State of Illinois
90th General Assembly
Legislation

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[ Engrossed ][ Enrolled ][ House Amendment 001 ]
[ House Amendment 002 ]

90_HB2818

      225 ILCS 60/23            from Ch. 111, par. 4400-23
      225 ILCS 60/36            from Ch. 111, par. 4400-36
      225 ILCS 60/38            from Ch. 111, par. 4400-38
          Amends the Medical Practice Act of 1987.  Authorizes  the
      Department  of  Professional Regulation to inform patients of
      their right to give consent  for  the  Department  to  obtain
      copies   of  the  patients'  hospital  and  medical  records.
      Authorizes the  Department  and  the  Disciplinary  Board  to
      subpoena  records in mandatory reporting cases alleging death
      or  permanent   injury.    Provides   that   the   subpoenaed
      information shall be kept confidential.
                                                     LRB9008900JSgc
                                               LRB9008900JSgc
 1        AN  ACT  to  amend  the  Medical  Practice Act of 1987 by
 2    changing Sections 23, 36, and 38.
 3        Be it enacted by the People of  the  State  of  Illinois,
 4    represented in the General Assembly:
 5        Section  5.  The  Medical Practice Act of 1987 is amended
 6    by changing Sections 23, 36, and 38 as follows:
 7        (225 ILCS 60/23) (from Ch. 111, par. 4400-23)
 8        Sec. 23.   Reports relating to professional  conduct  and
 9    capacity.
10        (A)  Entities required to report.
11             (1)  Health    care    institutions.     The   chief
12        administrator or executive officer  of  any  health  care
13        institution licensed by the Illinois Department of Public
14        Health  shall  report  to the Disciplinary Board when any
15        person's  clinical  privileges  are  terminated  or   are
16        restricted  based on a final determination, in accordance
17        with that institution's by-laws or rules and regulations,
18        that a person has either committed an act or  acts  which
19        may  directly  threaten  patient  care,  and  not  of  an
20        administrative  nature,  or that a person may be mentally
21        or physically disabled in such a manner  as  to  endanger
22        patients  under  that  person's  care.  Such officer also
23        shall report if a person accepts voluntary termination or
24        restriction of clinical  privileges  in  lieu  of  formal
25        action  based  upon  conduct  related directly to patient
26        care and not of an administrative nature, or in  lieu  of
27        formal  action  seeking to determine whether a person may
28        be mentally or physically disabled in such a manner as to
29        endanger patients under that person's care.  The  Medical
30        Disciplinary  Board  shall,  by  rule,  provide  for  the
31        reporting  to  it  of  all  instances  in which a person,
                            -2-                LRB9008900JSgc
 1        licensed under this Act, who is  impaired  by  reason  of
 2        age,   drug  or  alcohol  abuse  or  physical  or  mental
 3        impairment, is under supervision and, where  appropriate,
 4        is in a program of rehabilitation.  Such reports shall be
 5        strictly  confidential and may be reviewed and considered
 6        only by the members of  the  Disciplinary  Board,  or  by
 7        authorized staff as provided by rules of the Disciplinary
 8        Board.   Provisions shall be made for the periodic report
 9        of the status of any such  person  not  less  than  twice
10        annually  in order that the Disciplinary Board shall have
11        current information upon which to determine the status of
12        any such person.  Such initial  and periodic  reports  of
13        impaired  physicians  shall  not  be  considered  records
14        within  the meaning of The State Records Act and shall be
15        disposed   of,   following   a   determination   by   the
16        Disciplinary  Board  that  such  reports  are  no  longer
17        required,  in  a  manner  and  at  such   time   as   the
18        Disciplinary  Board  shall determine by rule.  The filing
19        of such reports shall be construed as  the  filing  of  a
20        report for purposes of subsection (C) of this Section.
21             (2)  Professional  associations.   The  President or
22        chief executive officer of any association or society, of
23        persons licensed under this Act,  operating  within  this
24        State  shall  report  to  the Disciplinary Board when the
25        association or society renders a final determination that
26        a person has  committed  unprofessional  conduct  related
27        directly to patient care or that a person may be mentally
28        or  physically  disabled  in such a manner as to endanger
29        patients under that person's care.
