Public Act 90-0574 of the 90th General Assembly

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Public Act 90-0574

HB0263 Enrolled                                LRB9000755JSgc

    AN ACT to amend the Public Utilities Act in  relation  to
telecommunications services.

    Be  it  enacted  by  the People of the State of Illinois,
represented in the General Assembly:

    Section  5.  The  Public  Utilities  Act  is  amended  by
changing Sections 13-506, 13-509, and 13-515 as follows:

    (220 ILCS 5/13-506)
    (Section scheduled to be repealed on July 1, 2001)
    Sec. 13-506.  Tariffs for competitive  telecommunications
services.
    (a)  Telecommunications   carriers   may   file  proposed
tariffs for any competitive telecommunications service  which
includes  and  specifically describes a range, band, formula,
or standard within which or by which a  change  in  rates  or
charges  for  such  telecommunications  service could be made
without prior notice or prior Commission  approval,  provided
that  any  and all rates or charges within the band or range,
or determinable by the operation of the formula or  standard,
are  consistent  with the public interest and the purpose and
policies of this Article and Act, and are likely to remain so
for the foreseeable forseeable future.   To  the  extent  any
proposed band or range encompasses rates or charges which are
not  consistent with the public interest and the purposes and
policies of this Article and Act or otherwise  fully  proper,
or  any  proposed  formula  or  standard  determines rates or
charges which  are  not  consistent  with  the  purposes  and
policies  of  this Article and Act or otherwise fully proper,
the Commission after notice and hearing shall have the  power
to  modify the level, scope, or limits of such band or range,
and to modify or limit  the  operation  of  such  formula  or
standard,  as  necessary,  to  ensure  that  rates or charges
resulting therefrom are  consistent  with  the  purposes  and
policies of this Article and Act and fully proper, and likely
to remain so in the foreseeable forseeable future.
    (b)  The  Commission  may  require  a  telecommunications
carrier  to  file a variable tariff as described in paragraph
(a) for any or all  competitive  telecommunications  services
which  are  offered  or  provided  by  such  carrier,  if the
Commission  finds,  after  notice  and  hearing,   that   the
determination  of  rates  or  charges  for  such service by a
tariff would improve the Commission's ability to  effectively
regulate  such  rates or charges and that such improvement is
required by the public interest.  Any such tariff required by
the  Commission  shall  be  approved  only  if  it  is   also
consistent  with  the  provisions  of  paragraph  (a) of this
Section.
    (c)  After When the Commission approves a variable tariff
filed, as proposed  or  modified  pursuant  to  this  Section
becomes effective, the telecommunications carrier shall place
such  tariff  in  effect  thereafter  and  such  tariff shall
determine the rates and or charges for services according  to
the provisions thereof.
(Source: P.A. 90-185, eff. 7-23-97.)

    (220 ILCS 5/13-509) (from Ch. 111 2/3, par. 13-509)
    (Section scheduled to be repealed on July 1, 2001)
    Sec.  13-509.  Agreements  for  provisions of competitive
telecommunications  services  differing   from   tariffs.   A
telecommunications  carrier  may  negotiate with customers or
prospective     customers     to     provide      competitive
telecommunications  service,  and  in  so doing, may offer or
agree to provide such service on  such  terms  and  for  such
rates  or  charges  as  are reasonable, without regard to any
tariffs it may have filed with the Commission with respect to
such services.  Within 10 business days after  executing  any
such agreement, the telecommunications carrier shall file any
contract  or memorandum of understanding for the provision of
telecommunications service, which shall include the rates  or
other  charges, practices, rules or regulations applicable to
the agreed provision  of  such  service.   Any  cost  support
required  to  be  filed  with for the agreement by some other
Section of this Act shall be filed within  30  calendar  days
after  executing  any  such  agreement.   Where the agreement
contains the  same  rates,  charges,  practices,  rules,  and
regulations  found in a single contract or memorandum already
filed by the telecommunications carrier with the  Commission,
instead   of   filing   the   contract   or  memorandum,  the
telecommunications  carrier  may  elect  to  file  a   letter
identifying  the  new  agreement and specifically referencing
the  contract  or  memorandum  already  on  file   with   the
Commission  which  contains  the  same  provisions.  A single
letter may be used to file more than one new agreement.  Upon
filing   its   contract   or   memorandum,   or  letter,  the
telecommunications carrier shall thereafter  provide  service
according  to the terms thereof, unless the Commission finds,
after notice and hearing, that  the  continued  provision  of
service   pursuant  to  such  contract  or  memorandum  would
substantially and adversely affect the financial integrity of
the telecommunications carrier or  would  violate  any  other
provision of this Act.
    Any   contract  or  memorandum  entered  into  and  filed
pursuant to the  provisions  of  this  Section  may,  in  the
Commission's discretion, be accorded proprietary treatment.
(Source: P.A. 90-185, eff. 7-23-97.)

