobbying entity | ||
for the ultimate purpose of influencing any executive, | ||
legislative, or administrative action. "Consultant" does not | ||
include (i) an employee of the lobbyist or lobbying entity or | ||
(ii) an attorney or law firm providing legal services, | ||
including drafting legislation or advising and rendering | ||
opinions to clients as to the construction and legal effect of | ||
proposed or pending legislation or any executive, legislative, | ||
or administrative action. | ||
(Source: P.A. 101-595, eff. 12-5-19.) | ||
(25 ILCS 170/3) (from Ch. 63, par. 173) | ||
Sec. 3. Persons required to register. | ||
(a) Except as provided in Section
9, any natural
person | ||
who, for compensation or otherwise,
undertakes to lobby, or |
any
person or entity who employs or compensates another person | ||
for the purposes
of lobbying, shall register with the | ||
Secretary of State as provided in this Act, unless that person | ||
or entity qualifies for one or more of the following | ||
exemptions. | ||
(1) Persons or entities who, for the purpose of | ||
influencing any executive, legislative, or administrative | ||
action and who do not make expenditures that are | ||
reportable pursuant to Section 6, appear without | ||
compensation or promise thereof only as witnesses before a | ||
legislative committee committees of the House and Senate | ||
for the purpose of explaining or arguing for or against | ||
the passage of or action upon any legislation , ordinance, | ||
or regulation then pending before the committee those | ||
committees , or who seek without compensation or promise | ||
thereof the approval or veto of any legislation or | ||
ordinance by the Governor . | ||
(1.4) A unit of local government , State government, or | ||
agencies, departments, commissions, boards, or task forces | ||
thereof or a school district . | ||
(1.5) An elected or appointed official or an employee | ||
of a unit of local government or school district who, in | ||
the scope of his or her public office or employment, seeks | ||
to influence executive, legislative, or administrative | ||
action exclusively on behalf of that unit of local | ||
government or school district . |
(2) Persons or entities who own, publish, or are | ||
employed by a newspaper or other regularly published | ||
periodical, or who own or are employed by a radio station, | ||
television station, or other bona fide news medium that in | ||
the ordinary course of business disseminates news, | ||
editorial or other comment, or paid advertisements that | ||
directly urge the passage or defeat of legislation. This | ||
exemption is not applicable to such an individual insofar | ||
as he or she receives additional compensation or expenses | ||
from some source other than the bona fide news medium for | ||
the purpose of influencing executive, legislative, or | ||
administrative action. This exemption does not apply to | ||
newspapers and periodicals owned by or published by trade | ||
associations and not-for-profit corporations engaged | ||
primarily in endeavors other than dissemination of news. | ||
(3) Persons or entities performing professional | ||
services in drafting bills or in advising and rendering | ||
opinions to clients as to the construction and effect of | ||
proposed or pending legislation when those professional | ||
services are not otherwise, directly or indirectly, | ||
connected with executive, legislative, or administrative | ||
action. | ||
(4) Persons or entities who are employees of | ||
departments, divisions, or agencies of State or local | ||
government and who appear before committees of the House | ||
and Senate for the purpose of explaining how the |
executive, legislative, or administrative action passage | ||
of or action upon any legislation then pending before | ||
those committees will affect those departments, divisions, | ||
or agencies of State or local government. | ||
(5) Employees of the General Assembly, legislators, | ||
legislative agencies, and legislative commissions who, in | ||
the course of their official duties only, engage in | ||
activities that otherwise qualify as lobbying. Legislators | ||
whose activities are limited to occasional communications | ||
with an official of a unit of local government on behalf of | ||
their employer in the ordinary course of their non-public | ||
employment where (1) the primary duties of the employment | ||
are not to influence executive, legislative, or | ||
administrative action and (2) the legislator does not make | ||
any expenditures that are reportable pursuant to Section | ||
6. | ||
(6) Persons or entities in possession of technical | ||
skills and knowledge relevant to certain areas of | ||
executive, legislative, or administrative actions, whose | ||
skills and knowledge would be helpful to officials when | ||
considering those actions, whose activities are limited to | ||
making occasional appearances for or communicating on | ||