30             (3)  Professional   liability    insurers.     Every
31        insurance  company  which offers policies of professional
32        liability insurance to persons licensed under  this  Act,
33        or   any  other  entity  which  seeks  to  indemnify  the
34        professional liability of a person  licensed  under  this
                            -3-                LRB9008900JSgc
 1        Act,   shall   report   to  the  Disciplinary  Board  the
 2        settlement of any claim or  cause  of  action,  or  final
 3        judgment  rendered  in any cause of action, which alleged
 4        negligence in the furnishing  of  medical  care  by  such
 5        licensed person when such settlement or final judgment is
 6        in favor of the plaintiff.
 7             (4)  State's  Attorneys.   The  State's  Attorney of
 8        each county shall report to the  Disciplinary  Board  all
 9        instances  in  which  a person licensed under this Act is
10        convicted or otherwise found guilty of the commission  of
11        any  felony.   The  State's  Attorney  of each county may
12        report to  the  Disciplinary  Board  through  a  verified
13        complaint  any  instance  in  which  the State's Attorney
14        believes that a  physician  has  willfully  violated  the
15        notice  requirements  of  the Parental Notice of Abortion
16        Act of 1995.
17             (5)  State   agencies.    All   agencies,    boards,
18        commissions,  departments,  or other instrumentalities of
19        the government of the State of Illinois shall  report  to
20        the Disciplinary Board any instance arising in connection
21        with   the  operations  of  such  agency,  including  the
22        administration of any law by  such  agency,  in  which  a
23        person  licensed  under  this Act has either committed an
24        act or acts which may be a violation of this Act or which
25        may constitute unprofessional conduct related directly to
26        patient care or which indicates that  a  person  licensed
27        under  this Act may be mentally or physically disabled in
28        such a manner as to endanger patients under that person's
29        care.
30        (B)  Mandatory reporting.  All reports required by  items
31    (34),  (35),  and (36) of subsection (A) of Section 22 and by
32    Section 23 shall be submitted to the Disciplinary Board in  a
33    timely fashion.  The reports shall be filed in writing within
34    60 days after a determination that a report is required under
                            -4-                LRB9008900JSgc
 1    this   Act.    All   reports   shall  contain  the  following
 2    information:
 3             (1)  The name, address and telephone number  of  the
 4        person making the report.
 5             (2)  The  name,  address and telephone number of the
 6        person who is the subject of the report.
 7             (3)  The name or other means  of  identification  of
 8        any  patient  or patients whose treatment is a subject of
 9        the report, provided, however, no medical records may  be
10        revealed  without  the  written consent of the patient or
11        patients. The Department shall have the right  to  inform
12        patients  of the right to provide written consent for the
13        Department to  obtain  copies  of  hospital  and  medical
14        records. When the Department has received written reports
15        concerning  incidents  required  to  be reported in items
16        (34), (35), and (36) of subsection (A) of Section 22, the
17        licensee's  failure  to  report  the  incident   to   the
18        Department  under  those  items  shall  not  be  the sole
19        grounds for disciplinary action.
20             (4)  A brief description of  the  facts  which  gave
21        rise  to  the issuance of the report, including the dates
22        of any occurrences deemed to necessitate  the  filing  of
23        the report.
24             (5)  If  court  action  is involved, the identity of
25        the court in which the action is filed,  along  with  the
26        docket number and date of filing of the action.
27             (6)  Any  further  pertinent  information  which the
28        reporting party deems to be an aid in the  evaluation  of
29        the report.
30        The  Disciplinary  Board  or  Department may exercise the
31    power under Section 38 of this  Act  to  subpoena  copies  of
32    hospital   or  medical  records  in  mandatory  report  cases
33    alleging death or permanent bodily  injury  when  consent  to
34    obtain  records  is  not  provided  by  a  patient  or  legal
                            -5-                LRB9008900JSgc
 1    representative.   Appropriate  rules  shall be adopted by the
 2    Department with the approval of the Disciplinary Board.
 3        Nothing contained in this Section shall  act  to  in  any
 4    way,  waive  or modify the confidentiality of medical reports
 5    and committee reports to the extent  provided  by  law.   Any
 6    information  reported  or  disclosed  shall  be  kept for the
 7    confidential use  of  the  Disciplinary  Board,  the  Medical
 8    Coordinators, the Disciplinary Board's attorneys, the medical
 9    investigative   staff,  and  authorized  clerical  staff,  as
10    provided in this Act, and shall be afforded the  same  status
11    as is provided information concerning medical studies in Part
12    21 of Article VIII of the Code of Civil Procedure.