    (220 ILCS 5/13-515)
    (Section scheduled to be repealed on July 1, 2001)
    Sec. 13-515.  Enforcement.
    (a)  The  following expedited procedures Commission shall
be used to enforce the provisions of Section 13-514  of  this
Act  except  as  provided in subsection (b).  However, Unless
the Commission,  the  complainant,  and  the  respondent  may
parties  otherwise  mutually  agree to adjust, the Commission
shall use  the  procedures  established  set  forth  in  this
Section.    If   the   Commission   determines,  pursuant  to
subsection  (b),  that  the  procedural  provisions  of  this
Section do not apply, the complaint shall  continue  pursuant
to  the  general  complaint  provisions  of Article X for the
review  of  complaints  relating  to  violations  of  Section
13-514.
    (b)  The provisions of this Section shall not apply to an
allegation of a violation of item (8) of  Section  13-514  by
interconnection  agreements with a Bell operating company, as
defined in Section 3 of the federal Telecommunications Act of
1996, unless and until the date such company or its affiliate
is authorized to provide inter-LATA  services  under  Section
271(d)  of  the  federal Telecommunications that Act of 1996;
provided, however, that a complaint setting forth a  separate
independent  basis  for  a  violation  of  Section 13-514 may
proceed under this Section notwithstanding that  the  alleged
acts or omissions may also constitute a violation of item (8)
of Section 13-514.
    (c)  No  complaint  may be filed under this Section until
the complainant has first  notified  the  respondent  of  the
alleged  violation  and  offered  the  respondent 48 hours to
correct  the  situation.   Provision  of   notice   and   the
opportunity  to  correct  the  situation creates a rebuttable
presumption of knowledge under Section 13-514.
    (d)  A telecommunications carrier may  file  a  complaint
with the Commission alleging a violation of Section 13-514 in
accordance with this subsection:
         (1)  The  complaint  shall  be  filed with the Chief
    Clerk of the Commission and shall be served in hand  upon
    the  respondent,  the executive director, and the general
    counsel of the Commission at the time of the filing.
         (2)  A complaint filed under this  subsection  shall
    include  a  statement that the requirements of subsection
    (c) have been fulfilled and that the respondent  did  not
    correct the situation as requested.
         (3)  Reasonable  discovery  specific to the issue of
    the complaint may commence upon filing of the  complaint.
    Requests  for  discovery  must  be  served  in  hand  and
    responses  to  discovery  must be provided in hand to the
    requester within 14 days after a request for discovery is
    made.
         (4)  An answer and any other responsive pleading  to
    the  complaint  shall  be  filed  with the Commission and
    served in hand at the same time upon the complainant, the
    executive  director,  and  the  general  counsel  of  the
    Commission within 7 days after  the  date  on  which  the
    complaint is filed.
         (5)  If the answer or responsive pleading raises the
    issue  that the complaint violates subsection (i) of this
    Section,  the  complainant  may  file  a  reply  to  such
    allegation within 3 days after  actual  service  of  such
    answer  or  responsive pleading.  Within 4 days after the
    time for filing a reply has expired, the hearing  officer
    or  arbitrator  shall  either  issue  a  written decision
    dismissing the complaint as  frivolous  in  violation  of
    subsection  (i) of this Section including the reasons for
    such disposition or shall issue an order  directing  that
    the  complaint  shall  proceed.  A  determination  as  to
    reasonable grounds for the complaint and, if appropriate,
    a  directive  for legal notice of a hearing shall be made
    within 3 days after the  date  on  which  the  answer  is
    filed.
         (6)  A  pre-hearing  conference shall be held within