behalf of a registrant, and who do not make expenditures | ||
that are reportable pursuant to Section 6 even though | ||
receiving expense reimbursement for those occasional | ||
appearances. |
(7) Any full-time employee of a bona fide church or | ||
religious organization who represents that organization | ||
solely for the purpose of protecting the right of the | ||
members thereof to practice the religious doctrines of | ||
that church or religious organization, or any such bona | ||
fide church or religious organization. | ||
(8) Persons or entities that receive no compensation | ||
other than reimbursement for expenses of up to $500 per | ||
year while engaged in lobbying State government , unless | ||
those persons make expenditures that are reportable under | ||
Section 6. | ||
(9) Any attorney or group or firm of attorneys (1) in | ||
connection with the practice of law or (2) in the course of | ||
representing a client in relation to any administrative , | ||
or judicial , quasi-judicial proceeding, or any witness | ||
providing testimony in any administrative , or judicial , or | ||
quasi-judicial proceeding, in which ex parte | ||
communications are not allowed and who does not make | ||
expenditures that are reportable pursuant to Section 6. | ||
(9.5) Any attorney or group or firm of attorneys in | ||
the course of representing a client in an administrative | ||
or executive action involving a contractual or purchasing | ||
arrangement and who does not make expenditures that are | ||
reportable pursuant to Section 6. | ||
(10) Persons or entities who, in the scope of their | ||
employment as a vendor, offer or solicit an official for |
the purchase of any goods or services when (1) the | ||
solicitation is limited to either an oral inquiry or | ||
written advertisements and informative literature; or (2) | ||
the goods and services are subject to competitive bidding | ||
requirements of the Illinois Procurement Code ; or (3) the | ||
goods and services are for sale at a cost not to exceed | ||
$5,000; and (4) the persons or entities do not make | ||
expenditures that are reportable under Section 6.
| ||
(a-5) If, in the course of providing services as a | ||
consultant, the consultant communicates with an official on | ||
behalf of the lobbyist or lobbying entity for the ultimate | ||
purpose of influencing any executive, legislative, or | ||
administrative action, or makes an expenditure on behalf of or | ||
benefiting an official, the consultant shall register as a | ||
lobbyist within 2 business days of engaging in the | ||
communication with the official or making the expenditure | ||
benefiting the official. | ||
(b) It is a violation of this Act to engage in lobbying or | ||
to employ any
person for the purpose of lobbying who is not | ||
registered with the Office of the
Secretary of State, except | ||
upon condition that the person register and the
person does in | ||
fact register within 2 business days after being employed or | ||
retained for lobbying services. | ||
(c) The Secretary shall promulgate a rule establishing a | ||
list of the entities required to register under this Act, | ||
including the name of each board, commission, authority, or |
task force. The Secretary may require a person or entity | ||
claiming an exemption under this Section to certify the person | ||
or entity is not required to register under this Act. Nothing | ||
prohibits the Secretary from rejecting a certification and | ||
requiring a person or entity to register. | ||
(Source: P.A. 96-555, eff. 1-1-10; 96-1358, eff. 7-28-10.) | ||
(25 ILCS 170/4.5) | ||
Sec. 4.5. Ethics training. Each natural person required to | ||
register as a lobbyist under this Act must complete a program | ||
of ethics training provided by the Secretary of State. A | ||
natural person registered under this Act must complete the | ||
training program before no later than 30 days after | ||
registration or renewal is deemed complete under this Act. If | ||
the Secretary of State uses the ethics training developed in | ||
accordance with Section 5-10 of the State Officials and | ||
Employees Ethics Act, that training must be expanded to | ||
include appropriate information about the requirements, | ||
responsibilities, and opportunities imposed by or arising | ||
under this Act, including reporting requirements. | ||
The Secretary of State shall adopt rules for the | ||
implementation of this Section. | ||
(Source: P.A. 96-555, eff. 1-1-10; 96-1358, eff. 7-28-10.) | ||
(25 ILCS 170/4.7) | ||
Sec. 4.7. Prohibition on sexual harassment. |
(a) All persons have the right to work in an environment | ||
free from sexual harassment. All persons subject to this Act | ||
shall refrain from sexual harassment of any person. | ||
(b) (Blank). Until January 1, 2020, each natural person | ||
required to register as a lobbyist under this Act must | ||
complete, at least annually, a sexual harassment training | ||
program provided by the Secretary of State. A natural person | ||