13        (C)  Immunity   from   prosecution.   Any  individual  or
14    organization acting in good faith, and not in  a  wilful  and
15    wanton  manner,  in  complying with this Act by providing any
16    report or other information to  the  Disciplinary  Board,  or
17    assisting   in  the  investigation  or  preparation  of  such
18    information,  or  by  participating  in  proceedings  of  the
19    Disciplinary  Board,  or  by  serving  as  a  member  of  the
20    Disciplinary Board, shall not, as a result of  such  actions,
21    be subject to criminal prosecution or civil damages.
22        (D)  Indemnification.  Members of the Disciplinary Board,
23    the Medical Coordinators, the Disciplinary Board's attorneys,
24    the  medical  investigative  staff, physicians retained under
25    contract to assist and advise the medical coordinators in the
26    investigation,  and  authorized  clerical  staff   shall   be
27    indemnified by the State for any actions occurring within the
28    scope  of  services  on  the Disciplinary Board, done in good
29    faith and not wilful and  wanton  in  nature.   The  Attorney
30    General  shall  defend  all  such  actions  unless  he or she
31    determines either that there would be a conflict of  interest
32    in such representation or that the actions complained of were
33    not in good faith or were wilful and wanton.
34        Should  the  Attorney General decline representation, the
                            -6-                LRB9008900JSgc
 1    member shall have the right to employ counsel of his  or  her
 2    choice,  whose  fees  shall  be  provided by the State, after
 3    approval  by  the  Attorney  General,  unless  there   is   a
 4    determination  by  a court that the member's actions were not
 5    in good faith or were wilful and wanton.
 6        The member must notify the Attorney General within 7 days
 7    of  receipt  of  notice  of  the  initiation  of  any  action
 8    involving services of the Disciplinary Board.  Failure to  so
 9    notify  the  Attorney  General  shall  constitute an absolute
10    waiver of the right to a defense and indemnification.
11        The Attorney General shall determine within 7 days  after
12    receiving  such  notice,  whether he or she will undertake to
13    represent the member.
14        (E)  Deliberations  of  Disciplinary  Board.   Upon   the
15    receipt  of  any  report  called  for by this Act, other than
16    those reports of impaired persons  licensed  under  this  Act
17    required pursuant to the rules of the Disciplinary Board, the
18    Disciplinary  Board  shall  notify  in  writing, by certified
19    mail, the person who is the  subject  of  the  report.   Such
20    notification  shall  be made within 30 days of receipt by the
21    Disciplinary Board of the report.
22        The notification shall include a written  notice  setting
23    forth  the person's right to examine the report.  Included in
24    such notification shall be the address at which the  file  is
25    maintained, the name of the custodian of the reports, and the
26    telephone  number  at which the custodian may be reached. The
27    person who is the  subject  of  the  report  shall  submit  a
28    written  statement  responding,  clarifying,  adding  to,  or
29    proposing  the  amending of the report previously filed.  The
30    statement shall become a permanent part of the file and  must
31    be  received  by  the Disciplinary Board no more than 60 days
32    after the date on  which  the  person  was  notified  by  the
33    Disciplinary Board of the existence of the original report.
34        The  Disciplinary Board shall review all reports received
                            -7-                LRB9008900JSgc
 1    by  it,  together  with  any   supporting   information   and
 2    responding  statements  submitted  by  persons  who  are  the
 3    subject  of  reports.   The  review by the Disciplinary Board
 4    shall be in a timely  manner  but  in  no  event,  shall  the
 5    Disciplinary Board's initial review of the material contained
 6    in  each disciplinary file be less than 61 days nor more than
 7    180 days after the receipt  of  the  initial  report  by  the
 8    Disciplinary Board.
 9        When  the  Disciplinary Board makes its initial review of
10    the materials contained within its  disciplinary  files,  the
11    Disciplinary Board shall, in writing, make a determination as
12    to  whether  there  are  sufficient  facts to warrant further
13    investigation or action.  Failure to make such  determination
14    within   the   time   provided   shall  be  deemed  to  be  a
15    determination that there are not sufficient facts to  warrant
16    further investigation or action.