    14 days after the date on which the complaint is filed.
         (7)  The hearing shall commence within  30  days  of
    the  date  on  which the complaint is filed.  The hearing
    may  be  conducted  by  a  hearing  examiner  or  by   an
    arbitrator.   Parties  and  the Commission staff shall be
    entitled to present evidence and legal argument  in  oral
    or  written  form  as  deemed  appropriate by the hearing
    examiner  or  arbitrator.   The   hearing   examiner   or
    arbitrator  shall issue a written decision within 60 days
    after the date on which  the  complaint  is  filed.   The
    decision shall include reasons for the disposition of the
    complaint and, if a violation of Section 13-514 is found,
    directions   and   a   deadline  for  correction  of  the
    violation.  The  decision  of  the  hearing  examiner  or
    arbitrator  shall  be  considered  a  final  order of the
    Commission after 10 days unless the Commission enters its
    own final order within 10 days of  the  decision  of  the
    hearing examiner or arbitrator.
         (8)  Any  party  may  file a petition requesting the
    Commission to review the decision of the hearing examiner
    or arbitrator within 5 days of such decision.  Any  party
    may  file  a  response  to a petition for review within 3
    business days  after  actual  service  of  the  petition.
    After the time for filing of the petition for review, but
    no  later  than 15 days after the decision of the hearing
    examiner or arbitrator, the Commission  shall  decide  to
    adopt  the decision of the hearing examiner or arbitrator
    or shall issue its own final order.
    (e)  If the alleged violation has a  substantial  adverse
effect  on  the ability of the complainant to provide service
to customers, the complainant may include in its complaint  a
request  for  an order for emergency relief.  The Commission,
acting through its designated hearing examiner or arbitrator,
shall act upon such a request within 2 business days  of  the
filing  of  the complaint.  An order for emergency relief may
be granted, without an evidentiary hearing, upon  a  verified
factual  showing  that  the  party seeking relief will likely
succeed on the merits, that the party will suffer irreparable
harm in its ability to serve customers if emergency relief is
not granted, and that the order is in  the  public  interest.
An  order  for  emergency relief shall include a finding that
the requirements of this subsection have been  fulfilled  and
shall  specify  the  directives that must be fulfilled by the
respondent and deadlines for meeting those  directives.   The
decision  of  the  hearing examiner or arbitrator to grant or
deny emergency relief shall be considered  an  order  of  the
Commission  unless the Commission enters its own order within
2 calendar days of the decision of the  hearing  examiner  or
arbitrator.   The  order for emergency relief may require the
responding party to act or  refrain  from  acting  so  as  to
protect  the  provision  of  competitive service offerings to
customers.  Any action required by an emergency relief  order
must  be technically feasible and economically reasonable and
the respondent must be given a reasonable period of  time  to
comply with the order.
    (f)  The  Commission  is  authorized  to  obtain  outside
resources  including,  but  not  limited  to, arbitrators and
consultants for the purposes of the  hearings  authorized  by
this  Section.   Any arbitrator or consultant obtained by the
Commission shall be approved by both parties to the  hearing.
The cost of such outside resources including, but not limited
to,  arbitrators  and  consultants  shall  be  borne  by  the
parties.    The   Commission   shall   review  the  bill  for
reasonableness and assess the parties  for  reasonable  costs
dividing  the  costs  according  to  the  resolution  of  the
complaint  brought  under  this Section.  Such costs shall be
paid by the parties directly to the arbitrators, consultants,
and other providers of outside resources within 60 days after