registered under this Act must complete the training program | ||
no later than 30 days after registration or renewal under this | ||
Act. This requirement does not apply to a lobbying entity or a | ||
client that hires a lobbyist that (i) does not have employees | ||
of the lobbying entity or client registered as lobbyists, or | ||
(ii) does not have an actual presence in Illinois. | ||
(b-5) Each Beginning January 1, 2020, each natural person | ||
required to register as a lobbyist under this Act must | ||
complete, at least annually, a harassment and discrimination | ||
prevention training program provided by the Secretary of | ||
State. A natural person registered under this Act must | ||
complete the training program before no later than 30 days | ||
after registration or renewal is deemed complete under this | ||
Act. This requirement does not apply to a lobbying entity or a | ||
client that hires a lobbyist that (i) does not have employees | ||
of the lobbying entity or client registered as lobbyists, or | ||
(ii) does not have an actual presence in Illinois. For the | ||
purposes of this subsection, "unlawful discrimination" and | ||
"harassment" mean unlawful discrimination and harassment |
prohibited under Section 2-102 of the Illinois Human Rights | ||
Act. | ||
(c) Before registration or renewal is deemed complete | ||
under this Act No later than January 1, 2018 , each natural | ||
person and any entity required to register under this Act | ||
shall have a written sexual harassment policy that shall | ||
include, at a minimum: (i) a prohibition on sexual harassment; | ||
(ii) details on how an individual can report an allegation of | ||
sexual harassment, including options for making a confidential | ||
report to a supervisor, ethics officer, Inspector General, or | ||
the Department of Human Rights; (iii) a prohibition on | ||
retaliation for reporting sexual harassment allegations, | ||
including availability of whistleblower protections under the | ||
State Officials and Employee Ethics Act, the Whistleblower | ||
Act, and the Illinois Human Rights Act; and (iv) the | ||
consequences of a violation of the prohibition on sexual | ||
harassment and the consequences for knowingly making a false | ||
report. | ||
(d) For purposes of this Act, "sexual harassment" means | ||
any unwelcome sexual advances or requests for sexual favors or | ||
any conduct of a sexual nature when: (i) submission to such | ||
conduct is made either explicitly or implicitly a term or | ||
condition of an individual's employment; (ii) submission to or | ||
rejection of such conduct by an individual is used as the basis | ||
for employment decisions affecting such individual; or (iii) | ||
such conduct has the purpose or effect of substantially |
interfering with an individual's work performance or creating | ||
an intimidating, hostile, or offensive working environment. | ||
For the purposes of this definition, the phrase "working | ||
environment" is not limited to a physical location an employee | ||
is assigned to perform his or her duties and does not require | ||
an employment relationship. | ||
(e) The Secretary of State shall adopt rules for the | ||
implementation of this Section. In order to provide for the | ||
expeditious and timely implementation of this Section, the | ||
Secretary of State shall adopt emergency rules under | ||
subsection (z) of Section 5-45 of the Illinois Administrative | ||
Procedure Act for the implementation of this Section no later | ||
than 60 days after the effective date of this amendatory Act of | ||
the 100th General Assembly.
| ||
(Source: P.A. 100-554, eff. 11-16-17; 101-221, eff. 8-9-19.) | ||
(25 ILCS 170/5) | ||
Sec. 5. Lobbyist registration and disclosure. Every | ||
natural person and every entity required to
register under | ||
this Act shall
before any service
is performed which requires | ||
the natural person or entity to register, but in any event not
| ||
later than 2 business days after being employed or retained, | ||
file in the Office of the
Secretary of State a statement in a | ||
format prescribed by the Secretary of State containing the
| ||
following
information
with respect to each person or entity
| ||
employing, retaining, or benefitting from the services of the |
natural person or entity required to register:
| ||
(a) The registrant's name, permanent address, e-mail
| ||
address, if any,
fax
number, if any, business telephone | ||
number, and temporary address, if the
registrant has a | ||
temporary address while lobbying.
| ||
(a-5) If the registrant is an entity, the
information | ||
required under subsection (a) for each natural person | ||
associated with the
registrant who will be lobbying,
| ||
regardless of whether lobbying is a significant part of | ||
his or her duties.
| ||
(b) The name and address of the client or clients | ||
employing or retaining
the registrant to perform such | ||
services or on whose behalf the registrant appears.