17        Should  the  Disciplinary  Board  find that there are not
18    sufficient facts to warrant further investigation, or action,
19    the report shall be accepted for filing and the matter  shall
20    be  deemed  closed  and  so  reported  to  the Director.  The
21    Director shall then  have  30  days  to  accept  the  Medical
22    Disciplinary    Board's    decision    or   request   further
23    investigation.  The individual or entity filing the  original
24    report  or complaint and the person who is the subject of the
25    report or complaint shall  be  notified  in  writing  by  the
26    Director  Disciplinary  Board  of  any  final action on their
27    report or complaint.
28        (F)  Summary  reports.   The  Disciplinary  Board   shall
29    prepare,  on  a  timely  basis, but in no event less than one
30    every other month, a summary report of  final  actions  taken
31    upon disciplinary files maintained by the Disciplinary Board.
32    The  summary  reports shall be sent by the Disciplinary Board
33    to every  health  care  facility  licensed  by  the  Illinois
34    Department  of  Public Health, every professional association
                            -8-                LRB9008900JSgc
 1    and society of persons licensed under this Act functioning on
 2    a  statewide  basis  in  this  State,  the  American  Medical
 3    Association,  the  American  Osteopathic   Association,   the
 4    American  Chiropractic  Association,  all  insurers providing
 5    professional liability insurance to  persons  licensed  under
 6    this  Act  in  the State of Illinois, the Federation of State
 7    Medical  Licensing  Boards,  and  the  Illinois   Pharmacists
 8    Association.
 9        (G)  Any  violation  of  this  Section shall be a Class A
10    misdemeanor.
11        (H)  If any such person violates the provisions  of  this
12    Section an action may be brought in the name of the People of
13    the  State  of  Illinois, through the Attorney General of the
14    State of Illinois, for an order enjoining such  violation  or
15    for  an  order  enforcing  compliance with this Section. Upon
16    filing of a verified petition in such court,  the  court  may
17    issue  a  temporary  restraining order without notice or bond
18    and may preliminarily or permanently enjoin  such  violation,
19    and  if it is established that such person has violated or is
20    violating the injunction, the court may punish  the  offender
21    for  contempt  of  court.   Proceedings  under this paragraph
22    shall be in addition to,  and  not  in  lieu  of,  all  other
23    remedies and penalties provided for by this Section.
24    (Source: P.A. 89-18, eff. 6-1-95; 89-702, eff. 7-1-97.)
25        (225 ILCS 60/36) (from Ch. 111, par. 4400-36)
26        Sec. 36.  Upon the motion of either the Department or the
27    Disciplinary  Board or upon the verified complaint in writing
28    of any person setting forth facts  which,  if  proven,  would
29    constitute grounds for suspension or revocation under Section
30    22  of this Act, the Department shall investigate the actions
31    of any person, so accused, who holds or represents that  they
32    hold  a  license.   Such  person  is  hereinafter  called the
33    accused.
                            -9-                LRB9008900JSgc
 1        The  Department  shall,  before   suspending,   revoking,
 2    placing   on   probationary   status,  or  taking  any  other
 3    disciplinary action as the Department may  deem  proper  with
 4    regard  to any license at least 30 days prior to the date set
 5    for the hearing, notify the accused in writing of any charges
 6    made and the time and place for  a  hearing  of  the  charges
 7    before  the  Disciplinary  Board,  direct  them to file their
 8    written answer thereto to the Disciplinary Board  under  oath
 9    within  20  days after the service on them of such notice and
10    inform them that if they fail to  file  such  answer  default
11    will   be  taken  against  them  and  their  license  may  be
12    suspended, revoked, placed on probationary  status,  or  have
13    other  disciplinary  action,  including  limiting  the scope,
14    nature or extent of their practice,  as  the  Department  may
15    deem proper taken with regard thereto.
16        Where  a  physician  has  been  found, upon complaint and
17    investigation of the Department, and after hearing,  to  have
18    performed an abortion procedure in a wilful and wanton manner
19    upon  a  woman who was not pregnant at the time such abortion
20    procedure was performed, the Department  shall  automatically
21    revoke  the license of such physician to practice medicine in
22    Illinois.
23        Such written notice and any notice  in  such  proceedings
24    thereafter may be served by delivery of the same, personally,
25    to  the  accused person, or by mailing the same by registered
26    or certified mail to the address last  theretofore  specified
27    by the accused in their last notification to the Department.