receiving notice of  the  assessments  from  the  Commission.
Interest  at the statutory rate shall accrue after expiration
of  the  60-day   period.    The   Commission,   arbitrators,
consultants,  or  other  providers  of  outside resources may
apply to a court  of  competent  jurisdiction  for  an  order
requiring payment.
    (g)  The  Commission  shall assess the parties under this
subsection for all of the Commission's costs of investigation
and conduct of the proceedings  brought  under  this  Section
including,  but  not  limited  to,  the  prorated salaries of
staff, attorneys, hearing examiners,  and  support  personnel
and  including any travel and per diem, directly attributable
to the  complaint  brought  pursuant  to  this  Section,  but
excluding   those  costs  provided  for  in  subsection  (f),
dividing  the  costs  according  to  the  resolution  of  the
complaint brought under this Section.  All  assessments  made
under  this  subsection shall be paid into the Public Utility
Fund within 60 days after receiving notice of the assessments
from the Commission.  Interest at the  statutory  rate  shall
accrue  after  the  expiration  of  the  60  day period.  The
Commission is authorized to apply to  a  court  of  competent
jurisdiction for an order requiring payment.
    (h)  If  the  Commission  determines  that  there  is  an
imminent threat to competition or to the public interest, the
Commission  may,  notwithstanding any other provision of this
Act, seek temporary,  preliminary,  or  permanent  injunctive
relief from a court of competent jurisdiction either prior to
or after the hearing.
    (i)  A  party  shall  not  bring  or  defend a proceeding
brought under this Section or assert or controvert  an  issue
in a proceeding brought under this Section, unless there is a
non-frivolous  basis for doing so.  By presenting a pleading,
written motion, or other paper in complaint or defense of the
actions or inaction of a party under this Section, a party is
certifying to the Commission that to the best of that party's
knowledge, information, and belief, formed after a reasonable
inquiry of the subject matter of the  complaint  or  defense,
that  the  complaint  or  defense is well grounded in law and
fact, and under the circumstances:
         (1)  it is not being presented to harass  the  other
    party,  cause  unnecessary  delay  in  the  provision  of
    competitive  telecommunications services to consumers, or
    create needless increases in the cost of litigation; and
         (2)  the allegations and other  factual  contentions
    have   evidentiary   support   or,   if  specifically  so
    identified, are likely to have evidentiary support  after
    reasonable   opportunity  for  further  investigation  or
    discovery as defined herein.
    (j)  If, after notice and  a  reasonable  opportunity  to
respond,  the  Commission  determines that subsection (i) has
been  violated,  the  Commission  shall  impose   appropriate
sanctions  upon  the  party  or  parties  that  have violated
subsection (i) or are responsible  for  the  violation.   The
sanctions  shall  be not more than $7,500, plus the amount of
expenses  accrued  by  the  Commission  for  conducting   the
hearing.   Payment of sanctions imposed under this subsection
shall be made to the Common School Fund  within  30  days  of
imposition of such sanctions.
    (k)  An  appeal  of  a  Commission Order made pursuant to
this Section shall not effectuate a stay of the Order  unless
a court of competent jurisdiction specifically finds that the
party  seeking  the  stay  will likely succeed on the merits,
that the party will suffer irreparable harm without the stay,
and that the stay is in the public interest.
(Source: P.A. 90-185, eff. 7-23-97.)

    (220 ILCS 5/13-505.7 rep.)
    Section 10.  The  Public  Utilities  Act  is  amended  by
repealing Section 13-505.7 as added by Public Act 90-185.

    Section  99.  Effective date.  This Act takes effect upon
becoming law.

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