If the | ||
client employing or retaining the registrant is a client | ||
registrant, the statement shall also include the name and | ||
address of the client or clients of the client registrant | ||
on whose behalf the registrant will be or anticipates | ||
performing services. | ||
(b-5) If the registrant employs or retains a | ||
sub-registrant, the statement shall include the name and | ||
address of the sub-registrant and identify the client or | ||
clients of the registrant on whose behalf the | ||
sub-registrant will be or is anticipated to be performing | ||
services. | ||
(b-7) If the registrant retains a consultant, the | ||
statement shall include the name and address of the |
consultant and identify the client or clients and each | ||
executive and legislative branch agency for which the | ||
consultant is to provide advisory services. | ||
(c) For those identified under subsections (b), (b-5), | ||
and (b-7), a A brief description of the executive, | ||
legislative, or administrative
action in reference to | ||
which such service is to be rendered.
| ||
(c-5) Each executive and legislative branch agency of | ||
the State and each unit of local government the registrant
| ||
expects
to lobby during the registration period.
| ||
(c-6) The nature of the client's business, by | ||
indicating all
of the following categories that apply: (1) | ||
banking and financial services, (2)
manufacturing, (3) | ||
education, (4) environment, (5) healthcare, (6)
insurance, | ||
(7) community interests, (8) labor, (9) public relations | ||
or
advertising, (10) marketing or sales, (11) hospitality, | ||
(12) engineering,
(13) information or technology products | ||
or services, (14) social services,
(15) public utilities, | ||
(16) racing or wagering, (17) real estate or
construction, | ||
(18) telecommunications, (19) trade or professional
| ||
association, (20) travel or tourism, (21) transportation, | ||
(22) agriculture, and (23) other
(setting forth the nature | ||
of that other business).
| ||
(d) A confirmation that the registrant has a sexual | ||
harassment policy as required by Section 4.7, that such | ||
policy shall be made available to any individual within 2 |
business days upon written request (including electronic | ||
requests), that any person may contact the authorized | ||
agent of the registrant to report allegations of sexual | ||
harassment, and that the registrant recognizes the | ||
Inspector General has jurisdiction to review any | ||
allegations of sexual harassment alleged against the | ||
registrant or lobbyists hired by the registrant. | ||
(e) (Blank). Each unit of local government in this | ||
State for which the registrant is or expects to be | ||
required to register to lobby the local government during | ||
the registration period. "Lobby" shall have the meaning | ||
ascribed to it by the relevant unit of local government. | ||
(f) Each elected or appointed public office in this | ||
State to be held by the registrant at any time during the | ||
registration period. | ||
Every natural person and every entity required to register | ||
under this Act shall annually submit the registration required | ||
by this Section on or before each January 31. The registrant | ||
has a continuing duty to report any substantial change or | ||
addition to the information contained in the registration.
A | ||
registrant who retains a consultant shall file an amended | ||
registration before any consulting services are performed, but | ||
in any event not later than 2 business days after the | ||
consultant is retained, setting forth the information required | ||
in subsections (b-7) and (c) of this Section. Registrants | ||
registered as of the effective date of this amendatory Act of |
the 101st General Assembly shall update their registration to | ||
add the information required under subsections (b-5), (e), and | ||
(f), if applicable, within 30 days after the effective date of | ||
this amendatory Act of the 101st General Assembly. | ||
The Secretary of State shall make all filed statements and | ||
amendments to statements publicly available by means of a | ||
searchable database that is accessible through the World Wide | ||
Web. The Secretary of State shall provide all software | ||
necessary to comply with this provision to all natural persons | ||
and entities required to file. The Secretary of State shall | ||
implement a plan to provide computer access and assistance to | ||
natural persons and entities required to file electronically. | ||
All natural persons
and entities required to register | ||
under this Act shall remit a single, annual, and
nonrefundable | ||
$300 registration fee. Each natural person required to | ||
register
under this Act shall submit, on an annual basis, a | ||
picture of the registrant. A registrant may, in lieu of | ||
submitting a
picture on an annual basis, authorize the | ||
Secretary of State to use any photo
identification available | ||
in any database maintained by the Secretary of State
for other | ||
purposes. Each registration fee collected for registrations on
| ||
or after January 1, 2010 shall be deposited into the Lobbyist
| ||
Registration Administration Fund for administration and | ||
enforcement
of this
Act.