28        All  information  gathered  by  the  Department including
29    information subpoenaed under Section 23 or 38 of this Act and
30    the investigative file shall be kept for the confidential use
31    of the Disciplinary  Board,  the  Medical  Coordinators,  the
32    Disciplinary  Board's  attorneys,  the  medical investigative
33    staff, and authorized clerical staff, as provided in this Act
34    and  shall  be  afforded  the  same  status  as  is  provided
                            -10-               LRB9008900JSgc
 1    information concerning medical studies in Part 21 of  Article
 2    VIII of the Code of Civil Procedure.
 3    (Source: P.A. 85-4.)
 4        (225 ILCS 60/38) (from Ch. 111, par. 4400-38)
 5        Sec.  38.  The Disciplinary Board or Department has power
 6    to subpoena and bring before it any person in this State  and
 7    to  take  testimony  either orally or by deposition, or both,
 8    with the same fees and mileage and in the same manner  as  is
 9    prescribed by law for judicial procedure in civil cases.
10        The   Disciplinary   Board,  upon  a  determination  that
11    probable cause exists that a violation of one or more of  the
12    grounds  for  discipline listed in Section 22 has occurred or
13    is occurring, may subpoena the medical and  hospital  records
14    of individual patients of physicians licensed under this Act,
15    provided, that prior to the submission of such records to the
16    Disciplinary  Board,  all information indicating the identity
17    of the patient shall be removed and deleted.  Notwithstanding
18    the  foregoing,  the  Disciplinary Board and Department shall
19    possess the power to subpoena copies of hospital  or  medical
20    records  in  mandatory report cases under Section 23 alleging
21    death or permanent  bodily  injury  when  consent  to  obtain
22    records is not provided by a patient or legal representative.
23    All   information  including  investigative  files  shall  be
24    confidential and shall be afforded  the  same  status  as  is
25    proved  information  concerning medical studies in Part 21 of
26    Article VIII of the Code of Civil Procedure. The use of  such
27    records  shall  be  restricted to members of the Disciplinary
28    Board, the medical coordinators, and appropriate staff of the
29    Department  of  Professional  Regulation  designated  by  the
30    Disciplinary  Board  for  the  purpose  of  determining   the
31    existence  of  one  or  more  grounds  for  discipline of the
32    physician as provided for by Section 22  of  this  Act.   Any
33    such   review   of  individual  patients'  records  shall  be
                            -11-               LRB9008900JSgc
 1    conducted   by   the    Disciplinary    Board    in    strict
 2    confidentiality,  provided that such patient records shall be
 3    admissible in a disciplinary hearing, before the Disciplinary
 4    Board,  when  necessary  to  substantiate  the  grounds   for
 5    discipline  alleged against the physician licensed under this
 6    Act, and provided  further,  that  nothing  herein  shall  be
 7    deemed to supersede the provisions of Part 21 of Article VIII
 8    of  the  "Code  of  Civil  Procedure",  as  now  or hereafter
 9    amended, to the extent applicable.
10        The Director, and any member of  the  Disciplinary  Board
11    each  have power to administer oaths at any hearing which the
12    Disciplinary Board or Department  is  authorized  by  law  to
13    conduct.
14        The   Disciplinary   Board,  upon  a  determination  that
15    probable cause exists that a violation of one or more of  the
16    grounds  for  discipline listed in Section 22 has occurred or
17    is occurring on the business premises of a physician licensed
18    under  this  Act,  may  issue   an   order   authorizing   an
19    appropriately   qualified   investigator   employed   by  the
20    Department to enter  upon  the  business  premises  with  due
21    consideration   for  patient  care  of  the  subject  of  the
22    investigation so as to  inspect  the  physical  premises  and
23    equipment  and  furnishings  therein.   No  such  order shall
24    include the right of  inspection  of  business,  medical,  or
25    personnel  records  located on the premises.  For purposes of
26    this Section, "business premises" is defined as the office or
27    offices  where  the  physician  conducts  the   practice   of
28    medicine.   Any  such order shall expire and become void five
29    business days after its issuance by the  Disciplinary  Board.
30    The  execution  of  any such order shall be valid only during
31    the normal business hours of the facility  or  office  to  be
32    inspected.
33    (Source: P.A. 85-1209.)

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