| ||
(Source: P.A. 100-554, eff. 11-16-17; 101-595, eff. 12-5-19.) |
(25 ILCS 170/6) (from Ch. 63, par. 176) | ||
Sec. 6. Reports. | ||
(a) Lobbyist reports. Except as otherwise provided in this | ||
Section, every lobbyist registered under this Act who is | ||
solely employed by a lobbying entity
shall file an | ||
affirmation, verified under
oath pursuant to Section 1-109 of | ||
the Code of Civil Procedure, with
the
Secretary of
State | ||
attesting to the accuracy of any reports filed pursuant to | ||
subsection (b) as those reports pertain to work performed by | ||
the lobbyist. Any lobbyist registered under this Act who is | ||
not solely employed by a lobbying entity shall personally file | ||
reports required of lobbying entities pursuant to subsection | ||
(b). A lobbyist may, if authorized so to do by a lobbying | ||
entity by whom he or she is employed or retained, file lobbying | ||
entity reports pursuant to subsection (b) provided that the | ||
lobbying entity may delegate the filing of the lobbying entity | ||
report to only one lobbyist in any reporting period.
| ||
(b) Lobbying entity reports. Every lobbying entity | ||
registered under this Act shall report expenditures related to | ||
lobbying , including any expenditures made by a consultant in | ||
performing services for the lobbying entity . The report shall | ||
itemize each individual expenditure or transaction
and shall | ||
include the name of the official on whose behalf the
| ||
expenditure
was made, the name of the client if the | ||
expenditure was made on behalf of a client, the
total amount of | ||
the expenditure, a description of the expenditure, the vendor |
or purveyor to whom the expenditure was made (including the | ||
address or location of the expenditure), the date on which the | ||
expenditure occurred and
the subject matter of the lobbying | ||
activity, if any.
For those expenditures made on behalf of a | ||
client, if the client is a client registrant, the report shall | ||
also include the name and address of the client or clients of | ||
the client registrant or the official or officials on whose | ||
behalf the expenditure ultimately was made. Each expenditure | ||
required to be reported shall include all expenses made for or | ||
on behalf of an official or his or her immediate family member | ||
living with the official. | ||
(b-1) The report shall include any change or addition to | ||
the client list information, required in Section 5 for | ||
registration, since the last report, including the names and | ||
addresses of all clients who retained the lobbying entity | ||
together with an itemized description for each client of the | ||
following: (1) lobbying regarding executive action, including | ||
the name of any executive agency lobbied and the subject | ||
matter; (2) lobbying regarding legislative action, including | ||
the General Assembly and any other agencies lobbied and the | ||
subject matter; and (3) lobbying regarding administrative | ||
action, including the agency lobbied and the subject matter. | ||
Registrants who made no reportable expenditures during a | ||
reporting period shall file a report stating that no | ||
expenditures were incurred.
| ||
(b-2) Expenditures attributable to lobbying officials |
shall be listed and reported
according to the following | ||
categories:
| ||
(1) Travel and lodging on behalf of others, including, | ||
but not limited to, all travel and living accommodations | ||
made for or on behalf of State officials during sessions | ||
of the General Assembly.
| ||
(2) Meals, beverages and other entertainment.
| ||
(3) Gifts (indicating which, if any, are on the basis | ||
of personal friendship).
| ||
(4) Honoraria.
| ||
(5) Any other thing or service of value not listed | ||
under categories (1) through (4), setting forth a | ||
description of the expenditure.
The category travel and | ||
lodging includes, but is not limited to, all travel and | ||
living accommodations made for or on behalf of State | ||
officials in the State capital during sessions of the | ||
General Assembly.
| ||
(b-3) Expenditures incurred for hosting receptions, | ||
benefits and other large
gatherings held for purposes of | ||
goodwill or otherwise to influence executive,
legislative or | ||
administrative action to which there are 25 or more State
| ||
officials invited shall be reported listing only the total | ||
amount of
the
expenditure, the date of the event, and the | ||
estimated number of officials in
attendance.
| ||
(b-7) Matters excluded from reports. The following items | ||
need not be included in the report: |
(1) Reasonable and bona fide expenditures made by the | ||
registrant
who is a member of a legislative or State study | ||
commission or committee while
attending and participating | ||
in meetings and hearings of such commission or
committee.
| ||
(2) Reasonable and bona fide expenditures made by the | ||
registrant for personal
sustenance, lodging, travel, | ||
office expenses and clerical or support staff.
| ||
(3) Salaries, fees, and other compensation paid to
the | ||
registrant
for the
purposes of lobbying.
| ||
(4) Any contributions required to be reported under | ||
Article 9 of the Election
Code.
| ||
(5) Expenditures made by a registrant on behalf of an | ||
official that are returned or reimbursed prior to the | ||
deadline for submission of the report. | ||
(c)
A registrant who terminates employment or duties which | ||
required him to
register under this Act shall give the | ||
Secretary of State, within 30 days after
the date of such | ||
termination, written notice of such termination and shall
| ||
include therewith a report of the expenditures described | ||
herein, covering the
period of time since the filing of his | ||
last report to the date of termination
of employment. Such | ||
notice and report shall be final and relieve such
registrant | ||
of further reporting under this Act, unless and until he later | ||
takes
employment or assumes duties requiring him to again | ||
register under this Act.
| ||
(d) Failure to file any such report within the time |
designated or the
reporting of incomplete information shall | ||
constitute a violation of this Act.
| ||
A registrant shall preserve for a period of 2 years all | ||
receipts and records
used in preparing reports under this Act.
| ||
(e) Within 30 days after a filing deadline or as provided | ||
by rule, the lobbyist shall notify each
official on whose | ||
behalf an expenditure has been reported. Notification shall
| ||
include the name of the registrant, the total amount of the | ||
expenditure, a description of the expenditure, the
date on | ||
which the expenditure occurred, and the subject matter of the | ||
lobbying
activity.
| ||
(f) A report for the period beginning January 1, 2010 and | ||
ending on June 30, 2010 shall be filed no later than July 15, | ||
2010, and a report for the period beginning July 1, 2010 and | ||
ending on December 31, 2010 shall be filed no later than | ||
January 15, 2011. Beginning January 1, 2011, reports shall be | ||
filed semi-monthly as follows: (i) for the period beginning | ||
the first day of the month through the 15th day of the month, | ||
the report shall be filed no later than the 20th day of the | ||
month and (ii) for the period beginning on the 16th day of the | ||
month through the last day of the month, the report shall be | ||
filed no later than the 5th day of the following month. A | ||
report filed under this Act is due in the Office of the | ||
Secretary of State no later than the close of business on the | ||
date on which it is required to be filed. | ||
(g) All reports filed under this Act shall be filed in a |
format or on forms prescribed by the Secretary of State.
| ||
(Source: P.A. 98-459, eff. 1-1-14.)
| ||
(25 ILCS 170/8) (from Ch. 63, par. 178)
| ||
Sec. 8. Contingent
fees prohibited. No person shall retain | ||
or employ another to lobby or provide services as a consultant | ||
with respect to any legislative, executive, or administrative | ||
action for compensation contingent in whole or in part upon | ||
the
outcome of the action and no person shall accept any such | ||
employment
or render any such service for compensation | ||
contingent upon the outcome of the legislative, executive, or | ||
administrative action.
| ||
(Source: P.A. 93-889, eff. 8-9-04.)
| ||
(25 ILCS 170/11.2)
| ||
Sec. 11.2. Preemption Local regulation . Other than a | ||
municipality with a population over 500,000, no unit of local | ||
government, including a home rule unit, may regulate lobbying | ||
in a manner inconsistent with this Act, and all existing laws | ||
and ordinances that are inconsistent with this Act are hereby | ||
superseded. This Section is a limitation of home rule powers | ||
under subsections (h) and (i) of Section 6 of Article VII of | ||
the Illinois Constitution. A unit of local government or | ||
school
district may adopt an ordinance or resolution | ||
regulating lobbying activities
with that unit of local | ||
government or school district that imposes requirements
|
similar to those imposed by this Act.
| ||
(Source: P.A. 88-187.)
| ||
Section 99. Effective date. This Act takes effect January | ||
1, 2022. |